2 5 7 9 14 19 21 26 38 50 65 70 71 73 75 77 163 164 166 2016 1
2 2016
1049 (CFSG) (CRMG)(Net2Gather) 510 (FinTech) iphone ipad Android ISO 9001: 2008 2008 www.pricerite.com.hk TMF 2016 3
Omni Channel www.pricerite.com.hk TMF HKMA/TVB Q Q IPTV 4 2016
2016 5
Clarendon House 2 Church Street Hamilton HM 11 Bermuda FCIS, FCS 23 Manhattan Place 28 183 22 www.cash.com.hk 1049 (852) 2287 8888 (852) 2287 8000 6 2016
2016 7
2016 8 2.4% 1.9% 4.5% 8.1% 2.5% iphone (AR) (VR)
2016 9
2016 10 1,593,000,000 1,634,600,000 13,600,000 140,500,000 2,600,000 59,200,000 18,200,000(1) 12,100,000(2) 14,400,000 149,900,000243,900,000 38.5% 18,319 37% 34.2% 67,300,000 18,400,000 1.9%2.4% 3.7% 8.1% 3%
2016 11 1,440,500,0001,390,300,000 3.6% 34,500,000 32,700,000 2,600,000 2,000,000400,000 2,300,000 755,200,000 811,900,000 405,700,000 397,000,000386,000,000 19,700,000 405,700,00064,000,000 1,516,000,0001,627,400,000 696,200,000 554,200,000 142,000,000 819,800,000 1.30 1.22
2016 12 53.8% 49.0% (1)(2) 7,300,0008,760,000 140,500,000 7,500,0008,800,000 36.28% 765,000,000 0.51 68,900,000 33,300,000 83,200,000 1.3%
% 149.9 243.9 (38.5%) 1,440.5 1,390.3 3.6% 2.6 0.4 550% 1,593.0 1,634.6 (2.5%) % (31.1) 15.2 (304.6%) (3.75) 2.03 (284.7%) 2,520.2 3,052.4 (17.4%) 1,516.0 1,627.4 (6.9%) 405.7 397.0 2.2% 10.2 16.3 (37.4%) 4,380 4,296 2.0% 3.6% 14.4% 27.7 27.6 0.36% 2016 13
14 2016
2016 15 22,000.56 0.4% 669 1,056 37% 43% 21% 30% (AUM) AA
2016 16 6.7% 121.18 3.4% 8.1% 1.6% 2.5%
100 120 10% (Miniature Calendar) Pricerite x Miniature Calendar Small World Big FunMegabox 30 2016 300,00010,000 900,000 0 (cook & serve) (AR) (IoT) Apple Pay Tap & Go TnG 2016 17
TMF TMF TMF TMF (AR) (VR) TMF TMF IDC 1,655.7 17.7% 72.3 36.2% ios AppStore Google Play EDEN Online 18 2016
2016 19
1,155 186 275,600,000 20 2016
2016 21
MBA, BBA, FFA, FHKSI, CPM(HK), MHKIM 57 (JP) CEPA HKMA/ TVB Enterprise Asia 2009 IAIR IAIR IAIR 22 2016
MBA, FCCA, FCPA, FHKSI 58 BA, CPA, FCCA, CPA,CGA 48 BA, FHKSI 56 30 (buy-side) (sell-side) MBA, BA, CFP CM 48 Enterprise Asia 2014 2016 23
LL.B 59 MSc (Business Administration), BBA, CFA, CPA,CGA 55 (CFA) MSc, BEcon, MHKSI 44 BBA 35 PhD, MBA, BBA 55 MBA, BSocSc 54 24 2016
MBA, BBA, PMP 42 HKMA/TVB PhD, MPhil, BSc, CFA, PRM, ASA 37 PhD, MSc, BSc 37 PhD, BCS 33 PhD, BSc 30 Hanh HUYNH HUU Dipl. Ing (MEng) Hanh Huynh Huu 44 Ecole Nationale Superieure De L Aeronautique Et De L Espace Diplome D Ingenieur FCIS, FCS 48 2016 25
26 2016
(i) A.5.1 (ii) A.2.1 2124 3.13 2016 27
28 2016
(a) (e) (a), (b), (c), (e) (a), (b), (e) (a), (b), (d), (e) (b), (d) (b), (c), (e) (b) (b) (a) (b) (c) (d) (e) A.6.5 2016 29
9/9 4/4 1/1 1/1 1/2 9/9 4/4 1/1 2/2 9/9 4/4 0/1 2/2 4/4 1/1 0/0 1/1 9/9 4/4 1/1 2/2 3/4 4/4 1/1 0/1 0/2 3/4 3/4 1/1 1/1 2/2 3/4 3/4 1/1 1/2 9 4 4 1 1 2 (i) (ii) (iii) 30 2016
14 i. ii. iii. iv. v. 2016 31
B.1.2(c)(ii) 11 i. ii. 32 2016
11 (a)(i) (ii)(b) (c) 2016 33
(i) (ii) (iii) 34 2016
(iv) (v) (vi) (vii) 2016 35
(i) (ii) (iii) (iv) (www.cash.com.hk) 20 10 (10%) (i)(ii) 21 3 36 2016
(5%) 100(a) (b) 1,000 183 22 (852) 2980 1333cash1049@cash.com.hk 23 Manhattan Place 28 (852) 2287 8888 (852) 2287 8000inquiry@cash.com.hk 4,793,000 2,500,000 559,000 553,000 360,000 150,000 65,000 22,000 9,002,000 2016 37
CORPORATE GOVERNANCE REPORT 38 CFSG Annual 2016 Report 2013
a) b) A. A1 A2 A3 B. B1 B2 B3 B4 B5 B6 B7 B8 2016 39
A1 & A2 A. A1 A1.4 A1.6 14,802.28 1 1 40 2016
17,581 2,317 2,007 514 196.12 1,720 3,030 12,050 CASHARE 2016 41
A1.2 4,970.79 1 2 A2 1 (Greenhouse Gas Protocol) 2 42 2016
A2.1 A2 8,484,256 1 A2.3 1) T5 2) A2.2 A2.4 1 2016 43
A2.5 A3 A3 A3.1 7 44 2016
B. B1 B1 B1.1 (RBP) B1.2 (RBP) 490 489 979 757 165 57 979 2016 45
30 309 30 50 512 50 158 979 B2 B2 B2.3 (RBP) B3 B3 71 19 B4 B4 15 18 46 2016
B5 B5 B6 B6 2016 47
Q ISO 9001:2008 48 2016
B7 B7.1 (RBP) B7 B7.2 (RBP) B8 B8.1 (RBP) B8.1 (RBP) B8 563,600 800 2016 49
50 2016
(a)510 (b)(c) (d) 70 39 39 2016 51
(www.cash.com.hk) (ERB) Facebook 52 2016
ISO 9001: 2008.hk Q 10 Plus 2016 2016 53
622 571 362 615 619 164165 16 45 34 7374 47 54 2016
(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) Cash Guardian 30,000,000 (d)12 2016 55
30,000,000 24 43 (a) (b) (c) 3000 740 14A.56 43(i) (ii) (iii) 14A 30% 30% 56 2016
(i) (ii) (iii) 13.51B (1) 13.51B (1) 2016 57
41 (a) 352(b) XV A. 1. (%) 4,260,000 281,767,807* 34.41 27,345,312 3.29 31,605,312 281,767,807 37.70 * Cash Guardian Cash Guardian 58 2016
2. (%) 2/9/2014 2/9/2014 31/8/2018 0.478 (1) (3) 6,480,000 6,480,000 0.77 18/12/2015 18/12/2015 31/12/2019 0.460 (1) (2) (3) 8,000,000 8,000,000 0.96 2/9/2014 2/9/2014 31/8/2018 0.478 (3) 6,480,000 6,480,000 0.77 18/12/2015 18/12/2015 31/12/2019 0.460 (2) (3) 4,800,000 4,800,000 0.57 18/12/2015 18/12/2015 31/12/2019 0.460 (2) (3) 4,800,000 4,800,000 0.57 2/9/2014 2/9/2014 31/8/2018 0.478 (3) 5,184,000 5,184,000 0.62 18/12/2015 18/12/2015 31/12/2019 0.460 (2) (3) 4,800,000 4,800,000 0.57 40,544,000 40,544,000 4.83 (1) (2) 25%(4) (3) (4) (5) 2016 59
B. (a) 0.02 (%) 1,667,821,069* 40.34 * CIGL Praise Joy Limited 100% 34.41% CIGL (b) (%) 3/12/2015 3/12/2015 31/12/2019 0.315 (1) 40,000,000 40,000,000 0.96 3/12/2015 3/12/2015 31/12/2019 0.315 (1) 40,000,000 40,000,000 0.96 3/12/2015 3/12/2015 31/12/2019 0.315 (1) 20,000,000 20,000,000 0.48 3/12/2015 3/12/2015 31/12/2019 0.315 (1) 16,000,000 16,000,000 0.38 116,000,000 116,000,000 2.78 (1) 25% (2) (3) XV 60 2016
(A) 40(A) (6) 2/9/2014 2/9/2014 31/8/2018 0.478 (1) 18,144,000 18,144,000 18/12/2015 18/12/2015 31/12/2019 0.460 (1) 22,400,000 22,400,000 40,544,000 40,544,000 2/9/2014 2/9/2014 31/8/2018 0.478 (2) (4) 22,548,000 (2,460,000) 20,088,000 18/12/2015 18/12/2015 31/12/2019 0.460 (3) (4) 26,200,000 26,200,000 18/12/2015 18/12/2015 31/12/2019 0.460 (5) 6,800,000 6,800,000 55,548,000 (2,460,000) 53,088,000 96,092,000 (2,460,000) 93,632,000 (1) (2) 25%(4) (3) 25%(4) (4) (5) (6) (7) 2016 61
(B) (i) 40(B) 0.02 3/12/2015 3/12/2015 31/12/2019 0.315 (1) 116,000,000 116,000,000 3/12/2015 3/12/2015 31/12/2019 0.315 (2) (3) 192,000,000 192,000,000 3/12/2015 3/12/2015 31/12/2019 0.315 (4) 30,000,000 30,000,000 222,000,000 222,000,000 338,000,000 338,000,000 (1) (2) 25%(3) (3) (4) (5) (ii) Netfield Netfield Netfield40(C) Netfield 62 2016
336 (%) Hobart Assets Limited (1) (2) 281,767,807 33.89 Cash Guardian (1) (2) 281,767,807 33.89 (3) 77,404,926 9.31 (1) Cash Guardian Hobart Assets Limited 100% Hobart Assets Limited Cash Guardian (2) 286,027,807 (34.41%)Cash Guardian281,767,807 4,260,000 (3) 19,631,226 42,114,150 Mingtak Holdings Limited100% 15,659,550 336 25% 2016 63
469 563,600 3.13 64 2016
70 162 2016 65
40.34% 10 4 45 10 5 1,440,493,000 66 2016
275,607,000 4 24 39 2016 67
90 68 2016
2016 69
5 1,592,971 1,634,613 13 (821,073) (791,344) 7 11,561 9,867 8 71,349 175,367 9 (275,572) (334,390) (51,373) (85,163) (521,853) (527,752) 16 (35,644) (39,616) 10 (11,545) (15,775) 17 (13,593) 155 21 95 (54,772) 26,057 12 (4,395) (7,852) 13 (59,167) 18,205 1,591 (5,179) (57,576) 13,026 (31,139) 15,229 (28,028) 2,976 (59,167) 18,205 (28,833) 12,245 (28,743) 781 (57,576) 13,026 14 (3.75) 2.03 (3.75) 2.00 70 2016
16 63,911 83,751 17 16,508 188,583 18 60,049 60,049 19 53,212 53,212 22 8,415 8,415 43,138 32,963 23 5,039 5,039 12 5,550 6,200 255,822 438,212 56,605 63,382 24 598,612 774,449 25 7,881 4,509 23 3,528 5,240 26 46,496 57,130 1,948 29 27 33,317 68,871 28 13,161 29 66,601 44,000 26 819,803 946,810 26 629,553 636,632 2,264,344 2,614,213 30 1,168,913 1,638,408 31 168,064 156,975 14,968 21,513 32 407 396 28 13,161 33 395,055 318,571 1,747,407 2,149,024 516,937 465,189 772,759 903,401 2016 71
34 83,122 83,122 378,798 406,777 461,920 489,899 35 293,270 322,013 755,190 811,912 12 6,689 12,435 32 235 642 33 10,645 78,412 17,569 91,489 772,759 903,401 70 162 72 2016
(a)(b) (c) (d) (e) 38 55,415 510,677 88,926 1,160 59,110 12,390 3,604 11,164 (375,820) 366,626 324,926 691,552 15,229 15,229 2,976 18,205 (2,984) (2,984) (2,195) (5,179) (2,984) 15,229 12,245 781 13,026 40 854 854 854 40 1,168 1,168 (1,168) 34 27,707 83,122 110,829 110,829 (2,362) (2,362) (2,362) 36 (4,855) (4,855) (d) 1,709 1,709 4,125 5,834 (d) (1,518) (1,518) (1,448) (2,966) (d) 348 348 (348) 83,122 591,437 88,926 1,160 59,649 9,406 4,458 11,164 (359,423) 489,899 322,013 811,912 (31,139) (31,139) (28,028) (59,167) 2,306 2,306 (715) 1,591 2,306 (31,139) (28,833) (28,743) (57,576) 40 854 854 854 40 (280) 280 83,122 591,437 88,926 1,160 59,649 11,712 5,032 11,164 (390,282) 461,920 293,270 755,190 2016 73
(a) (b) (i) (ii) (c) (d) CASH on-line Limited 36 (e) 11,164,000 74 2016
(54,772) 26,057 8 (4,519) 8 1,553 1,431 8 1,632 16 35,644 39,616 854 854 13 4,540 6,500 17 13,593 (155) 10 11,545 15,775 (18,811) (27,116) 7 (1,231) (1,539) 8 2,592 97 8 (2,623) 8 (14,381) 8 (12,094) 21 (95) (5,484) 30,431 2,237 (13,486) 1,712 1,830 174,284 (68,021) (32) 45,249 (1,323) (5,271) 35,554 (24,326) 13,161 (13,161) 127,007 (154,693) (469,495) 351,220 (29,956) 53,965 (1,055) (13,161) 13,161 (165,496) 215,843 18,225 26,639 23 1,167 (14,601) (4,991) (161,849) 238,658 2016 75
426 395 1,231 1,539 (26,601) 4,000 20,155 (4,000) (3,400) 820 2,685 48 (24,434) (45,349) 12,094 26,997 17,103 22,961 1,529 31 50,000 42 139,765 158,358 39,606 36 5,834 36 (4,855) (14,571) (50,156) 635,888 513,522 (612,600) (476,543) (16,224) (396) (385) 36 (2,966) (22) (83) (11,523) (15,692) 110,829 (2,362) (3,224) 60,919 (6,715) 339,183 636,632 300,299 (364) (2,850) 629,553 636,632 629,553 636,632 76 2016
1. 45 2. 10 12 28 11 1 16 38 16 41 2016 77
2. 1 11 1 9 1 15 1 16 2 2 1 4 4 9 1 10 3 28 7 4 12 4 5 1 2 3 4 5 78 2016
2. 9 9 9 9 9 9 39 399 9 8,415,000 9 2016 79
2. 15 15 1518 11 15 15 15 15 15 15 15 15 16 1616 17 16 80 2016
2. 16 16 1716 1617 16 37 367,980,000 16 16 7 (i)(ii) (iii)(iv) (v) 2016 81
3. 2 17 2 36 82 2016
3. 2016 83
3. (i) (ii) 84 2016
3. 39 36 36 2016 85
3. 86 2016
3. 2016 87
3. 88 2016
3. 2016 89
3. 90 2016
3. 2016 91
3. 92 2016
3. (i)(ii) 39 39 2016 93
3. (a)(b)(c) 94 2016
3. 2016 95
3. (i) (ii) 39 39 96 2016
3. 2016 97
3. 10 4. 3 98 2016
4. 45 40.34% 40.10% 40.71% 50% 10 36.28% 765,000,000 10 598,612,000 7,881,000 774,449,000 4,509,000 2016 99
4. 51,474,000 872,028,000 48,311,000 844,586,000 20 5. 131,691 217,258 18,225 26,639 1,440,493 1,390,312 2,562 404 1,592,971 1,634,613 100 2016
6. 149,916 1,440,493 2,562 1,592,971 (67,262) 34,475 (1,996) (34,783) 618 (9,615) 2,623 (13,593) (22) (54,772) 2016 101
6. 243,897 1,390,312 404 1,634,613 18,368 32,743 (2,269) 48,842 605 (46,813) 14,381 12,094 155 95 (3,302) 26,057 102 2016
6. 1,925,990 491,309 2,140 2,419,439 16,508 206 8,415 1,948 5,550 9,921 58,179 2,520,166 1,227,805 450,589 3,539 1,681,933 60,744 14,968 6,689 642 1,764,976 2016 103
6. 2,350,955 475,823 2,527 2,829,305 188,583 397 8,415 29 6,200 5,673 13,823 3,052,425 1,728,899 462,106 4,021 2,195,026 10,501 21,513 12,435 1,038 2,240,513 104 2016
6. 4,770 13,640 100 18,510 18,302 227 282 18,811 12,685 22,625 43 291 35,644 5,231 6,292 22 11,545 83,176 83,176 4,540 4,540 662 1,930 2,592 1,553 1,553 1,632 1,632 6,543 42,297 18 172 49,030 26,652 270 6 188 27,116 13,457 25,413 69 677 39,616 6,765 5,708 3,302 15,775 158,926 158,926 6,500 6,500 97 97 1,431 1,431 4,519 4,519 2016 105
6. 117,347 189,804 18,255 26,639 14,314 27,454 1,276,098 1,209,698 164,395 180,614 2,562 404 1,592,971 1,634,613 1,590,386 1,634,131 224,093 389,558 2,585 482 17,764 34,039 1,592,971 1,634,613 241,857 423,597 10% 7. 1,231 1,539 512 526 586 477 9,232 7,325 11,561 9,867 106 2016
8. 83,176 158,926 (2,592) (97) (8,673) (13,025) 24 (1,553) (1,431) 25 4,519 (1,632) 42 2,623 22 14,381 12,094 71,349 175,367 13,000,00012,094,000 9. 228,644 290,519 33,142 30,986 12,932 12,031 854 854 275,572 334,390 10. 11,256 15,124 22 83 267 568 11,545 15,775 2016 107
11. (1) (2) 150 150 300 1,791 1,488 2,858 764 1,470 8,371 460 260 720 90 74 120 38 77 399 1,881 1,562 3,438 802 1,807 150 150 9,790 (1) (2) 108 2016
11. (1) (2) 150 150 300 1,560 1,320 300 1,260 4,440 15,000 15,000 78 66 15 63 222 16,638 1,386 315 1,323 150 150 19,962 (1) (2) 2016 109
11. 4,110 5,160 282 275 1,294 9,288 5,686 14,723 1,500,001 2,000,000 2 3 2,000,001 2,500,000 1 9,000,001 9,500,000 1 12. 6,700 10,020 (586) (94) (1,719) (2,074) 4,395 7,852 16.5% 25% 110 2016
12. (54,772) 26,057 16.5% 16.5% (9,037) 4,299 (16) (586) (94) 14,775 3,833 (13,093) (5,336) 522 (72) 14,802 11,451 (3,274) (2,882) 286 (3,331) 4,395 7,852 6,200 (650) 5,550 2016 111
12. (7,860) (6,649) (14,509) 2,074 2,074 (5,786) (6,649) (12,435) 42 3,377 3,377 2,369 2,369 (40) (6,649) (6,689) 51,474,000 872,028,000 48,311,000 844,586,000 39,134,000 88,507,000 3,290,000 174,682,000 207,794,000 112 2016
13. 4,000 3,820 254,753 251,338 2,203 1,722 34,916 27,419 36,854 43,687 28,231 28,667 28,533 34,873 25,269 23,649 52,706 55,552 821,073 791,344 4,540 6,500 2016 113
14. (31,139) 15,229 (2) (31,139) 15,227 831,222 751,090 11,542 831,222 762,632 15. 114 2016
16. 127,261 107,437 4,237 238,935 31,937 15,693 1,400 49,030 (1,819) (413) (2,232) (204) (573) (777) 157,175 122,144 5,637 284,956 10,048 8,047 415 18,510 (15,449) (32,701) (1,992) (50,142) (125) (367) (492) 151,649 97,123 4,060 252,832 86,750 74,072 3,627 164,449 26,293 12,679 644 39,616 (1,819) (316) (2,135) (202) (523) (725) 111,022 85,912 4,271 201,205 22,423 12,786 435 35,644 (13,832) (31,678) (1,992) (47,502) (125) (301) (426) 119,488 66,719 2,714 188,921 32,161 30,404 1,346 63,911 46,153 36,232 1,366 83,751 5 37 35 972,000 1,234,000 2016 115
17. 213,666 (22,961) 155 (2,277) 188,583 (17,103) (13,593) 42 (140,400) (979) 16,508 1,215 (1,726) 116 2016
17. (1) (2) 1% 0.4% 3% 0% 3% 155,000 16,508 33,583 16,508 188,583 2016 117
18. 261,707 201,658 60,049 20,606 39,443 60,049 20 118 2016
19. (a) (b) (c) (d) 9,392 660 63,271 5,460 38,000 40,295 157,078 300 63,271 40,295 103,866 9,092 660 5,460 38,000 53,212 (a) 9,092,000 9,092,000 (b) 660,000 660,000 (c) 5,460,000 5,460,000 www.shanghai.com (d) 38,000,000 38,000,000 20 2016 119
20. 18 19 20,606 9,092 39,443 38,000 60,049 9,092 38,000 20,606,000 20,606,000 9,092,000 9,092,000 765,000,0004 8% 39,443,000 39,443,00038,000,000 38,000,000 3%12%8% 11% 3% 4% 120 2016
21. 1,434 95 1,529 (1,529) 22. 8,415 8,415 Infinity Investment Holding GroupInfinity Holding 20% 18%18% Infinity Holding 26,997,000 Infinity Holding 10.8% Infinity Holding7.2% 14,381,000 2016 121
23. 3,528 5,240 5,039 5,039 8,567 10,279 24. 59,469 275,930 42,336 55,373 233,271 170,624 150 159 258,330 266,452 1,521 2,247 540 1,046 50 2,995 2,568 598,612 774,449 122 2016
24. 227,565 170,624 19,315 32,849 317,799 536,235 50 1,885 1,817 24,187 32,874 11,161 3,497 601,912 777,946 (3,300) (3,497) 598,612 774,449 39 0 30 415 1,969 31 60 125 126 61 90 274 90 2,421 924 2,961 3,293 140% 2016 123
24. 0 30 1,885 1,817 31 60 226 420 61 90 74 56 90 810 275 2,995 2,568 23,077,000 32,123,000 1,110,000 751,000 0 30 12,866 14,060 31 60 8,540 10,560 61 90 274 90 1,671 7,229 23,077 32,123 0 30 226 420 31 60 74 56 61 90 16 12 90 794 263 1,110 751 24,187 32,874 6,147,000 11,161,000 3,497,000 3,300,000 3,497,000 2,933,000 3,126,000367,000 371,000 124 2016
24. 3,497 2,632 8 1,553 1,431 (1,750) (566) 3,300 3,497 (1) (4) 2,345 231 (1) 18,036 6,909 (1) 16,546 2016 125
24. Cash Guardian Limited (2) 4,058 (1) 26,197 8,637 (1) (3) 18,200 10,364 (1) (4) 24,818 6,000 (1) (4) 16,559 5,182 (1) (2) Cash Guardian LimitedCash Guardian (3) (4) 126 2016
25. 7,881 4,509 7,480 4,108 401 401 7,881 4,509 30,595 (4,519) (26,076) 7,480,000 4,108,000 455,000 545,000 2,100,000 2,100,000 2016 127
25. 7,483,000 4,271,000 7,881 4,509 26. 11,403 10,727 28,625 37,221 6,468 9,182 46,496 57,130 30 128 2016
27. (a) 20,311 19,120 (a) 766 12,271 (b) 12,240 37,480 33,317 68,871 (a) (b) 28. (i) 13,161 (ii) 13,161 (i) (ii) (i) 2016 129
29. 66,601 44,000 64,025,000 44,000,0002,576,000 30. 7,370 9,432 582,997 947,082 117,043 160,949 251,147 312,364 210,064 208,190 292 391 1,168,913 1,638,408 130 2016
30. 819,803,000 946,810,000 30 90 0 30 74,679 137,193 31 60 57,146 17,531 61 90 50,588 18,015 90 27,651 35,451 210,064 208,190 9030 31. 42,639 53,164 33,033 46,176 50,000 42,392 57,635 168,064 156,975 50,000,000 2016 131
32. 407 396 235 642 642 1,038 2.5% 2.7% 2.5% 2.7% 418 418 407 396 223 418 215 407 15 238 20 235 (14) (36) 642 1,038 642 1,038 (407) (396) 235 642 132 2016
33. 431 2 212,690 242,816 60,809 10,249 68,274 78,835 63,496 65,081 405,700 396,983 135,457 219,256 3,351 6,502 7,294 20,510 51,400 146,102 297,668 255,598 86,026 1,600 9,289 2,400 4,000 405,700 396,983 (395,055) (318,571) 10,645 78,412 281,395,000 321,653,000 (a) (b) (c) 296,169,000 212,602,000 (d) 188,583,00017 (e) 64,025,000 44,000,00029 2016 133
33. 25,000,000 29 273,499,000 253,065,000 431,000 2,000 131,770,000 143,916,000 60,809,000 10,249,00063,496,000 65,081,000 1.25% 5.25% 2.2% 5.25% 34. 0.1 3,000,000 300,000 0.1 554,148 55,415 277,074 27,707 0.1 831,222 83,122 0.40277,073,892 0.10 134 2016
35. 319,075 5,851 324,926 781 781 36 (4,855) (4,855) 1,745 (2,913) (1,168) 36 7,063 (2,938) 4,125 36 (1,448) (1,448) (348) (348) 322,013 322,013 (28,743) (28,743) 293,270 293,270 36. 4,855,000 CASH Dynamic Opportunities Investment LimitedDOI 50% DOI DOI 40.71%40.10%5,834,000 4,125,000 1,709,000 Celestial Investment Group Limited CIGL 1,549,000Confident Profits LimitedCPL CPL40.10%100% 348,000 CIGL 2,966,00010,020,000 40.10%40.34%CIGL1,518,000 2016 135
37. 169,415 157,817 191,476 150,201 7,089 21,051 367,980 329,069 2,203,000 1,722,000 38. 3334 136 2016
39. 33,317 68,871 13,161 8,415 8,415 2,144,054 2,482,785 13,161 1,667,005 2,093,026 642 1,038 2016 137
39. 15% 15% 4,173,000 8,626,000 5050 5050 478,000 926,000 138 2016
39. 172,287 199,494 263,304 274,179 8,844 6,924 157,744 109,268 5% 5% 6,217,000 4,273,000 2016 139
39. 24 25 25 140 2016
39. % 1,168,913 1,168,913 1,168,913 92,392 92,392 92,392 395,957 3,611 7,521 407,089 405,700 2.6% 418 223 15 656 642 1,657,680 3,834 7,536 1,669,050 1,667,647 1,638,408 1,638,408 1,638,408 13,161 13,161 13,161 57,635 57,635 57,635 321,455 8,385 25,154 58,643 413,637 396,983 2.6% 418 418 238 1,074 1,038 2,031,077 8,803 25,392 58,643 2,123,915 2,107,225 2016 141
39. 259,598,000 99,315,000 264,567,000 101,755,000 261,650 88,101 1,676 9,530 2,447 4,124 265,773 101,755 142 2016
39. 20,311 19,120 766 12,271 12,240 37,480 13,161 13,161 2016 143
39. 486,828 (151,752) 335,076 (11,855) (268,664) 54,557 2,951 2,951 2,951 144 2016
39. 1,620,971 (1,119,044) 501,927 (14,009) (216,951) 270,967 5,666 5,666 5,666 707,410,000 1,117,463,000 2016 145
40. (A) (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) 10%83,122,167 55,414,778 10% 6.67% 30% 1% 1.00 (ix) 146 2016
40. (A) (2) 2.9.2014 0.478 (1) (2) 14,000,000 4,144,000 18,144,000 18,144,000 18.12.2015 0.460 (3) 22,400,000 22,400,000 22,400,000 14,000,000 4,144,000 22,400,000 40,544,000 40,544,000 2.9.2014 0.478 (1) (2) 17,400,000 5,148,000 22,548,000 (2,460,000) 20,088,000 18.12.2015 0.460 (3) 26,200,000 26,200,000 26,200,000 17,400,000 5,148,000 26,200,000 48,748,000 (2,460,000) 46,288,000 18.12.2015 0.460 (3) 6,800,000 6,800,000 6,800,000 31,400,000 9,292,000 55,400,000 96,092,000 (2,460,000) 93,632,000 29,418,000 33,210,000 (1) 40,692,000 280,0002,460,000 (i) 25% (ii) 25%(iii) 25% (iv) 25% 854,000 854,000 854,000 854,000 (2) 0.620 0.478 2016 147
40. (A) (3) (B) (i) 148 2016
40. (B) (ii) (iii) 10%413,435,958 387,785,95810% 9.4% 30% (iv) 1% (v) (vi) (vii) 1.00 (viii) (ix) 2016 149
40. (B) 338,000,000 0.315 121,000,000 0.095 (a) (b) 338,000,000 0.315 (c) (d) (58,500,000) 0.096 (c) (d) (62,500,000) 0.093 338,000,000 0.315 338,000,000 0.315 (a) 308,000,000 (b) 30,000,000 (c) 75,000,000 50,500,000 24,500,000 (d) 46,000,000 8,000,000 38,000,000 33 150 2016
40. (B) 2,913,000 58,500,000 1,168,000 (C) Netfield Technology LimitedNetfield Netfield Netfield Netfield Netfield (i) NetfieldNetfield Netfield Netfield (ii) Netfield (iii) NetfieldNetfield Netfield 10%Netfield Netfield30% (iv) Netfield Netfield 1% (v) Netfield (vi) Netfield (vii) Netfield1.00 2016 151
40. (C) Netfield Technology LimitedNetfield (viii) NetfieldNetfield 0.10 (ix) NetfieldNetfield (x) Netfield Netfield Netfield Netfield (xi) 41. 1,500 7% 5% 17% 2% 0.5% 0.5% 9 152 2016
42. 140,500,000 125,112,00015,388,000 140,500 140,400 150 (125,112) (31) (3,377) 12,030 140,500 (125,112) 15,388 (12,030) (735) 8 2,623 140,500 (735) 139,765 2016 153
43. Cash Guardian (a) 52 (a) 18 86 18 138 7 58 1 30 8 88 16 92 (b) 13 53 29 145 (c) 10 33 (c) 13 29 23 62 (a) Cash Guardian 33.89% 33.89%Cash Guardian Cash Guardian (b) (c) 11 154 2016
44. 2,762,0008,686,000 1,423,000 45. % % 1 100 100 CASH Retail Management (HK) Limited 3,877,860 90.98 90.98 CIGL 10,000 100 100 Libra Capital Management (HK) Limited 1 100 100 10,000 89.7 89.7 Mov2Gather (HK) Limited 1 89.7 89.7 Joy2Gather Limited 1 89.7 89.7 Praise Joy Limited 1 100 100 201,170,000 90.98 90.98 2016 155
45. % % Wealthy View Investment Limited 10 100 100 4,000,000 100 100 10,000,000 100 100 100 65 65 DOI 5,000,000 100 100 CDOI Securities Limited 5,000,000 100 100 2,000,000 100 100 1 100 100 1 100 100 CASH Quant-Finance Lab Limited 1 100 100 10,000,000 40.34 40.34 15,000,000 40.34 40.34 156 2016
45. % % 2 40.34 40.34 Celestial Asset Management Limited 6,781,401 40.34 40.34 30,000,000 40.34 40.34 50,000,000 40.34 40.34 121,000,002 40.34 40.34 140,000,000 40.34 40.34 Agostini Limited 1 40.34 40.34 1 40.34 40.34 1 40.34 Celestial Financial Services Limited 10,000 40.34 40.34 10,000,000 40.34 40.34 2016 157
45. 59.66% 59.66% (30,545) 1,035 (3) 319,183 350,443 (1) (196) (30,545) 839 319,183 350,443 (2) 9.02% 9.02% 2,517 2,137 13,597 11,080 10.3% 10.3% (40,045) (40,045) 535 535 (28,028) 2,976 293,270 322,013 (1) 65% (2) 90.98% (3) 40.34% 40.10% 40.71% 4 158 2016
45. 58,805 231,846 1,652,118 2,070,842 (10,685) (84,198) (1,157,060) (1,622,915) 543,178 595,575 223,995 245,132 319,183 350,443 543,178 595,575 166,830 252,290 (218,028) (238,880) (51,198) 13,410 (20,653) 12,571 (30,545) 1,035 (196) (51,198) 13,410 (484) (5,858) (715) (8,748) (1,199) (14,606) (21,137) 6,713 (31,260) (7,713) (196) (52,397) (1,196) (123,300) 121,567 128,165 39,143 (40,486) 39,045 (35,621) 199,755 2016 159
45. 121,899 128,199 482,509 463,339 (6,649) (6,649) (452,264) (467,317) 145,495 117,572 131,898 106,492 13,597 11,080 145,495 117,572 1,440,493 1,390,312 (1,412,591) (1,366,620) 27,902 23,692 25,385 21,555 2,517 2,137 27,902 23,692 53,752 95,978 (6,205) (86,213) (12,019) 46,152 35,528 55,917 160 2016
45. 6,193 6,257 1,755 2,077 (404,026) (402,188) (396,078) (393,854) (356,033) (353,809) (40,045) (40,045) (396,078) (393,854) 2,562 404 (4,558) (2,673) (1,996) (2,269) (1,996) (2,269) (1,996) (2,269) (228) (491) (228) (491) (2,224) (2,760) (2,224) (2,760) (2,299) (2,057) 2,320 1,863 21 (194) 2016 161
46. 47. 424,680 421,315 227 373 254 5,076 481 5,449 987 583 41,281 41,281 42,268 41,864 (41,787) (36,415) 382,893 384,900 83,122 83,122 299,771 301,778 382,893 384,900 510,677 149,719 3,604 (440,199) 223,801 (3,637) (3,637) 83,122 83,122 (2,362) (2,362) 854 854 591,437 149,719 4,458 (443,836) 301,778 (2,861) (2,861) 854 854 591,437 149,719 5,312 (446,697) 299,771 162 2016
8 1607 19A 1,593 2016 163
1,592,971 1,634,613 1,371,608 1,306,493 1,290,314 (54,772) 26,057 64,904 (132,268) (243,687) (4,395) (7,852) (21,302) 3,903 (8,769) (59,167) 18,205 43,602 (128,365) (252,456) (31,139) 15,229 2,422 (87,835) (228,552) (28,028) 2,976 41,180 (40,530) (23,904) (59,167) 18,205 43,602 (128,365) (252,456) 164 2016
63,911 83,751 74,486 60,600 84,297 16,508 188,583 213,666 57,112 68,832 60,049 60,049 60,049 62,710 62,710 1,434 158,154 152,939 53,212 53,212 53,212 53,212 96,600 62,142 52,617 76,183 107,901 88,107 2,264,344 2,614,213 2,058,903 2,012,378 2,479,802 2,520,166 3,052,425 2,537,933 2,512,067 3,033,287 1,747,407 2,149,024 1,740,356 1,816,458 2,235,261 10,645 78,412 91,516 22,575 26,331 6,924 13,077 14,509 8,218 16,187 1,764,976 2,240,513 1,846,381 1,847,251 2,277,779 755,190 811,912 691,552 664,816 755,508 461,920 489,899 366,626 357,258 369,473 293,270 322,013 324,926 307,558 386,035 755,190 811,912 691,552 664,816 755,508 2016 165
Cash Guardian Cash Guardian Limited 1 6 2 1 CASH Financial Services Group Limited 510 CIGL Celestial Investment Group Limited Celestial Asia Securities Holdings Limited 1049 166 2016
CASH Retail Management (HK) Limited Netfield Netfield Technology Limited 571 0.10 2016 167
168 2016