1398 2011 9 30 13.09 1. 1.1 1.2 2011 10 27 2011 1.3 1.4 1
2. 2.1 A 601398 H 1398 A 113002 55 100140 86-10-66108608 86-10-66106139 ir@icbc.com.cn 2.2 2.2.1 2011 9 30 2010 12 31 % 15,127,002 13,458,622 12.40 7,599,040 6,790,506 11.91 188,653 167,134 12.88 3,880,181 3,732,268 3.96 14,225,136 12,636,965 12.57 12,144,232 11,145,557 8.96 1,304,410 1,048,002 24.47 900,682 820,430 9.78 2.58 2.35 9.79 2011 1 9 % 170,681 (72.82) 0.49 (73.94) 2
2011 7 9 2011 1 9 (1) % 54,403 163,978 27.02 54,359 163,840 27.56 0.16 0.47 23.08 0.15 0.46 25.00 % 24.72 25.07 1.32 (1) 2011 7 92010 7 9 2010 7 92010 2.2.2 2011 9 30 3
2.3 1,030,346 H 154,125 A 876,221 10 1,030,346 2011 9 30 A+H 102011 9 30 % A 35.4 123,641,072,864 0 A 35.3 123,316,451,864 0 H 24.5 85,358,798,226 0 A 0.4 1,500,754,569 0 A 0.3 1,053,190,083 0 H 0.2 638,061,117 0 A 0.1 516,921,488 0 A 0.1 469,769,000 0 005L CT001 A 0.1 454,538,874 0 A 0.1 386,629,846 0 (1) (2) HH (3) 2011 10 10 14,584,024 A 4
2.4 XV 2 3 2011 9 30 336 A A A % % 118,006,174,032 45.00 33.81 (1) 118,006,174,032 45.00 33.81 (2) (1) 2011 9 30 123,316,451,864 (2) 2011 9 30 123,641,072,864 H H H % % 13,847,980,524 15.95 3.97 10,139,783,324 11.68 2.91 159,943,599 0.18 0.05 10,299,726,923 11.86 2.96 Nomura Holdings, Inc. 4,909,233,950 5.66 1.41 3,862,033,001 4.45 1.11 JPMorgan Chase & Co. 585,160,157 0.67 0.17 701,938,345 0.81 0.20 3,072,602,693 3.54 0.88 4,359,701,195 5.02 1.25 360,591,621 0.42 0.10 5
2.5 10 A 018L FH001 792,052,000 682,318,000 680,618,000 655,623,000 10 586,774,000 005L CT001 549,101,000 005L FH002 532,490,000 447,099,000 419,173,000 418,393,000 2011 9 30 A 2.5.1 2.5.2 A 2011 6 15 4.15 3.97 2.5.3 2011 3 12011 9 30 41,080 A 996,674 249,958,920 99.98% 2.5.4 2010 [2011] 012 AAA AAA 6
3. 1,639.78 28.31% 2,670.87 20.49% 782.95 43.49% 1,638.40 28.79% 26.58% 151,270.0216,683.8012.40% 75,990.408,085.3411.91% 6,057.849.75% 50,990.64 19,083.38 1,102.694,813.69 62.66% 142,251.36 15,881.71 12.57% 121,442.329,986.758.96% 58,920.91 60,597.691,923.72 9,018.66802.099.76% 691.9040.51 0.91% 0.17 272.66% 44.462.48% 10.03% 12.51% 7
4. 4.1 2011 9 30 2010 12 31 % 42,129 10,188 313.52 137,087 2,798 4,799.46 180,085 130,115 38.40 100 51 96.08 174,833 6,670 2,521.18 13,808 10,564 30.71 136,069 84,888 60.29 28,311 9,314 203.96 129 318 (59.43) 149,834 102,264 46.52 300,486 201,157 49.38 2011 1 9 2010 1 9 % 78,295 54,563 43.49 (264) (566) (53.36) (546) (143) 281.82 422 120 251.67 3,503 2,048 71.04 (24,383) (17,820) 36.83 138 579 (76.17) (19,364) 6,547 (395.77) 8
4.2 4.2.1 2011 1 21 East Asia Holding Company, Inc. 100% 80% 4.2.2 2011 8 5Standard Bank London Holdings Plc Holding W-S De Inversiones S.A. SieleckiWerthein Standard Bank Argentina S.A. Standard Investments S.A. Sociedad Gerente de Fondos Comunes de Inversión Inversora Diagonal Sociedad Anónima 80% 2011 9 4.2.3 2010 1 2870% 2011 3 31 10% 2011 8 26 70% 80% 4.2.4 2010 10 28 AXA 4.3 5%2011 9 30 9
4.4 2011 5 312010 2011 7 82011 6 142010 1 1 2010 12 31 10 1.84 642 4.5 5. 5.1 6. (www.hkexnews.hk) (www.icbc.com.cn, www.icbc-ltd.com) (www.sse.com.cn)(www.icbc.com.cn, www.icbc-ltd.com) 2011 10 27 M C 10
2011 9 30 2011 7 9 2011 1 9 2010 7 9 2010 1 9 153,468 426,187 118,953 338,818 (60,885) (159,100) (40,602) (117,155) 92,583 267,087 78,351 221,663 26,429 83,273 18,974 58,029 (1,925) (4,978) (1,300) (3,466) 24,504 78,295 17,674 54,563 (243) (264) (244) (566) (322) (546) (19) (143) 113 422 31 120 702 3,503 964 2,048 117,337 348,497 96,757 277,685 (40,352) (113,607) (33,549) (95,418) (7,634) (24,428) (8,243) (17,986) 132 45 116 166 69,483 210,507 55,081 164,447 531 1,852 627 1,877 70,014 212,359 55,708 166,324 (15,611) (48,381) (12,878) (38,529) 54,403 163,978 42,830 127,795 11
2011 9 30 2011 7 9 2011 1 9 2010 7 9 2010 1 9 54,359 163,840 42,613 127,216 44 138 217 579 54,403 163,978 42,830 127,795 0.16 0.47 0.13 0.37 0.15 0.46 0.12 0.37 12
2011 9 30 2011 7 9 2011 1 9 2010 7 9 2010 1 9 54,403 163,978 42,830 127,795 (5,706) (10,458) 1,325 5,816 231 333 (59) (129) 615 753 (433) (527) (7,191) (10,003) 3,144 1,387 11 (12,051) (19,364) 3,977 6,547 42,352 144,614 46,807 134,342 42,345 144,527 46,568 133,756 7 87 239 586 42,352 144,614 46,807 134,342 13
2011 9 30 2011 9 30 2010 12 31 2,916,591 2,282,999 296,021 248,860 42,129 10,188 137,087 2,798 15,596 13,332 263,273 262,227 7,410,387 6,623,372 3,700,965 3,719,282 33,180 40,325 108,302 103,412 23,386 21,712 180,085 130,115 15,127,002 13,458,622 14
2011 9 30 2011 9 30 2010 12 31 100 51 174,833 6,670 13,808 10,564 1,304,410 1,048,002 136,069 84,888 28,311 9,314 12,144,232 11,145,557 35,118 33,759 129 318 149,834 102,264 238,292 195,578 14,225,136 12,636,965 349,020 349,019 2,985 2,985 248,191 267,269 300,486 201,157 900,682 820,430 1,184 1,227 901,866 821,657 15,127,002 13,458,622 15
2011 9 30 2011 1 9 2010 1 9 212,359 166,324 (1,852) (1,877) 9,036 8,061 1,059 950 (6,272) (5,813) 24,428 17,986 (45) (166) 3,959 2,238 3,438 1,938 (285) (641) (347) (76) 12 (9) 546 (508) (165) (75) (44) 245,453 188,706 (527,559) (399,743) (32,078) 18,911 (32,140) 2,911 (134,975) 232 14,718 219,847 (833,607) (855,646) (49,669) (43,305) (1,595,310) (1,056,793) 16
2011 9 30 2011 1 9 2010 1 9 168,589 (7,491) 49 258,812 9,478 51,181 (33,061) 19,365 6,840 1,013,087 1,517,188 55,290 37,868 1,566,373 1,530,822 216,516 662,735 (45,835) (34,879) 170,681 627,856 (10,484) (7,759) 1,089 635 (1,127,706) (1,746,518) 1,129,355 1,604,874 (3) (823) (2,929) (528) 1,233 999 (6,516) (152,049) 17
2011 9 30 2011 1 9 2010 1 9 38,000 22,000 25,000 9,532 (22,000) (3,048) (2,597) 230 (120) (65,543) (56,783) (69) (196) (128) (21,248) (34,474) 142,917 441,333 528,971 409,394 (6,021) (2,850) 665,867 847,877 405,884 327,353 (142,748) (106,394) 18