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中州証券 Central China Securities Co., Ltd. (2002 年於中華人民共和國河南省成立的股份有限公司, 中文公司名稱為中原證券股份有限公司, 在香港以中州證券名義開展業務 ) 股份代號 : 01375 二零一六年度報告

2 3 4 9 39 45 99 119 128 129 147 177 188 證 2016 189 190 196 1

2016 2016 101.21 證 2016 2

A 證 2016 3

證證 571 A 證 2016 4

1.00 Wind A 1.00 H 1.00 2016 1 12016 12 31 2016 12 31 證 2016 5

證 2016 6

證 2016 FICC Fixed Income Currencies & Commodities 7

IPO 證 2016 8

證證 CENTRAL CHINA SECURITIES CO., LTD. CCSC 3,223,734,700 3,223,734,700 10,217,177,777.68 7,814,063,990.84 1 2016 證 2016 2 2016 12 A 7 2017 1 3 2017 2 163,923,734,700 9

1 2 3 4 5 6 7 8 9 10 11 1250ETF 13 14 IPO 15 16 17 18 19 20 21 22 23 24 證 2016 10

25 26ITISO/IEC 20000 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 證 2016 11

10 19 450018 10 19 450018 0371-69177590 0371-69177590 0371-69177590 0371-69177590 xuhj@ccnew.com wangke@ccnew.com 10 450018 10 450018 http://www.ccnew.com investor@ccnew.com 2818 證 2016 12

http://www.sse.com.cn http://www.hkexnews.hk 10 19 A 證 601375 H 證 01375 證 2016 13

2002 10 25 證 [2002]326 證 2002 11 8 103,379 2006 6 26 [2005]3 2006 10 12 2006 1.018% 2.661% 2008 1 15 證 [2008]94 103,379203,351.57 證 2016 14

2008 6 10 證 [2008]78119,670.42 9.673% 71,525.36 35.173%91,195.78 44.846% 2010 12 23 2010 2011 6 1 證 5% [2011]111 3,000 2,000 1,000 1,000 1,000 8,315.96 1,600 1,500 1.475% 0.983% 0.492% 0.492% 0.492% 4.089% 0.787% 0.738% 2011 5 30 2011 9 22 證 5% [2011]1534 證 5% 證 60,800 29.899% 證 2016 15

2012 4 6 證 5% [2012]41 2,400 1.18% 2012 5 1 2012 2014 4 22 證 [2014]438 證 598,100,000 1 2014 6 25 證 01375 證 [2013]1070 40,994,7788,842,3453,738,231 2,432,0741,348,575884,166678,113449,525442,193 959,810,000 2014 10 28 2,631,615,700 2015 6 152015H 證 [2015]1728 2015 8H 592,119,000 1 H 4.282015 8 14 3,223,734,700 證 2016 16

2016 11 182016 H 2016 11 25 證 [2016]2868 證 700,000,000 1 [2009]94 證 A [2015]26 700,000,000 47,979,17510,348,840 4,375,1242,846,4331,578,3361,034,804793,645526,112 517,531 9 70,000,000 2017 1 3A 證 2016 17

18 證 2016 1

2 4 1 (1) 10 10 1993 4 18 3.3 51.357% 0371-68599199 (2) 證 2016 20 20 181501-11 2012 2 8 13.8 64.86% 0371-69177108 19

(3) 8 1505 1508 8 1505 1508 2014 10 29 5 100% 00852-25001375 (4) 23 9 915 23 9 915 2015 3 25 5 100% 0371-86503971 證 2016 20

(5) 23 6 23 2015 6 29 3.5 35% 0371-61775086 3 21 1 證 2003-05-20 0377-63205303 170 2 證 2003-04-23 0396-2989099 196 證 2016 3 證 4 證 5 證 250 1838 2003-04-29 0373-2068736 2003-05-08 0372-2095699 2003-06-02 0391-3288118 21

6 證 3378 2003-06-09 0395-3183866 7 證 261 2003-08-29 021-65080598 8 證 2004-05-26 0392-3299909 9 證 2006-04-26 0394-8288680 81 10 證 2006-07-26 0376-6210378 136 11 證 2006-08-11 0371-23899816 12 證 2009-07-02 021-50588666 13 證 1600 18 01-17 2011-03-10 0371-60155208 證 2016 22

14 證 2011-09-16 010-83065722 168 1 8-9 1-907 15 證 2013-11-20 0398-2830400 16 證 2013-11-28 0379-63915178 30 17 證 2014-04-21 0393-8151517 203 18 證 2014-04-24 0370-2580966 96 19 證 2014-06-12 0374-2612899 669 20 證 2015-05-14 0755-83839961 1 A 201 證 2016 21 證 2 2015-06-30 0375-4801728 23

82 12 2 3 1 2 1 2 1 1 2 1 1 65 1 證 37 2 證 43 3 證 10 3 303-306 4 證 61 20 5 證 25 6 證 7 證 8 證 168 32 1 215 4-5 證 2016 24

9 證 17 10 證 1198 11 證 12 證 38 13 證 91 14 證 2 15 證 16 證證 2016 17 證 18 證 19 證 2 25

20 證 3 21 證 29 22 證 A6-8 23 證 24 證 18 25 證 240 26 證 27 證 7 28 證 29 證 30 證 B28 2 證 2016 26

31 證 8 32 證 A 33 證 1107 34 證 3 35 證 36 證 152 37 證 2-2-1 38 證 200 證 2016 39 證 40 證 41 證 107 114 27

42 證 43 證 44 證 45 證 46 證 60 47 證 292 48 證 49 證 50 證 51 證 52 證 C 3 證 2016 28

53 證 54 證 A 55 證 56 證 116 57 證 595 58 證 200 59 證 60 證證 2016 61 證 62 證 63 證 260 1 26 170 29

64 證 65 證 158 66 證 4999 2 107 67 證 2589 68 證 1903 1905 1906 1908 69 證 1 2809 70 證 16 B 71 證 159 5301-305 72 證 73 證 74 證 59 1103 14 51A158 168 1 8 證 2016 30

75 證 111 23 76 證 2 702 77 證 356 2A003 78 證 138 A 23 79 證 70 5 80 證 62 106 81 證 107 82 證 101 1 8 9 證 2016 31

8 8 22 86 2017 1 32019 12 31 A H 91410000744078476K 證 2016 32

2016 20162015 2016 1 8 2015 2015 2016 1 21 2015 2016 4 262015 2016 5 14 2016 8 31 2016 11 23 證 2016 33

2016 2015 2014 3,143,028 5,365,260-41.4% 2,341,061 974,567 1,890,969-48.5% 754,771 718,646 1,405,501-48.9% 562,290 1,772,788-6,372,772-2,179,300 0.22 0.49-55.1% 0.24 0.22 0.49-55.1% 0.24 (%) 8.89 20.54 11.65 11.41 2016 2015 2014 12 31 12 31 12 31 40,384,574 41,651,249-3.0% 28,269,242 28,837,804 32,774,795-12.0% 22,412,446 10,368,090 14,867,251-30.3% 9,659,833 10,582,117 8,161,581 29.7% 5,786,707 3,923,735 3,223,735 21.7% 2,631,616 2.70 2.53 6.7% 2.20 (%) 1 61.5 66.9 5.4 68.5 證 2016 1 = 34

35 證 2016 0 10 20 30 40 50 60 2014 23.41 53.65 31.43 2015 2016 0 3 6 9 12 15 14.06 7.19 5.62 2014 2015 2016 0 5 10 15 20 25 20.54% 11.41% 8.89% % 2014 2015 2016 2014 12 31 2015 12 31 2016 12 31 0 20 40 60 80 68.5% 66.9% 61.5% % 2014 12 31 2015 12 31 2016 12 31 282.69 57.87 416.51 403.85 81.62 105.82 0 100 200 300 400 500

2016 2015 2014 2013 2012 3,143,028 5,365,260 2,341,061 1,434,599 1,218,450 2,150,498 3,439,869 1,554,704 1,096,364 961,346 974,567 1,890,969 754,771 338,235 257,104 718,646 1,405,501 562,290 252,937 182,783 2016 2015 2014 2013 2012 12 31 12 31 12 31 12 31 12 31 40,384,574 41,651,249 28,269,242 13,649,605 11,203,484 28,837,804 32,774,795 22,412,446 9,474,323 7,364,827 10,368,090 14,867,251 9,659,833 4,994,071 5,208,568 10,582,117 8,161,581 5,786,707 4,091,342 3,825,500 3,923,735 3,223,735 2,631,616 2,033,516 2,033,516 2016 2015 2014 2013 2012 0.22 0.49 0.24 0.12 0.09 0.22 0.49 0.24 0.12 0.09 (%) 8.89 20.54 11.41 6.40 4.90 2016 12 31 2015 12 31 2014 12 31 2013 12 31 2012 12 31 (%) 61.5 66.9 68.5 51.8 36.0 2.70 2.53 2.20 2.01 1.88 證 2016 36

% 60 53.65 15 14.06 25 50 12 20 20.54% 40 30 23.41 31.43 9 6 5.62 7.19 15 10 11.41% 8.89% 20 10 12.18 14.35 3 1.83 2.53 5 4.90% 6.40% 0 2012 2013 2014 2015 2016 0 2012 2013 2014 2015 2016 0 2012 2013 2014 2015 2016 % 80 500 120 60 51.8% 68.5% 66.9% 61.5% 400 300 282.69 416.51 403.85 100 80 81.62 105.82 40 36.0% 60 57.87 證 2016 20 0 2012 2013 2014 2015 2016 12 31 12 31 12 31 12 31 12 31 200 100 0 136.50 112.03 2012 2013 2014 2015 2016 12 31 12 31 12 31 12 31 12 31 40 20 0 38.26 40.91 2012 2013 2014 2015 2016 12 31 12 31 12 31 12 31 12 31 37

<> 125 2016 12 31 2015 12 31 10,217,178 7,814,064 10,431,615 8,202,048 (%) 444.34 347.11 100% (%) 29.26 24.73 8% (%) 2,053.26 538.25 100% (%) 158.58 138.49 100% (%) 97.94 95.27 20% (%) 63.20 47.32 8% (%) 64.52 49.67 10% (%) 22.34 28.78 100% (%) 55.29 47.54 500% 201620152016 12 312015 12 31 證 2016 38

證 IPO 2016 7 974 證 2016 39

120 2016 2016 證 2016 40

2090 2016 12 31 5.791.641.47 2016 A A 證 2016 41

2016403.85 3.04% 1 106.20 31.15 2 61.19 20.40 3 156.77 19.09 459.12 9.15 53.70 2.79 12.463.08% 2004-2016 GDP13 2016 8 201622.5%68.2% 20 證 2016 42

A+H 2017 1 3A+H A 2015 證 2016 43

(CFA)(CIIA) 證 2016 44

2016 A 1000 23%30% Wind 40 A 2017 證 A 證 2016 45

1 16.462015 56.42% (1) 2016 138.91 48.72% 1,758 A 16,291.10.59% 58.93 1,293.54 40,028 20153.82% 165.220154.8% 2016 242,556117.24 2015 42.95% 56.28% 證 2016 46

2016 2016 12 31 2015 2015 12 31 A 16,291 33,665.2 165.2 157.6 58.93 81.18 1,293.54 4,487.93 40,028 38,556 (2) 1,915 86% 24% 837% 28 10 35% 20 (3) 0.431 7.602015 52.9% 45.732015 11.35% 5.84 1,027 證 2016 47

2 2.942015 30.14% (1) 2016227 1,496.08 777 17,082.78 91%4,976 1,323.87 39% 8% Wind 66 36.49 22 45 31 7.21 A IPO 1 3 1 2016 2015 36.49 36.16 0.94% 6 7-14.29% 22 169-86.98% 45 34 32.35% 31 50-38.00% 證 2016 48

(2) 2016 11105.5 152.39% 2016 2015 77.2 9 19.1 4 28.3 2 10 1 6.3 1 6.4 3 105.5 11 41.8 9 3 1.922015 13.16% (1) 2016 17.31 45.58% 證 2016 120 3218 46.27 28% 12 62.96 182 10.78 49

(2) + IPO 5 2.14 18 (3) 4 3.642015 31.11% 2016 A 3,103.6412.31% 10,177.1419.64% 6,472.2322.89% 1,962.06 27.71% Wind 201610 證 2016 50

5 0.982015 569.16% 2016 2016 2 16 1/4/6/9 4,24233.9127.5 2.82 273.93% 4.901.21 6 (1) 21.782015 19.47% 153.25 2015 3.50%23.732015 18.7626.49%263.6% 證 2016 51

2.1 2015 98.73% 0.77 289.02% 38,998 2.32231.6% 825 20150.86% 0.34 19.18% (2) 2016 5 134 28 4.48 (3) 72,85693.64% 963.149.532015 40.47% 2 1,027 證 2016 52

2016 8 82016 11 (4) 2.62 997 44 347% 43819324544 7.78 2 6,000 (5) 539243200 證 2016 53

403.85 105.82 2016 31.43 41.4% 7.19 48.9% 8.89% 11.65 942.5 616.8 34.6% -62.7% -55.0% 11.3 570.9 349.7 38.7% -51.9% -57.4% 7.9 132.3 106.6 19.5% 125.4% 137.2% 4.0 293.8 166.7 43.2% 30.1% -14.1% 29.2 192.3 76.2 60.4% -13.2% 5.5% 7.0 364.0 314.1 13.7% -31.1% -29.3% 2.1 97.7 67.7 30.7% 569.2% 366.4% 30.1 524.4 460.4 12.2% -12.9% -4.2% 8.0 1 31.432015 41.4% 9.432015 62.7%5.712015 51.9%1.322015 125.4%2.94 2015 30.1%3.642015 31.1% 1.922015 13.2%0.98 2015 569.2% 5.242015 12.9% 證 2016 54

21.50 2015 37.5% 7.192015 48.9%0.22 2015 55.1% 8.89%2015 11.65 9.752015 48.5% 2016 2015 1,502.7 3,182.0-1,679.3-52.8% 1,148.4 1,497.7-349.3-23.3% 417.2 655.1-237.9-36.3% 74.8 30.5 44.3 145.0% 3,143.0 5,365.3-2,222.3-41.4% 2,150.5 3,439.9-1,289.4-37.5% 證 2016 974.6 1,891.0-916.4-48.5% 227.8 488.6-260.8-53.4% 746.7 1,402.4-655.7-46.8% 718.6 1,405.5-686.9-48.9% 55

(1) 31.432015 41.4%47.8%2015 11.5 36.5%2015 8.613.3%2015 1.1 2016 2015 2014 2013 2012 47.8% 59.3% 53.1% 66.5% 60.5% 36.5% 27.9% 26.1% 20.0% 11.7% 13.3% 12.2% 19.2% 11.1% 26.4% 2.4% 0.6% 1.6% 2.4% 1.4% 100.0% 100.0% 100.0% 100.0% 100.0% 100% 2.4% 0.6% 1.6% 2.4% 1.4% 13.3% 12.2% 19.2% 11.1% 26.4% 27.9% 20.0% 36.5% 26.1% 11.7% 50% 0% 47.8% 59.3% 53.1% 66.5% 60.5% 2016 2015 2014 2013 2012 證 2016 56

2016 2015 898.2 2,568.7-1,670.5-65.0% 209.2 61.9 147.3 238.1% 123.5 285.4-161.9-56.7% 120.6 166.5-45.9-27.5% 79.3 39.8 39.5 99.0% 68.9 59.7 9.2 15.5% 2.9 0.02 2.9 14,575.0% 1,502.7 3,182.0-1,679.3-52.8% 243.0 465.6-222.6-47.8% 1,259.7 2,716.4-1,456.7-53.6% 證 2016 57

1.3% 5.3% 4.6%0.2% 1.9% 5.2% 8.2% 8.0% 1.9% 9.0% 13.9% 59.8% 80.7% 2016 2015 12.602015 53.6% 16.70 65.0%2016 1.47 238.1% 0.46 27.5% 0.39 99.0% 922.6 15.5% 證 2016 58

3.182015 2.432016 2016 2015 314.7 382.0-67.3-17.6% 295.9 223.4 72.5 32.4% 495.3 847.5-352.2-41.6% 42.3 43.2-0.9-2.0% 0.3 1.7-1.4-83.7% 1,148.5 1,497.8-349.3-23.3% 830.1 936.1-106.0-11.3% 318.4 561.7-243.3-43.3% 0.67 17.6% 0.73 32.4% 證 2016 3.52 41.6% 1.06 11.3% 59

4.172015 36.3%2016 2016 2015 7.4 28.1-20.7-73.7% 58.9 74.9-16.0-21.4% -1.4 469.9-471.3-100.3% 373.4 291.0 82.4 28.3% -18.5-48.4 29.9-61.8% 12.7 1.7 11.0 647.1% 41.0 41.0 18.0 18.0-87.4 49.1-136.5-278.0% -0.4 6.6-7.0-106.1% 27.1 27.1-13.5-217.9 204.4-93.8% 證 2016 417.2 655.1-237.9-36.3% 60

(2) 10.77 2015 47.1% 2016 2015 711.3 1,395.4-684.1-49.0% 66.3 65.7 0.6 0.9% 326.8 449.4-122.6-27.3% -27.0 127.6-154.6-121.2% 1,077.3 2,038.1-960.8-47.1% 6.84 49.0% 57.8 0.9% 1.23 27.3% 證 2016 61

-0.27 2016 2015 4.1-0.4 4.5-45.1 126.5-171.6 2.3-1.5 3.8 10.5-0.1 10.6 1.1 3.3-2.2-66.5% -27.0 127.6-154.6-121.2% 2016 12 31 2017007 70.452015 12 31 126.45 2 2016 550 5.5 證 2016 62

3 25.02 (1) 201617.73 2015-63.7320.35 18.0825.65 (2) -1.88 2015-18.60 2015 (3) 9.17 A 26.7040.13 10.15 51.07 證 2016 63

4 403.852015416.51 3.04%288.382015327.7512.01% 105.82201581.6229.66% A26.70 184.702015 179.08 5.62 3.14% 61.5%201566.9% 5.4 (1) 156.77 38.8% 120.3129.8% 115.11 28.5% 11.65 2.9% 證 2016 64

2016 12 31 2015 12 31 15,677.5 17,586.0-1,908.5-10.9% 12,031.0 14,985.5-2,954.5-19.7% 11,510.9 7,857.4 3,653.5 46.5% 1,165.2 1,182.9-17.7-1.5% 39.4-39.4 40,384.6 41,651.2-1,266.6-3.0% 28.5% 2.9% 38.8% 18.9% 2.7% 0.1% 42.3% 證 2016 29.8% 2016 12 31 36.0% 2015 12 31 65

19.09 10.9% 38.8% 2016 12 31 2015 12 31 12,090.4 12,707.5-617.1-4.9% 3,097.0 4,455.6-1,358.6-30.5% 490.1 422.9 67.2 15.9% 15,677.5 17,586.0-1,908.5-10.9% 30.972015 30.5% 證 2016 66

29.55 19.7% 29.8% 2016 12 31 2015 12 31 6,119.3 8,158.8-2,039.5-25.0% 5,911.7 6,826.7-915.0-13.4% 12,031.0 14,985.5-2,954.5-19.7% 61.19201525.0% 59.12201513.4% 證 2016 67

36.54 46.5% 28.5% 2016 12 31 2015 12 31 370.4 91.9 278.5 303.0% 2,583.3 2,459.8 123.5 5.0% 7,522.3 5,045.1 2,477.2 49.1% 514.8 514.8 520.1 260.6 259.5 99.6% 11,510.9 7,857.4 3,653.5 46.5% 證 2016 68

1.23 5.0% 6.4% 2016 12 31 2015 12 31 60.0 60.0 252.2 141.5 110.7 78.2% 272.3 267.1 5.2 1.9% 158.0 70.6 87.4 123.8% 28.0 122.4-94.4-77.1% 36.2-36.2-100.0% 1,812.8 1,822.0-9.2-0.5% 2,583.3 2,459.8 123.5 5.0% 34.23 83.5% 18.6% 證 2016 2016 12 31 2015 12 31 5,739.8 3,838.5 1,901.3 49.5% 863.7 485.8 377.9 77.8% 822.9 720.8 102.1 14.2% 95.8 95.8 7,522.3 5,045.1 2,477.2 49.1% 69

11.833.45 41.1%2.8% 2016 12 31 2015 12 31 265.0 257.3 7.7 3.0% 21.5 7.3 14.2 194.5% 155.6 156.0-0.4-0.3% 117.9 209.3-91.4-43.7% 605.2 553.0 52.2 9.4% 1,165.20 1,182.9-17.7-1.5% 證 2016 70

(2) 288.3839.37 12.0%103.682015 30.3%56.08 201519.0% 104.2120150.3% 2016 2015 12 31 12 31 10,368.1 14,867.3-4,499.2-30.3% 5,608.0 4,713.0 895.0 19.0% 10,420.5 10,449.8-29.3-0.3% 2,441.2 2,733.0-291.8-10.7% 11.7-11.7-100.0% 28,837.8 32,774.8-3,937.0-12.0% 證 2016 71

8.5% 8.3% 36.1% 36.0% 31.9% 45.4% 19.4% 14.4% 2016 12 31 2015 12 31 2016 12 31 2015 12 31 1,116.4 51.8 1,064.6 2055.2% 9,304.1 10,398.0-1,093.9-10.5% 10,420.5 10,449.8-29.3-0.3% 10.65 10.94 證 2016 72

2016 12 31 2015 12 31 472.1 711.0-238.9-33.6% 732.2 828.7-96.5-11.6% 28.7 49.2-20.5-41.7% 1,208.2 1,144.2 64.0 5.6% 2,441.2 2,733.1-291.9-10.7% 2.39 33.6% 0.97 (3) 115.47201530.1% A 26.70 證 2016 2016 12 31 2015 12 31 3,923.7 3,223.7 700.0 21.7% 5,734.1 3,535.3 2,198.8 62.2% 891.2 1,396.7-505.5-36.2% 33.1 5.8 27.3 470.7% 964.7 714.9 249.8 34.9% 11,546.8 8,876.5 2,670.3 30.1% 73

5 (i) (ii) (iii)(iv) (v) (vi) (i) (ii)(iii) 2016 2015 % % % 942.5 30.0 2,529.5 47.1-1,587.0-62.7 570.9 18.2 1,187.9 22.1-617.0-51.9 132.3 4.2 58.7 1.1 73.6 125.4 293.8 9.3 225.7 4.2 68.1 30.2 192.3 6.1 221.4 4.1-29.1-13.1 364.0 11.6 528.4 9.8-164.4-31.1 97.7 3.1 14.6 0.3 83.1 569.2 524.4 16.7 602.3 11.2-77.9-12.9 25.1 0.8-3.3-0.1 28.4-860.6 3,143.0 100.0 5,365.3 100.0-2,222.3-41.4 證 2016 74

2016 2015 % % % 616.8 28.7 1,370.3 39.9-753.5-55.0 349.7 16.3 821.7 23.9-472.0-57.4 106.6 5.0 44.9 1.3 61.7 137.4 166.7 7.8 194.0 5.6-27.3-14.1 76.2 3.5 72.2 2.1 4.0 5.5 314.1 14.6 444.6 12.9-130.5-29.4 67.7 3.1 14.5 0.4 53.2 366.9 460.4 21.4 480.6 14.0-20.2-4.2-7.6-0.4-3.0-0.1-4.6 153.3 2,150.5 100.0 3,439.9 100.0-1,289.4-37.5 2016 2015 % % % 證 2016 325.8 33.5 1,159.2 61.3-833.4-71.9 221.2 22.7 366.3 19.4-145.1-39.6 25.7 2.6 13.8 0.7 11.9 86.2 127.1 13.0 31.7 1.7 95.4 300.9 116.1 11.9 149.3 7.9-33.2-22.2 49.9 5.1 83.9 4.4-34.0-40.5 30.0 3.1 0.1 29.9 29,900.0 64.0 6.6 121.7 6.4-57.7-47.4 32.7 3.4-0.4 33.1-8,275.0-18.0-1.8-34.4-1.8 16.4-47.7 974.6 100.0 1,891.0 100.0-916.4-48.5 75

6 52 1 3.702.79 303.2% 23 (1) 23 (2) 證 2016 76

1 2015 5 13 證 34% 2015 8 4,430.02015 9 2016 2 15 2016 2 26 2016 7 26 51% 17% 2016 8 22 2 2.2714.98% 5 證 100%2016 12 31 3.59 3.34 2016 1,533.62 457.66 13.8 證 64.86%2016 12 31 17.8515.18 2016 10,814.40 6,150.21 3.5 證 35%2016 12 31 3.70 3.21 20162,581.42 714.09 證 2016 77

3.3 證 51.357%2016 12 31 12.92 4.06 2016 9,974.56 1,915.18 5 證 100%2016 12 31 13.945.33 20161.14 0.32 2016 12 3111 1 1 13 1 3 9 證 2016 78

(1) 10 1 證 2 證 3 證 4 證 5 證 6 證 7 證 8 證 9 證 10 證 9 (2) 證 2016 1 證 92016 38 3 79

(3) 2016 2 162016 8 25 證 51.357% 40.935% 7.708% 2016 10 28 10 13.8 11.082.72 2.94 64.86% 2016 1 12016 8 251.653 2016 115 3.3 2016 5 2425 2016 10 242016 12 263,000 3,125 2016 2 1 3,000 27.272% 36,913,624.402016 10 24 1,200 60% 14,050,805.81 證 2016 80

2016 11 11 2 2016 15 16 1,200 1,2691,9013,355 398,453651,4814 6 2015 2016 證 2016 400,354 0 1,901 398,453 654,836 0 3,355 651,481 1,215 0 15 1,200 1,285 0 16 1,269 2 2 0 4 4 2 0 6 0 0 0 0 81

3 25 38 2017 FICC PPP 證 2016 82

2016129 wind 201678.21% 2006 201630.21% 證 2016 83

證證 2016 84

1 2 3 4 證 2016 85

2016 1 (1) (2)(3) (4) 證 2016 86

2 2016 (1) (2) (3) 2016 證 2016 87

3 (1) (2) (3) 4 5 證 2016 88

40 2014 H A 證 2016 89

2016 28682016 12 22 A 470,000 28 2016 12 31 26.70 2016 12 31 XV (i) XV7 8 (ii) 352(iii) 證 2016 90

% H % H 750,000 0.019 0.060 539,754 0.014 0.043 H 762,000 0.019 0.061 2016 12 31 18 18 2016 12 31 XV23 336 H (%) (%) 證 2016 91 822,983,847 20.975 30.781 608,000,000 15.495 22.740 608,000,000 15.495 22.740 177,514,015 4.524 6.639 H 80,000,000 2.039 6.400 2016 12 31 336

39 H 25%8.08 13.32 證 2016 92

30% 證 2016 93

A [2015]101 [2012]85 1 120%1 1 1 50%10% 1 1 1 [2012]85 (QFII) QFII 2009[47]QFII 10%QFII [2014]81A 10% 證 2016 94

10% H 1980 9 10 2011 6 30 2011 9 12011 7 19 2011 9 1 20.0%20.0% [1993]045 [2011]348 H10.0% 10.0% (i) H10.0% (ii)h 10.0% 20.0% (iii) H 20.0% 證 2016 95

2008 11 6H [2008]897H 2008 10.0% [2014]81H H 20% H H12 40 證 2016 96

18 19 證 2016 http://www.sse.com.cn 證 2016 97

1 2017 2 163,923,734,700 2 2016 11 18 2016 H A 2017 1 14 2017 2 21 [2017]36 證 3 2017 2 10 1.13 2017 3 3 2017 3 7 1048% 4 證 2016 98

證 20% 20% 證 2016 99

2016 2016 12 31 3,923,734,700 10 1.21 474,774,898.70 AH 2016 2016 2016 2016 201620162017 7 21 HH 證 2016 100

10 (%) 2016 2.21 797,145,368.70 718,646,243.11 110.92% 2015 4.2 1,353,968,574.00 1,405,500,406.97 96.33% 2014 1.2 315,793,884.00 562,290,151.78 56.16% 證 2016 101

證 A 36 證 2014 3 10 證 A 12 證 A 12 證 2016 102

證 A 12 證 A 12 證 A 12 證 A 12 證 A 12 證 A 12 證 A 12 證 2016 103

證 A 12 證 A 12 證 A 12 證 A 12 證 A 12 證 A 12 證 2014 3 10 證 2016 104

1 A6 20 6 6 A 5% A 2 30A 30 證 2016 105

A 30 [2003]2 證 2016 106

3 證 A 證 A 證證證 2016 107

65.00 5 278.00 3 10.00 10,280 2016 75 證 2016 108

2016 756510 2016 278 2016 10 A 證 2016 109

2015 12 28 證 2015 16 2015 12 30 2016 4 11 證證 2016 110

2015 5 26Mao Yuan Capital Limited 2015 H 2016 3 23 2015 H 2016 12 8 http://www.hkexnews.hk http://www. sse.com.cn 證 2016 2016 2 1 3,000 27.272% 36,913,624.40 2016 2 1 27.017% 2016 2 1 111

2016 3 10 15 2016 270 2016 3 10 27.017% 2016 3 10 2016 10 24 60%14,050,805.81 2016 10 24 27.017% 2016 10 24 2016 12 26 303.6 12%2016 12 29 27.017% 2016 12 122016 12 29 54 證 2016 112

證 2016 0 (A) 0 540,361,055 (B) 540,361,055 (A+B) 540,361,055 (%) 5.09 (C) 0 70% (D) 0 50% (E) 0 (C+D+E) 0 540,361,0553.805 2 113

A 2016 9 1220162016 11 9 2016157 A2016 11 25 AA 700,000,000 2016 12 31 4.00 700,000,000 1 證 2016 114

1 2-3 證 2016 115

2 2016 500 30 20 2 5,00024 2371 3 證 35 6 證 2016 116

3 2016 1. 25,574 2. 71 1. 1.1 1.2 3 1.3 25,024 1.4 71 2. 2.1 50 2.2 500 3. 3.1 41 證 2016 117

4 2017 2016 http://www.sse.com.cn 證 2016 證 2016 118

1 (%) (%) 證 2016 197,370.57 61.22 +1.75 +1.75 197,372.32 50.30 1 2 127,070.57 39.41 127,070.57 32.39 3 70,300.00 21.81 +1.75 +1.75 70,301.75 17.91 70,300.00 21.81 70,300.00 17.91 +1.75 +1.75 1.75 0.0004 4 125,002.90 38.78 +69,998.25 +69,998.25 195,001.15 49.70 1 +69,998.25 +69,998.25 69,998.25 17.84 2 3 125,002.90 38.78 125,002.90 31.86 4 322,373.47 100 +70,000 +70,000 392,373.47 100 119

2 2016 2868 2016 12 22 A 470,000 28 322,373.47 392,373.47 A 2016 12 22 4 70,000 2017 1 3 70,000 2016 4 21 4.20% 250,000 2016 5 12 250,000 2019 4 22 2016 10 25 3.30% 150,000 2016 11 7 150,000 2018 10 26 證 2016 120

2016 28682016 12 22 A 470,000 28 322,373.47 392,373.47 A 267,370.57 H 125,002.9 4. 603,109 A 602,819;H 290 178,892 A 178,585;H 307 證 2016 122

(%) -163,000 1,249,745,000 31.85-47,979,175 822,983,847 20.98 822,983,847 608,000,000 15.50 608,000,000-10,348,840 177,514,015 4.52 177,513,015 93,930,000-4,375,124 75,046,245 1.91 75,046,245 +70,000,000 70,000,000 1.78 70,000,000-2,846,433 48,824,693 1.24 48,824,693-1,578,336 27,073,089 0.69 27,073,089 24,000,000 0.61 24,000,000 20,000,000 0.51 20,000,000 證 2016 1,249,745,000 1,249,745,000 H 2,900 H 2.32% 123

1 822,983,847 2020 1 3 822,983,847 36 2 608,000,000 2018 1 3 608,000,000 12 3 177,513,015 2018 1 3 177,513,015 12 4 75,046,245 2018 1 3 75,046,245 12 5 70,000,000 2020 1 3 47,979,175 36 2018 1 3 22,020,825 12 6 48,824,693 2018 1 3 48,824,693 12 7 27,073,089 2018 1 3 27,073,089 12 8 24,000,000 2018 1 3 24,000,000 12 9 20,000,000 2018 1 3 20,000,000 12 10 17,749,930 2018 1 3 17,749,930 12 證 2016 124

1 1991 12 18 (001896)517,632,210 60.52% (000885) 278,907,03558.74% (600207)407,835,64947.26% (002179) 2 20.975% 證 2016 125

1 2 20.975% 證 2016 126

2006 12 28 911200007178678241 2 2016 12 31 10% H 證 2016 127

證 2016 128

證 2016 54 2015 9 10 2018 9 10 1,289,754 1,289,754 0 48.60 44 2015 9 10 2018 9 10 762,000 762,000 0 48.85 52 2015 10 12 2018 9 10 0 0 0 1.54 50 2015 9 10 2018 9 10 0 0 0 3.07 53 2015 9 10 2018 9 10 0 0 0 1.54 31 2015 9 10 2018 9 10 0 0 0 3.07 47 2015 9 10 2018 9 10 0 0 0 1.54 66 2015 9 10 2018 9 10 0 0 0 21.00 41 2015 9 10 2018 9 10 0 0 0 21.00 60 2015 9 10 2018 9 10 0 0 0 7.00 48 2015 12 7 2018 9 10 0 0 0 21.00 50 2015 9 10 2018 9 10 0 0 0 37.43 43 2015 9 10 2018 9 10 0 0 0 1.06 129

53 2015 9 10 2018 9 10 0 0 0 1.06 40 2015 9 10 2016 7 20 0 0 0 0 50 2016 10 2018 9 10 0 0 0 0 53 2015 9 10 2018 9 10 0 0 0 10.08 68 2015 9 22 2016 1 7 0 0 0 4.20 56 2016 5 9 2016 1 7 0 0 0 5.88 48 2015 9 10 2018 9 10 0 0 0 30.32 47 2015 9 10 2018 9 10 0 0 0 25.87 44 2015 9 10 2018 9 10 0 0 0 194.41 53 2015 9 15 0 0 0 34.86 47 2015 9 15 0 0 0 38.39 46 2016 9 3 0 0 0 36.02 2015 9 15 46 2016 9 3 0 0 0 35.38 2015 12 29 44 2015 9 15 0 0 0 93.74 52 2015 12 29 0 0 0 30.43 44 2015 9 10 2016 1 14 0 0 0 2.82 51 2015 9 10 2016 1 14 0 0 0 2.50 2,051,754 2,051,754 0 762.66 證 2016 130

1963 2008 10 2012 82012 8 2014 11 2014 4 2014 12013 2009 20152015 1973 2009 3 2012 82012 8 證 2016 131

1964 2008 62015 9 1966 2014 9 1963 2012 8 1985 2015 9 證 2016 132

1969 2014 11 1950 2012 8 1975 2014 6 1956 2015 3 證 2016 133

1968 2001 82003 12 2004 1 1990 81995 7 2009 82015 8 600010 2015 12 1966 2002 112013 3 2013 32015 9 2015 9 1974 2015 9 1963 2006 6 證 2016 134

1967 2016 10 1963(MBA) (IFC) (IFC) (CICC)2015 9 1960 2016 5 1968 2002 112013 32013 32015 3 2015 3 2015 9 證 2016 135

1970 2002 112003 8 2003 82005 32005 32008 12 2008 12 2015 9 1972 2006 102013 8 2013 92014 12 2015 12016 4 2016 52015 9 1963 2007 82015 9 2015 9 證 2016 136

1969 2002 112009 9 2009 92012 8 2012 8 1970 2008 122014 7 2014 72016 8 2016 9 1970 2002 112015 12 2015 122016 82016 9 證 2016 137

1972 2004 52012 8 2012 8 1964 2002 112015 12 2015 12 證 2016 138

2010 6 2008 4 2013 6 2011 1 2010 7 2013 12 2013 9 2016 6 2010 10 證 2016 139

2015 1 2015 1 2015 12 2014 3 2011 6 2014 9 2010 5 2013 6 2014 1 2014 8 2010 11 2014 6 2004 1 2008 3 2016 4 2006 3 2012 9 2016 3 2013 4 2016 8 2013 11 證 2016 140

2016 1 1 2016 1 1 2016 9 證 2016 141

2016 1 11 2016 2 1 2015 92016 18,266.66 2016 1 25 2016 10 13 2016 7 762.66 2016 3.073.07 3.07 2016 7 1 2016 21 2016 1 12016 8 31 2016 9 1 證 2016 142

證 2016 143

2,286 256 2,542 14 1,564 151 204 48 20 29 73 19 37 45 110 103 139 2,542 18 480 1,832 212 2,542 證 2016 144

(CFA) (CIIA) 15 224.53 證 2016 145

373 證 2016 146

2016 2016 3 23 http://www.hkexnews.hk 2016 3 23 2016 2016 3 23 http://www.hkexnews.hk 2016 3 23 2016 H 2016 3 23 http://www.hkexnews.hk 2016 3 23 2015 2016 5 9 http://www.hkexnews.hk 2016 5 9 2016 2016 10 13 http://www.hkexnews.hk 2016 10 13 2016 2016 11 18 http://www.hkexnews.hk 2016 11 18 2016 2016 11 18 http://www.hkexnews.hk 2016 11 18 2016 H 2016 11 18 http://www.hkexnews.hk 2016 11 18 證 2016 147

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8 證 2016 H 2016 11 18 證 A 證 A 證 2016 150

11 2 5 4 3.13 3.13 證 2016 151

18 18 17 0 0 8 18 18 17 0 0 5 18 18 17 0 0 8 18 18 17 0 0 0 18 18 17 0 0 0 18 18 17 0 0 3 18 18 17 0 0 0 18 18 17 0 0 0 18 18 17 0 0 4 18 18 17 0 0 4 18 18 17 0 0 4 18 1 17 0 證 2016 152

18 1 證 2016 1 19 證證 2 證 2016 2 2 證 A 證 < 證 >< 證 >< 證 > 證 2016 H 3 證 2016 2 9 證證 2016 證 2016 4 證 2016 3 18 證 2015 證 2015 證證 2015 12 31 證 2015 證 2015 證 2015 證 2016 證 2016 證 2015 證 2015 證 2015 證 2015 證 2015 證 2015 證 2015 證 2015 證 2015 證 2015 證 2015 153

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8 證 2016 5 4 證 9 證 2016 6 4 < 證 A > 證 2016 10 證 2016 6 28 證證 11 證 2016 8 22 證 2016 證 2016 6 30 證 2016 證證 2016 證證 2016 證 12 證 2016 9 3 證證證證證證 2016 155

13 證 2016 9 26 證證 14 證 2016 9 29 證 A 證 A 證 2016H 15 證 2016 11 16 證 2016 1-9 16 證 2016 12 7 證證證 17 證 2016 12 12 證 18 證 2016 12 17 證證 2016 156

http://www.sse.com.cn 證 2016 1 2016 8 2 2016 12 證 2016 157

1 2 證 2016 158

3 4 1 A 證證證 2016 1 1 1 1 1 1 1 1 1 1 159

2 證 1 1 1 1 1 1 3 2 (1) 2016 1 19 2016 證 (2) 2016 8 10 2016 證證證 2016 160

證證 2016 2 2 2 2 2 2 2 2 2 2 161

4 2 2015 12 31 2015 2015 2015 (1) 2016 3 18 2016 證證 2015 12 31 證 2015 證 2015 證 2015 證 2016 證 2016 證 2015 (2) 2016 8 222016 證 2016 證 2016 6 30 證 2016 證證證 2016 162

證 2 2 2 2 2 2 證 2016 163

8 8 7 0 0 4 8 8 7 0 0 1 8 6 5 0 2 0 5 5 4 1 0 0 8 8 7 1 0 0 4 3 2 1 1 0 4 4 4 0 0 0 8 8 7 0 0 8 8 8 7 0 0 5 8 8 7 0 0 1 1 1 1 0 0 0 8 1 7 0 證 2016 164

8 1 2016 1 19 證 2 2016 3 17 證 2015 證 2015 證 2015 證證 2015 12 31 證 2015 證 2015 證證 2015 3 2016 3 14 證 2016 證證 4 2016 4 8 證 2015 5 2016 6 23 證 2015 證 2015 證 2016 165

6 2016 8 8 證 2016 證 2016 6 30 證 2016 證證 2016 證證 7 2016 8 29 證 8 2016 11 16 證 2016 1-9 2014 3 10 證 2016 166

證證 XYZH/2017BJA10393 2016 12 31 證 2016 167

證 2016 168

1. 2. 2016 2016 2016 2016 3. 2,430 200 證 2016 169

4. 2,3601 5. 6. 證 2016 170

92 10 3349 2016 2016 2016 2017 1 3 A 證 2016 171

7710% 10% 10 5 10 10% 5 90 10% 106 3% 107 證 2016 172

3.29 2016 12 3115 證 2016 173

2016 3 8 2016 11 3 E.1.2 證 2016 174

20152016 2016 2016 證 2016 175

A.5.6 證 2016 176

證 2013 13 122299 2014 4 23 2019 4 23 15.00 6.20% 1 3+22017 4 23 2 (1) A B D F (2) 證 2016 177

2015 34 2016 40 證 2015 1501 123250 2015/2/12 2017/2/13 14.00 5.85% 證 2015 1502 123205 2015/4/16 2018/4/17 20.00 6.00% 證 2016 1601 135418 2016/4/21 2019/4/22 25.00 4.20% 證 2016 1602 145085 2016/10/25 2018/10/26 15.00 3.30% 1 2 3 15022+12017 4 17 2018 4 17 證 2016 178

13 915 010-66538666 80 1501 1502 80 1601 1602 1104 028-86150039 證 2016 80 179

13 1501 1502 1601 1602 2017 4 13 1502 1601 1602 2016 3 25AA+ 131501 1502 13 13 AAA 證 2016 180

1 (1) 2016 4 2513 (2) 2016 2 151501 2016 4 181502 1601 1602 證 2016 181

2 (1) (2) 3 5%11% 13 證 2016 182

13 1601 1602 132016 4 20 13 2016 6 22 2016 6 23 1601 1602 2016 6 219 2112 21 1501 1502 證 2016 183

13 2016 20%2016 4 298 38 1711 7 證 2013 A 1 2 3 證 2016 184

1601 1602 2016 20%2016 8 98 1711 14 證 2016 (i)(ii) (iii) 證 2016 (i) (ii) (iii) (iv) 185

38 1,196.00 2016 1 12 15 證 CP003 100,000.00 2016 2 26 15 證 CP004 100,000.00 2016 3 18 16 20,000.00 2016 9 26 14 20,000.00 2016 11 25 15 4,500.00 2016 12 23 45 27.00 2016 12 29 542.4 42.9 證 2016 186

20% 證 2016 187

... 196... 204... 206... 208... 210... 212 證 2016 188

證 2016 189

18 1 6 1 1 證 2015 2016 116 [2015]175 8 17 1 14 2 證 2015 2016 62 106 [2015]175 8 17 1 29 3 證 2015 2016 [2015]222 10 10 1 29 4 證 2015 2016 [2015]222 10 10 3 22 證 2016 190

5 證 2015 2016 8 [2015]222 10 10 3 22 6 證 2015 2016 [2015]222 10 10 3 22 7 證 2015 2016 [2015]222 10 10 3 22 8 證 595 2015 2016 [2015]222 10 10 3 29 9 證 2016 2016 59 [2016]93 4 26 8 4 1103 10 證 60 2016 2016 [2016]135 6 8 8 31 11 中原證券 2016 2016 2-2-1 [2016]135 6 8 9 2 證 2016 191

12 中原證券 2016 2016 240 [2016]135 6 8 9 14 13 中原證券 2016 2016 [2016]135 6 8 10 31 14 中原證券 2016 2016 [2016]135 6 8 10 31 15 中原證券 2016 2016 [2016]135 6 8 10 31 16 中原證券 2016 2016 [2016]135 6 8 10 31 A 17 中原證券 38 2016 2016 [2016]135 6 8 10 31 證 2016 192

18 中原證券 2016 2016 [2016]135 6 8 11 4 2 1 中原證券中原證券 2016 11 1 669 3 1 中原證券中原證券 2016 2 22 37 2 中原證券中原證券 2016 4 19 61 20 證 2016 193

3 中原證券中原證券 2016 4 27 2 702 4 中原證券中原證券 2016 5 11 5 中原證券中原證券 2016 9 12 356 2A003 6 中原證券中原證券 2016 6 7 4 1 2016 5 6 [2016]101 2 2016 9 7 [2016]226 證 2016 194

5 1 2016 4 18 證 [2016]87 2 2016 8 8 中原證券 [2016]197 3 2016 11 25 證 [2016]2868 2016A A 證 2016 195

證證 204 330 證 2016 196

證 2016 197

23 2016 12 31 1,510.67 證 2016 198

32 2016 12 31 6,133.76 14.49 證 2016 199

25 2016 12 31 2,583.342016 72.85 證 2016 200

證 2016 201

證 2016 202

證 2016 2017 3 30 203

2016 2016 2015 5 1,502,656 3,181,952 6 1,148,422 1,497,719 7 417,194 655,080 3,068,272 5,334,751 8 74,756 30,509 3,143,028 5,365,260 9 (243,037) (465,598) 10 (830,115) (936,144) 11 (711,286) (1,395,391) 12 (66,292) (65,714) 13 (326,773) (449,391) 14 27,005 (127,631) (2,150,498) (3,439,869) 992,530 1,925,391 15 (227,842) (488,588) 764,688 1,436,803 38 (17,963) (34,422) 746,725 1,402,381 40 (1,288) 14,544 40 (426) (4,585) 40 7,882 (4,280) 6,168 5,679 27,281 5,795 33,449 11,474 證 2016 780,174 1,413,855 204

2016 2016 2015 718,646 1,405,501 28,079 (3,120) 746,725 1,402,381 727,807 1,423,056 (9,161) (17,555) 718,646 1,405,501 746,211 1,415,254 33,963 (1,399) 780,174 1,413,855 755,372 1,432,809 (9,161) (17,555) 746,211 1,415,254 證 2016 16 0.23 0.50 16 (0.01) (0.01) 0.22 0.49 17 999,358 992,778 212 330 205

2016 12 31 2016 12 31 2015 12 31 18 242,085 236,096 19 22,953 21,225 20 21,466 7,269 21 155,559 155,961 22 370,422 91,864 24 21,225 24,452 25 506,539 569,042 26 403,989 27 676,704 531,169 28 24,750 29 117,929 209,335 30 490,078 422,907 3,053,699 2,269,320 31 583,955 528,544 28 495,384 260,628 32 6,119,265 8,158,803 25 2,076,799 1,890,799 26 110,830 27 5,234,992 6,295,521 34 7,522,277 5,045,128 35 3,096,957 4,455,616 36 7,720,677 10,739,356 37 4,369,739 1,968,105 37,330,875 39,342,500 38 39,429 37,330,875 39,381,929 40,384,574 41,651,249 39 3,923,735 3,223,735 40 5,767,198 3,541,099 891,184 1,396,747 10,582,117 8,161,581 證 2016 964,653 714,873 11,546,770 8,876,454 206

2016 12 31 2016 12 31 2015 12 31 41 5,494,299 5,291,078 42 55,327 51,818 29 28,707 49,157 5,578,333 5,392,053 43 1,107,744 1,272,545 44 1,208,177 1,144,170 45 96,475 267,155 42 661,119 41 3,399,755 2,650,000 46 410,000 2,456,960 47 5,607,979 4,712,965 48 400,000 33 132 49 10,368,090 14,867,251 23,259,471 27,371,046 38 11,696 23,259,471 27,382,742 證 2016 28,837,804 32,774,795 40,384,574 41,651,249 212 330 2017 3 30 207

2016 39 40 40 40 40 40 2016 1 1 3,223,735 1,864,928 604,797 531,483 503,393 30,703 5,795 1,396,747 714,873 8,876,454 718,646 28,079 746,725 40 284 27,281 5,884 33,449 284 27,281 718,646 33,963 780,174 700,000 1,969,812 2,669,812 (999,358) (999,358) (15,838) (15,838) 92,217 (92,217) 67,626 (67,626) 61,478 (61,478) 236,446 236,446 (4,804) (4,804) 3,530 (3,530) 3,871 13 3,884 2016 12 31 3,923,735 3,838,270 697,014 599,109 564,871 30,987 3,871 33,076 891,184 964,653 11,546,770 證 2016 208

2016 39 40 40 40 40 40 2015 1 1 2,631,616 504,649 399,283 380,772 366,383 26,745 1,477,259 70,089 5,856,796 1,405,501 (3,120) 1,402,381 40 3,958 5,795 1,721 11,474 3,958 5,795 1,405,501 (1,399) 1,413,855 592,119 1,360,279 1,952,398 (992,778) (992,778) 205,514 (205,514) 150,711 (150,711) 137,010 (137,010) 646,183 646,183 2015 12 31 3,223,735 1,864,928 604,797 531,483 503,393 30,703 5,795 1,396,747 714,873 8,876,454 212 330 證 2016 209

2016 2016 2015 992,530 1,925,391 66,292 65,714 (27,005) 127,631 435 76 3,443 (62,062) (7,369) (28,146) (58,855) (74,850) (40,981) (12,708) (1,725) 58,323 124,422 495,991 381,178 11,162 51 74,216 162,227 1,555,474 2,619,907 2,035,132 (826,851) (2,564,535) (896,781) (376,912) 912,665 (3,935,428) (67,171) 304,497 3,018,679 (3,513,448) 1,471,824 (1,813,970) (530,392) (190,843) (4,499,161) 5,207,418 50,541 135,179 895,014 (874,269) 400,000 (2,373,000) (185,506) 370,041 (327,566) (544,648) (15,298) (40,576) 證 2016 1,772,788 (6,372,772) 210

2016 2016 2015 58,855 74,850 2,842 592 (92,276) (92,125) (2,007,743) (8,035,734) 1,942,867 6,235,903 (14,616) 43,878 (121,142) (42,375) (401) (824) (187,736) (1,859,713) (1,015,196) (992,778) A/H 2,669,812 1,952,398 236,446 489,483 10,270 6,695,160 (2,457,230) (6,579,480) (2,650,000) 4,002,976 7,351,051 664,628 51,818 (544,640) (248,891) 917,066 8,718,761 2,502,118 486,276 證 2016 2,144,554 1,596,054 (3,443) 62,224 50 4,643,229 2,144,554 4,643,229 2,128,430 16,124 50 4,643,229 2,144,554 211 212 330

1 證 2002 11 82002 11 8 Z30574000 410000100009831 10 2014 6 25 H 598,100,0001 2,631.62 2015 8 3 H 592,119,000 1 3,223.74 2016 12 30 A 700,000,0001 3,923.74 2017 3 30 證 2016 212

2 3.2 2.1 2016 2016 (1) 11 (2) 16 38 (3) (2012-2014 (4) 10 12 28 (5) 1 (6) 14 (1) 11 證 2016 11 213

2 2.1 2016 (2) 16 38 16 38 (3) (2012-2014 (2012-2014 5 719 34 (4) 10 12 28 10 28 證 2016 214

2 2.1 2016 (5) 1 1 (6) 14 14 1 證 2016 215

2 2.2 (1) 10 28 2016 1 1 (2) 12 2017 1 1 (3) 7 2017 1 1 (4) 2 2018 1 1 (5) 9 2018 1 1 (6) 15 2018 1 1 (7) 16 2019 1 1 (1) 10 28 1028 證 2016 216

2 2.2 (2) 12 12 (3) 7 7 (4) 2 2 證 2016 217

2 2.2 (5) 9 9 2014 7 39 9 39 9 9 9 399 證 2016 218

2 2.2 (5) 9 9 2017 9 (6) 15 15 15 15 證 2016 219

2 2.2 (7) 16 16 16 1617 2016 12 31 52.2166.04 16 3 3.1 3.1.1 1 1 12 31 證 2016 220

3 3.1 3.1.2 3.1.3 (a) (b) (c) (d) 證 2016 221

3 3.1 3.1.3 3.1.4 3.1.5 20%-50% 證 2016 222

3 3.1 3.1.5 3.1.6 證 2016 223

3 3.1 3.1.7 3.1.8 3.1.9 (1) (1) (2)(3) 證 2016 224

3 3.1 3.1.9 (2) (a) 證 2016 225

3 3.1 3.1.9 (2) (b) (c) 證 2016 226

3 3.1 3.1.9 (2) (d) (i) (ii) (iii) (i)(ii) (iii) 證 2016 227

3 3.1 3.1.9 (2) (d) (e) 12 證 2016 228

3 3.1 3.1.9 (3) (4) 證 2016 229

3 3.1 3.1.9 (5) (6) (7) 證 2016 230

3 3.1 3.1.9 (7) (a) (i) (ii) (iii) (iv) (v) 證 2016 (vi) (vii) 231

3 3.1 3.1.9 (7) (a) 證 2016 232

3 3.1 3.1.9 (7) (b) (a) 50%50%) 證 2016 233

3 3.1 3.1.9 (8) (i) (ii) 3.1.10 證 2016 234

3 3.1 3.1.11 20~40 5% 2.38%~4.75% 8 5% 11.88% 5-15 5% 6.33%~19% 證 2016 3.1.16) 235

3 3.1 3.1.12 20~40 5% 2.38%~4.75% 3.1.13 3.1.14 3.1.16) 證 2016 236

3 3.1 3.1.15 3.1.16 3.1.17 證 2016 3 237

3 3.1 3.1.18 (a) (b)37 證 2016 238

3 3.1 3.1.19 (1) (a) (b) (c) (d) (2) 3.1.20 證 2016 239

3 3.1 3.1.21 (a) (b) 3.1.22 3.1.23 證 2016 240

3 3.1 3.1.24 3.1.25 3.1.26 證 2016 241

3 3.2 3.2.1 3.2.2 3.2.3 證 2016 242

3 3.2 3.2.4 3.2.5 3.2.6 (i) (ii) (iii) 證 2016 243

4 4.1 25% 16.5% 4.2 [2016]36 2016 5 16% 2016 5 15% 證 2016 244

4 4.3 2016 5 15% [2004]203 (i) (ii) (iii) AB B [2006]172 4.4 7% 3% 4.5 證 2016 245

5 2016 2015 898,242 2,568,707 209,154 61,860 123,506 285,404 120,635 166,452 79,287 39,838 68,897 59,671 2,935 20 1,502,656 3,181,952 6 2016 2015 495,274 847,461 314,685 381,977 295,872 223,416 42,320 43,203 271 1,662 1,148,422 1,497,719 證 2016 246

7 2016 2015 7,369 28,146 58,855 74,850 (1,395) 469,925 373,364 291,035 (18,460) (48,374) 12,708 1,725 40,981 17,988 (87,386) 49,065 (442) 6,625 27,078 (13,466) (217,917) 417,194 655,080 8 2016 2015 證 2016 (1) 25,408 21,084 3,378 3,248 (2) 45,970 6,177 74,756 30,509 (1) (2) 2016 247

9 2016 2015 215,442 440,613 13,213 15,001 12,165 3,947 2,217 6,037 243,037 465,598 10 2016 2015 495,991 378,449 205,939 263,723 58,323 124,422 45,214 63,166 12,313 105,491 11,162 51 1,173 842 830,115 936,144 11 2016 2015 434,777 1,190,218 168,838 89,986 76,712 49,992 18,371 53,218 12,588 11,977 證 2016 711,286 1,395,391 248

11 11.1 2016 2015 2016 (22) 426 60 486 (22) 432 57 489 210 210 210 210 (1) 70 70 15 15 31 31 15 15 15 15 (2) 210 210 (3) 31 31 證 2016 (4) 333 41 374 (5) 583 10 1,351 1,944 (6) 284 19 303 (7) 240 18 258 (8) 101 101 (9) 42 42 (10) 10 10 (11) 59 59 (12) 11 11 249 1,030 2,298 205 1,351 4,884

11 11.1 2015 (22) 587 63 4,291 4,941 (22) 494 59 3,992 4,545 223 223 223 223 (1) 174 174 (13) 171 171 31 31 31 31 31 31 29 29 (14) 21 21 (2) 18 18 (15) 14 14 (3) 9 9 (4) 367 39 2,850 3,256 (16) 383 51 2,673 3,107 (17) 276 25 1,829 2,130 (18) 247 25 1,806 2,078 (5) 855 26 1,035 1,916 (6) 196 20 1,368 1,584 (7) 233 20 1,241 1,494 (8) 27 27 (9) 27 27 (10) 21 21 (19) 15 15 (20) 15 15 (12) 7 7 (21) 7 7 證 2016 1,094 3,638 328 21,085 26,145 250

11 11.1 (1) 2015 9 10 (2) 2015 12 7 (3) 2015 9 10 (4) 2015 9 15 (5) 2015 9 10 (6) 2015 9 10 (7) 2015 9 10 (8) 2015 9 10 (9) 2015 9 22 2016 1 7 (10) 2015 9 10 (11) 2016 5 9 (12) 2015 9 10 (13) 2015 9 15 (14) 2015 9 10 (15) 2015 1 6 (16) 2015 9 10 (17) 2015 9 10 (18) 2015 9 10 (19) 2015 9 10 (20) 2015 9 10 (21) 2015 9 10 2016 7 20 (22) 2016 2016 11.2 20160 2015 證 2016 2016 2015 2,679 2,515 71 227 14,930 19,707 17,680 22,449 251

11 11.2 2016 2015 2,500,001 3,000,000 2 3,000,001 3,500,000 1 3,500,001 4,000,000 1 4,000,001 4,500,000 1 5,000,001 5,500,000 1 6,500,001 7,000,000 1 8,000,001 8,500,000 1 5 3 12 2016 2015 32,557 32,082 20,777 18,978 12,063 13,781 895 873 66,292 65,714 證 2016 252

13 2016 2015 57,418 255,484 52,185 47,942 21,410 15,861 20,034 13,740 17,387 39,817 17,333 18,052 9,258 17,049 9,081 10,237 7,399 5,785 7,257 6,285 4,543 3,802 270 130 3,443 (62,062) 99,755 77,269 326,773 449,391 14 2016 2015 證 2016 10,537 (170) 4,097 (435) 2,328 (1,547) 1,116 3,333 (45,083) 126,450 (27,005) 127,631 253

15 2016 2015 155,318 575,294 3,336 70,318 (86,706) (1,130) 227,842 488,588 2016 2015 992,530 1,925,391 25% 248,133 481,348 (2,549) (7) (1) (22,699) (2,578) (2) 3,529 8,959 1,428 866 227,842 488,588 (1) (2) 證 2016 254

16 16.1 2016 2015 727,807 1,423,056 (9,161) (17,555) 718,646 1,405,501 3,240,995 2,874,952 0.22 0.49 0.23 0.50 (0.01) (0.01) 16.2 2016 2015 證 2016 255

17 (i) (ii) 10% 5% (iii) 11% (iv) 10% (v) 2015 2016 5 9 2015 2016 12 31676,984,287 0.21 20162016 10 13 2016 2016 12 31322,373,470 0.10 (i) (ii) 證 2016 256

18 2016 1 1 180,155 27,496 296,920 543 505,114 271 41,425 3,508 45,204 19 (3,485) (3,485) (131) (18,945) (19,076) 89 53 142 2016 12 31 176,670 27,725 319,453 4,051 527,899 2016 1 1 (38,857) (17,589) (212,572) (269,018) (4,640) (2,216) (25,701) (32,557) 19 862 862 124 14,803 14,927 (10) (18) (28) 2016 12 31 (42,635) (19,691) (223,488) (285,814) 2016 12 31 134,035 8,034 95,965 4,051 242,085 證 2016 257

18 2015 1 1 179,041 26,481 262,065 100 467,687 2,974 48,344 443 51,761 19 1,114 1,114 (1,317) (5,787) (7,104) (696) (7,723) (8,419) 54 21 75 2015 12 31 180,155 27,496 296,920 543 505,114 2015 1 1 (34,051) (17,204) (199,286) (250,541) (4,660) (1,942) (25,480) (32,082) 19 (146) (146) 1,263 5,173 6,436 296 7,023 7,319 (2) (2) (4) 2015 12 31 (38,857) (17,589) (212,572) (269,018) 2015 12 31 141,298 9,907 84,348 543 236,096 2016 2015 證 2016 258

19 2016 2016 1 1 18 18 12 31 36,223 3,485 39,708 (14,998) (862) (895) (16,755) 21,225 22,953 2015 2015 1 1 18 18 12 31 37,337 (1,114) 36,223 (14,271) 146 (873) (14,998) 23,066 21,225 20 2007 10 12 2016 2 16 證 2016 259

21 2016 1 1 105,480 125,086 34,638 265,204 20,337 20,337 (376) (376) 17 28 45 2016 12 31 105,480 145,064 34,666 285,210 2016 1 1 (4,615) (71,132) (33,496) (109,243) (2,637) (17,981) (159) (20,777) 376 376 (7) (7) 2016 12 31 (7,252) (88,744) (33,655) (129,651) 2016 12 31 98,228 56,320 1,011 155,559 證 2016 260

21 2015 1 1 105,480 110,944 33,909 250,333 26,919 729 27,648 (12,777) (12,777) 2015 12 31 105,480 125,086 34,638 265,204 2015 1 1 (1,978) (62,217) (32,395) (96,590) (2,637) (15,240) (1,101) (18,978) 6,327 6,327 (2) (2) 2015 12 31 (4,615) (71,132) (33,496) (109,243) 2015 12 31 100,865 53,954 1,142 155,961 證 2016 261

22 2016 12 31 2015 12 31 91,864 49,685 265,850 39,930 12,708 2,249 370,422 91,864 227,000 14.98% 200,000 25.00% 124,930 40.73% 100,000 40.00% 100,000 10.00% 100,000 30.00% 54,000 6.76% 證 2016 262

23 2016 12 31 2016 2015 12 31 12 31 330,000 51.36% 51.36% 1,380,000 64.86% 62.29% (1) 500,000 100.00% 100.00% (2) 500,000 100.00% 100.00% (3) 350,000 35.00% 35.00% 證 2016 44,557 14.48% 70.15% 31,082 12.78% 29.49% 33,600 14.88% 263 100,000 12.50% 12.50%

23 2016 2015 12 31 12 31 250,000 20.00% 20.00% 250,000 20.00% 20.00% 250,000 20.00% 20.00% 200,000 25.00% 16.67% 30,010 100.00% 100.00% 50,000 32.43% 31.15% 110,000 11.45% 20.39% (1) 2016 1,0001,380 410.4 (2) 2016 300 500 200 (3) 2016300500 195 證 2016 264

23 2016 12 31 2016 12 31 2016 12 31 1,509,443 1,509,443 1,230 1,230 1,510,673 1,510,673 1,504,472 1,504,472 817 817 1,505,289 1,505,289 2016 2016 6,199 5,165 證 2016 24 2016 12 31 2015 12 31 19,205 22,259 2,020 2,193 21,225 24,452 265

24 24.1 2016 12 31 2015 12 31 22,259 23,221 8,224 11,708 (11,204) (12,709) (74) 39 19,205 22,259 25 2016 12 31 2015 12 31 (1) 310,639 317,799 131,430 242,976 60,000 2,044 1,936 12,000 (1) (55,655) (68,148) 448,458 506,563 60,458 64,855 (2,377) (2,376) 58,081 62,479 506,539 569,042 564,571 639,566 (58,032) (70,524) 證 2016 506,539 569,042 266

25 2016 12 31 2015 12 31 252,241 126,674 158,000 70,550 140,870 24,101 100,000 150,000 (1) 79,960 69,971 25,984 120,495 36,200 (2) 1,334,560 1,336,310 (1) (14,816) (58,302) 2,076,799 1,875,999 14,800 2,076,799 1,890,799 證 2016 267 1,501,915 1,491,643 98,733 93,887 490,967 363,571 (14,816) (58,302) 2,076,799 1,890,799 (1) 2016 12 31 70.452015 12 31 126.45 (2) 2015 9 11,323.45

25 2016 12 31 11.86 2015 12 31 12.77 2016 12 31 69.3142 2015 12 31 證 2016 268

26 2016 12 31 2015 12 31 403,989 403,989 2016 12 31 2015 12 31 89,451 21,379 110,830 證 2016 110,830 110,830 493.442015 12 31 269

27 2016 12 31 2015 12 31 678,400 532,500 (1,696) (1,331) 676,704 531,169 678,400 532,500 (1,696) (1,331) 676,704 531,169 2016 12 31 2015 12 31 2,028,976 1,421,756 3,211,450 4,877,236 (5,434) (3,471) 5,234,992 6,295,521 3,048,951 4,877,236 1,039,399 752,239 928,448 669,517 223,628 (5,434) (3,471) 5,234,992 6,295,521 2016 12 31 2,393.762015 12 31 1,892.59 證 2016 2016 12 31121.10 270

28 2016 12 31 2015 12 31 25,000 (250) 24,750 2016 12 31 2015 12 31 508,304 263,261 (12,920) (2,633) 495,384 260,628 8.00% 13.50% 證 2016 271

29 29.1 2015 1 1 14,981 82,555 1,474 5,459 104,469 29,019 74,494 (1,474) 2,811 104,850 16 16 2015 12 31 44,000 157,049 16 8,270 209,335 (10,032) (82,907) 1,549 (91,390) (16) (16) 2016 12 31 33,968 74,142 9,819 117,929 證 2016 272

29 29.2 2015 1 1 (8,836) (13,429) (5,572) (27,837) (8,261) (182) (9,701) (18,144) (3,176) (3,176) 2015 12 31 (12,012) (21,690) (182) (15,273) (49,157) 19,585 115 2,502 22,202 (1,803) (1,803) 51 51 2016 12 31 (13,815) (2,105) (67) (12,720) (28,707) 證 2016 2016 12 31 2015 12 31 160,178 76,632 (69,188) 86,706 40 (1,819) (3,160) 51 273 89,222 160,178

30 2016 12 31 2015 12 31 37,544 58,155 23,385 45,819 969 550 117,018 185,582 128,204 61,900 40,460 46,800 66,672 24,101 75,826 490,078 422,907 31 2016 12 31 2015 12 31 397,345 257,758 119,245 230,494 46,923 30,594 51,210 39,350 (30,768) (29,652) 583,955 528,544 證 2016 274

31 31.1 2016 12 31 2015 12 31 237,669 147,929 134,706 85,701 16,115 20,921 8,855 3,207 397,345 257,758 31.2 2016 12 31 2015 12 31 1 42,510 (502) 29,742 (2,594) 1-3 4,413 (2,924) 852 (413) 46,923 (3,426) 30,594 (3,007) 證 2016 275

32 2016 12 31 2015 12 31 5,953,677 8,101,884 180,078 67,002 6,133,755 8,168,886 (14,490) (10,083) 6,119,265 8,158,803 2016 12 31 15,383.06 (2015 12 31 21,931.67 ) 33 2016 12 312015 12 31 2016 12 31 2015 12 31 49,822 235 87,045 727 (235) (727) 186 (132) (132) 證 2016 276

34 2016 12 31 2015 12 31 5,739,835 3,838,532 863,728 485,806 822,911 720,790 95,803 7,522,277 5,045,128 7,425,469 4,964,105 11,023 96,808 70,000 7,522,277 5,045,128 2016 12 313,530.712015 12 31 2,712.61 證 2016 35 2016 12 31 2015 12 31 2,823,467 4,295,291 273,490 160,325 3,096,957 4,455,616 277

36 37 2016 12 31 2015 12 31 659 623 4,369,080 1,967,482 4,369,739 1,968,105 2016 12 31 3.552015 12 31 46.74 38 2015 12 31 51% 2015 38.1 2016 12 31 2015 12 31 26,058 5,013 22 81 8,255 證 2016 39,429 278

38 38.2 2016 12 31 2015 12 31 6,012 5,661 23 11,696 38.3 2016 2015 (157) 441 (17,806) (34,863) (17,963) (34,422) (17,963) (34,422) 證 2016 (17,963) (34,422) (9,161) (17,555) (8,802) (16,867) 279 (17,963) (34,422)

38 38.4 2016 12 31 2015 12 31 (15,298) (40,576) (401) (824) (15,699) (41,400) 39 1 2016 12 31 2015 12 31 1 2,673,706 1,973,706 H 1,250,029 1,250,029 3,923,735 3,223,735 2,673,706 1,973,706 H 1,250,029 1,250,029 3,923,735 3,223,735 2016 12 30700,000,0004.00 證 2016 280

40 40.1 40.2 10% 50% 25% 40.3 2007 12 182007 [2007]320 11% 2007 12 182007 [2007]32010% 40.4 證 2016 281

40 40.5 29 2016 1 1 44,420 (11,996) 32,424 (1,288) (426) (1,714) 10,895 (1,798) 9,097 (1,620) 405 (1,215) 2016 12 31 52,407 (13,815) 38,592 2015 1 1 35,581 (8,836) 26,745 14,544 (4,585) 9,959 (5,705) 1,425 (4,280) 2015 12 31 44,420 (11,996) 32,424 證 2016 282

41 2016 12 31 2015 12 31 1,494,299 1,492,102 4,000,000 3,398,976 400,000 5,494,299 5,291,078 2016 12 31 2015 12 31 3,399,755 2,650,000 2016 4 21 254.20% 3 2016 10 25 153.30% 2 證 2016 6.2% 5 3 283

42 7.98 55.33 2018 12 18 (LIBOR) 1.8 54.2.4) 569.09 509.05 (HIBOR) 1.3%-1.9% 170.00 152.07 1.6%~2.4% (HIBOR) 43 2016 12 31 2015 12 31 472,060 711,033 354,923 327,496 207,332 152,467 45,790 51,598 27,639 29,951 1,107,744 1,272,545 證 2016 284

43 43.1 2016 1 1 2016 12 31 599,377 434,777 (634,339) 399,815 39,988 168,838 (208,826) 68 76,712 (76,780) 68,435 18,371 (16,252) 70,554 3,165 12,588 (14,062) 1,691 711,033 711,286 (950,259) 472,060 2015 1 1 2015 12 31 310,374 1,190,218 (901,215) 599,377 28,070 89,986 (78,068) 39,988 2 49,992 (49,926) 68 33,610 53,218 (18,393) 68,435 3,859 11,977 (12,671) 3,165 375,915 1,395,391 (1,060,273) 711,033 證 2016 285

44 3.2.6) 2016 12 31 2015 12 31 926,217 1,004,526 281,960 139,644 1,208,177 1,144,170 45 2016 12 31 2015 12 31 80,722 218,945 8,247 4,899 17,540 26,282 2,607 4,388 96,475 267,155 46 2016 12 31 2015 12 31 2,000,000 410,000 456,960 410,000 2,456,960 證 2016 2016 12 31 3.50% 6.10% 286

47 2016 12 31 2015 12 31 5,607,979 4,212,965 500,000 5,607,979 4,712,965 4,969,079 4,068,346 638,900 144,619 500,000 5,607,979 4,712,965 2,088,850 3,131,819 3,519,129 1,581,146 5,607,979 4,712,965 2016 12 31 2015 12 31 證 2016 1,836,036 2,247,870 414,316 600,000 88,077 335,000 2,338,429 3,182,870 1,375,806 400,000 1,979,440 1,080,000 259,889 3,615,135 1,480,000 5,953,564 4,662,870 287

48 2016 12 312015 12 31 49 2016 12 31942.002015 12 31 1,580.44 50 2016 12 31 2015 12 31 659 623 4,369,080 1,983,606 35 273,490 160,325 4,643,229 2,144,554 證 2016 288

51 51.1 51.2 證 2016 2016 12 31 2015 12 31 3,615,135 3,519,129 1,480,000 1,581,146 11,881 12,769 289

52 52.1 2016 12 31 2015 12 31 32,615 12,073 52.2 2016 12 31 2015 12 31 1 53,646 39,159 1 3 83,471 59,469 3 28,924 27,792 166,041 126,420 52.3 20152016 2016 12 312.26 11.67 20162016 12 31 1.08 證 2016 290

53 2016 834% 44.30 53.1 44,303 1,662 (4,984) 40,981 53.2 840 3,681 2,439 8,235 26 7 4,454 2,060 證 2016 4,071 3,676 87 9,788 4,804 4,984 53.3 44,303 (425) 291 43,878

54 54.1 2016 12 31 20.98% 5% 15.50% 4.52% 0.45% 證 2016 292

54 54.2 54.2.1 2016 2015 4 83 54.2.2 2016 2015 41 33 證 2016 293

54 54.2 54.2.3 2016 2015 (55) 13 2,642 2016 12 31 2015 12 31 845 845 54.2.4 2016 2015 8,062 8,817 67 2,330 1,307 1,046 證 2016 294

54 54.2 54.2.4 2016 12 31 2015 12 31 15,802 22,918 86,336 63,641 257,933 374,746 711 714 2016 380.50200.002016 12 31 569.0942 54.2.5 證 2016 295 2016 2015 7,627 51,981 54.2.6

55 (a) (b) (c) (d) (e) (f) (g) (h) 證 2016 296

證 2016 55 2016 935,047 82,581 79,653 291,830 98,475 12,621 8,783 (6,334) 1,502,656 106 1,502,762 935,047 82,581 79,653 291,830 98,475 12,621 8,783 1,508,990 106 1,509,096 (6,334) (6,334) (6,334) 57 21,396 488,094 137,564 44,444 38,310 418,557 1,148,422 178 1,148,600 57 21,396 488,094 137,564 44,444 38,310 418,557 1,148,422 178 1,148,600 1,892 214,724 48,289 46,587 72,977 32,725 417,194 (682) 416,512 1,892 214,724 48,289 46,587 72,977 384,469 (682) 383,787 32,725 32,725 32,725 7,432 26,433 3,157 1,963 11,752 1,092 200 24,046 (1,319) 74,756 241 74,997 7,432 26,433 3,157 1,963 11,752 1,092 200 24,046 76,075 241 76,316 (1,319) (1,319) (1,319) (616,780) (106,558) (349,690) (166,733) (314,091) (76,177) (67,724) (460,363) 7,618 (2,150,498) (17,806) (2,168,304) 325,756 25,744 221,214 127,060 49,949 116,123 29,994 64,000 32,690 992,530 (17,963) 974,567 10,239,236 1,344,322 409,900 74,444 5,382,044 3,459,952 1,245,647 20,435,743 (2,206,714) 40,384,574 40,384,574 10,032,549 888,675 413,728 96,023 5,371,077 1,541,234 770,863 9,838,675 (115,020) 28,837,804 28,837,804 32,171 2,088 1,187 259 2,087 1,555 1,069 25,876 66,292 1,586 67,878 21,029 4,622 354 2,975 521 727 62,048 92,276 372 92,648 297

55 2015 2,514,606 40,260 323,153 225,148 65,740 111 1,767 11,167 3,181,952 194 3,182,146 2,514,606 40,260 323,153 225,148 65,740 111 1,767 3,170,785 194 3,170,979 11,167 11,167 11,167 7,813 25,653 864,624 44,294 47,155 635 507,545 1,497,719 311 1,498,030 7,813 25,653 864,624 44,294 47,155 635 507,545 1,497,719 311 1,498,030 (7,391) 478,857 102,503 360 80,723 28 655,080 (2,455) 652,625 (7,391) 478,857 102,489 360 80,433 654,748 (2,455) 652,293 14 290 28 332 332 7,099 176 141 600 5,276 6,037 13,497 12,226 (14,543) 30,509 2,391 32,900 7,099 176 141 600 5,276 6,037 13,497 12,226 45,052 2,391 47,443 (14,543) (14,543) (14,543) (1,370,343) (44,926) (821,650) (194,042) (444,568) (72,185) (14,521) (480,592) 2,958 (3,439,869) (34,863) (3,474,732) 1,159,175 13,772 366,268 31,706 83,859 149,250 82 121,669 (390) 1,925,391 (34,422) 1,890,969 15,008,602 1,164,585 12,619 104,045 4,245,413 2,711,178 308,561 19,677,505 (1,620,688) 41,611,820 39,429 41,651,249 14,683,513 768,891 30,648 106,230 4,172,140 1,321,963 60,945 11,705,543 (86,630) 32,763,243 11,552 32,774,795 35,154 2,099 1,188 251 1,820 1,224 434 23,544 65,714 2,729 68,443 11,907 1,934 38 1,770 3,879 996 4,164 67,437 92,125 1,176 93,301 證 2016 298

56 56.1 (i)(ii) (iii)(iv) 證 2016 299

56 56.1 證 2016 300

56 56.1 證 2016 301

56 56.2 2016 12 312015 12 31 證 2016 302

56 56.2 (1) 2016 12 31 2015 12 31 證 2016 490,078 422,907 532,742 489,194 520,134 260,628 6,119,265 8,158,803 11,860 12,769 100,000 150,000 320,148 261,320 218,514 267,077 158,000 36,200 60,000 5,911,696 6,826,690 493,440 5,739,835 3,838,532 63,803 3,096,957 4,455,616 7,720,677 10,739,356 4,369,080 1,967,482 35,926,229 37,886,574 303

56 56.2 (2) 2016 12 31 2015 12 31 AAA 1,367,187 276,054 AA- AA+ 3,464,819 2,601,224 A- A+ 300,539 907,829 660,715 5,739,835 3,838,532 (3) 2016 12 31 2015 12 31 27,462 181,163 (21,788) (21,491) 5,674 159,672 138,706 79,925 (8,980) (8,161) 129,726 71,764 397,345 257,758 證 2016 532,745 489,194 304

56 56.2 (4) 2016 12 31 2015 12 31 154,400 28.95% 6,000 2.28% 136,280 25.55% 65,700 24.96% 82,450 15.46% 115,211 43.76% 74,599 13.99% 26,600 10.10% 44,775 8.40% 40,800 7.65% 533,304 100.00% 263,261 100.00% (5) 2016 12 31 2015 12 31 證 2016 488,504 91.60% 188,611 71.64% 19,800 3.71% 39,800 15.12% 15,000 2.81% 29,850 11.34% 10,000 1.88% 5,000 1.90% 533,304 100.00% 263,261 100.00% 305

56 56.2 (6) 2016 12 31 2015 12 31 209,100 39.21% 166,211 63.14% 112,029 21.01% 94,050 35.72% 212,175 39.78% 3,000 1.14% 533,304 100.00% 263,261 100.00% (7) 2016 12 31 2015 12 31 6,199 1.16% 證 2016 306

56 56.2 (8) 2016 12 31 2015 12 31 11,199 (7,949) 3,250 209,175 166,211 103,830 94,050 209,100 3,000 522,105 263,261 (5,221) (2,633) 516,884 260,268 520,134 260,268 證 2016 307

56 56.3 56.3.1 證 2016 308

56 56.3 56.3.1 2016 12 31 4,089,080 100,000 180,000 659 4,369,739 7,720,677 7,720,677 3,096,957 3,096,957 1,044,206 575,275 1,380,084 1,315,746 2,377,807 829,159 7,522,277 3,577,793 555,017 1,102,182 676,704 5,911,696 490,078 490,078 4,240 41,333 449,811 24,750 520,134 532,742 532,742 68,000 145,676 255,360 443,457 1,670,845 2,583,338 110,830 403,989 514,819 308,127 862,484 4,948,654 6,119,265 20,399,158 2,279,785 8,426,921 2,864,646 2,377,807 3,033,405 39,381,722 證 2016 (10,000) (400,000) (410,000) (1,400,000) (1,999,755) (5,494,299) (8,894,054) (132) (132) (4,767,085) (840,894) (5,607,979) (9,507,813) (860,277) (10,368,090) (732,965) (732,965) (303,686) (357,433) (55,327) (716,446) (1,208,177) (1,208,177) (14,284,898) (2,544,580) (2,757,188) (5,549,626) (2,801,551) (27,937,843) 309 6,114,260 (264,795) 5,669,733 (2,684,980) 2,377,807 231,854 11,212,025