中州証券 Central China Securities Co., Ltd. (2002 年於中華人民共和國河南省成立的股份有限公司, 中文公司名稱為 中原證券股份有限公司, 在香港以 中州證券 名義開展業務 ) 股份代號 : 01375 2017 年年報

2 3 4 8 41 47 102 123 132 133 150 184 196 197 198 202 1

2017 2017 100.35 2017 10 2017 100.73 2

A 3

中原證券 中原證券 571 4

1.00 Wind A 1.00 H 1.00 2017 1 12017 12 31 2017 12 31 5

6

8.5% 7

中原證券 中原證券 CENTRAL CHINA SECURITIES CO., LTD. CCSC 3,923,734,700 3,223,734,700 7,837,072,661.73 10,217,177,777.68 8

1 2 3 4 5 6 7 8 9 10 11 1250ETF 13 14 IPO 15 16 17 18 19 20 21 22 23 24 9

25 26ITISO/IEC 20000 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 10

10 19 450018 10 19 450018 0371-69177590 0371-69177590 0371-69177590 0371-69177590 zhuqb@ccnew.com xucy@ccnew.com 10 450018 10 450018 http://www.ccnew.com investor@ccnew.com 2818 11

http://www.sse.com.cn http://www.hkexnews.hk 10 19 A 中原證券 601375 H 中州證券 01375 12

2002 10 25 中原證券 [2002]326 中原證券 2002 11 8 103,379 2006 6 26 [2005]3 2006 10 12 2006 1.018% 2.661% 2008 1 15 中原證券 [2008]94 103,379203,351.57 13

2008 6 10 中原證券 [2008]78119,670.42 9.673% 71,525.36 35.173%91,195.78 44.846% 2010 12 23 2010 2011 6 1 中原證券 5% [2011]111 3,000 2,000 1,000 1,000 1,000 8,315.96 1,600 1,500 1.475% 0.983% 0.492% 0.492% 0.492% 4.089% 0.787% 0.738% 2011 5 30 2011 9 22 中原證券 5% [2011]1534 中原證券 5% 中原證券 60,800 29.899% 14

2012 4 6 中原證券 5% [2012]41 2,400 1.18% 2012 5 1 2012 2014 4 22 中原證券 [2014]438 中原證券 598,100,000 1 2014 6 25 中州證券 01375 中原證券 [2013]1070 40,994,7788,842,3453,738,231 2,432,0741,348,575884,166678,113449,525442,193 959,810,000 2014 10 28 2,631,615,700 2015 6 15 2015 H 中原證券 [2015]17282015 8H 592,119,000 1 H 4.282015 8 14 3,223,734,700 15

2016 11 18 2016 H 中原證券 [2016]2868 公司 700,000,000 1 [2009]94 中原證券 A [2015]26700,000,000 47,979,17510,348,8404,375,1242,846,4331,578,3361,034,804 793,645526,112517,5319 70,000,000 2017 1 3A 16

17 1

2 4 1 (1) 10 4 10 4 1993 4 18 3.3 51.357% 0371-68599199 (2) 20 20 181501-11 2012 2 8 20 100% 0371-69177108 18

(3) 8 1505 1508 8 1505 1508 2014 10 29 5 100% 00852-25001375 (4) 2015 3 25 30 100% 0371-86503971 19

(5) 23 6 23 2015 6 29 3.5 35% 0371-61775086 3 25 1 中原證券 170 2003/5/20 0377-63205303 2 中原證券 196 2003/4/23 0396-2989099 3 中原證券 250 2003/4/29 0373-2068736 4 中原證券 2003/5/8 0372-2095699 20

5 中原證券 1838 2003/6/2 0391-3288118 6 中原證券 3378 2003/6/9 0395-3183866 7 中原證券 261 2003/8/29 021-65080598 8 中原證券 2004/5/26 0392-3299909 9 中原證券 81 2006/4/26 0394-8288680 10 中原證券 136 2006/7/26 0376-6210378 11 中原證券 2006/8/11 0371-23899816 21

12 中原證券 1600 18 01-17 2009/7/2 021-50588666 13 中原證券 10 2011/3/10 0371-60155208 14 中原證券 168 1 8 9 1-907 2011/9/16 0371-65585650 15 中原證券 2013/11/20 0398-2830400 16 中原證券 30 2013/11/28 0379-63915178 17 中原證券 203 2014/4/21 0393-8151517 18 中原證券 96 2014/4/24 0370-2580966 22

19 中原證券 669 2014/6/12 0374-2663273 20 中原證券 1 A 201 19 1908 2015/5/14 0755-83801055 21 中原證券 2015/6/30 0375-4801728 22 中原證券 1000 13 2 4 2017/2/3 028-86051566 23 中原證券 168 1205-1206 2017/9/5 025-83696336 24 中原證券 5 20 2007 2017/9/12 0898-66515090 25 中原證券 1600 1 14 1216 2017/12/20 021-50588666 23

88 13 2 2 2 2 1 2 1 1 3 1 1 1 69 1 中原證券 37 2 中原證券 43 3 中原證券 10 3 303-306 4 中原證券 61 20 5 中原證券 25 6 中原證券 7 中原證券 168 32 1 215 24

8 中原證券 4-5 9 中原證券 17 10 中原證券 1198 11 中原證券 12 中原證券 38 13 中原證券 91 14 中原證券 2 15 中原證券 16 中原證券 25

17 中原證券 18 中原證券 202 207 19 中原證券 20 中原證券 3 21 中原證券 29 22 中原證券 A6-8 23 中原證券 24 中原證券 18 25 中原證券 240 26

26 中原證券 27 中原證券 7 28 中原證券 29 中原證券 30 中原證券 B28 2 31 中原證券 8 32 中原證券 A 33 中原證券 1107 34 中原證券 3 35 中原證券 27

36 中原證券 152 37 中原證券 2-2-1 38 中原證券 200 39 中原證券 306 40 中原證券 114 41 中原證券 42 中原證券 43 中原證券 44 中原證券 45 中原證券 28

46 中原證券 60 47 中原證券 292 48 中原證券 49 中原證券 50 中原證券 C 3 51 中原證券 52 中原證券 53 中原證券 54 中原證券 A 3 29

55 中原證券 56 中原證券 116 57 中原證券 595 58 中原證券 301 59 中原證券 60 中原證券 61 中原證券 260 1 62 中原證券 26 63 中原證券 170 30

64 中原證券 65 中原證券 158 66 中原證券 4999 2 107 67 中原證券 2589 1-2 68 中原證券 1903 1905 1906 1908 69 中原證券 191 B 3802 3803 3804 3805 70 中原證券 16 B 71 中原證券 159 5301-305 72 中原證券 59 1103 31

73 中原證券 14 51A158 74 中原證券 168 1 8 1-908 1-909 75 中原證券 111 23 301 76 中原證券 2 702 77 中原證券 356 2A003 78 中原證券 138 A 23 79 中原證券 70 5 80 中原證券 62106 81 中原證券 107 32

82 中原證券 7 12 13 14 83 中原證券 9 84 中原證券 85 中原證券 955 201 202 86 中原證券 3 87 中原證券 5109-110 1-2 88 中原證券 411301 33

8 8 22 1589 21 2017 7 62019 12 31 A H 91410000744078476K 34

2017 2017 6 2016-2017 2017 9 4 5 2017 9 2017 11 2017 2018 1 2017 35

2017 2016 2015 3,199,060 3,143,028 1.8% 5,365,260 680,109 974,567-30.2% 1,890,969 441,983 718,646-38.5% 1,405,501-1,596,902 1,772,788-6,372,772 0.11 0.22-50.0% 0.49 0.11 0.22-50.0% 0.49 (%) 4.24% 8.89% 4.65 20.54% 2017 12 31 2016 12 31 2015 12 31 40,661,468 40,384,574 0.7% 41,651,249 29,209,349 28,837,804 1.3% 32,774,795 7,526,503 10,368,090-27.4% 14,867,251 10,169,852 10,582,117-3.9% 8,161,581 3,923,735 3,923,735 0.00% 3,223,735 2.59 2.70-4.1% 2.53 (%) 1 65.0 61.5 3.5 66.9 1 = 36

% 60 50 53.65 15 12 14.06 25 20 20.54% 40 30 31.43 31.99 9 7.19 15 6 10 8.89% 20 4.42 10 3 5 4.24% 0 2015 2016 2017 0 2015 2016 2017 0 2015 2016 2017 % 80 500 60 66.9% 61.5% 65.0% 400 416.51 403.85 406.61 300 40 200 20 100 81.62 105.82 101.70 0 2015 12 31 2016 12 31 2017 12 31 0 2015 12 31 2016 12 31 2017 12 31 37

2017 2016 2015 2014 2013 3,199,060 3,143,028 5,365,260 2,341,061 1,434,599 2,518,951 2,150,498 3,439,869 1,554,704 1,096,364 680,109 974,567 1,890,969 754,771 338,235 441,983 718,646 1,405,501 562,290 252,937 2017 12 31 2016 12 31 2015 12 31 2014 12 31 2013 12 31 40,661,468 40,384,574 41,651,249 28,269,242 13,649,605 29,209,349 28,837,804 32,774,795 22,412,446 9,474,323 7,526,503 10,368,090 14,867,251 9,659,833 4,994,071 10,169,852 10,582,117 8,161,581 5,786,707 4,091,342 3,923,735 3,923,735 3,223,735 2,631,616 2,033,516 2017 2016 2015 2014 2013 0.11 0.22 0.49 0.24 0.12 0.11 0.22 0.49 0.24 0.12 (%) 4.24 8.89 20.54 11.41 6.40 2017 12 31 2016 12 31 2015 12 31 2014 12 31 2013 12 31 (%) 65.0 61.5 66.9 68.5 51.8 2.59 2.70 2.53 2.20 2.01 38

% 60 53.65 15 14.06 25 50 12 20 20.5% 40 30 20 14.35 23.41 31.43 31.99 9 6 5.62 7.19 4.42 15 10 6.4% 11.4% 8.9% 10 3 2.53 5 4.2% 0 2013 2014 2015 2016 2017 0 2013 2014 2015 2016 2017 0 2013 2014 2015 2016 2017 % 80 500 120 60 51.8% 68.5% 66.9% 61.5% 65.0% 400 300 282.69 416.51 403.85 406.61 100 80 81.62 105.82 101.70 40 60 57.87 200 136.50 40 40.91 20 100 20 0 2013 2014 2015 2016 2017 12 31 12 31 12 31 12 31 12 31 0 2013 2014 2015 2016 2017 12 31 12 31 12 31 12 31 12 31 0 2013 2014 2015 2016 2017 12 31 12 31 12 31 12 31 12 31 39

7,837,072,661.73 10,217,177,777.68 10,066,054,127.25 10,431,615,497.58 2,118,425,002.87 2,299,419,875.69 28,955,919,340.53 26,738,489,965.46 (%) 369.95 444.34 (%) 18.71 29.26 (%) 794.42 2,053.26 (%) 144.98 158.58 (%) 77.86 97.94 (%) 42.27 63.20 (%) 54.30 64.52 (%) 7.75 22.34 (%) 127.46 55.29 (%) 132.78 81.85 201720162017 12 312016 12 31 40

中原證券 IPO 41

2017 1 2 4 5 6 9 2017 35.99% 2016 353 153 2016 177.23% 42

2090 2017A A 43

4 30.58 7.52% 44

1 2017 1 3 113 8 A+H 2 IPO 3 GDP 5 15 45

4 20146 28 5 46

2017 A 2000 12 IPO1 1 10 253 A 2018 證 47

1 16.862.4% (1) 2017 122.17 12.09% ind A 12,686.140.52% 57.42 985.03 41,595 2016 3.92% 172.2720164.3% 48

2017 2017 12 31 2016 2016 12 31 A 12,686.14 16,291 172.27 165.2 57.42 58.93 985.03 1,293.54 41,595 40,028 (2) 2017 1 1 + 3,000 2.23.94 294.69%2,916 13.28% 5.3% (3) 49

5.9920165.84 16.6720167.6119% 10.4520161,027 2 0.8969.9% (1) 2017438 2,409.77 388 9,941.19 41.81%1,467 1,336.25 70.86% 3.93% Wind IPO 1 15 25 21 3.65 2017 2016 0 36.49 0 6 15 22-31.82% 25 45-44.44% 21 31-32.26% 50

(2) 3 1 1 48.30 2017 2016 4.5 1 77.2 9 28.8 3 28.3 2 15 1 48.3 5 105.5 11 3 2.6035.2% (1) 2017 MOM 210.45 442517 2 67.49201621.2 45.82% 132.53201669.58 110.53% 2 10.43 51

(2) 2 52,350 6 9,800 (3) 181 10 4 4.6126.8% 2017 A 3,307.176.56% 11,040.458.48% 7,554.8616.73% 1,752.6510.67% 3004,030.8521.78% 50 2,860.4425.08% Wind 52

5 2.67173.6% 20172016 31.86%2016 18.34%2016 38.1% 5,26824.19% 83.63 113.15 201613.08 8.41 195.09% 9 50IPO IPO IPO 6 (1) 30.172016 38.52% 1.682016 9.80% 46.02201693.93% 228.45% 53

798 20163.27% 0.652016 14.04%0.382016 34.21% 0.15 (2) 114 23 (3) 3,5255.7% 33.97 256% APP 131 25 54

513 96.9359.5 2833 (4) 17.16 2,000355162193190 263.19 (5) 588243 270 (6) 12.28 4,421.27 55

201740,661.5 10,169.9 2017 3,199.1 2016 1.8% 442.0 2016 38.5% 4.24%2016 4.65 1 20173,199.1 2016 1.8% 706.3 2016 25.1%532.1 2016 6.8%447.2 2016 238.0%88.5 2016 69.9% 259.9 2016 35.2% 461.4 2016 26.8%267.3 2016 173.6% 588.0 2016 12.1% 2017 2,519.0 2016 17.1% 2017 442.0 2016 38.5% 0.11 2016 50.0% 4.24%2016 4.65 56

2017 680.11 2016 30.2% 2017 2016 1,141.5 1,502.7-361.2-24.0% 1,269.5 1,148.4 121.1 10.5% 414.9 417.2-2.3-0.6% 373.1 74.8 298.3 398.8% 3,199.1 3,143.0 56.1 1.8% 2,519.0 2,150.5 368.5 17.1% 680.1 974.6-294.5-30.2% 158.9 227.8-68.9-30.2% 521.2 746.7-225.5-30.2% 442.0 718.6-276.6-38.5% 57

20173,199.1 2016 1.8% 35.7%2016 12.1 39.7%2016 3.213.0%2016 0.3 11.6%2016 9.2 2017 2016 2015 2014 2013 35.7% 47.8% 59.3% 53.1% 66.5% 39.7% 36.5% 27.9% 26.1% 20.0% 13.0% 13.3% 12.2% 19.2% 11.1% 11.6% 2.4% 0.6% 1.6% 2.4% 100.0% 100.0% 100.0% 100.0% 100.0% 100 11.6% 2.4% 0.6% 1.6% 2.4% 13.3% 12.2% 19.2% 11.1% 13.0% 36.5% 27.9% 26.1% 20.0% 50 39.7% 66.5% 47.8% 59.3% 53.1% 35.7% 0 2017 2016 2015 2014 2013 58

2017 2017 2016 700.6 898.3-197.7-22.0% 108.2 68.9 39.3 57.0% 105.9 79.3 26.6 33.5% 88.6 209.2-120.6-57.6% 88.0 123.5-35.5-28.7% 35.7 120.6-84.9-70.4% 14.5 2.9 11.6 400.0% 1,141.5 1,502.7-361.2-24.0% 221.0 243.0-22.0-9.1% 920.5 1,259.7-339.2-26.9% 7.8% 7.7% 3.1% 1.3% 8.0% 0.2% 8.2% 9.3% 61.3% 13.9% 59.8% 9.5% 5.3% 4.6% 2017 2016 59

2017920.5 339.2 26.9% 197.722.0%2017 39.357.0% 26.633.5% 120.657.6% 84.970.4% 60

2017461.0 2016 142.7 44.8%2017 2017 2016 483.2 295.9 187.3 63.3% 439.5 495.2-55.7-11.2% 261.1 314.7-53.6-17.0% 85.6 42.3 43.3 102.4% 0.1 0.3-0.2-66.7% 1,269.5 1,148.4 121.1 10.5% 808.5 830.1-21.6-2.6% 461.0 318.3 142.7 44.8% 187.363.3% 55.711.2% 53.617.0% 43.3102.4% 21.62.6% 61

2017414.9 2016 2.30.6% 2017 2017 2016 98.4 7.4 91.0 1,229.7% 142.9 58.8 84.1 143.0% -267.5-88.8-178.7 314.7 373.4-58.7-15.7% -3.2-18.9 15.7-0.2 41.0-41.2 58.8 58.8 78.7 18.0 60.7 337.2% 6.3 27.1-20.8-76.8% -20.6-13.5-7.1 6.6 12.7-6.1-48.0% 414.9 417.2-2.3-0.6% 62

20171,489.4 2016412.138.3% 2017 2016 716.5 711.3 5.2 0.7% 71.2 66.3 4.9 7.4% 625.8 326.7 299.1 91.5% 75.9-27.0 102.9 1,489.4 1,077.3 412.1 38.3% 5.20.7% 4.97.4% 299.191.5% 63

102.9 2017 2016 50.2 4.1 46.1 1,124.4% 9.3 2.3 7.0 304.3% 8.3 10.5-2.2-21.0% 7.0-45.1 52.1 1.1 1.1 0.0 0.0% 75.9-27.0 102.9 2 2017 2.3 2.3 64

3 1,642.4 (1) 2017-1,596.92016 1,772.8 2017 3,304.6 1,091.3 1,308.1 1,676.9 (2) 2017-490.12016-187.7 (3) 2017444.62016 917.1 2017 2,497.62,500.0 1,468.33,400.0 1,543.7 784.0 65

4 2017 40,661.5 201640,384.6 0.7%29,209.3 201628,837.8 1.3% 10,169.9 201610,582.1 3.9% 2017 11,248.1 27.7%15,560.0 38.3%12,519.3 30.8% 1,320.93.2% 13.20.03% 2017 2017 21,248.4 2016 18,469.7 2,778.715.04% 2017 65.0%201661.5% 3.5 66

2017 12 31 2016 12 31 11,248.1 15,677.5-4,429.4-28.3% 15,560.0 12,031.0 3,529.0 29.3% 12,519.3 11,510.9 1,008.4 8.8% 1,320.9 1,165.2 155.7 13.4% 13.2 13.2 40,661.5 40,384.6 276.9 0.7% 30.8% 0.03% 3.2% 27.7% 28.5% 2.8% 38.9% 38.3% 2017 29.8% 2016 67

20174,429.428.3% 27.7% 2017 12 31 2016 12 31 8,637.1 12,090.4-3,453.3-28.6% 2,350.2 3,097.0-746.8-24.1% 260.8 490.1-229.3-46.8% 11,248.1 15,677.5-4,429.4-28.3% 3,453.328.6%2016 IPO 68

20173,529.029.3% 38.3% 2017 12 31 2016 12 31 6,353.0 6,119.3 233.7 3.8% 9,207.0 5,911.7 3,295.3 55.7% 15,560.0 12,031.0 3,529.0 29.3% 233.7 20163.8% 3,295.3 201655.7% 69

20171,008.48.8% 30.8% 2017 12 31 2016 12 31 492.9 370.4 122.5 33.1% 2,948.5 2,583.3 365.2 14.1% 6,120.9 7,522.3-1,401.4-18.6% 1,501.6 514.8 986.8 191.7% 1,271.9 520.1 751.8 144.5% 59.9 59.9 83.6 83.6 40.0 40.0 12,519.3 11,510.9 1,008.4 8.8% 70

2017 365.214.1% 7.3% 2017 12 31 2016 12 31 1,007.6 60.0 947.6 1579.3% 163.9 251.1-87.2-34.7% 217.3 272.3-55.0-20.2% 427.9 100.0 327.9 327.9% 238.4 320.1-81.7-25.5% 158.0-158.0-100.0% 151.3 28.0 123.3 440.4% 515.0 515.0 227.1 1,393.8-1,166.7-83.7% 2,948.5 2,583.3 365.2 14.1% 71

20171,401.418.6% 15.1% 2017 12 31 2016 12 31 4,873.5 5,739.8-866.3-15.1% 658.9 822.9-164.0-19.9% 588.6 863.7-275.1-31.9% 95.8-95.8-100.0% 6,120.9 7,522.3-1,401.4-18.6% 2017 986.8191.7%3.7% 2017 12 31 2016 12 31 744.0 493.4 250.6 50.8% 312.1 312.1 445.5 21.4 424.1 1981.8% 1,501.6 514.8 986.8 191.7% 72

2017 1,320.9 155.7 13.4%3.2% 2017 12 31 2016 12 31 260.1 265.0-4.9-1.8% 164.4 155.6 8.8 5.7% 161.3 117.9 43.4 36.8% 713.7 605.2 108.5 17.9% 21.4 21.5-0.1-0.5% 1,320.9 1,165.2 155.7 13.4% 73

201729,209.3 371.5 1.3% 2017 7,526.5 2016 27.4% 434.4 7,284.9 201629.9% 12,560.2 201620.5% 1,403.3 201642.5% 2017 12 31 2016 12 31 7,526.5 10,368.1-2,841.6-27.4% 434.4 434.4 7,284.9 5,608.0 1,676.9 29.9% 12,560.2 10,420.5 2,139.7 20.5% 1,403.3 2,441.2-1,037.9-42.5% 29,209.3 28,837.8 371.5 1.3% 74

4.8% 8.5% 43.0% 25.8% 1.5% 36.1% 36.0% 0.0% 24.9% 2017 19.4% 2016 2017 12 31 2016 12 31 3,199.7 1,116.4 2,083.3 186.6% 9,360.5 9,304.1 56.4 0.6% 12,560.2 10,420.5 2,139.7 20.5% 2,083.3186.6% 75

56.40.6% 2017 12 31 2016 12 31 422.5 472.1-49.6-10.5% 609.1 732.2-123.1-16.8% 10.4 28.7-18.3-63.8% 361.4 1,208.2-846.8-70.1% 0.5 0.1 0.4 400.0% 1,403.9 2,441.2-1,037.4-42.5% 49.610.5% 123.1 846.8 76

201711,452.1 20160.8% 2017 12 31 2016 12 31 3,923.7 3,923.7 0.0 0.0% 5,846.1 5,734.1 78.9 1.4% 400.0 891.2-491.2-55.1% 1,282.3 964.7 317.6 32.9% 11,452.1 11,546.8-94.7-0.8% 5. (i) (ii) (iii)(iv) (v) (vi) (i) (ii)(iii) 77

2017 2016 % % % 706.3 22.1 942.5 30.0-236.2-25.1 532.1 16.6 570.9 18.2-38.8-6.8 447.2 14.0 132.3 4.2 314.9 238.0 88.5 2.8 293.8 9.3-205.3-69.9 259.9 8.1 192.3 6.1 67.6 35.2 461.4 14.4 364.0 11.6 97.4 26.8 267.3 8.3 97.7 3.1 169.6 173.6 588.0 18.4 524.4 16.7 63.6 12.1-151.6-4.7 25.1 0.8-176.7 3,199.1 100.0 3,143.0 100.0 56.1 1.8 2017 2016 % % % 567.8 22.5 616.8 28.7-49.0-7.9 230.8 9.2 349.7 16.3-118.9-34.0 418.1 16.6 106.6 5.0 311.5 292.2 120.7 4.8 166.6 7.8-45.9-27.6 85.4 3.4 76.2 3.5 9.2 12.1 486.4 19.3 314.1 14.6 172.3 54.9 174.1 6.9 67.7 3.1 106.4 157.2 440.1 17.5 460.4 21.4-20.3-4.4-4.4-0.2-7.6-0.4 3.2 2,519.0 100.0 2,150.5 100.0 368.5 17.1 78

2017 2016 % % % 138.4 20.3 325.8 33.4-187.4-57.5 301.3 44.3 221.3 22.7 80.0 36.2 29.1 4.3 25.7 2.6 3.4 13.2-32.2-4.7 127.1 13.0-159.3-125.3 174.5 25.7 116.1 11.9 58.4 50.3-25.0-3.7 49.9 5.1-74.9-150.1 93.3 13.7 30.0 3.1 63.3 211.0 147.9 21.7 64.0 6.6 83.9 131.1-147.2-21.6 32.7 3.4-179.9-18.0-1.8 18.0-100.0 680.1 100.0 974.6 100.0-294.5-30.2 6 55 79

1 4.931.22 35.05% 23 (1) 22 (2) 2 [2016] 28682016 12 22 A 470,000 28 266,981.17 0.69 5005% 證 2017 80

3.3 中原證券 51.357% 10.14 4.063.94 2,135.84 20 中原證券 100% 12.06 9.361.31 8,048.351.311.07 5 中原證券 100% 36.58 11.143.08 0.9 3.012.60 2017 2016 35.99% 2016 56% 20162017 10 81

3023.26 中原證券 100% 29.44 27.13 1.13 7,874.741.13 7,606.47 2017 3.323.26 3.5 中原證券 35% 4.67 3.584,463.39 1,814.75 6 82

1 4 6 2 6 4 (1) 6 1 中原證券 2 中原證券 3 中原證券 4 中原證券 5 中原證券 6 中原證券 83

6 (2) 4 3 (3) 2017 5 11 544,271 10 2017 4 17 2017 10 13 13.88.9564.86% 100% 2017 11 28.9520 2017 6 29 84

2017 4 17 5 30 23.26 2017 11 3 2017 10 30 60% 60% 2017 12 28 60% 3,705.56 2 2017 85

29 30 1,171 1,2391,67716,760 396,776668,2416 12 2016 2017 398,453-1,677 396,776 651,481 16,760 668,241 1,200-29 1,171 1,269-30 1,239 4 2 6 6 6 12 0 0 0 0 0 0 3 e 86

2017131 3,113.281,129.95 87

中原證券 + 88

2018 1. 2. 3. 4. 89

1 (1) (2)(3) (4) 90

2 (1) (2) (3) 91

3 4 92

5 42 93

1 2017 12 31 XV (i) XV7 8 (ii) 352(iii) H (%) (%) H 750,000 0.019 0.060 539,754 0.014 0.043 2017 12 31 18 18 94

2017 12 31 XV23 336 (%) A H (%) A 822,983,847 20.975 30.781 A 608,000,000 15.495 22.740 A 608,000,000 15.495 22.740 A 177,514,015 4.524 6.639 H 80,000,000 2.039 6.400 Citigroup H 121,687,574 3.101 9.735 15,832,574 0.404 1.267 ICBC International Asset Management Limited H 100,605,000 2.564 8.048 2017 12 31 336 95

1 H 41 H 25%8.08 13.32 96

30% 97

A [2015]101 [2012]85 1 120%1 1 1 50%10% 1 1 1 [2012]85 (QFII) QFII 2009[47]QFII 10%QFII [2014]81A 10% 10% 98

H 1980 9 10 2011 6 30 2011 9 12011 7 19 2011 9 1 20.0%20.0% [1993]045 [2011]348 H10.0% 10.0% (i) H10.0% (ii)h 10.0% 20.0% (iii) H 20.0% 99

2008 11 6H [2008]897H 2008 10.0% [2014]81H H 20% H H12 42 100

18 19 1 H 2017 5 222016 2017A 2017H 証 H H 2017 9 5 171390 証 2018 1 24 中原証券 [2018]1443,923,734,700 3,798,731,800 2018 2 H6,188,000 H0.495% 0.158% 3.283.0219,407,620 2018 2 122 132 142 15 101

20% 20% 102

2017 10 162017 2017 100.732017 214.76% 2017 2017 12 313,923,734,700 10 0.35 137,330,714.50 AH 2017 2017 2017 2017 2017 20172018 7 16 HH 103

10 (%) 2017 1.08 423,763,347.60 441,982,592.67 95.88 2016 2.21 797,145,368.70 718,646,243.11 110.92 2015 4.2 1,353,968,574.00 1,405,500,406.97 96.33 104

中原證券 A 36 證 2014 3 10 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 105

中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 A 12 中原證券 2014 3 10 106

105.00 6 298.00 4 30.00 107

2017 13510530 2017 298 (1) 2017 5 24 中原證券 [2017]10 2017 811 (2) 2017 11 30171577 108

(3) 2018 2 9 中原證券 [2018]1 2015 5 26Mao Yuan Capital Limited 2015 H 2016 3 23 2015 H2016 12 8 A http://www.hkexnews.hk http://www.sse.com.cn 109

2017 6 28 11.17 567,450,000 234,000,000 175,500,000 200,000,000 150,000,000 14.49% 10.87% 14A.06(9) 14A.07 2017 6 28 2017 8 3 50 10% 20.975% 46.429% 100% 30% 14A.13(3) 14A.13(1)14A.07(1) 14A 2017 8 3 110

2017 7 62017 8 10 5,000 24 1 12 2 30 20.975% 46.43%30% 14A.13(3) 14A.07(4) 14A 2017 9 25 2017 11 2 1 36 20.975% 46.43%30% 14A.13(3) 14A.07(4) 14A 2017 11 2 2017 12 28 60%37,055,632.57 20.98%14A.07(1) 10% 14A.16 14A 2017 12 28 56 A A 111

0 (A) 0 1,048,448,650.00 (B) 964,857,650.00 (A+B) 964,857,650.00 (%) 8.43 (C) 70% (D) 50% (E) (C+D+E) 964,857,650.00 915,000,000.00 200,000,000.00 112

2017 9 6 2017 9 11 2017 9 69 11 113

1 (1) (2) (3) (4) (5) 114

2 (1) (2) 2017 9 2 7 IPO (3) 2468 50 15 115

201785 2017 11 18 1710 25 50150 130 148 116

(4) 2017 4.7270 中原證券 1,6702 (5) 2017 221.021,484 2017 11 50 117

3 1. 404 1. 1.1 1.2 1 1.3 24 2. 2.1 50 3. 3.1. 3 3.2. 330 118

4 (1) (2) (3) (4) 100 (5) http://www.sse.com.cn 中原證券 2017 119

26 A 120

(OASystem) A 2017 5 222016 2017A 2017H A A 2727 2017 7 14 171415 中原證券 2017 8 22 171415 121

2017 10 31A 27 27 25.5025.50 2017 11 30171577 2017 12 13A 2018 1 12 171415 2017 5 227 149 1510 312018 1 15 122

123

2017 7 25 5.15% 150,000 2017 8 8 150,000 2020 7 26 2017 11 16 5.49% 100,000 2017 12 4 100,000 2020 11 17 2017 6 9 中原證券 [2017]586 100 2017 7 252017 11 1615 5.15%10 5.49% 124

1 4. 144,820 A 144,525H 295 147,606 A 147,305H 301 125

(%) +49,000 1,249,794,000 31.85 822,983,847 20.98 822,983,847 608,000,000 15.50 608,000,000 177,514,015 4.52 177,513,015 50,930,000 75,046,245 1.91 75,046,245 37,500,000 70,000,000 1.78 70,000,000 48,824,693 1.24 48,824,693 24,412,346 27,073,089 0.69 27,073,089 24,000,000 0.61 24,000,000 20,000,000 0.51 20,000,000 126

1,249,794,000 1,249,794,000 6,390,093 6,390,093 3,861,563 3,861,563 3,855,347 3,855,347 3,178,305 3,178,305 69 2,811,300 2,811,300 1 2,645,200 2,645,200 2,638,400 2,638,400 2,044,136 2,044,136 180 2,002,940 2,002,940 127

1 822,983,847 2020 1 3 822,983,847 36 2 608,000,000 2018 1 3 608,000,000 12 3 177,513,015 2018 1 3 177,513,015 12 4 75,046,245 2018 1 3 75,046,245 12 5 70,000,000 2020 1 3 47,979,175 36 2018 1 3 22,020,825 12 6 48,824,693 2018 1 3 48,824,693 12 7 27,073,089 2018 1 3 27,073,089 12 8 24,000,000 2018 1 3 24,000,000 12 9 20,000,000 2018 1 3 20,000,000 12 10 17,749,930 2018 1 3 17,749,930 12 128

1 1991 12 18 (001896) 738,700,68464.20% (000885) 278,907,03556.19% (600207) 407,835,649 47.26% (002179) (01216.HK) (06196.HK) 2 20.975% 129

1 2 20.975% 130

2006 12 28 911200007178678241 2 10%H 131

132

55 2015 9 10 2018 9 10 1,289,754 1,289,754 196.00 2017 9 11 2018 9 10 45 2015 9 10 2017 9 6 762,000 762,000 271.08 53 2015 10 12 2018 9 10 51 2015 9 10 2018 9 10 3.60 54 2015 9 10 2018 9 10 32 2015 9 10 2018 9 10 3.60 48 2015 9 10 2018 9 10 67 2015 9 10 2018 9 10 25.00 42 2015 9 10 2018 9 10 25.00 61 2015 9 10 2018 9 10 25.00 49 2015 12 7 2018 9 10 25.00 51 2015 9 10 2018 9 10 150.67 44 2015 9 10 2018 2 26 133

54 2015 9 10 2017 12 27 51 2016 10 13 2018 9 10 54 2015 9 10 2018 9 10 12.00 57 2016 5 9 2018 9 10 12.00 48 2015 9 10 2018 9 10 82.02 45 2015 9 10 2017 6 16 35.39 49 2017 6 16 2018 9 10 87.18 33 2018 1 12 2018 9 10 41.40 54 2015 9 10 2018 9 10 133.12 48 2015 9 10 2018 9 10 134.60 2015 9 10 2018 1 30 47 2016 9 3 2018 9 10 132.08 2015 9 10 2018 1 19 2014 7 25 2017 7 25 47 2016 9 3 2018 9 10 132.08 2015 12 29 2018 9 10 45 2015 9 10 2018 9 10 211.69 48 2018 1 30 2018 9 10 53 2015 12 29 2018 1 19 86.18 2018 1 19 2018 9 10 49 2015 9 10 2018 1 12 74.61 2018 1 19 2018 9 10 1,899.30 11 134

1963 2008 102012 82012 8 2014 11 2017 9 2014 4 2014 12013 2009 20152015 1964 2008 62015 9 135

1966 2014 9 1963 2012 8 1985 2015 9 136

1969 2014 11 1950 1982 91995 1 1995 22000 10 2000 112012 1 2012 8 1975 2014 6 1956 2015 3 137

1968 2001 82003 12 2004 1 1990 81995 7 2009 82015 8 600010 2015 12 1966 2002 112013 3 2013 32015 9 2015 9 1974 中原證券 2015 92018 2 26 2018 2 26 1967 2016 10 138

1963(MBA) (IFC) (IFC) (CICC)2015 9 1960 2016 5 1970 中原證券 2002 112003 82003 8 2005 32005 32008 12 2008 122017 8 2015 9 1969 中原證券 2002 112013 12 2013 122017 3 2015 32017 6 139

19842010 3 2014 12014 122018 1 2018 1 1963 2007 82015 9 2015 9 1969 2002 112009 9 2009 92012 8 2012 82018 12012 8 140

1970 2004 12018 1 2016 9 1970 2002 112015 12 2015 12 2016 9 1972 2004 52012 8 2012 8 141

1969 1991 72004 102004 102017 11 2017 11 2018 1 19642002 112015 12 2015 122018 1 2018 1 1968 2002 112013 3 2013 32015 3 2015 32017 8 2015 92018 1 2015 82018 1 2018 1 142

2010 6 2008 4 2013 6 2011 1 2010 7 2017 12 2013 12 2017 12 2010 10 143

2015 1 2015 12 2014 3 2010 5 2013 6 2014 1 2014 8 2010 11 2017 4 2004 1 2008 3 2016 4 2012 9 2015 3 2016 3 2018 3 2013 11 2017 8 2017 10 2018 3 144

2016 10 13 2016 7 1,899.30 11 145

146

2,456 314 2,770 1,766 264 89 55 31 63 59 112 118 184 29 2,770 17 586 1,874 293 2,770 147

CFA CIIA 32.15 437.05 148

389 149

1 2 3 150

4 5 6 7 8 9 10 11 12 13 30% 14 15 16 151

17 18 1 112017 9 6 101 5 4 3.13 152

2 1 2 3 4 5 6 7 8 9 10 153

11 12 13 14 15 16 17 18 19 7 8 12 154

3 2017 9 6 2017 9 11 A.2.1 (i) (ii) 2017 9 62017 9 11 155

1 9 2017 2 15 2017 6 16 2017 12 27 8 2 2 3 2 1. 2. 3. 4. 5. 156

6. 7. 8. 9. 10. 2016 2017 5 22 http://www.sse.com.cn/ http://www.hkexnews.hk 2017A 2017 5 22 http://www.sse.com.cn/ http://www.hkexnews.hk 2017H 2017 5 22 http://www.sse.com.cn/ http://www.hkexnews.hk 2017 2017 10 16 http://www.sse.com.cn/ http://www.hkexnews.hk 2017 5 22 2017 5 22 2017 5 22 2017 10 16 157

411A1 H1 1 中原證券 2016 2017 5 222016 20162016 2016 2016 2017 201720162016 H AA 20A< A> A AA 2 中原證券 2017A 2017 5 22 H A A20 A<A > AA A 158

3 中原證券 2017H 2017 5 22 H A A20 A<A > AA A 4 中原證券 2017 2017 10 16 2017 <> 18 18 16 0 0 4 14 14 12 0 0 3 18 18 16 0 0 3 18 18 16 0 0 4 18 18 16 0 0 1 18 18 16 0 0 1 18 18 16 0 0 4 18 18 16 0 0 3 18 18 16 0 0 4 18 18 16 0 0 4 18 18 16 0 0 1 159

2017 9 6 18 2 16 0 18 1 中原證券 2017 1 14 <> 2 中原證券 2017 2 20 H 3 中原證券 2017 2 27 2017 2017 2017 2017 131502 160

4 中原證券 2017 3 18 2017 36 < 中原證券 > 5 中原證券 2017 3 30 20162016 2016 2016 2016 12 312016 2016 2017 20172016 2016 2016 2016 2016 2016 2016 2016 2017 2016 2017 A H 6 中原證券 2017 4 6 AA A< A> A A A 中原證券 中原證券 161

7 中原證券 2017 4 17 8 中原證券 2017 4 27 2017 中原證券 9 中原證券 2017 5 11 10 中原證券 2017 6 7 11 中原證券 2017 7 12 2017 12 中原證券 2017 8 2 13 中原證券 2017 8 24 中原證券 20172017 6 30 2017 2017 <> 2017 2017 < 中原證券 > 中原證券 2017 2017 162

14 中原證券 2017 8 22 2017 15 中原證券 2017 9 11 < 中原證券 > 16 中原證券 2017 9 25 8.5% 17 中原證券 2017 10 30 2017 60% 中原證券 <> < > <> <> < > 18 中原證券 2017 10 31 A <A ><A ><A > 163

1 2017 6 2017 2 2017 102017 3 2017 11 4 2017 12 164

1 2 3 165

4 1 中原證券 2016 中原證券 2016 中原證券 2016 2 中原證券 2016 2016 2016 166

3 (1) 2017 3 31 2017 中原 證券 中原證券 (2) 2017 9 6 2017 4 2 2016 12 312016 2016 2016 167

(1) 2017 3 292017 中原證券 2016 中原證券 2016 中原證券 2017 中原證券 2017 中原證券 2016 中原證券 2016 中原證券 (2) 2017 8 242017 中原證券 20172017 6 30 2017 中原證券 2017 8 8 6 0 0 4 8 7 6 1 0 3 8 7 6 1 0 0 8 8 6 0 0 3 8 8 6 0 0 3 168

8 6 6 2 0 3 8 8 6 0 0 4 8 8 6 0 0 4 3 2 2 1 0 0 5 5 4 0 0 1 8 2 6 0 169

8 1 2017 3 30 中原證券 2016 中原證券 2016 中原證券 2016 12 31 中原證券 2016 中原證券 中原證券 2016 中原證券 2016 中原證券 證 2016 中原證券 2016 2 2017 4 6 中原證券 3 2017 4 27 中原證券 2017 4 2017 7 12 中原證券 5 2017 8 2 中原證券 170

6 2017 8 24 中原證券 20172017 6 30 2017 中原證券 2017 中原證券 2017 中原證券 2017 證 2017 7 2017 9 25 中原證券 8 2017 10 30 中原證券 2017 60% 171

2014 3 10 172

中原證券 中原證券 2017 中原證券 中原證券 2017 173

174

1. 175

2. 2017 2017 2017 2017 2017 2017 21 3. 3,069 400 176

4. 3,7446 5. 6. 177

126 949 63 3 2 1 2017 2017 2017 178

2017 1 3 A 7710% 10% 10 5 10 10% 5 179

90 10% 106 3% 107 3.29 2017 12 31 15 2017 7 25 3.28 2017 7 24 180

2016 11 32017 9 28 2017 2 232017 12 15 181

E.1.2 2017 2016 4 182

2017 2017 A.5.6 183

(%) 中原證券 2013 13 122299 2014/4/23 2019/4/23 15.00 6.20 中原證券 2016 1601 135418 2016/4/21 2019/4/22 25.00 4.20 中原證券 2016 1602 145085 2016/10/25 2018/10/26 15.00 3.30 中原證券 2017 1701 145644 2017/7/25 2020/7/26 15.00 5.15 中原證券 2017 1702 145663 2017/11/16 2020/11/17 10.00 5.49 13 1601 16021701 1702 184

1 13(1) A B D F (2) 1601 1602 1701 1702 2 13 3+22017 4 23 2017 13 26.20%13 132019 4 23 13 915 010-66538666 80 185

1601 1602 198 1107 028-86158285 80 1701 1702 198 1107 028-86158285 13 1601 1602 1701 1702 186

2018 6 3013 1601 1602 1701 1702 13 13 AAA 959.9412.042017 2017 12 31 797,622.93 (%) 47.14 (%) 7.46 0.84 0.72 187

1 13 1601 1602 1701 1702 2 (1) 13 188

(2) (3) 13 1601 1602 1701 1702 中原證券 中原證券 2016 中原證券 2017 189

H 2017 6 2010 17 1601 1602 2017 6 2110 1713 13 中原證券 132017 2018 6 30 中原證券 2013 2017 中原證券 2013 2017 190

2017 11 2017 20% 2017 11 30 中原證券 13 1 中原證券 2 3 191

中原證券 2016 中原證券 2017 2017 2018 6 30 中原證券 20162017 中原證券 20162017 中原證券 20162017 中原證券 20162017 2017 11 2017 20% 2017 11 30 中原證券 1601 1602 1701 17 02 192

(i) (ii)(iii) 中原證券 (i) (ii) (iii) (iv) 193

2 2017 2016 (%) 1,525,677,451.31 1,825,759,606.44-16.44 1.83 1.98-7.85 1.83 1.98-7.85 (%) 64.98 61.53 5.61 EBITDA 7.55 10.59-28.71 1.88 2.24-16.21-6.13-3.42 EBITDA 1.97 2.33-15.30 (%) 100 100 0 (%) 100 100 0 194

483 56 H 1 H20% 2017 12 28 195

... 202.... 210.... 212.... 214.... 216.... 218 196

197

4 6 2 6 1 1 中原證券 2016 2017 1000 13 2 4 [2016]264 10 14 2 27 2 中原證券 2017 8 1 2017 168 1205-1206 [2017]162 9 18 3 中原證券 2017 2017 5 [2017]162 8 1 9 29 20 2007 4 中原證券 2017 2017 1600 1 14 [2017]140 6 30 11 14 1216 198

2 1 中原證券 9 2016 2017 [2016]264 10 14 2 27 2 中原證券 2016 2017 [2016]264 10 14 2 27 3 中原證券 2016 2017 955 201 202 [2016]264 10 14 4 14 4 中原證券 3 2017 2017 [2017]162 8 1 11 23 5 中原證券 2017 2017 5 [2017]162 8 1 11 23 109-110 1-2 6 中原證券 2017 2017 41 [2017]162 8 1 12 6 1301 3 1 中原證券股份有限公司 中原證券股份有限公司 2017 5 25 平頂山分公司 平頂山分公司 2 中原證券 中原證券 2017 12 29 10 199

4 1 中原證券股份有限公司 中原證券股份有限公司 2017 1 13 武漢中北路證券營業部 武漢珞獅路證券營業部 7 12 13 14 2 中原證券 中原證券 2017 4 14 202 207 3 中原證券 中原證券 2017 6 22 4 中原證券 中原證券 2017 7 18 301 5 中原證券 中原證券 2017 7 24 191 B 3802 3803 3804 3805 6 中原證券 中原證券 306 2017 8 18 200

1 2017 5 19 [2017]80 2 2017 12 26 [2017]262 3 2018 1 11 [2018]7 4 2018 1 19 [2018]11 1 2017 2 21 證 [2017]36 2 2017 6 27 [2017] 196 3 2017 7 11 [2017] 207 4 2017 11 21 證 [2017]240 2017A A 201

證 證 210 348 202

203

23 2017 12 31 370.12 204

33 2017 12 31 6,417.63 64.66 205

25 2017 12 31 2,948.47 79.89 206

207

208

2018 3 29 209

2017 2017 2016 5 1,141,509 1,502,656 6 1,269,523 1,148,422 7 408,345 404,486 2,819,377 3,055,564 8 373,117 74,756 3,192,494 3,130,320 9 (221,011) (243,037) 10 (808,506) (830,115) 11 (716,544) (711,286) 12 (71,225) (66,292) 13 (625,773) (326,773) 14 (75,892) 27,005 (2,518,951) (2,150,498) 673,543 979,822 6,566 12,708 680,109 992,530 15 (158,946) (227,842) 521,163 764,688 (17,963) 521,163 746,725 42.5 (27,530) (1,288) 42.5 6,025 (426) 42.5 (26,110) 7,882 (47,615) 6,168 (57,758) 27,281 (105,373) 33,449 415,790 780,174 210

0.11 2017 2017 2016 441,983 718,646 79,180 28,079 521,163 746,725 441,983 727,807 (9,161) 441,983 718,646 356,469 746,211 59,321 33,963 415,790 780,174 356,469 755,372 (9,161) 356,469 746,211 16 0.11 0.23 16 (0.01) 0.11 0.22 218 348 211

2017 12 31 2017 12 31 2016 12 31 18 238,207 242,085 19 21,876 22,953 20 21,362 21,466 21 164,390 155,559 22 492,860 370,422 24 30,270 21,225 25 2,182,786 506,539 26 674,084 403,989 27 1,103,609 676,704 28 445,500 24,750 29 161,342 117,929 30 260,826 490,078 5,797,112 3,053,699 31 683,477 583,955 28 826,370 495,384 32 83,591 33 6,352,971 6,119,265 25 765,684 2,076,799 26 827,473 110,830 27 8,103,408 5,234,992 34 40,000 35 59,938 36 6,120,946 7,522,277 37 2,350,216 3,096,957 38 5,845,016 7,720,677 39 2,792,078 4,369,739 34,851,168 37,330,875 40 13,188 34,864,356 37,330,875 40,661,468 40,384,574 41 3,923,735 3,923,735 42 5,846,099 5,767,198 400,018 891,184 10,169,852 10,582,117 1,282,267 964,653 11,452,119 11,546,770 212

2017 12 31 2017 12 31 2016 12 31 43 6,496,635 5,494,299 44 55,327 29 10,360 28,707 6,506,995 5,578,333 45 937,931 1,107,744 46 361,418 1,208,177 47 93,179 96,475 44 2,184,703 661,119 43 1,500,000 3,399,755 48 1,363,870 410,000 49 7,284,879 5,607,979 50 1,015,000 400,000 35 471 132 51 434,400 52 7,526,503 10,368,090 22,702,354 23,259,471 29,209,349 28,837,804 40,661,468 40,384,574 218 348 2018 3 29 213

2017 41 42 42 42 42 2017 1 1 3,923,735 3,838,270 697,014 599,109 564,871 30,987 3,871 33,076 891,184 10,582,117 964,653 11,546,770 441,983 441,983 79,180 521,163 (57,790) (27,724) (85,514) (19,859) (105,373) (57,790) (27,724) 441,983 356,469 59,321 415,790 17 (761,205) (761,205) (761,205) (22,776) (22,776) 62,309 (62,309) 68,096 (68,096) 41,539 (41,539) (24,159) (24,159) 281,226 257,067 16,630 16,630 (157) 16,473 2017 12 31 3,923,735 3,814,111 759,323 667,205 606,410 (26,803) 20,501 5,352 400,018 10,169,852 1,282,267 11,452,119 214

2017 41 42 42 42 42 2016 1 1 3,223,735 1,864,928 604,797 531,483 503,393 30,703 5,795 1,396,747 8,161,581 714,873 8,876,454 718,646 718,646 28,079 746,725 284 27,281 27,565 5,884 33,449 284 27,281 718,646 746,211 33,963 780,174 700,000 1,969,812 2,669,812 2,669,812 17 (999,358) (999,358) (999,358) (15,838) (15,838) 92,217 (92,217) 67,626 (67,626) 61,478 (61,478) 236,446 236,446 (4,804) (4,804) 3,530 (3,530) 3,871 3,871 13 3,884 2016 12 31 3,923,735 3,838,270 697,014 599,109 564,871 30,987 3,871 33,076 891,184 10,582,117 964,653 11,546,770 218 348 215

2017 2017 2016 680,109 992,530 71,225 66,292 75,892 (27,005) 373 435 1,291 3,443 (98,411) (7,369) (142,958) (58,855) 233 (40,981) (58,807) (6,566) (12,708) 28,413 58,323 343,994 495,991 35,786 11,162 87,056 74,216 1,017,630 1,555,474 (283,873) 2,035,132 1,308,141 (2,564,535) (1,091,261) (376,912) (59,599) (132) (3,304,639) 912,665 229,252 (67,171) 1,875,661 3,018,679 680,716 1,471,824 (760,032) (270,043) (40,000) 42,001 (260,217) (2,841,587) (4,499,161) (846,759) 50,541 1,676,900 895,014 615,000 400,000 409,549 (185,506) (224,002) (327,566) (15,298) (1,596,902) 1,772,788 216

2017 2017 2016 142,958 58,855 609 2,842 (88,889) (92,276) (6,315,562) (2,007,743) 5,980,779 1,942,867 (83,591) (14,616) (233) 43,878 171,532 (297,734) (121,142) (401) (490,131) (187,736) (783,981) (1,015,196) A 2,669,812 257,067 236,446 2,497,560 10,270 (1,543,690) (2,457,230) (3,400,000) (2,650,000) 2,500,000 4,002,976 1,468,257 664,628 (550,575) (544,640) 444,638 917,066 (1,642,395) 2,502,118 4,643,229 2,144,554 (1,291) (3,443) 53 2,999,543 4,643,229 2,999,543 4,643,229 53 2,999,543 4,643,229 218 348 217

1 證 2002 11 82002 11 8 Z30574000 410000100009831 10 2017 12 313,923.74 2014 6 25 H 598,119,0001 2,631.62 2015 8 3 H 592,119,000 1 3,223.74 2016 12 30 A 700,000,0001 3,923.74 2018 3 29 218

2 2.1 2017 2017 (1) 12 (2) 7 (3) 12 (2014-2016 (1) 12 12 (2) 7 7 219

2 2.1 2017 (3) 12 (2014-2016 125 2.2 2017 (1) 28 2018 1 1 (2014-2016 (2) 9 2018 1 1 (3) 9 2019 1 1 (4) 15 2018 1 1 (5) 22 2018 1 1 (6) 40 2018 1 1 (7) 2019 1 1 (2015-2017 (8) 16 2019 1 1 (9) 23 2019 1 1 (10) 10 28 2016 1 1 220

2 2.2 2017 (1) 28 (2014-2016 (2) 9 9 2018 39 2018 1 1 221

2 2.2 2017 (2) 9 (1) 12(2) (3) 12 2018 1 1 (3) 9 2017 109 2017 222

2 2.2 2017 (4) 15 15 15 11 18 2018 1 1 (5) 22 22 (6) 40 2016 12 840 223

2 2.2 2017 (7) (2015-2017 (2015-2017 3 11 1223 (8) 16 16 16 1617 2017 12 31 55 143.03 16 224

2 2.2 2017 (9) 23 2017 6 2312 (10) 10 28 1028 3 3.1 3.1.1 1 1 12 31 3.1.2 225

3 3.1 3.1.3 (a) (b) (c) (d) 226

3 3.1 3.1.4 3.1.5 227

3 3.1 3.1.5 3.1.6 228

3 3.1 3.1.7 3.1.8 3.1.9 (1) (1) (2)(3) 229

3 3.1 3.1.9 (1) (2) (a) 230

3 3.1 3.1.9 (2) (a) (b) 231

3 3.1 3.1.9 (2) (c) (d) (i) (ii) (iii) 232

3 3.1 3.1.9 (2) (d) (i)(ii) (iii) 233

3 3.1 3.1.9 (2) (e) 12 (3) 234

3 3.1 3.1.9 (4) (5) (6) 235

3 3.1 3.1.9 (7) (a) (i) (ii) (iii) (iv) 236

3 3.1 3.1.9 (7) (a) (v) (vi) (vii) 237

3 3.1 3.1.9 (7) (a) 238

3 3.1 3.1.9 (7) (b) (a) 50%50%) 239

3 3.1 3.1.9 (8) (i) (ii) 3.1.10 240

3 3.1 3.1.11 3.1.12 241

3 3.1 3.1.12 20~40 5% 2.38%~4.75% 8 5% 11.88% 5-15 5% 6.33%~19.00% 3.1.17) 3.1.13 20~40 5% 2.38%~4.75% 242

3 3.1 3.1.13 3.1.14 3.1.15 (1) (2) 3.1.17) 243

3 3.1 3.1.16 3.1.17 3.1.18 3 244

3 3.1 3.1.18 3.1.19 (a) (b)37 245

3 3.1 3.1.20 (1) (a) (b) (c) (d) (2) (3) 246

3 3.1 3.1.21 3.1.22 (a) (b) 247

3 3.1 3.1.23 3.1.24 3.1.25 3.1.26 248

3 3.1 3.1.27 3.2 3.2.1 249

3 3.2 3.2.1 3.2.2 3.2.3 3.2.4 250

3 3.2 3.2.5 3.2.6 (i) (ii) (iii) 251

4 4.1 25% 16.5% 4.2 [2016]36 2016 5 1 6% 2016 5 15% 252

4 4.3 2016 5 15% [2004]203 (i) (ii) (iii) AB B [2006]172 4.4 7% 3% 4.5 253

5 2017 2016 700,626 898,242 108,173 68,897 105,870 79,287 88,579 209,154 88,001 123,506 35,724 120,635 14,536 2,935 1,141,509 1,502,656 6 2017 2016 483,192 295,872 439,562 495,274 261,070 314,685 85,609 42,320 90 271 1,269,523 1,148,422 254

7 2017 2016 98,411 7,369 142,958 58,855 (267,486) (88,781) 314,723 373,364 (3,242) (18,902) (233) 40,981 58,807 78,683 17,988 6,306 27,078 (20,582) (13,466) 408,345 404,486 8 2017 2016 (1) 21,613 25,408 3,527 3,378 313,499 26,345 34,478 19,625 373,117 74,756 (1) 255

9 2017 2016 211,970 215,442 3,946 13,213 3,708 12,165 1,387 2,217 221,011 243,037 10 2017 2016 343,994 495,991 315,953 205,939 48,432 12,313 35,786 11,162 34,162 45,214 28,413 58,323 1,766 1,173 808,506 830,115 11 2017 2016 479,462 434,777 111,838 168,838 90,813 76,712 19,042 18,371 15,389 12,588 716,544 711,286 256

11 11.1 2017 2016 2017 426 107 833 1,366 (2) 313 76 1,317 1,706 210 210 210 210 210 210 31 31 210 210 31 31 327 86 688 1,101 (3) 266 266 (4) 117 20 20 157 189 34 333 556 234 34 345 613 100 100 (6) (7) 100 100 1,102 1,606 357 3,802 6,867 257

11 11.1 2016 426 60 486 (2) 432 57 489 210 210 210 210 70 70 15 15 31 31 15 15 15 15 210 210 31 31 333 41 374 (3) 583 10 1,351 1,944 284 19 303 240 18 258 101 101 (5) 42 42 (6) 10 10 (7) 59 59 (8) 11 11 1,030 2,298 205 1,351 4,884 258

11 11.1 (1) 2017 9 11 (2) 2017 9 6 (3) 2017 6 16 (4) 2017 6 16 (5) 2016 1 7 (6) 2017 12 28 (7) 2016 5 9 (8) 2016 7 20 (9) 2017 (10) 2016 (11) 2017 2017 11.2 20172016 2017 2016 2,872 2,679 142 71 12,165 14,930 15,179 17,680 259

11 11.2 2017 2016 2,000,001 2,500,000 3 2,500,001 3,000,000 1 2 3,000,001 3,500,000 1 3,500,001 4,000,000 1 8,000,001 8,500,000 1 1 5 5 12 2017 2016 33,692 32,557 24,022 20,777 12,551 12,063 960 895 71,225 66,292 260

13 2017 2016 62,393 52,185 22,069 21,410 21,212 20,034 20,223 17,333 17,764 7,257 16,542 7,038 15,909 57,418 12,124 7,202 10,100 17,387 8,802 9,258 8,625 9,081 8,233 7,399 7,949 6,590 5,929 5,345 5,420 4,543 284 270 309,506 26,440 (1) 12,250 60,439 50,583 625,773 326,773 (1) 2017 12 3112.25 55.3(a) 14 2017 2016 50,167 4,097 9,318 2,328 8,296 10,537 7,044 (45,083) 1,067 1,116 75,892 (27,005) 261

15 2017 2016 190,964 155,318 15,150 3,336 (47,309) 70,318 141 (1,130) 158,946 227,842 25% 2017 2016 680,109 992,530 25% 170,027 248,133 (5,429) (2,549) (1) (17,725) (22,699) (2) 8,627 3,529 3,446 1,428 158,946 227,842 (1) (2) 262

16 16.1 2017 2016 441,983 727,807 (9,161) 441,983 718,646 3,923,735 3,240,995 0.11 0.22 0.11 0.23 (0.01) 16.2 2017 2016 263

17 (i) (ii) 10% 5% (iii) 11% (iv) 10% (v) 2016 2017 5 22 2016 2017 12 31474,771,899 0.12 20172017 10 16 2017 2017 12 31286,432,633 0.07 (i) (ii) 264

18 2017 1 1 176,670 27,725 319,453 4,051 527,899 1,768 25,498 3,491 30,757 19 219 219 (3,470) (14,939) (18,409) (92) (87) (179) 2017 12 31 176,889 25,931 329,925 7,542 540,287 2017 1 1 (42,635) (19,691) (223,488) (285,814) (4,574) (1,884) (27,132) (33,590) 19 (102) (102) 3,330 14,041 17,371 21 34 55 2017 12 31 (47,311) (18,224) (236,545) (302,080) 2017 12 31 129,578 7,707 93,380 7,542 238,207 265

18 2016 1 1 180,155 27,496 296,920 543 505,114 271 41,425 3,508 45,204 19 (3,485) (3,485) (131) (18,945) (19,076) 89 53 142 2016 12 31 176,670 27,725 319,453 4,051 527,899 2016 1 1 (38,857) (17,589) (212,572) (269,018) (4,640) (2,216) (25,701) (32,557) 19 862 862 124 14,803 14,927 (10) (18) (28) 2016 12 31 (42,635) (19,691) (223,488) (285,814) 2016 12 31 134,035 8,034 95,965 4,051 242,085 2017 2016 266

19 2017 2017 1 1 18 18 12 31 39,708 (219) 39,489 (16,755) 102 (960) (17,613) 22,953 21,876 2016 2016 1 1 18 18 12 31 36,223 3,485 39,708 (14,998) (862) (895) (16,755) 21,225 22,953 20 2007 10 12 2016 2 16 267

21 2017 1 1 105,480 145,064 34,666 285,210 32,480 433 32,913 (550) (550) (17) (45) (62) 2017 12 31 105,480 176,977 35,054 317,511 2017 1 1 (7,252) (88,744) (33,655) (129,651) (2,637) (21,273) (112) (24,022) 541 541 11 11 2017 12 31 (9,889) (109,465) (33,767) (153,121) 2017 12 31 95,591 67,512 1,287 164,390 268

21 2016 1 1 105,480 125,086 34,638 265,204 20,337 20,337 (376) (376) 17 28 45 2016 12 31 105,480 145,064 34,666 285,210 2016 1 1 (4,615) (71,132) (33,496) (109,243) (2,637) (17,981) (159) (20,777) 376 376 (7) (7) 2016 12 31 (7,252) (88,744) (33,655) (129,651) 2016 12 31 98,228 56,320 1,011 155,559 269

22 2017 12 31 2016 12 31 370,422 91,864 273,620 265,850 (13,188) (14,730) (129,830) 6,566 12,708 492,860 370,422 22.1 423,500 19.98% (1) 200,000 25.00% (1) 124,930 3.93% 100,000 40.00% 100,000 40.00% 270

22 22.2 2017 12 31 2016 12 31 6,566 12,708 6,566 12,708 23 23.1 2017 12 31 271

23 23.1 2017 2016 12 31 12 31 330,000 51.36% 51.36% 2,000,000 100.00% 64.86% (1) 500,000 100.00% 100.00% 3,000,000 100.00% 100.00% (2) 350,000 35.00% 35.00% (3) (4) 30,355 11.37% 12.78% 30,010 100.00% 100.00% 272

23 23.1 2017 2016 12 31 12 31 500,000 50.00% 32.43% (4) 110,000 11.45% 11.45% (4) 100,000 9.10% 9.10% (4) 100,000 16.10% 0.00% (4) (1) 2017 6 1,380 895 2017 11 895 2,000 (2) 2017 1,996 2017 12 31 500 3,000330 2,326 (3) 2015 51% (4) 273

23 23.1 2017 12 3111 2016 12 318 2017 12 31 2016 12 31 370,108 1,509,443 10 1,230 370,118 1,510,673 361,726 1,504,472 1,099 817 362,825 1,505,289 2017 2016 2017 2016 (42,924) 6,199 (35,385) 5,165 274

24 2017 12 31 2016 12 31 24.1) 28,545 19,205 1,725 2,020 30,270 21,225 24.1 2017 12 31 2016 12 31 19,205 22,259 21,055 8,224 (11,738) (11,204) 23 (74) 28,545 19,205 275

25 2017 12 31 2016 12 31 809,322 60,000 427,909 350,000 (1) 209,839 310,639 111,651 2,044 93,765 131,430 (1) (46,779) (55,655) 1,955,707 448,458 229,456 60,458 (2,377) (2,377) 227,079 58,081 2,182,786 506,539 695,416 50,448 1,486,078 564,571 (49,156) (58,032) 2,182,786 506,539 276

25 2017 12 31 2016 12 31 198,304 170,947 252,241 165,000 123,486 140,870 (1) 99,033 79,960 39,650 25,984 158,000 100,000 (2) 1,334,560 (1) (30,736) (14,816) 765,684 2,076,799 286,331 1,501,915 86,945 98,733 423,144 490,967 (30,736) (14,816) 765,684 2,076,799 (1) 2017 12 31 70.452016 12 31 70.45 (2) 2015 9 11,323.45 2017 12 31 2016 12 31 1,323.45 1,344.56 277

25 2017 12 31 4.02 2016 12 31 11.86 2017 12 31 65.5944 702.292016 12 31 69.31 26 2017 12 31 2016 12 31 361,991 403,989 312,093 674,084 403,989 674,084 403,989 674,084 403,989 278

26 2017 12 31 2016 12 31 381,994 89,451 445,479 21,379 827,473 110,830 827,473 110,830 827,473 110,830 743.992016 12 31 493.44 279

27 2017 12 31 2016 12 31 1,107,400 678,400 (3,791) (1,696) 1,103,609 676,704 689,400 678,400 418,000 (3,791) (1,696) 1,103,609 676,704 2017 12 31 2016 12 31 3,714,178 2,028,976 4,401,887 3,211,450 (12,657) (5,434) 8,103,408 5,234,992 3,887,658 3,048,951 3,125,406 1,039,399 977,614 928,448 125,387 223,628 (12,657) (5,434) 8,103,408 5,234,992 280

27 2017 12 31 3,069.182016 12 31 2,393.76 2017 12 3110 128.96 2016 12 31 121.10 28 2017 12 31 2016 12 31 450,000 25,000 (4,500) (250) 445,500 24,750 2017 12 31 2016 12 31 778,000 65,336 508,304 (16,966) (12,920) 826,370 495,384 281

28 8.00% 13.50% 20179.00% 17.00% 29 29.1 2016 1 1 44,000 157,049 16 8,270 209,335 (10,032) (82,907) 1,549 (91,390) (16) (16) 2016 12 31 33,968 74,142 9,819 117,929 11,725 9 23,084 6,074 40,892 2,657 2,657 (136) (136) 2017 12 31 45,693 74,151 2,657 23,084 15,757 161,342 282

29 29.2 2016 1 1 (12,012) (21,690) (182) (15,273) (49,157) 19,585 115 2,502 22,202 (1,803) (1,803) 51 51 2016 12 31 (13,815) (2,105) (67) (12,720) (28,707) (4,468) 11 10,733 6,276 12,071 12,071 2017 12 31 (1,744) (6,573) (56) (1,987) (10,360) 2017 12 31 2016 12 31 89,222 160,178 47,168 (69,188) 42 14,728 (1,819) (136) 51 150,982 89,222 283

30 2017 12 31 2016 12 31 29,376 37,544 17,071 23,385 407 1,549 969 37,211 117,018 73,734 128,204 31,450 40,460 31,629 66,672 38,399 75,826 260,826 490,078 31 2017 12 31 2016 12 31 449,077 397,345 104,032 46,923 110,170 119,245 52,033 51,210 (31,835) (30,768) 683,477 583,955 284

31 31.1 2017 12 31 2016 12 31 304,633 237,669 134,307 134,706 16,115 10,137 8,855 449,077 397,345 31.2 2017 12 31 2016 12 31 1 88,828 (453) 42,510 (502) 1-3 15,204 (3,120) 4,413 (2,924) 104,032 (3,573) 46,923 (3,426) 32 2017 12 31183.59 10% 2018 12 21 285

33 2017 12 31 2016 12 31 5,992,480 5,953,677 425,148 180,078 6,417,628 6,133,755 (64,657) (14,490) 6,352,971 6,119,265 2017 12 31 18,554.28 2016 12 31 15,383.06 2017 12 31 69.2557.89 53.2544.51 34 2017 12 31 7% 2016 12 31 286

35 2017 12 312016 12 31 2017 12 31 2016 12 31 22,084 49,596 15,067 219 886 (471) 186 (132) 557,138 59,938 59,467 (132) 36 2017 12 31 2016 12 31 4,873,472 5,739,835 588,576 863,728 658,898 822,911 95,803 6,120,946 7,522,277 5,529,079 7,425,469 25,601 566,266 96,808 6,120,946 7,522,277 287

36 2017 12 313,743.932016 12 31 3,530.71 37 2017 12 31 2016 12 31 2,142,751 2,823,467 207,465 273,490 2,350,216 3,096,957 38 39 2017 12 31 2016 12 31 545 659 2,791,533 4,369,080 2,792,078 4,369,739 2017 12 31 0.452016 12 31 3.55 288

40 8.50%2017 12 312017 9 41 1 2017 12 31 2016 12 31 1 2,673,706 2,673,706 H 1,250,029 1,250,029 3,923,735 3,923,735 2,673,706 2,673,706 H 1,250,029 1,250,029 3,923,735 3,923,735 289

42 42.1 42.2 10% 50% 25% 42.3 2007 12 182007 [2007]320 11% 2007 12 182007 [2007]32010% 42.4 290

42 42.5 29 2017 1 1 52,407 (13,815) 38,592 (27,530) 6,025 (21,505) 7,060 (1,765) 5,295 (41,873) 10,468 (31,405) 2017 12 31 (9,936) 913 (9,023) 2016 1 1 44,420 (11,996) 32,424 (1,288) (426) (1,714) 10,895 (1,798) 9,097 (1,620) 405 (1,215) 2016 12 31 52,407 (13,815) 38,592 291

43 2017 12 31 2016 12 31 1,496,635 1,494,299 5,000,000 4,000,000 6,496,635 5,494,299 2017 12 31 2016 12 31 1,500,000 3,399,755 2017 7 25 155.15% 3 2017 11 16 105.49% 3 6.20% 5 3 292

44 1,087.55909.09 (HIBOR)1.30%-1.45% 1,286.751,075.61 1.60%-3.00% (HIBOR) 200.00 4.79%- 6.09% 45 2017 12 31 2016 12 31 45.1) 422,504 472,060 218,265 354,923 210,081 207,332 53,233 45,790 33,848 27,639 937,931 1,107,744 293

45 45.1 2017 1 1 2017 12 31 399,815 479,462 (532,257) 347,020 111,838 (111,589) 249 90,813 (90,647) 166 70,554 19,042 (16,216) 73,380 1,691 15,389 (15,391) 1,689 472,060 716,544 (766,100) 422,504 2016 1 1 2016 12 31 599,377 434,777 (634,339) 399,815 39,988 168,838 (208,826) 68 76,712 (76,780) 68,435 18,371 (16,252) 70,554 3,165 12,588 (14,062) 1,691 711,033 711,286 (950,259) 472,060 294

46 3.2.6) 2017 12 31 2016 12 31 21,241 926,217 340,177 281,960 361,418 1,208,177 47 2017 12 31 2016 12 31 80,673 80,722 6,786 8,247 4,441 4,899 1,279 2,607 93,179 96,475 48 2017 12 31 2016 12 31 1,363,870 410,000 2017 12 31 4.20% 5.30% 295

49 2017 12 31 2016 12 31 7,084,879 5,607,979 200,000 7,284,879 5,607,979 6,611,879 4,969,079 473,000 638,900 200,000 7,284,879 5,607,979 3,721,057 2,088,850 3,563,822 3,519,129 7,284,879 5,607,979 296

49 2017 12 31 2016 12 31 1,877,967 1,836,036 856,901 414,316 523,954 438,851 88,077 3,697,673 2,338,429 953,307 1,375,806 2,212,279 1,979,440 414,164 259,889 3,579,750 3,615,135 7,277,423 5,953,564 297

50 2017 12 31 900 5.10%115 2.95% 3.49% 2016 12 31 400 3.20%) 51 2017 12 31 434.42016 12 31 52 2017 12 31701.192016 12 31 942.00 298

53 2017 12 31 2016 12 31 545 659 2,791,533 4,369,080 37 207,465 273,490 2,999,543 4,643,229 53.1 2016 12 31 (3,809,755) (5,494,299) (661,119) (55,327) (10,020,500) 946,130 (1,000,000) (1,523,584) 55,327 (1,522,127) (245) (2,336) (2,581) 2017 12 31 (2,863,870) (6,496,635) (2,184,703) (11,545,208) 299

54 54.1 54.2 2017 12 31 2016 12 31 3,579,750 3,563,822 3,615,135 3,519,129 4,026 11,881 300

55 55.1 2017 12 31 2016 12 31 62,659 32,615 55.2 2017 12 31 2016 12 31 1 60,440 53,646 1 3 65,441 83,471 3 17,150 28,924 143,031 166,041 55.3 a) 2017 12 3112.25 b) 2016 1.08 2017 6 2017 12 25 301

55 55.3 c) 20152016 2017 12 31 2.26 11.67 56 56.1 2017 12 31 20.98% 5% 15.50% 302

56 56.2 56.2.1 2017 2016 4 2017 8 8 50010% 1,95039% 56.2.2 2017 2016 2,543 2,642 303

56 56.2 56.2.2 2017 12 31 2016 12 31 450,000 845 56.2.3 2017 2016 1,259 2017 12 31 2016 12 31 40,000 2017 9 2040 111% 304

56 56.2 56.2.4 2017 2016 3,776 8,062 1,158 67 1,286 1,307 2017 12 31 2016 12 31 8,932 15,802 26,437 86,336 33,461 257,933 721 711 2017 91520044 305

56 56.2 56.2.5 2017 2016 12,926 7,627 56.2.6 306

57 (a) (b) (c) (d) (e) (f) (g) (h) 307

57 2017 700,724 109,353 55,050 88,404 82,064 80,273 28,797 (3,156) 1,141,509 700,724 109,353 55,050 88,404 82,064 80,273 28,797 1,144,665 (3,156) (3,156) 69 25,150 452,179 281,063 40,286 61,622 409,154 1,269,523 69 25,150 452,179 281,063 40,286 61,622 409,154 1,269,523 (1,418) 180,046 129,325 119,091 135,020 (147,153) 414,911 (1,418) 180,046 129,325 119,091 135,020 562,064 (147,153) (147,153) 5,474 314,121 24,892 100 252 8,222 6,343 14,999 (1,286) 373,117 5,474 314,121 24,892 100 252 8,222 6,343 14,999 374,403 (1,286) (1,286) (567,831) (418,085) (230,819) (120,742) (486,409) (85,357) (174,056) (440,074) 4,422 (2,518,951) 138,436 29,121 301,302 (32,238) (25,048) 174,540 93,273 147,896 (147,173) 680,109 7,485,324 1,146,130 909,965 487,727 7,306,672 3,773,789 3,057,802 21,320,679 (4,826,620) 40,661,468 7,248,824 639,803 924,813 491,983 7,284,144 429,963 2,126,433 10,130,858 (67,472) 29,209,349 31,199 2,907 1,059 488 2,212 1,305 2,608 29,447 71,225 20,199 2,955 37 361 2,560 1,520 6,441 54,816 88,889 308

57 2016 935,047 82,581 79,653 291,830 98,475 12,621 8,783 (6,334) 1,502,656 106 1,502,762 935,047 82,581 79,653 291,830 98,475 12,621 8,783 1,508,990 106 1,509,096 (6,334) (6,334) (6,334) 57 21,396 488,094 137,564 44,444 38,310 418,557 1,148,422 178 1,148,600 57 21,396 488,094 137,564 44,444 38,310 418,557 1,148,422 178 1,148,600 1,892 214,724 48,289 46,587 72,977 32,725 417,194 (682) 416,512 1,892 214,724 48,289 46,587 72,977 384,469 (682) 383,787 32,725 32,725 32,725 7,432 26,433 3,157 1,963 11,752 1,092 200 24,046 (1,319) 74,756 241 74,997 7,432 26,433 3,157 1,963 11,752 1,092 200 24,046 76,075 241 76,316 (1,319) (1,319) (1,319) (616,780) (106,558) (349,690) (166,733) (314,091) (76,177) (67,724) (460,363) 7,618 (2,150,498) (17,806) (2,168,304) 325,756 25,744 221,214 127,060 49,949 116,123 29,994 64,000 32,690 992,530 (17,963) 974,567 10,239,236 1,344,322 409,900 74,444 5,382,044 3,459,952 1,245,647 20,435,743 (2,206,714) 40,384,574 40,384,574 10,032,549 888,675 413,728 96,023 5,371,077 1,541,234 770,863 9,838,675 (115,020) 28,837,804 28,837,804 32,171 2,088 1,187 259 2,087 1,555 1,069 25,876 66,292 1,586 67,878 21,029 4,622 354 2,975 521 727 62,048 92,276 372 92,648 309

58 58.1 (i)(ii) (iii)(iv) 310

58 58.1 311

58 58.1 312

58 58.2 2017 12 312016 12 31 313

58 58.2 (1) 2017 12 31 2016 12 31 260,826 490,078 648,634 532,745 1,271,870 520,134 6,352,971 6,119,265 4,021 11,860 100,000 238,421 320,149 98,147 218,514 158,000 515,000 1,007,626 60,000 9,207,017 5,911,696 743,985 493,440 59,938 4,873,472 5,739,835 63,803 83,591 2,350,216 3,096,957 5,845,016 7,720,677 2,791,533 4,369,080 36,352,284 35,926,233 314

58 58.2 (2) 2017 12 31 2016 12 31 AAA 1,913,041 1,367,187 AA- AA+ 2,624,029 3,464,819 107,341 1,320,278 907,829 5,964,689 5,739,835 315

58 58.2 (3) 2017 12 31 2016 12 31 166,684 27,462 65,165 5,146 84,759 22,316 16,724 (10,099) (21,788) 156,549 5,674 64,276 138,706 38,867 41,777 25,409 96,929 (21,268) (8,980) 43,008 129,726 449,077 397,345 648,634 532,745 316

58 58.2 (4) 2017 12 31 2016 12 31 465,000 35.96% 44,775 8.40% 336,448 26.01% 82,450 15.46% 218,000 16.86% 136,280 25.55% 145,000 11.21% 119,400 22.39% 50,000 3.87% 1,000 0.19% 3,388 0.26% 74,599 13.99% 75,500 5.83% 74,800 14.02% 1,293,336 100.00% 533,304 100.00% (5) 2017 12 31 2016 12 31 1,293,336 100.00% 488,504 91.60% 19,800 3.71% 15,000 2.81% 10,000 1.88% 1,293,336 100.00% 533,304 100.00% 317

58 58.2 (6) 2017 12 31 2016 12 31 1,109,336 85.77% 112,029 21.01% 129,000 9.98% 209,100 39.21% 55,000 4.25% 212,175 39.78% 1,293,336 100.00% 533,304 100.00% (7) 2017 12 31 2016 12 31 8,336 6,199 0.65% 1.16% 318

58 58.2 (8) 2017 12 31 2016 12 31 15,336 11,199 76,825 92,161 11,199 (66,029) (7,949) 26,132 3,250 1,278,000 522,105 6,340,803 6,133,755 4,821,578 2,707,376 12,440,381 9,363,236 (36,542) (26,840) 12,403,839 9,336,396 12,429,971 9,339,646 319

58 58.3 58.3.1 320

58 58.3 58.3.1 2017 12 31 2,739,533 40,000 12,000 545 2,792,078 5,845,016 5,845,016 2,350,216 2,350,216 638,406 318,131 2,295,931 1,154,140 1,015,705 698,633 6,120,946 4,570,799 369,310 3,163,299 1,103,609 9,207,017 260,826 260,826 108,900 69,300 648,170 445,500 1,271,870 648,634 648,634 12,282 37,109 504,431 1,431,752 523,954 438,942 2,948,470 153,096 377,224 388,096 583,141 1,501,557 83,591 83,591 40,000 40,000 59,938 59,938 1,369,679 1,260,781 3,722,511 6,352,971 17,827,927 2,094,631 10,807,157 4,523,097 1,539,659 2,690,659 39,483,130 (78,760) (685,110) (600,000) (1,363,870) (1,500,000) (6,496,635) (7,996,635) (471) (471) (115,000) (300,000) (600,000) (1,015,000) (7,284,879) (7,284,879) (6,915,758) (610,745) (7,526,503) (434,400) (434,400) (678,218) (678,218) (121,625) (2,063,078) (2,184,703) (361,418) (361,418) (14,394,397) (1,106,735) (4,763,078) (6,496,635) (2,085,252) (28,846,097) 3,433,530 987,896 6,044,079 (1,973,538) 1,539,659 605,407 10,031,626 321

58 58.3 58.3.1 2016 12 31 4,089,080 100,000 180,000 659 4,369,739 7,720,677 7,720,677 3,096,957 3,096,957 1,044,206 575,275 1,380,084 1,315,746 2,377,807 829,159 7,522,277 3,577,793 555,017 1,102,182 676,704 5,911,696 490,078 490,078 4,240 41,333 449,811 24,750 520,134 532,745 532,745 68,000 145,676 255,360 443,457 1,670,845 2,583,338 110,830 403,989 514,819 308,127 862,484 4,948,654 6,119,265 19,909,080 2,279,785 8,426,921 2,864,646 2,377,807 3,523,486 39,381,725 (10,000) (400,000) (410,000) (1,400,000) (1,999,755) (5,494,299) (8,894,054) (132) (132) (400,000) (400,000) (4,767,085) (840,894) (5,607,979) (9,507,813) (860,277) (10,368,090) (732,965) (732,965) (303,686) (357,433) (55,327) (716,446) (1,208,177) (1,208,177) (14,284,898) (2,944,580) (2,757,188) (5,549,626) (2,801,551) (28,337,843) 5,624,182 (664,795) 5,669,733 (2,684,980) 2,377,807 721,935 10,321,947 322

58 58.3 58.3.1 25 2017 2016 25 15,514 16,570 25 (15,514) (16,570) 2017 2016 25 586 714 25 (586) (714) 323

58 58.3 58.3.1 324

58 58.3 58.3.2 2017 12 31 2016 12 31 2017 12 31 2016 12 31 911,601 460,778 325

58 58.3 58.3.3 10% 2017 2016 10% 188,999 127,963 10% (188,999) (127,963) 10% 86,220 166,332 10% (86,220) (166,332) 326

58 58.4 2017 12 31 2,999.54 2016 12 31 4,643.23 6,120.95 2016 12 31 7,522.28 5,845.02 2,142.75 2016 12 31 7,720.68 2,823.47 327

58 58.4 2017 12 312016 12 31 2017 12 31 79,152 696,527 625,934 1,401,613 1,879,650 6,962,300 8,841,950 7,301,310 7,301,310 115,073 307,629 615,258 1,037,960 610,745 6,915,758 7,526,503 434,400 434,400 121,838 2,091,513 2,213,351 21,241 340,177 361,418 678,218 678,218 1,045,145 14,411,293 1,147,235 5,212,355 7,302,477 678,218 29,796,723 471 471 328

58 58.4 2016 12 31 10,066 448,132 458,198 1,409,873 2,035,178 6,047,060 9,492,111 4,774,106 849,697 5,623,803 402,034 402,034 860,277 9,507,813 10,368,090 304,555 361,934 58,982 725,471 25,399 56,735 844,083 281,960 1,208,177 732,965 732,965 860,277 14,719,418 2,620,860 3,689,327 6,388,002 732,965 29,010,849 132 132 329

58 58.5 20162016 2016 10 1 100% 8% 100% 100% 330

59 59.1 59.2 331

59 59.2 2017 12 312016 12 31 2017 12 31 275,799 360,428 22,671 658,898 1,238,762 3,634,710 4,873,472 22,310 566,266 588,576 86,945 6,449 70,493 163,887 363,693 643,933 1,007,626 4,021 147,276 151,297 119,104 98,147 217,251 427,909 427,909 238,421 238,421 515,000 515,000 424,144 1,077,413 1,501,557 59,938 59,938 1,991,530 6,568,640 1,843,662 10,403,832 (471) (471) (361,418) (361,418) (471) (361,418) (361,889) 332

59 59.2 2016 12 31 341,913 384,174 96,824 822,911 1,702,187 4,037,648 5,739,835 863,728 863,728 95,803 95,803 98,733 29,769 123,739 252,241 60,000 60,000 13,825 14,182 28,007 92,097 180,203 272,300 100,000 100,000 320,149 320,149 158,000 158,000 1,334,560 1,334,560 514,819 514,819 3,020,386 6,468,382 1,073,585 10,562,353 (132) (132) (1,208,177) (1,208,177) (132) (1,208,177) (1,208,309) 2017 2016 333

59 59.2 (a) (b) 334

59 59.2 (c) 2017 12 31 (1) (2) (3) (4) 335

59 59.2 (d) 2017 2016 2017 1 1 96,824 10,009 (84,162) 2017 12 31 22,671 346 2016 1 1 8,676 120,680 (32,532) 2016 12 31 96,824 42,773 336

59 59.2 (d) 2017 1 1 461,942 574,525 (352,827) 2017 12 31 683,640 34,327 28 2016 1 1 530,743 391,497 (460,298) 2016 12 31 461,942 1,151 25,730 337

59 59.2 (d) 2017 1 1 514,819 1,107,292 (544,698) 2017 12 31 1,077,413 54,629 22,883 2016 1 1 514,819 2016 12 31 514,819 17,988 27,078 338

59 59.2 (d) 2017 1 1 59,938 2017 12 31 59,938 2017 1 1 1,208,177 30,000 260 (877,019) 2017 12 31 361,418 (20,652) (20,652) 339

59 59.2 (d) 2016 1 1 1,144,170 33,600 42,103 (11,696) 2016 12 31 1,208,177 (13,466) (13,466) 340

59 59.2 (d) 341

59 59.2 (d) 342

60 2017 12 31 61 3.2.6)2017 79.752016 63.45 1.29 2016 55.79 2017 12 31 21,690 2016 12 31 10,968 343

61 2017 12 31 2016 12 31 1,014,723 769,455 475,870 885,106 43,187 31,480 1,533,780 1,686,041 2017 2016 2017 2016 1,286 55,793 79,745 63,452 81,031 119,245 2017 12 312016 12 31 344

62 62.1 H 2018 2 H 6,188,000H 0.495% 0.158% 19,407,620 62.2 A 2018 1 12 A 62.3 2016 2017 11 30 2018 2 9 62.4 2017 3 29 201710 0.35 137,330,715 345

63 2017 12 31 2016 12 31 218,107 221,077 32,168 33,547 160,020 151,913 23 3,976,369 1,983,424 24,056 17,843 1,361,835 336,999 130,884 105,281 95,317 153,315 7,953,793 676,704 13,952,549 3,680,103 560,182 471,175 23 221,472 5,722,069 5,873,865 331,729 1,641,983 1,103,609 4,892,466 40,000 5,435,181 5,633,992 2,114,166 2,861,280 5,242,931 7,374,122 1,432,091 3,532,247 40 13,188 21,995,146 32,502,602 35,947,695 36,182,705 3,923,735 3,923,735 a 5,870,331 5,740,540 a 271,988 767,341 10,066,054 10,431,616 346

63 2017 12 31 2016 12 31 6,496,635 5,494,299 1,277 17,076 6,497,912 5,511,375 830,809 1,051,728 434,400 46,583 80,816 1,015,000 400,000 7,284,879 5,313,079 1,500,000 3,399,756 1,363,870 410,000 471 132 6,907,717 9,584,203 19,383,729 20,239,714 25,881,641 25,751,089 35,947,695 36,182,705 2018 3 29 347

63 (a) 2016 1 1 1,402,524 1,635,666 364,175 221,321 (999,358) 2016 12 31 767,341 1,856,987 2017 1 1 767,341 1,856,987 265,852 149,541 (761,205) 2017 12 31 271,988 2,006,528 348