China Huarong Asset Management Co., Ltd. 2799 2016 2016 12 31 2016 2017 4 Hwww.hkexnews.hk www.chamc.com.cn 1

1. 3 2. 4 3. 7 4. 8 5. 10 6. 13 7. 15 8. 17 9. 18 10. 67 11. 70 12. 81 13. 100 14. 103 15. 110 16. 112 17. 113 18. 260 2

1. 2799 1999 11 12012 9 28 2015 10 30 31 30 20162016500 2016 500500500 500 AAA 3

2. A A A 1.00 6,894,742,669 A (1) (2) (3) (4) (5) 1999 1.00 4

H 1.00 2017 3 8 2015 10 30 5

OFAC (PRC GAAP) (ROAA) (ROAE) (generally accepted accounting principles in the PRC) 2015 10 16 2016 12 31 (return on average assets) (return on average equity attributable to equity holders) 571 1.00H 6

3. 2017 3 1522016 1010 2016 101.5062016 2016 7

4. China Huarong Asset Management Co., Ltd. China Huarong 8 100033 H H www.chamc.com.cn 2818 www.hkexnews.hk 2799 H 183 17 1712 1716 J0001H111000001 911100007109255774 8

5 20 15 26 88 35 222 30 9

5. 12 31 2016 2015 2014 2013 2012 25,140.0 23,095.0 15,662.0 8,918.0 4,645.0 3,852.3 1,637.3 886.2 509.1 249.8 5,782.1 3,347.1 1,289.2 941.7 459.6 16,444.1 14,067.1 12,047.6 10,075.6 9,686.5 24,678.4 19,167.3 9,803.6 8,179.5 5,328.3 12,920.1 10,398.0 7,985.6 6,784.6 5,243.9 2,027.7 427.4 128.0 14.3 (59.5) 4,363.0 3,246.6 3,258.5 1,896.6 509.7 95,207.7 75,385.8 51,060.7 37,319.4 26,063.3 (31,416.8) (25,902.2) (17,903.7) (10,930.6) (9,084.0) (1,035.9) (945.3) (452.5) (328.4) (211.1) (12,286.8) (11,487.5) (8,469.4) (7,016.6) (4,861.1) (16,717.0) (12,603.8) (6,225.6) (4,850.2) (2,323.3) (61,456.5) (50,938.8) (33,051.2) (23,125.8) (16,479.5) (3,376.3) (2,456.6) (1,307.2) (554.8) (571.0) 134.4 255.5 72.1 0.9 96.6 30,509.3 22,245.9 16,774.4 13,639.7 9,109.4 (7,400.8) (5,295.1) (3,743.6) (3,546.5) (2,122.8) 23,108.5 16,950.8 13,030.8 10,093.2 6,986.6 19,613.5 14,482.1 10,656.2 8,659.6 5,892.2 455.8 174.0 0.7 3,039.2 2,294.7 2,373.9 1,433.6 1,094.4 23,108.5 16,950.8 13,030.8 10,093.2 6,986.6 10

12 31 2016 2015 2014 2013 2012 27,259.8 24,982.1 26,945.3 21,152.0 16,897.8 154,329.9 76,896.3 51,633.2 29,922.9 20,469.3 95,167.3 85,458.2 33,115.2 20,264.0 16,125.6 36,347.7 32,538.9 21,841.9 40,463.7 39,784.9 140,292.6 64,994.2 43,966.7 28,965.7 29,135.0 549,478.0 328,685.8 227,033.2 124,320.0 74,921.7 118,406.0 81,625.2 63,239.4 48,176.4 37,645.7 84,991.3 71,672.5 63,494.3 55,546.3 47,645.2 205,696.7 99,693.2 69,251.9 39,556.3 32,408.4 1,411,969.3 866,546.4 600,521.1 408,367.3 315,033.6 6,962.5 15,468.2 13,660.0 16,017.9 11,889.3 511,308.6 295,031.8 239,885.2 136,131.1 89,759.9 56,390.6 30,361.9 26,203.1 33,988.6 48,146.0 172,405.9 139,998.9 117,246.1 87,885.9 70,051.8 243,075.2 143,053.8 48,002.1 17,886.2 3,487.0 271,745.5 123,831.2 71,992.5 63,923.4 49,128.1 1,261,888.3 747,745.8 516,989.0 355,833.1 272,462.1 115,243.0 98,117.4 69,408.2 41,966.6 34,176.1 15,030.3 6,454.1 1,450.7 19,807.7 14,229.1 12,673.2 10,567.6 8,395.4 150,081.0 118,800.6 83,532.1 52,534.2 42,571.5 1,411,969.3 866,546.4 600,521.1 408,367.3 315,033.6 11

12 31 2016 2015 2014 2013 2012 (1) 18.4% 17.3% 19.1% 22.7% 19.4% (2) 2.0% 2.3% 2.6% 2.8% 2.6% (3) 17.7% 21.6% 24.7% 25.9% 29.0% (4) 89.4% 86.3% 86.1% 87.1% 86.5% (5) 0.50 0.43 0.38 0.34 0.23 (6) 0.50 0.43 (1) (2) (3) (4) (5) (6) 12

6. 20162016 2020 2016 500500 2016 231.12015 36.3% 14,119.7201562.9% 1,500.82015 26.3%(ROAA)2.0%(ROAE)18.4% 0.50 27992016 A A H H 2799 50 HMSCI 2016 2016 2016 2016 2016 350 60 13

2016 15 3000 2016 2016 600 2016 (IPAF) 2016 500 2016 500500 500AAA 2016 2017 + 2017 3 15 14

7. 2016 2016 6,287.12015 71.8%507.050% 5,151.5201539.1% 244.52015 4.2%3,027.2 2015118.6%217.02015 80.8% 2016 2016 158.92015 33.1% 3,480.22015 55.1% 2015 83.8% 2,413.5285.1 31.4 2016 2016 15

2016 2017 2017 3 15 16

8. 2016 2016500 2799 50 2017 + 2017 3 15 17

9. 9.1 2016 2016 2016 3 2016 9 18

9.2 9.2.1 201619,613.5 5,131.4 35.4%(ROAE)18.4% (ROAA)2.0% 12 31 2016 2015 25,140.0 23,095.0 2,045.0 8.9% 3,852.3 1,637.3 2,215.0 135.3% 5,782.1 3,347.1 2,435.0 72.7% 16,444.1 14,067.1 2,377.0 16.9% 24,678.4 19,167.3 5,511.1 28.8% 12,920.1 10,398.0 2,522.1 24.3% 2,027.7 427.4 1,600.3 374.4% 4,363.0 3,246.6 1,116.4 34.4% 95,207.7 75,385.8 19,821.9 26.3% (31,416.8) (25,902.2) (5,514.6) 21.3% (1,035.9) (945.3) (90.6) 9.6% (12,286.8) (11,487.5) (799.3) 7.0% (16,717.0) (12,603.8) (4,113.2) 32.6% (61,456.5) (50,938.8) (10,517.7) 20.6% (3,376.3) (2,456.6) (919.7) 37.4% 134.4 255.5 (121.1) (47.4%) 30,509.3 22,245.9 8,263.4 37.1% (7,400.8) (5,295.1) (2,105.7) 39.8% 23,108.5 16,950.8 6,157.7 36.3% 19,613.5 14,482.1 5,131.4 35.4% 455.8 174.0 281.8 162.0% 3,039.2 2,294.7 744.5 32.4% 23,108.5 16,950.8 6,157.7 36.3% 19

9.2.1.1 2015 75,385.8 26.3% 2016 95,207.7 12 31 2016 2015 25,140.0 23,095.0 2,045.0 8.9% 3,852.3 1,637.3 2,215.0 135.3% 5,782.1 3,347.1 2,435.0 72.7% 16,444.1 14,067.1 2,377.0 16.9% 24,678.4 19,167.3 5,511.1 28.8% 12,920.1 10,398.0 2,522.1 24.3% 2,027.7 427.4 1,600.3 374.4% 4,363.0 3,246.6 1,116.4 34.4% 95,207.7 75,385.8 19,821.9 26.3% 9.2.1.1.1 2015 23,095.0 8.9% 2016 25,140.020152016 30.6% 26.4% 2016 12.1%201512.5% 20

9.2.1.1.2 (i) (ii) 2015 1,637.3 135.3% 2016 3,852.3 9.2.1.1.3 (i) (ii) 2015 3,347.1 72.7% 2016 5,782.1 9.2.1.1.4 12 31 2016 2015 6,657.8 5,573.4 1,084.4 19.5% 5,522.1 5,450.7 71.4 1.3% 1,866.6 1,070.9 795.7 74.3% 1,758.7 1,307.7 451.0 34.5% 444.5 356.5 88.0 24.7% 194.4 307.9 (113.5) (36.9%) 16,444.1 14,067.1 2,377.0 16.9% 2015 14,067.1 16.9% 2016 16,444.1 20152016 18.7% 17.3% 2015 5,573.4 19.5% 2016 6,657.8 2015 12 31 83,455.4 45.1% 2016 12 31 121,065.4 (i) (ii) 21

2015 5,450.7 1.3% 2016 5,522.1 2015 12 31 82,803.9 18.0% 2016 12 31 97,704.2 9.2.1.1.5 12 31 2016 2015 16,751.2 10,496.5 6,254.7 59.6% 3,682.0 5,959.7 (2,277.7) (38.2%) 1,622.9 755.1 867.8 114.9% 1,311.2 1,002.5 308.7 30.8% 1,299.6 896.6 403.0 44.9% 11.5 56.9 (45.4) (79.8)% 24,678.4 19,167.3 5,511.1 28.8% 2015 19,167.3 28.8% 2016 24,678.42015201625.4% 25.9% 2015 10,496.5 59.6% 2016 16,751.2 2015 5,959.7 38.2% 2016 3,682.0 2015 22

9.2.1.1.6 12 31 2016 2015 8,314.2 5,358.3 2,955.9 55.2% 2,221.8 2,690.9 (469.1) (17.4%) 1,475.2 1,397.8 77.4 5.5% 834.0 916.2 (82.2) (9.0%) 74.9 34.8 40.1 115.2% 12,920.1 10,398.0 2,522.1 24.3% 2015 10,398.0 24.3% 2016 12,920.120152016 13.8% 13.6% 2015 5,358.3 55.2% 2016 8,314.2 2015 2,690.9 17.4% 2016 2,221.8 9.2.1.1.7 12 31 2016 2015 2,837.6 2,160.3 677.3 31.4% 278.2 184.5 93.7 50.8% 236.6 274.3 (37.7) (13.7%) 233.6 87.8 145.8 166.1% 777.0 539.7 237.3 43.9% 4,363.0 3,246.6 1,116.4 34.4% 2015 3,246.6 34.4% 2016 4,363.0 23

9.2.1.2 12 31 2016 2015 (31,416.8) (25,902.2) (5,514.6) 21.3% (1,035.9) (945.3) (90.6) 9.6% (12,286.8) (11,487.5) (799.3) 7.0% (16,717.0) (12,603.8) (4,113.2) 32.6% (61,456.5) (50,938.8) (10,517.7) 20.6% 2015 50,938.8 20.6% 2016 61,456.5 9.2.1.2.1 12 31 2016 2015 (19,188.5) (16,623.3) (2,565.2) 15.4% (7,639.5) (4,522.3) (3,117.2) 68.9% (2,708.4) (2,857.6) 149.2 (5.2%) (768.6) (843.2) 74.6 (8.8%) (440.6) (649.0) 208.4 (32.1%) (352.3) (147.6) (204.7) 138.7% (124.4) (204.6) 80.2 (39.2%) (24.8) (1.4) (23.4) 1,671.4% (169.7) (53.2) (116.5) 219.0% (31,416.8) (25,902.2) (5,514.6) 21.3% 2015 25,902.2 21.3% 2016 31,416.8 20152016 50.8% 51.1% 24

2015 4,522.3 68.9% 2016 7,639.5 2015 12 31 143,053.8 69.9% 2016 12 31 243,075.2 2015 16,623.3 15.4% 2016 19,188.5 9.2.1.2.2 12 31 2016 2015 (489.4) (676.2) 186.8 (27.6%) (351.4) (141.7) (209.7) 148.0% (195.1) (127.4) (67.7) 53.1% (1,035.9) (945.3) (90.6) 9.6% 2015 945.3 9.6% 2016 1,035.9 9.2.1.2.3 12 31 2016 2015 (5,090.3) (4,178.5) (911.8) 21.8% (1,625.7) (2,939.4) 1,313.7 (44.7%) (1,459.5) (1,278.3) (181.2) 14.2% (4,111.3) (3,091.3) (1,020.0) 33.0% (594.7) (326.0) (268.7) 82.4% (366.7) (348.9) (17.8) 5.1% (203.5) (134.5) (69.0) 51.3% (50.0) (50.2) 0.2 (0.4%) (20.6) (12.0) (8.6) 71.7% (12,286.8) (11,487.5) (799.3) 7.0% 25

2015 11,487.5 7.0% 2016 12,286.8 20152016 22.6% 20.0% 2015 4,178.5 21.8% 2016 5,090.3 (i) (ii) (iii) 2015 2,939.4 44.7% 2016 1,625.7 2016 5 1 2016 1 4 9.2.1.2.4 12 31 2016 2015 (10,774.5) (8,052.5) (2,722.0) 33.8% (3,351.2) (2,570.0) (781.2) 30.4% (1,271.4) (824.7) (446.7) 54.2% (786.5) (786.0) (0.5) 0.1% (445.8) (298.0) (147.8) 49.6% 87.6 (72.6) (14.9) 20.5% (16,717.0) (12,603.8) (4,113.2) 32.6% 2015 12,603.8 32.6% 2016 16,717.0 9.2.1.3 2015 22,245.9 37.1% 2016 30,509.3 26

9.2.1.4 12 31 2016 2015 30,509.3 22,245.9 8,263.4 37.1% (7,400.8) (5,295.1) (2,105.7) 39.8% 24.3% 23.8% 0.5% 2015 5,295.1 39.8% 2016 7,400.8 2015201623.8% 24.3% 9.2.1.5 (i) (ii) (iii) 12 31 2016 2015 50,695.6 40,648.4 10,047.2 24.7% 24,450.0 23,463.2 986.8 4.2% 21,701.7 12,003.0 9,698.7 80.8% (1,639.6) (728.8) (910.8) 125.0% 95,207.7 75,385.8 19,821.9 26.3% 27

12 31 2016 2015 15,890.6 11,940.1 3,950.5 33.1% 6,986.6 7,247.1 (260.5) (3.6%) 7,678.7 3,089.3 4,589.4 148.6% (46.6) (30.6) (16.0) 52.3% 30,509.3 22,245.9 8,263.4 37.1% 12 31 2016 2015 31.3% 29.4% 28.6% 30.9% 35.4% 25.7% 12 31 2016 2015 628,712.6 365,998.2 262,714.4 71.8% 515,150.5 370,251.1 144,899.4 39.1% 302,715.7 138,469.2 164,246.5 118.6% (43,910.7) (12,998.7) (30,912.0) 237.8% 1,402,668.1 861,719.8 540,948.3 62.8% 2015 2016 12 31 483,992.2 707,636.8 28

12 31 2016 2015 83,931.3 69,358.7 14,572.6 21.0% 36,581.1 32,278.0 4,303.1 13.3% 26,177.5 16,241.1 9,936.4 61.2% (529.1) (127.8) (401.3) 314.0% 146,160.8 117,750.0 28,410.8 24.1% 12 31 2016 2015 20.7% 20.6% 20.3% 24.9% 36.2% 22.7% 2015 40,648.4 24.7% 2016 50,695.6 2015 11,940.1 33.1% 2016 15,890.6 2015 23,463.2 4.2% 2016 24,450.0 2015 7,247.1 3.6% 2016 6,986.6 2015 12,003.0 80.8% 2016 21,701.7 2015 3,089.3 148.6% 2016 7,678.7 201522.7%201636.2% 29

9.2.2 2015 2016 12 31 866,546.4 1,411,969.3 62.9% 747,745.8 1,261,888.368.8% 118,800.6 150,081.0 26.3% 12 31 2016 2015 27,259.8 1.9% 24,982.1 2.9% 154,329.9 10.9% 76,896.3 8.9% 87,731.3 6.2% 13,004.0 1.5% 95,167.3 6.7% 85,458.2 9.9% 118,406.0 8.4% 81,625.2 9.4% 84,991.3 6.0% 71,672.5 8.3% 140,292.6 9.9% 64,994.2 7.5% 44,884.2 3.2% 34,358.0 4.0% 549,478.0 38.9% 328,685.8 37.9% 109,428.9 7.9% 84,870.1 9.7% 1,411,969.3 100.0% 866,546.4 100.0% 6,962.5 0.6% 15,468.2 2.1% 56,390.6 4.5% 30,361.9 4.1% 511,308.6 40.5% 295,031.8 39.5% 172,405.9 13.7% 139,998.9 18.7% 243,075.2 19.3% 143,053.8 19.1% 271,745.5 21.4% 123,831.2 16.5% 1,261,888.3 100.0% 747,745.8 100.0% 115,243.0 76.8% 98,117.4 82.6% 15,030.3 10.0% 6,454.1 5.4% 19,807.7 13.2% 14,229.1 12.0% 150,081.0 100.0% 118,800.6 100.0% 1,411,969.3 100.0% 866,546.4 100.0% 30

9.2.2.1 20152016 12 31 866,546.4 1,411,969.362.9%(i)(ii) (iii) (iv)(v) (vi) 9.2.2.1.1 20152016 12 31 76,896.3 154,329.9100.7% 9.2.2.1.2 20152016 12 3113,004.0 87,731.3574.6% 9.2.2.1.3 20152016 12 31 85,458.2 95,167.311.4%(i) (ii) 31

9.2.2.1.4 12 31 2016 2015 80,884.7 63,265.4 17,619.3 27.8% 8,796.5 16.1 8,780.4 54,536.7% 89,681.2 63,281.5 26,399.7 41.7% 9,816.0 7,086.6 2,729.4 38.5% 7,087.5 5,735.8 1,351.7 23.6% 6,405.8 2,570.8 3,835.0 149.2% 1,082.3 705.7 376.6 53.4% 24,391.6 16,098.9 8,292.7 51.5% 6,992.6 4,075.0 2,917.6 71.6% 121,065.4 83,455.4 37,610.0 45.1% (2,659.4) (1,830.2) (829.2) 45.3% 118,406.0 81,625.2 36,780.8 45.1% 20152016 12 3181,625.2 118,406.045.1% 32

9.2.2.1.5 12 31 2016 2015 31,900.8 28,131.3 3,769.5 13.4% 63,850.1 52,481.5 11,368.6 21.7% 1,953.3 2,191.1 (237.8) (10.9%) 97,704.2 82,803.9 14,900.3 18.0% (11,074.5) (9,931.2) (1,143.3) 11.5% (1,638.4) (1,200.2) (438.2) 36.5% 84,991.3 71,672.5 13,318.8 18.6% 28,047.1 24,467.8 3,579.3 14.6% 55,244.4 45,600.8 9,643.6 21.1% 1,699.8 1,603.9 95.9 6.0% 84,991.3 71,672.5 13,318.8 18.6% 20152016 12 3171,672.5 84,991.318.6% 33

9.2.2.1.6 12 31 2016 2015 17,908.8 14,229.2 3,679.6 25.9% 23,275.6 6,790.7 16,484.9 242.8% 7,348.0 4,785.1 2,562.9 53.6% 2,834.7 1,887.0 947.7 50.2% 638.1 747.2 (109.1) (14.6%) 1,783.7 3,932.2 (2,148.5) (54.6%) 152.1 2,045.5 (1,893.4) (92.6%) 53,941.0 34,416.9 19,524.1 56.7% 34,456.3 6,519.8 27,936.5 428.5% 23,232.7 380.3 22,852.4 6,009.0% 22,328.0 19,385.9 2,942.1 15.2% 3,529.7 2,175.7 1,354.0 62.2% 1,161.9 538.2 623.7 115.9% 286.8 118.8 168.0 141.4% 1,603.2 1,605.3 (2.1) (0.1%) 86,598.6 30,724.0 55,874.6 181.9% (247.0) (146.7) (100.3) 68.4% 86,351.6 30,577.3 55,774.3 182.4% 140,292.6 64,994.2 75,298.4 115.9% 20152016 12 31 64,994.2 140,292.6115.9% 20152016 12 31 33,468.4 39,989.819.5% 34

9.2.2.1.7 20152016 12 3134,358.0 44,884.230.6% 9.2.2.1.8 12 31 2016 2015 54,263.5 49,144.7 5,118.8 10.4% 239,475.2 172,289.2 67,186.0 39.0% (23,666.5) (19,382.4) (4,284.1) 22.1% 270,072.2 202,051.5 68,020.7 33.7% 287,227.4 130,373.3 156,854.1 120.3% (7,821.6) (3,739.0) (4,082.6) 109.2% 279,405.8 126,634.3 152,771.5 120.6% 549,478.0 328,685.8 220,792.2 67.2% 20152016 12 31328,685.8 549,478.067.2%(i) (ii) 20152016 12 31 3,301.1 5,322.3 1.49% 1.81% 35

9.2.2.2 (i) (ii)(iii)(iv) 9.2.2.2.1 20152016 12 31 295,031.8 511,308.6 73.3% 9.2.2.2.2 2015 2016 12 31 30,361.9 56,390.685.7% 9.2.2.2.3 12 31 2016 2015 71,800.2 46,938.2 24,862.0 53.0% 16,545.4 13,510.9 3,034.5 22.5% 36,845.3 35,548.6 1,296.7 3.6% 24,407.5 20,553.8 3,853.7 18.7% 10,698.9 13,322.2 (2,623.3) (19.7%) 12,108.6 10,125.2 1,983.4 19.6% 172,405.9 139,998.9 32,407.0 23.1% 20152016 12 31 139,998.9 172,405.923.1% 36

9.2.2.2.4 12 31 2016 2015 95,008.8 66,053.5 28,955.3 43.8% 36,121.9 14,317.2 21,804.7 152.3% 14,376.9 8,662.6 5,714.3 66.0% 9,286.6 8,200.1 1,086.5 13.2% 4,477.6 2,987.6 1,490.0 49.9% Huarong Finance Co., Ltd 10,535.4 9,838.0 697.4 7.1% Huarong Finance II Co., Ltd 72,968.0 32,672.7 40,295.3 123.3% 22.1 (22.1) (100.0%) 300.0 300.0 243,075.2 143,053.8 100,021.4 69.9% 20152016 12 31143,053.8 243,075.269.9% (i)350.00 (ii) 400.00 (iii) 55.00(iv) 32.7740.00 (v) 44.11 (vi) 15.00 9.2.3 20152016 12 31 110.1 110.1 9.2.4 37

9.3 (i) (ii)(iii) 12 31 2016 2015 50,695.6 53.2% 40,648.4 53.9% 24,450.0 25.7% 23,463.2 31.1% 21,701.7 22.8% 12,003.0 15.9% (1,639.6) (1.7%) (728.8) (0.9%) 95,207.7 100.0% 75,385.8 100.0% 12 31 2016 2015 15,890.6 52.1% 11,940.1 53.7% 6,986.6 22.9% 7,247.1 32.6% 7,678.7 25.2% 3,089.3 13.9% (46.6) (0.2%) (30.6) (0.2%) 30,509.3 100.0% 22,245.9 100.0% 2016 53.2% 25.7% 22.8% 52.1% 22.9% 25.2% 38

9.3.1 20152016 40,648.4 50,695.6 53.9% 53.2% 11,940.1 15,890.6 53.7% 52.1% (i) (ii) (iii)(iv)(v) 39 12 31 2016 2015 (1) (2) 328,202.4 270,869.4 (3) (23,649.9) (19,382.4) 304,552.5 251,487.0 348,022.9 224,408.4 (4) 28,533.5 24,622.7 3,622.5 2,919.9 32,156.0 27,542.6 19,128.8 24,202.9 176.2 145.4 1,699.9 2,039.5 2,959.9 5,523.5 389.3 336.9 2,381.9 3,036.7 3,426.1 2,502.2 (5) 9,206.2 1,561.1 (1) (2) (i) (ii) (3) (4) (i) (ii) (5)

9.3.1.1 9.3.1.1.1 (i)(ii) 12 31 2016 2015 117,350.7 33.7% 77,494.1 34.5% 230,672.2 66.3% 146,914.3 65.5% 348,022.9 100.0% 224,408.4 100.0% (1) 82,493.8 25.1% 94,518.0 34.9% 245,708.6 74.9% 176,351.4 65.1% 328,202.4 100.0% 270,869.4 100.0% (2) 6,867.0 24.1% 7,445.9 30.2% 21,666.5 75.9% 17,176.8 69.8% 28,533.5 100.0% 24,622.7 100.0% (1) (i) (ii) (2) (i) (ii) 40

9.3.1.1.1.1 12 31 2016 2015 57,469.6 49.0% 17,508.0 22.6% 35,165.6 30.0% 26,716.9 34.4% 8,115.2 6.9% 11,158.9 14.4% 1,093.6 0.9% 279.9 0.4% 101,844.0 86.8% 55,663.7 71.8% 15,506.7 13.2% 21,830.4 28.2% 117,350.7 100.0% 77,494.1 100.0% 9.3.1.1.1.2 (i)(ii)(iii) 41

9.3.1.1.2 12 31 2016 2015 106,676.2 30.7% 58,024.4 25.9% 241,346.7 69.3% 166,384.0 74.1% 348,022.9 100.0% 224,408.4 100.0% (1) 59,595.0 18.2% 48,735.5 18.0% (2) 268,607.4 81.8% 222,133.9 82.0% 328,202.4 100.0% 270,869.4 100.0% (3) 3,650.6 11.4% 1,527.7 5.5% 28,505.4 88.6% 26,014.9 94.5% 32,156.0 100.0% 27,542.6 100.0% (1) (2) (3) 9.3.1.1.2.1 42

12 31 2016 2015 48,735.5 22,337.6 106,676.2 58,024.4 96,632.8 31,818.4 (1) 59,595.0 48,735.5 (2) 2,834.5 1,335.8 816.1 191.9 3,650.6 1,527.7 (3) 15.9% 20.2% (1) (2) (3) 12 31 2016 2015 (1) 21,305.3 35.8% 16,890.0 34.7% (2) 9,350.4 15.7% 8,335.9 17.1% (3) 10,862.6 18.2% 10,393.2 21.3% (4) 5,682.6 9.5% 4,886.3 10.0% (5) 9,580.8 16.1% 6,446.8 13.2% (6) 2,813.3 4.7% 1,783.3 3.7% 59,595.0 100.0% 48,735.5 100.0% (1) (2) (3) (4) (5) (6) 43

9.3.1.1.2.2 12 31 2016 2015 944 768 1,250 1,154 (1) 268,607.4 222,133.9 (2) (23,649.9) (19,382.4) (3) 244,957.5 202,751.5 241,346.7 166,384.0 (4) 24,882.9 23,095.0 3,622.5 2,919.9 28,505.4 26,014.9 (5) 12.1% 12.5% (6) 5,322.3 3,301.1 (7) 1.98% 1.49% (8) 8.8% 8.7% (9) 444.35% 587.10% (10) 36.0% 36.2% (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) 44

12 31 2016 2015 (1) 52,364.6 19.5% 42,771.6 19.3% (2) 37,257.6 13.9% 31,568.3 14.2% (3) 29,214.2 10.9% 19,072.7 8.6% (4) 52,549.9 19.6% 49,248.5 22.2% (5) 80,232.6 29.9% 66,145.4 29.7% (6) 16,988.5 6.2% 13,327.4 6.0% 268,607.4 100.0% 222,133.9 100.0% (1) (2) (3) (4) (5) (6) 12 31 2016 2015 152,634.2 56.8% 146,157.2 65.8% 35,830.9 13.3% 21,190.4 9.5% 12,271.0 4.6% 9,996.2 4.5% 6,121.0 2.3% 6,451.7 2.9% 12,264.4 4.6% 6,652.7 3.0% 13,701.0 5.1% 6,564.7 3.0% 3,116.4 1.2% 3,116.5 1.4% 32,668.5 12.1% 22,004.5 9.9% 268,607.4 100.0% 222,133.9 100.0% 45

9.3.1.2 2016 12 31 1739,862.6 279,266.2 12 31 2016 2015 200 217 173 189 27 28 19,128.8 24,202.9 9,862.6 11,104.9 9,266.2 13,098.0 (i) (ii) (iii)(iv) (v) 46

12 31 2016 2015 17 14 1,699.9 2,039.5 2,959.9 5,523.5 (1) 2.7 3.7 176.2 145.4 (1) (i)(ii) 20162,959.9 2.7 9.3.1.3 20152016 336.9 389.3 2015 2016 12 31 45,877.8 113,856.1 9.3.1.4 47

12 31 2016 2015 41,930.4 23,757.4 5,464.5 10,921.0 2,381.9 3,036.7 1,165.5 1,036.5 3.5% 4.6% 15.4% 17.8% 4.4 3.9 18.7% 18.2% 9.3.1.5 20152016 2,502.2 3,426.1 2,160.3 2,837.6 48

9.3.2 2015201631.1% 25.7% 12 31 2016 2015 7,053.6 7,435.0 2,100.9 2,435.2 135,750.3 75,828.3 10,800.0 8,963.4 5,924.2 5,625.5 1,965.7 1,870.8 118,467.1 83,698.4 11,124.7 10,099.2 11,382.2 10,402.7 2,956.8 2,941.1 260,185.6 211,124.5 14,445.2 12,879.1 90.1 (36.8) 1,862.3 563.2 49

9.3.2.1 2015 7,435.0 5.1% 2016 7,053.6 2015 2,435.2 13.7% 2016 2,100.9 12 31 2016 2015 (1) (2) 22.4% 24.5% (3) 15.5% 22.9% (4) 1.5% 3.1% 29.5% 26.6% (5) 231.9% 617.5% 100% 131.3% 102.4% 40% 63.8% 47.2% 8% 48.6% 46.1% 20% 24.6% 71.9% 100% 101.5% 102.4% 500% (1) (2) (3) (4) (5) 2016 50

12 31 2016 2015 2,642.7 37.5% 3,100.7 41.7% 2,326.1 33.0% 3,140.5 42.2% 1,416.2 20.1% 394.0 5.3% 303.8 4.3% 405.8 5.5% 364.8 5.1% 394.0 5.3% 7,053.6 100.0% 7,435.0 100.0% 2015 3,100.7 14.8% 2016 2,642.7 20152016 12 31 11,647.2 12,318.9 2015 3,140.5 25.9% 2016 2,326.12016 2.964 2015 394.0 259.4% 2016 1,416.22016 9 2015 405.8 25.1% 2016 303.8 20152016 12 31 172,840.0 306,138.7 51

9.3.2.2 2016 12 31 31 2016 12 31 118,467.1 11,124.7 13.9%52 6 6 6 20152016 12 31 82,803.9 97,704.220152016 1,401.4 1,471.65.0% 12 31 2016 2015 (1) 1.5% 1.8% (2) 13.9% 16.1% (3) 2.4% 2.3% (4) 3.0% 3.0% (5) 17.1% 16.8% (6) 1.21% 1.06% (7) 155.8% 155.4% (8) 10.5% 12.5% (8) 11.1% 13.0% (1) (2) (3) (4) (5) (6) (7) (8) 52

12 31 2016 2015 4,728.4 79.8% 4,492.0 79.9% 839.9 14.2% 968.7 17.2% 355.9 6.0% 164.8 2.9% 5,924.2 100.0% 5,625.5 100.0% 12 31 2016 2015 18,883.9 21.8% 21,336.4 29.3% 35,077.7 40.5% 20,286.8 27.8% 7,232.4 8.3% 8,428.1 11.6% 4,569.3 5.3% 1,518.2 2.1% 2,007.4 2.3% 985.7 1.4% 2,329.4 2.7% 2,852.6 3.9% 179.3 0.2% 240.6 0.3% 16,350.3 18.9% 17,224.3 23.6% 86,629.7 100.0% 72,872.7 100.0% 9.3.2.3 2016 26 20152016 12 31 211,124.5 260,185.679,380.4 113,609.5140,072.5 172,483.7 20152016 2,286.9 2,337.3 2.2% 2016 12 311.48% 152.7% 8.6% 11.5% AA+ 53

12 31 2016 2015 (1) 1.0% 1.2% (2) 17.1% 19.1% (3) 2.8% 2.8% (4). 2.7% 2.8% (5) 34.5% 38.3% (6) 1.48% 0.99% (7) 152.7% 228.2% (8) 2.3% 2.3% (9) 8.6% 9.5% (9) 11.5% 13.2% (10) 65.9% 56.7% (11) 36.6% 40.6% (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) 2015 2016 12 31 63,281.5 90,876.443.6%20,942.6 28,272.133.1% 31.1% 82,560.5 108,723.331.7% 20152016 12 31 16,098.9 22,733.041.2% 34,064.7 40,952.920.2% 54

12 31 2016 2015 9,816.0 43.2% 7,086.6 44.0% 7,087.5 31.2% 5,735.8 35.6% 5,829.5 25.6% 3,276.5 20.4% 22,733.0 100.0% 16,098.9 100.0% 20152016 12 31 16,150.6 5,240.3 22,150.0 22,559.1 9.3.2.4 2016 2016 12 311,658.5 1,862.3 9.3.3 2015 2016 12 31 138,469.2 302,715.7 16.1% 21.6% 20152016 12,003.0 21,701.7 15.9% 22.8% 55

12 31 2016 2015 242,592,7 212,448.5 2,079.4 2,119.5 1,475.2 1,439.9 1,149.5 993.1 82,310.2 64,282.9 2,252.7 1,042.6 (1) 70,117.8 36,742.4 (2) 5,329.5 1,984.1 134,871.2 60,451.1 9,516.2 5,547.3 4,521.1 2,942.8 2,523.9 1,309.5 (1) (2) 9.3.3.1 9.3.3.1.1 (1) (2) 56

20152016 12 31 212,448.5 242,592.714.2%387384 20152016 1,439.9 1,475.2 12 31 2016 2015 33,078.4 39,143.0 86,182.5 71,709.3 31,827.8 39,654.8 34,293.6 30,064.3 43,567.7 28,481.8 13,642.7 3,395.3 242,592.7 212,448.5 9.3.3.1.2 2016 12 31 40 12 31 2016 2015 40 36 82,310.2 64,282.9 47,918.7 29,684.5 2,252.7 1,042.6 57

9.3.3.2 20152016 12 31 36,742.4 70,117.8 20152016 1,984.1 5,329.5 12 31 2016 2015 63,761.1 91.0% 33,598.6 91.4% 6,356.7 9.0% 3,143.8 8.6% 70,117.8 100.0% 36,742.4 100.0% 9.3.3.2.1 20152016 12 31 33,598.6 63,761.1 9.3.3.2.2 20152016 12 31 3,143.8 6,356.7 9.3.3.3 58

2015 2016 12 31 60,451.1 134,871.2201520165,547.3 9,516.22,942.8 4,521.1 12 31 2016 2015 19,049.7 14.1% 7,605.9 12.6% 10,337.0 7.7% 3,417.2 5.7% 13,945.6 10.3% 9,323.4 15.4% 11,839.2 8.8% 7,843.1 13.0% 28,566.4 21.2% 20,422.5 33.8% 51,133.3 37.9% 11,839.0 19.6% 134,871.2 100.0% 60,451.1 100.0% 9.3.3.4 201520161,309.5 2,523.9 9.3.4 2016 (i)(ii)(iii)(iv) (v)131,089.7 6,283.7 59

9.3.5 9.3.6 ISO 27001 ISO 27001 (ISCCC)2016 ISO 20000 2011 9.3.7 2016 2016 12 3111,3652,4658,900 50 60

2016 12 31 35 6,317 55.6% 36 45 2,743 24.1% 46 55 2,048 18.0% 55 257 2.3% 11,365 100% 2016 12 31 199 1.8% 3,220 28.3% 6,220 54.7% 1,726 15.2% 11,365 100% 2016 20161,500 90,0008 61

9.4 2016 2016 9.4.1 2016 2016 2014 2018 9.4.2 2016 9.4.3 2016 2016 62

9.4.4 2016 9.4.5 63

9.4.6 2016 ISO 27001 (ISCCC)2016 9.4.7 2016 2016 64

9.4.8 2016 2016 13. 9.4.9 2016 65

9.4.10 9.5 20152016 12 3114.75% 12.86% 20152016 12 31 6.1 1 9.1 1 9.6 2017 2017 2017 2017 66

10. 10.1 2016 12 31 H 25,043,852,918 64.10% 14,026,355,544 35.90% 39,070,208,462 100.00% 10.2 10.2.1 2016 12 31 XV23 336 % (6) % (7) 12,376,355,544(L) 88.24(L) 31.68(L) H (1) 12,376,355,544(L) 49.42(L) 31.68(L) H (2) 1,716,504,000(L) 6.85(L) 4.39(L) 1,650,000,000(L) 11.76(L) 4.22(L) Central Huijin Investment Ltd. (2) H 1,716,504,000(L) 6.85(L) 4.39(L) Warburg Pincus & Co. (3) H 2,060,000,000(L) 8.23(L) 5.27(L) Warburg Pincus Financial International Ltd (3) H 2,060,000,000(L) 8.23(L) 5.27(L) Sino-Ocean Group Holding Limited Sino-Ocean Land Holdings Limited (4) H 1,771,410,000(L) 7.07(L) 4.53(L) (5) H 1,716,504,000(L) 6.85(L) 4.39(L) (5) H 1,716,504,000(L) 6.85(L) 4.39(L) Fabulous Treasure Investments Limited (2) (4) (5) H 1,716,504,000(L) 6.85(L) 4.39(L) (L) (1) 2015 12 1 67

(2) Central Huijin Investment Ltd. 2015 12 17 Fabulous Treasure Investments Limited 1,716,504,000 HAgricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments LimitedCentral Huijin Investment Ltd. Central Huijin Investment Ltd. Agricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments Limited (3) Warburg Pincus & Co. 2015 11 13Warburg Pincus Financial International Ltd 2,060,000,000 HWP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International LtdWarburg Pincus & Co. Warburg Pincus & Co. WP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International Ltd (4) Sino-Ocean Group Holding Limited Sino-Ocean Land Holdings Limited 2016 9 13 Fabulous Treasure Investments Limited Shining Grand Limited 1,716,504,000 H54,906,000 HShine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited Shining Grand LimitedSino-Ocean Group Holding Limited Sino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited 1,716,504,000 H Sino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Shining Grand Limited 54,906,000 H (5) 2015 12 16Fabulous Treasure Investments Limited 1,716,504,000 HRECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited RECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited (6) 2016 12 31 14,026,355,544H 25,043,852,918 (7) 2016 12 3139,070,208,462 68

10.2.2 (Warburg Pincus LLC) 1966 (IBS) (TMT) 1994 Warburg Pincus Financial International Ltd Warburg Pincus International L.P. Warburg Pincus International L.P. 1993 69

11. 11.1 (1) 1 54 2012 92017 2 2017 2 2 52 2012 92017 2 2017 2 3 59 2012 92017 2 2017 2 4 (2) 52 5 (3) 57 2017 12017 2 2017 2 6 54 2012 92017 2 2017 2 7 45 2012 92017 2 2017 2 8 (4) 36 9 70 2012 92017 2 2017 2 10 69 2015 32017 2 2017 2 11 67 2015 62017 2 2017 2 12 (5) 60 2016 112017 2 2017 2 70

1 52 2012 92017 1 2 55 2015 32017 2 3 48 2015 22016 3 4 58 2015 32016 11 (1) 2017 2 1420171 (2) 2016 10 31 2016 (3) 2016 10 31 2016 2017 1 3 (4) 2016 9 13 2016 (5) 2016 6 24 2015 2016 11 11 11.1.1 542012 9 271993 6 1983 8 1987 71994 10 1994 101997 5 1997 51998 8 1998 82003 42003 42003 7 2003 72003 9 2003 92005 12 2005 12 2009 12009 1 2012 9 2009 6 2011 11 1983 7 2011 1 H 71

522012 9 27 1999 11 1984 7 1989 61992 4 1992 41996 4 1996 41996 11 1996 112000 4 2000 42003 7 2003 72006 5 2006 52012 9 1984 7 1995 3 2007 9 522016 10 31 2012 10 2015 5 1985 7 1987 121989 9 1992 71994 9 1997 8 2012 9 2012 10 1985 7 1992 71997 7 2005 10 2008 1 11.1.2 592009 32016 92012 9 272016 9 9 2016 9 9 1994 12 1976 12 1982 101984 11 1984 111998 9 1998 92000 4 2000 42002 82006 3 2006 32007 10 2007 102009 3 2007 102009 3 2009 32016 9 2009 42011 1 2009 12012 9 1994 12 1997 6 1999 2 72

572017 1 3 1978 4 1985 61989 2 1989 31996 11 1996 111997 9 1997 91998 2 1998 3 2000 21998 92000 7 2000 22000 6 2000 62006 82006 92014 8 2014 82017 1 542012 9 27 1997 10 1985 81998 8 1998 82004 2 2004 22012 12 2011 82012 8 1985 7 1996 7 452012 9 27 1993 7 1999 7 2006 10 362016 9 13 2005(Warburg Pincus Asia LLC) Datong International Holdings Limited 20032004 20042005 2002 11.1.3 702012 9 27 2004 52010 5 009396019392010 52013 3 20132016 12 2003 102016 10 1988 8 19921994 73

692015 3 23 1976 1984 2003 19972000 2004 11 00302 2005 52016 12 00915 2005 600883 2005 9 00728 2007 6 00297 2007 10 00880 2013 3 1970 11 672015 6 23 1982 19921992 2015 72003 52009 6 000927 2016 11 2008 3 2014 6 300128 002013 00681 1982 7 1988 7 1994 7 60 2016 11 11 1988 1989 (European University Institute)1990 (European University Institute)19911994 1994 1996 2001 2002 74

11.2 (1) 1 50 2016 102017 2 2017 2 2 64 2015 42017 2 2017 2 3 58 2017 2 4 53 2014 22017 2 2017 2 5 51 2017 2 1 61 2012 92016 10 2 60 2012 92017 2 3 51 2015 32017 2 (1) 2017 1 23 3 2017 2 14 2017 2017 2 15 1 502016 10 1996 12 1988 7 1996 11 1997 61997 62003 9 2003 92016 4 2016 4 1988 7 2000 6 75

642015 41994 19841994 19941998 19982000 20002014 2011 82013 3 600061 2010 62015 2 013592009 52016 6 01398601398 1978 7 1997 8 582017 21993 11 1982 11988 4 1988 42002 11 2002 122015 1 2015 3 008551982 1 1997 12 532014 21997 1984 82000 1 2000 12010 12 2010 122011 4 2011 42011 7 2011 72014 1 2014 1984 7 2001 92003 8 (IMBA) 512017 22003 1988 72000 3 2000 32006 8 2006 82011 32011 3 2013 62013 62014 42014 42015 2 2015 22016 22016 22016 82016 8 1988 7 1993 91996 7 76

11.3 1 52 2012 9 2 54 2012 9 3 52 2012 10 4 56 2012 10 5 52 2014 11 6 55 2014 11 7 52 2015 12 8 51 2015 12 9 53 2014 11 1 60 2007 32016 6 8 2 61 2009 32016 6 8 522012 9 542012 9 1997 11 1984 81998 12 1998 122003 9 2003 92006 22006 22012 9 1984 7 1998 12 522016 10 31 2012 10 562012 10 1997 9 1980 101985 12000 4 2000 4 2001 92009 11 2009 112010 12010 1 2011 22011 22012 10 2012 10 2011 4 2012 121988 7 1997 7 77

522014 11 2000 12 1981 12 1985 22000 4 2000 42004 8 2004 82009 12 2009 122014 1 2012 92014 11 1997 2003 8 552014 11 1994 12 1986 7 1987 3 1999 12 1999 122003 6 2003 62006 8 2006 82009 122009 122010 6 2010 62011 42011 42013 4 2012 92014 11 1983 71986 7 522015 122003 10 1983 121984 51999 1 1999 12000 2 2000 22012 10 2003 92004 5 2012 102015 7 2013 1 2015 72015 72015 12 2015 12 2015 122016 5 2016 5 2009 7 512015 122001 10 1984 71985 12000 4 1992 111994 11 1994 111997 32000 42001 22003 5 2003 52006 6 2006 62008 8 2008 82010 122010 122012 8 2012 92015 7 2013 112014 12 2015 78

12015 72015 72015 12 2015 72015 11 2015 72015 122015 12 2015 122016 5 2016 52016 9 2016 9 1998 8 2003 7 532014 11 1997 9 2007 9 1979 2 1984 72001 12 2001 122010 1 2010 12014 11 1982 91984 71997 7 2003 9 11.4 11.4.1 2016 9 9 2016 9 9 2016 10 31 2016 10 31 2016 10 31 2017 1 3 2016 10 312017 1 9 2016 9 13 2016 9 13 2016 6 242016 11 11 2016 6 24 2016 11 17 2017 1 3 2017 1 9 2017 2 14 2017 2 14 79

2016 3 3 2016 3 4 2016 11 11 2016 3 312016 11 17 11.4.2 2016 10 31 2017 2 14 2017 2 15 2016 10 312017 2 142017 2 15 2017 1 23 2017 1 23 2017 2 14 2017 2 14 2016 10 31 2016 10 31 2017 2 14 2017 2 14 2017 2 14 2017 1 23 11.4.3 2016 6 8 2016 6 8 11.4.4 17. 15.17. 56.2016 17. 16. 80

12. 12.1 12.1.1 81

12.1.2 股東大會 戰略發展委員會 風險管理委員會 監督委員會監事會董事會 關聯交易委員會 經營決策委員會 審計委員會 風險管理和內部控制委員會 資金財務審查委員會 提名和薪酬委員會 資產評估審查委員會 高級管理層 信息科技管理委員會 獎懲委員會 大額採購委員會 企業年金管理委員會 分公司 總部部室 子公司 業務創新委員會 資產負債管理委員會 投資者戰略合作框架協議指導委員會 全面預算管理委員會 12.1.3 2016 5 5 2016 5 5 A 2016 9 132016 A2016 7 29 82

12.2 12.2.1 (1) (2) (3) (4) (5) (6) (7) (8)(9) (10) (11)(12) (13) (14) (15) (16) (17) (18) (19) (20) 12.2.2 5 14 351 2015 2016 2015 A 83

12.2.3 10% 10 5 10 5 90 10% 3% 3% 10 2 10% 10 10% H 84

12.2.4 2016 4/5 80% 1/5 20% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 1/1 100% 1/5 20% 4/5 80% 0/5 0% 5/5 100% 4/5 80% 1 11. 11.4 2 3 4 12.2.5 85

12.3 12.3.1 2016 1 12016 3 3123 5 4 2016 9 9 2016 6 24 2016 11 112016 3 3 2016 11 11 2017 2 14 2017 1 10 2 4 4 3.10(1)3.10(2) 3.10A (1) (2)(3) (4) (5) (6)(7) (8) (9) (10) (11)(12) (13) (14) (15) (16) (17) (18)(19) (20) (21) (22)(23) (24) (25) (26) (27) (28)(29) (30) 86

12.3.2 20161046 885 1930 435 2015 2015 2016 A 13. 12.3.3 2016 9/10 90% 2/10 20% 9/10 90% 10/10 100% 10/10 100% 9/10 90% 7/10 70% 10/10 100% 1/8 13% 10/10 100% 9/10 90% 2/2 100% 87

1 11. 11.4 2 3 4 12.4 5 12.4.1 2016 1 12016 3 312 25 4 2016 3 3 2016 11 11 2016 12 31 102017 2 141 10 4 4 88

20166 2015 2016 15 2016 5/6 83% 2/6 33% 6/6 100% 6/6 100% 6/6 100% 6/6 100% 5/6 83% 6/6 100% 1/4 25% 6/6 100% 5/6 83% 1 11. 11.4 2 3 4 12.4.2 2016 1 12016 9 96 3 2016 9 9 2016 11 11 2016 12 31 52017 2 141 3 89

201652015 2016 2016 11 2016 5/5 100% 4/5 80% 5/5 100% 5/5 100% 2/5 40% 3/5 60% 1 11. 11.4 2 3 12.4.3 2016 1 12016 3 36 3 2016 3 3 2016 12 31 52017 2 141 4 2 90

201632015 2016 5 2016 3/3 100% 1/3 33% 3/3 100% 3/3 100% 3/3 100% 3/3 100% 1 11. 11.4 2 3 12.4.4 2016 1 12016 11 116 23 2016 11 11 2016 12 31 52017 2 141 7 3 3 20166 2015 2015 201633 91

2016 6/6 100% 5/6 83% 6/6 100% 6/6 100% 0/5 0% 6/6 100% 1 11. 11.4 2 3 12.4.5 2016 1 12016 11 11 6 23 2016 11 11 2016 12 31 52017 2 141 5 2 2 2016 6 2015 2015 12 92

2016 6/6 100% 5/6 83% 6/6 100% 2/5 40% 5/6 83% 6/6 100% 1 11. 11.4 2 3 14 7 7 7 93

12.5 12.5.1 (1)(2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) 12.5.2 2016 1 12016 10 31 51 2 2 2016 10 31 2016 2016 12 31 51 2 22017 1 23 3 2017 2 14 2017 2017 2 15 1 51 2 2 12.5.3 2016 10 31 2016 10 31 12.5.4 6 107 2/3 94

12.5.5 2016 7 27 2015 20152015 2016 201520162015 20162015 2015 2015 < > 12.5.6 3/3 100% 7/7 100% 7/7 100% 7/7 100% 7/7 100% 4/4 100% 1 2 12.5.7 2016 1 12016 10 31 5 2016 10 31 2016 12 13 2016 12 31 5 2017 1 23 3 2017 2 14 2017 95

2017 2 151 (1) (2) (3) (4) (5) (6) (7) (8) (9) 201652015 201520152016 20152016 20152016 12.5.8 12.6 A.2.1 12.7 12.7.1 9 11. 11.3 96

12.7.2 12.7.3 14. 14.26 12.8 12.8.1 12.8.2 8 86-10-59619119 ir@chamc.com.cn 12.9 97

12.10 2016 20.6 12.11 12.12 12.13 12.14 3.13 98

12.15 2016 2016 4 2628 2016 7 1315 A+H 2016 7 19 2016 11 811 2016 12 1921 2016 12.16 2016 12.17 3.28 15 3.29 99

13. 13.1 2016 2016 13.2 13.3 100

13.4 1 2 3 4 5 OFAC OFAC 6 7 8 9 101

13.5 1 2 3 14.19 4 5 6 13.6 102

14. 14.1 9. 9.3 9. 9.6 9. 9.4 12. 12.3 12.3.1 12. 12.5 12.5.2 14.6 14.30 9. 9.3 9.3.7 14.10 14.11 14.2 2016 12 319. 9.2 2016 12 31H39,070,208,462 H101.506 2016 58.8 2016 30.0% 2016 37.7% 20162016 103

14.3 2016 12 31 14.4 2016 12 31 14.5 2016 12 315. 14.6 2016(ESG)ESG ESG ESG ESGESG ESG2016 104

14.7 20161,496.9 14.8 14.04(9) 5%2016 12 31 17. 33. 14.9 14.10 30% 14.11 2016 30% 14.12 2016 12 31 39,070,208,462611 10. 14.13 14.14 2016 12 31 105

14.15 17. 43. 2016 9 13 H A A A 2016 12 23 A 2016 9 13 12 23 A 14.16 10. 10.2 10.2.1 14.17 2015 10 30 19,696.7 2016 12 3116,223.9 13,700.09,600.0 2,500.01,600.0 2016 12 31 2,707.8 14.18 2016 12 31 5113.1 17. 40. 14.19 2016 12 31 6 3 3 2 1 2017 3 2017 3 106

14.20 11. 12. 14.21 2016 12 31 XV 352 14.22 2016 14.23 14.24 14.25 107

14.26 14.27 14.28 14.29 17. 56. 14A14A 14.30 14.31 17. 61. 108

14.32 2016 14.33 2017 3 15 109

15. 2016 15.1 2016 72015 20162015 2015 27 52015 2015 14 110

15.2 15.2.1 15.2.2 15.2.3 2016 15.2.4 15.2.5 15.2.6 2016 2017 3 15 111

16. 16.1 2016 12 31 10002.32 1000 207.79 16.2 16.3 16.4 16.5 16.5.1 16.5.2 16.6 16.7 17. 112

17. 2016 12 31 114-118 119 120 121-122 123 124-126 127-259 113

119 259 2016 12 312016 12 31 2016 12 31 114

53% 23 24 27 115

12% 21 25 58 30 116

117

2017 3 15 118

2016 12 31 12 31 2016 2015 1 25,140,048 23,094,980 2 3,852,330 1,637,250 3 5,782,109 3,347,102 4 16,444,090 14,067,083 5 24,678,434 19,167,342 6 12,920,129 10,397,992 2,027,719 427,405 7 4,362,862 3,246,609 95,207,721 75,385,763 8 (31,416,755) (25,902,179) 9 (1,035,945) (945,318) 10 (12,286,782) (11,487,552) 11 (16,717,039) (12,603,781) (61,456,521) (50,938,830) 30 (3,376,316) (2,456,555) 134,419 255,562 30,509,303 22,245,940 12 (7,400,772) (5,295,142) 23,108,531 16,950,798 19,613,458 14,482,053 455,825 173,982 3,039,248 2,294,763 23,108,531 16,950,798 13 0.50 0.43 13 0.50 0.43 119

2016 12 31 12 31 2016 2015 23,108,531 16,950,798 (8,697) (759) (3,312,028) 2,421,040 1,146,980 (651,695) (2,165,048) 1,769,345 (96,404) 64,687 (207,741) (69,031) (2,477,890) 1,764,242 20,630,641 18,715,040 17,209,761 16,150,148 455,825 173,982 2,965,055 2,390,910 20,630,641 18,715,040 120

2016 12 31 12 31 2016 2015 17 27,259,805 24,982,130 18 154,329,885 76,896,262 19 4,902,346 9,298,706 20 87,731,296 13,004,002 21 95,167,253 85,458,189 22 36,347,736 32,538,933 23 118,405,979 81,625,232 24 84,991,341 71,672,497 25 140,292,637 64,994,231 26 44,884,175 34,357,970 27 549,477,957 328,685,840 28 9,564,011 6,692,635 32 1,828,408 1,070,209 33 7,145,821 5,026,771 34 9,301,184 4,826,597 35 40,339,463 25,416,214 1,411,969,297 866,546,418 36 1,987,000 20,000 37 6,962,544 15,468,153 38 4,278,497 964,936 39 56,390,595 30,361,861 40 511,308,643 295,031,782 41 172,405,868 139,998,873 42 4,680,635 3,223,251 34 700,372 552,760 43 243,075,227 143,053,839 44 260,098,916 119,070,361 1,261,888,297 747,745,816 121

2016 12 31 12 31 2016 2015 45 39,070,208 39,070,208 46 18,320,682 18,404,795 47 3,615,201 2,441,087 48 10,304,363 8,571,665 49 3,071,816 5,475,513 40,860,728 24,154,082 115,242,998 98,117,350 50 15,030,256 6,454,112 19,807,746 14,229,140 150,081,000 118,800,602 1,411,969,297 866,546,418 119 259 2017 3 15 122

2016 12 31 2016 1 1 39,070,208 18,404,795 2,441,087 8,571,665 5,475,513 24,154,082 98,117,350 6,454,112 14,229,140 118,800,602 19,613,458 19,613,458 455,825 3,039,248 23,108,531 (2,403,697) (2,403,697) (74,193) (2,477,890) (2,403,697) 19,613,458 17,209,761 455,825 2,965,055 20,630,641 3,667,732 3,667,732 (765,935) (765,935) 50 9,973,523 9,973,523 50 (1,450,000) (1,450,000) 50 (403,204) (403,204) 47 1,174,114 (1,174,114) 48 1,732,698 (1,732,698) (101,052) (101,052) (163,635) (163,635) (187,194) (350,829) 79,522 79,522 79,522 2016 12 31 39,070,208 18,320,682 3,615,201 10,304,363 3,071,816 40,860,728 115,242,998 15,030,256 19,807,746 150,081,000 2015 1 1 32,695,870 9,078,345 1,631,898 4,677,946 3,807,418 17,516,675 69,408,152 1,450,723 12,673,239 83,532,114 14,482,053 14,482,053 173,982 2,294,763 16,950,798 1,668,095 1,668,095 96,147 1,764,242 1,668,095 14,482,053 16,150,148 173,982 2,390,910 18,715,040 45 6,374,338 9,375,299 15,749,637 15,749,637 14 (3,140,710) (3,140,710) (565,693) (3,706,403) 50 5,000,000 5,000,000 50 (170,593) (170,593) 47 809,189 (809,189) 48 3,893,719 (3,893,719) 497,930 497,930 (56,929) (56,929) (19,739) (76,668) 8,080 (1,028) 7,052 (747,507) (740,455) 2015 12 31 39,070,208 18,404,795 2,441,087 8,571,665 5,475,513 24,154,082 98,117,350 6,454,112 14,229,140 118,800,602 123

2016 12 31 12 31 2016 2015 30,509,303 22,245,940 16,717,039 12,603,781 416,682 399,163 203,502 134,482 (134,419) (255,562) (2,730,853) (1,831,459) (233,110) (190,372) (19,477,394) (15,843,603) 11,945,329 6,159,821 3,376,316 2,456,555 (2,027,719) (427,405) 98 (611) (202,742) (163,580) (53,690) 52,360 38,308,342 25,339,510 (38,008,628) (25,338,905) (13,764,648) (8,476,141) (13,558,902) 65,057 (83,717,750) (46,943,839) 1,198,706 (676,326) (11,113,080) (5,452,404) (115,036,148) (57,617,074) 1,653,256 1,519,678 32,376,326 22,752,801 1,967,000 (60,000) (5,191,908) 662,061 25,816,229 4,158,762 114,346,919 43,863,862 (20,404,757) (10,617,283) 28,681,626 22,568,709 (56,447,417) (34,251,532) (9,123,383) (6,955,400) (65,570,800) (41,206,932) 124

2016 12 31 12 31 2016 2015 257,259,277 73,568,864 17,266,929 15,266,470 1,449,695 811,737 3,469,875 574,254 103,796 96,043 (463,536,954) (153,195,128) (5,840,854) (4,258,169) (3,548,797) (2,008,674) (839,631) (1,745,088) (1,969,326) (47,697) (130,782) (196,316,772) (70,937,388) 16,147,367 121,424,071 17,281,987 (350,829) (76,668) 9,973,523 5,000,000 (1,450,000) 197,825,281 36,061,354 (95,773,540) (26,628,634) 130,275,008 105,594,470 (272,293) (629,078) (33,648,904) (11,558,350) (12,443,431) (5,427,587) (1,932,619) (2,443,569) (403,204) (170,593) 313,223,063 133,150,699 125

2016 12 31 12 31 2016 2015 51,335,491 21,006,379 86,728,444 65,273,390 791,055 448,675 51 138,854,990 86,728,444 39,843,203 37,997,024 (18,806,340) (22,949,572) 21,036,863 15,047,452 126

1999 11 1 2012 9 28 J0001H111000001 911100007109255774 2015 10 30 127

11 1 16 38 10 12 28 2012 2014 9 (1) 15 (1) 16 (2) 22 (1) 2 (1) 4 (1) 128

15 (1) 10 28 (3) 7 (4) 12 (4) 40 (1) 2014 2016 (5) (1) 2018 1 1 (2) 2019 1 1 (3) (4) 2017 1 1 (5) 2017 1 12018 1 1 9 9 9 9 39 9 129

9 39 39 9 39 9 2016 12 319 15 15 15 18 11 15 130

15 15 15 15 2016 15 15 15 15 16 16 17 16 17 16 16 17 16 53 2016 12 31 2,076 16 16 131

1. 2. 2 17 2 36 132

3. (a) (b) (c) 133

3. (i) (ii) 39 4. 1219 2 5 134

4. 5. 4 6 6. 135

6. 39 36 36 39 136

7. 8. 9. 137

9. 9.1 9.2 39 138

9. 9.2 139

9. 9.3 (1) (2) (3) (4) (5) (6) (7) (8) 140

9. 9.3 9.4 141

9. 9.4 (1) (2) 9.5 142

9. 9.5 37 143

9. 9.6 9.7 (1) (2) 9.8 (1)(2) 10. 11. 144

11. 12. 5 35 3% 5% 2.71% 19.40% 5 20 3% 5% 4.75% 19.40% 3 10 3% 5% 9.50% 32.33% 5 10 3% 5% 9.50% 19.40% 145

13. 14. 15. 146

15. 16. 16.1 16.2 17. 147

18. 18.1 18.2 18.3 18.4 148

18. 18.5 18.6 18.7 (1)(2) (3) (4) (5) 19. 19.1 149

19. 19.2 20. 150

20. 20.1 20.2 20.3 21. 22. 151

22. 2012 12 31 23. 152

12 1. 2. 2016 12 31 238,4822015 12 31 128,767 3. 2016 12 31 140,293 7872015 12 31 64,994 786 4. 2016 12 31 44,8842015 12 31 34,358 5. 27 23 24 153

6. 12 34 7. 3 30 154

1. 27 2016 12 31 1832015 139 2. 21 3. 12 31 2016 2015 2,447,887 1,193,942 3,334,222 2,153,160 5,782,109 3,347,102 155

4. 12 31 2016 2015 4,990,526 4,203,148 1,202,451 934,812 464,792 435,412 5,522,059 5,450,687 1,758,728 1,307,686 1,866,649 1,070,911 444,513 356,536 194,372 307,891 16,444,090 14,067,083 43,502 49,935 5. 12 31 2016 2015 16,751,246 10,496,544 1,622,890 755,064 1,311,154 1,002,494 3,682,011 5,959,709 1,299,610 896,586 11,523 56,945 24,678,434 19,167,342 6,109 1,880 156

6. 12 31 2016 2015 8,314,193 5,358,335 2,221,836 2,690,877 1,475,226 1,397,760 834,043 916,226 74,831 34,794 12,920,129 10,397,992 7. 12 31 2016 2015 2,837,574 2,160,258 278,248 184,545 236,576 274,317 233,579 87,780 776,885 539,709 4,362,862 3,246,609 8. 12 31 2016 2015 (19,188,493) (16,623,286) (7,639,536) (4,522,284) (2,708,408) (2,857,623) (768,599) (843,213) (440,597) (648,964) (352,254) (147,567) (124,393) (204,605) (24,805) (1,419) (169,670) (53,218) (31,416,755) (25,902,179) 157

9. 12 31 2016 2015 (489,454) (676,175) (351,414) (141,731) (195,077) (127,412) (1,035,945) (945,318) 10. 12 31 2016 2015 (1) (5,090,298) (4,178,503) (1,625,726) (2,939,416) (1,459,549) (1,278,310) (2) (4,111,209) (3,091,323) (594,730) (326,045) (366,709) (348,923) (49,973) (50,240) (203,502) (134,482) (12,286,782) (11,487,552) (1) (2) 2016 12 31212015 12 158

11. 12 31 2016 2015 (10,774,533) (8,052,504) (3,351,233) (2,569,954) (1,271,383) (824,709) (786,501) (785,950) (445,804) (297,988) (87,585) (72,676) (16,717,039) (12,603,781) 12. 12 31 2016 2015 (10,006,473) (7,841,388) (617,414) (111,474) 43,120 50,898 3,179,995 2,606,822 (7,400,772) (5,295,142) 25% 201525% 15% 201515% 16.5% 201516.5% 159

12. 12 31 2016 2015 30,509,303 22,245,940 25% (7,627,326) (5,561,485) (1) 181,005 234,592 (2) (192,157) (163,708) 346,168 144,561 43,120 50,898 (151,582) (1) (7,400,772) (5,295,142) (2) 13. 12 31 2016 2015 19,613,458 14,482,053 582 (642) 19,613,458 14,481,993 39,070,208 33,761,321 146 39,070,208 33,761,467 0.50 0.43 0.50 0.43 2016 12 31 160

14. 12 31 2016 2015 (2) 1,247,752 2014 (3) 1,892,958 3,140,710 (1) 2015 2016 6 2420152015 (2) 2015 6 142015 2015 7 12015 9 30 1,248 2015 12 31 (3) 2014 2015 7 6 2014 20141,893 2015 12 31 161

15. 2016 12 31 554 39 593 490 29 519 509 35 544 (1) (1) (1) (1)(2) (1) 250 250 (3) 63 63 250 250 250 250 (4) 42 42 (5) 86 17 103 (6) 297 7 304 (7) (8) 20 1,474 29 1,523 20 1,326 23 1,369 895 4,736 179 5,810 162

15. 2015 12 31 722 47 769 722 36 758 653 41 694 (1) (1) (1) (1)(2) (1)(9) 250 250 (3) 207 207 (10) 208 208 (11) 146 146 709 42 751 (7) (8) 20 1,337 19 1,376 (12) 15 941 19 975 846 5,084 204 6,134 163

15. (1) (2) 2015 22016 3 (3) 2015 32016 11 (4) 2016 11 (5) 2016 5 (6) 2016 7 (7) 2012 22015 2016 (8) 2015 42015 2016 (9) 2015 3 (10) 2015 3 (11) 2015 6 (12) 2015 3 2015 2016 2016 12 31 20152015 2015 32015 6 16 164

16. 2016 12 31 12 31 2016 2015 4,085 4,125 265 369 18,186 20,444 22,536 24,938 20152016 12 31 2016 2015 3,000,001 3,500,000 1 3,500,001 4,000,000 2 1 4,000,001 4,500,000 2 5,500,001 6,000,000 1 2 6,000,001 6,500,000 1 5 5 165

17. 12 31 2016 2015 428,735 426,926 (1) 22,964,487 19,416,305 (2) 3,675,129 4,947,934 191,454 190,965 27,259,805 24,982,130 (1) 2016 12 31 13.5% 2015 12 3114% 5% 2015 12 315% (2) 18. 12 31 2016 2015 145,636,190 73,522,540 (1) 4,736,006 2,718,690 3,957,689 655,032 154,329,885 76,896,262 (1) (2) 2016 12 31 5,5572015 12 31 2,009 (3) 2016 12 31 12,1892015 12 31 10,327 44 166

19. 2015 12 312016 12 31 20. 12 31 2016 2015 (1) 4,549,186 757,610 2,330,185 684,287 571 48,041,854 5,866,487 6,418,254 3,988,484 1,126,865 195,453 11,456,817 792,909 73,827,782 12,381,180 10,413,218 2,989,317 584,250 287,890 213,089 38,572 13,903,514 622,822 87,731,296 13,004,002 (1) 167

21. 12 31 2016 2015 4,573,622 219,950 68,436,032 65,564,484 9,954,520 5,241,300 (1) 5,094,059 4,082,059 3,398,947 200,000 (2) 2,129,900 2,164,691 930,460 386,216 649,713 7,599,489 90,593,631 85,238,239 95,167,253 85,458,189 (1) (2) 168

22. 12 31 2016 2015 36,287,736 20,160,745 9,072,252 60,000 3,305,936 36,347,736 32,538,933 2016 12 3176,4272015 12 31 62,471 2015 12 31 13,1312016 12 31 2015 12 31 3,905 169

23. 12 31 2016 2015 80,884,667 63,265,392 8,796,542 16,085 89,681,209 63,281,477 9,816,041 7,086,627 7,087,467 5,735,751 6,405,757 2,570,830 1,082,292 705,669 24,391,557 16,098,877 6,992,610 4,075,095 121,065,376 83,455,449 (614,538) (289,333) (2,044,859) (1,540,884) (2,659,397) (1,830,217) 118,405,979 81,625,232 170

23. 2016 12 31 119,375,337 304,550 1,385,489 1,690,039 121,065,376 1.40% (1,943,552) (101,307) (614,538) (715,845) (2,659,397) 117,431,785 203,243 770,951 974,194 118,405,979 2015 12 31 82,671,471 94,560 689,418 783,978 83,455,449 0.94% (1,501,062) (39,822) (289,333) (329,155) (1,830,217) 81,170,409 54,738 400,085 454,823 81,625,232 2016 1 1 289,333 1,540,884 1,830,217 918,033 1,361,719 2,279,752 (179,130) (829,239) (1,008,369) 883 3,447 4,330 (379,548) (23,483) (403,031) (35,033) (8,469) (43,502) 2016 12 31 614,538 2,044,859 2,659,397 171

23. 2015 1 1 197,131 1,012,745 1,209,876 391,412 1,202,013 1,593,425 (128,660) (640,056) (768,716) 9,874 9,874 (133,967) (30,340) (164,307) (46,457) (3,478) (49,935) 2015 12 31 289,333 1,540,884 1,830,217 24. 12 31 2016 2015 1 1 31,900,780 28,131,292 1 5 5 63,850,148 52,481,477 5 1,953,318 2,191,124 97,704,246 82,803,893 (11,074,497) (9,931,246) 86,629,749 72,872,647 (1,638,408) (1,200,150) 84,991,341 71,672,497 1 1 28,047,143 24,467,831 1 5 5 55,244,371 45,600,821 5 1,699,827 1,603,845 84,991,341 71,672,497 172

24. 2016 376,433 823,717 1,200,150 123,039 322,765 445,804 (8,146) (8,146) 600 600 491,926 1,146,482 1,638,408 2015 259,510 639,262 898,772 113,533 184,455 297,988 3,390 3,390 376,433 823,717 1,200,150 173

25. 12 31 2016 2015 17,908,839 14,229,222 (1) 638,106 747,165 23,275,592 6,790,747 2,834,686 1,887,007 7,347,996 4,785,079 1,783,739 3,932,157 152,051 2,045,515 53,941,009 34,416,892 34,456,320 6,519,859 23,232,734 380,334 (2) 22,327,994 19,385,864 3,529,761 2,175,715 1,161,872 538,162 286,789 118,792 (3) 1,603,176 1,605,279 86,598,646 30,724,005 (247,018) (146,666) 86,351,628 30,577,339 140,292,637 64,994,231 (1) (2) 2016 12 31 9,5072015 12 31 10,715 (3) 2015 1,5902016 12 31 1,6032015 12 31 1,605 174

26. 12 31 2016 2015 15,738,801 13,985,888 23,775,474 14,535,096 4,954,109 5,666,584 415,791 170,402 44,884,175 34,357,970 27. 12 31 2016 2015 54,263,464 49,144,697 239,475,161 172,289,240 293,738,625 221,433,937 (3,663,130) (2,498,717) (20,003,322) (16,883,757) (23,666,452) (19,382,474) 270,072,173 202,051,463 175

27. 12 31 2016 2015 116,918,154 55,307,269 84,494,021 42,417,666 (1) 54,206,892 21,745,955 19,321,402 6,202,476 12,286,958 4,700,000 287,227,427 130,373,366 (1,386,481) (367,671) (6,435,162) (3,371,318) (7,821,643) (3,738,989) 279,405,784 126,634,377 549,477,957 328,685,840 (1) 2016 1 1 2,866,388 20,255,075 23,121,463 2,389,378 14,346,465 16,735,843 (16,547) (2,593,530) (2,610,077) (189,608) (189,608) 10,274 10,274 (5,585,278) (5,585,278) 5,478 5,478 2016 12 31 5,049,611 26,438,484 31,488,095 176

27. 2015 1 1 2,041,231 10,601,265 12,642,496 989,049 13,113,544 14,102,593 (23,455) (3,456,680) (3,480,135) (140,437) (140,437) (3,054) (3,054) 2015 12 31 2,866,388 20,255,075 23,121,463 28. 12 31 2016 2015 4,420,852 4,575,120 2,173,347 2,097,743 6,594,199 6,672,863 2,969,812 19,772 9,564,011 6,692,635 1,571,157 2,478,688 177

28. 2016 12 31 12 31 12 31 2016 2015 2016 2015 % % % % (1) 1,228,010 22.59 16.35 22.59 16.35 (1) 16.35% 2015 12 7200 2016 1002016 12 3122.59% 2016 12 312015 12 31 2016 2015 12 31 2016 2015 (125,848) 255,790 (189,310) 97,215 6,594,199 6,672,863 178

29. 61 12 31 2016 2015 260,185,641 211,124,519 245,740,446 198,245,417 14,386,570 12,802,488 58,625 76,614 14,445,195 12,879,102 7,052,297 6,275,780 12 31 2016 2015 11,382,153 10,402,738 2,956,782 2,941,148 2,208,791 2,407,506 1,140,892 1,116,434 301,988 301,988 12 31 2016 2015 (4,338,082) 5,351,498 (21,059,286) (17,450,360) 20,286,119 11,945,290 (5,111,249) (153,572) 179

29. 12 31 2016 2015 39,163,813 23,278,413 2,766,539 478,960 19,033,889 12,963,450 13,371,016 4,720,515 5,257,402 4,623,408 3,850,000 1,450,000 418,045 9,525,447 6,073,408 2,139,763 1,881,727 3,850,000 1,450,000 12 31 2016 2015 2,381,922 3,036,657 1,542,934 1,374,769 1,146,345 1,066,138 474,345 421,858 170,940 150,590 12 31 2016 2015 (9,970,436) 4,652,368 (1,989,774) (4,314,394) 16,244,158 1,065,789 4,283,948 1,403,763 180

29. 12 31 2016 2015 52,552,383 34,280,743 65,914,760 49,417,614 60,046,692 35,759,814 47,295,753 37,839,309 11,124,698 10,099,234 2,233,839 2,027,926 12 31 2016 2015 5,924,156 5,625,454 1,965,687 1,870,771 1,466,139 1,400,293 295,507 281,391 88,484 67,829 12 31 2016 2015 20,003,678 (3,643,430) (6,347,278) (453,047) 2,076,000 6,001,731 15,732,400 1,905,254 181

29. 12 31 2016 2015 125,571,490 42,470,292 10,178,848 33,357,977 110,359,485 36,186,229 14,590,860 30,678,688 10,741,615 8,797,531 58,378 165,821 10,799,993 8,963,352 1,958,196 1,622,265 12 31 2016 2015 7,053,636 7,435,014 2,100,868 2,435,150 1,391,565 1,924,498 276,471 331,923 106,947 12 31 2016 2015 13,499,179 (3,299,642) (15,040,228) 1,203,656 1,430,449 8,408,925 (110,600) 6,312,939 182

30. (1) (2) (3) 2016 12 318,6072015 12 31 3,580 2016 12 312015 12 31 2016 12 312015 12 31 2016 12 31 158,3652015 12 31 37,232 2016 12 31 3,3762015 12 31 2,457 183

31. 30 2016 12 31 208,808,794 1,210,500 1,210,500 967,940 954,517 13,423 53,390,978 5,023,557 5,023,557 84,620 76,009 8,611 4,224,086 132,169 132,169 39,939 33,766 6,173 266,423,858 6,366,226 6,366,226 1,092,499 184

31. 2015 12 31 194,108,547 1,340,800 1,340,800 1,290,241 1,276,734 13,507 24,180,529 533,886 533,886 63,367 29,885 33,482 4,912,045 175,272 175,272 40,230 22,169 18,061 223,201,121 2,049,958 2,049,958 1,393,838 2016 12 31 228,7602015 12 31 90,624 185

32. 12 31 2016 2015 1,292,742 1,103,025 3,689 830,648 192,236 (27,338) (2,519) 2,099,741 1,292,742 222,533 125,842 49,973 50,240 47,828 (1,173) (1,377) 271,333 222,533 1,070,209 977,183 1,828,408 1,070,209 2016 12 31 4,1332015 12 31 3,231 186

33. 2016 1 1 3,210,088 1,215,327 852,741 213,690 1,160,134 6,651,980 25,571 56,149 260,632 17,682 337,865 697,899 (32,167) (10,001) (90,574) (2,870) (135,612) 1,862,202 120,677 1,982,879 538,345 5,519 17,123 560,987 (608,501) (608,501) 2016 12 31 5,604,039 1,266,994 1,160,599 228,502 889,498 9,149,632 2016 1 1 735,328 157,052 559,739 148,298 1,600,417 160,711 74,536 149,530 20,274 405,051 (5,351) (9,337) (13,690) (2,235) (30,613) 1,173 1,173 2016 12 31 891,861 222,251 695,579 166,337 1,976,028 2016 1 1 24,792 24,792 2,991 2,991 2016 12 31 27,783 27,783 2016 1 1 2,474,760 1,033,483 293,002 65,392 1,160,134 5,026,771 2016 12 31 4,712,178 1,016,960 465,020 62,165 889,498 7,145,821 2016 12 31 187