2006 2007 3 31

2006 2007 3 1

2006...1...2...2...2...4...4...4...5...5...6...6...7...9...9...11...23...29...29...31

2006 1 2 3 : 500029 4 5 2001 5 25 6 8 7 2001 5 25 2008 1 11 8 9 2001 6 20 1, 2 3 1 2 428 3 189 252728 4 : 510620 5 www.efunds.com.cn 6 7 8 02038799008 9 40088-18088 02083918088 10 02038799488 11 csc@efunds.com.cn 1 2 188 3 188 4 : 200120 5 www.bankcomm.com 6 7 8 021-68888917 9 021-58408836 10 zhangyd@bankcomm.com www.efunds.com.cn 189 28 1

2006 1 16 2 166 36 2006 2005 2004 1 394,575,508.34 59,084,142.50 43,540,797.95 2 0.4932 0.0739 0.0544 3 399,797,176.72 61,221,668.38 30,137,569.59 4 0.4997 0.0765 0.0377 5 1,879,712,424.94 915,119,860.50 917,208,716.68 6 2.3496 1.1439 1.1465 7 30.59% 6.48% 4.68% 8 116.39% 2.68% 1.12% 9 157.00% 18.77% 15.66% 1 - - 39.02% 2.55% - - - - 32.22% 2.65% - - - - 116.39% 2.99% - - - - 124.69% 2.62% - - - - 161.63% 2.41% - - - - 157.00% 2.28% - - - - 2

2006 180.00% 150.00% 120.00% 90.00% 60.00% 30.00% 0.00% -30.00% 2001-5-25 2002-5-25 2003-5-25 2004-5-25 2005-5-25 2006-5-25 (1) a 80% 20% b 10% 10% c 2 3 2006 1 1 3 120.00% 100.00% 80.00% 60.00% 40.00% 20.00% 0.00% 2004 2005 2006

2006 10 2004 0.000-2005 0.350-2006 0.700-1.050-1 [2001]4 2001 4 17 1.2 25% 16.67% 8.33% 2006 12 31 50 100

2006 2 1975 1 2006 2006 2.3496 116.39% 2 2006 923 2007 2007 2007 2007 A Vista 3G IT

2006 A 1 2 3 4 5 2006

2006 2006 2006 2007 3 1 (2007) 60468000_H01 200612 31 2006 1 2 3

2006 200612 31 2006 2007 3 16

2006 1 20061231 2006-12-31 2005-12-31 12,205,109.93 19,650,260.50 2,684,549.02 1,236,442.10 1,109,609.61 1,381,465.52 2,416,088.83 - - - 71 3,556,644.33 1,726,448.66 - - 73 1,469,792,603.65 714,096,786.13 73 808,875,419.81 661,693,843.48 73 379,477,208.59 185,248,693.30 73 379,332,312.19 183,753,443.83 73 25,108,899.65-73 6,255,731.67 - - - 72 - - - - 1,896,350,713.61 923,340,096.21 11,917,870.20 5,164,774.09 63 2,198,274.72 1,122,381.13 63 366,379.11 187,063.51 74 1,105,629.71 795,882.05 - - - - - - 75 885,134.93 885,134.93 - - - - 76 165,000.00 65,000.00 - -

2006 16,638,288.67 8,220,235.71 800,000,000.00 800,000,000.00 77 679,915,248.22 53,898,192.12 399,797,176.72 61,221,668.38 1,879,712,424.94 915,119,860.50 1,896,350,713.61 923,340,096.21 2.3496 1.1439 2 2006 2006 2005 418,799,706.50 75,689,225.01 78 369,067,799.70 49,844,488.95 79 195,985.87 2,539,378.90 27,337,916.74 3,632,589.15 7,500,023.42 6,527,877.40 397,940.21 413,918.77 14,280,040.56 12,702,643.71 - - 710 20,000.00 28,328.13 24,224,198.16 16,605,082.51 63 19,066,583.61 13,709,807.79 63 3,177,763.82 2,284,967.95 1,348,507.85 34,723.55 - - 711 631,342.88 575,583.22 60,000.00 60,000.00 300,000.00 340,000.00 65,000.00 65,000.00 394,575,508.34 59,084,142.50 626,017,056.10-33,172,954.97 1,020,592,564.44 25,911,187.53

2006 2006 2006 2005 394,575,508.34 59,084,142.50 61,221,668.38 30,137,569.59 455,797,176.72 89,221,712.09 712 56,000,000.00 28,000,043.71 399,797,176.72 61,221,668.38 3 2006 2006 2005 915,119,860.50 917,208,716.68 394,575,508.34 59,084,142.50 77 626,017,056.10-33,172,954.97 1,020,592,564.44 25,911,187.53 712-56,000,000.00-28,000,043.71 1,879,712,424.94 915,119,860.50 1. [2000]19 2000630 2000718 2001525 [2001]11 2001 72 207,250,331 8 19931

2006 12 5 2008111 [2001]88 2001620 2. 3. 1 2 3 2 11 1231 3 4 5 A. B. A 20061113 B 20061113

2006 a b. FV=C+(P-C) Dl-Dr/Dl FV C P Dl Dr 6 A. ;

2006 a. b. B. 1 1 C. A. a. b. c. B. A. B. C.

2006 7 8 9 1.5% 20% 0.25% 10 90%

2006 11 2006 12 2006 13 2006 4. 1 2 [2005]11 2005124 1 [2005]103 2 [2004]78 200411 [2005]103 3 20% [2005]107

2006 [2005]102 2005613 50% [2005]103 5. 2007125 10 2.500 200746 10 2.300 6. 1 2

2006 2006 2005 (a) 851,054,347.87 20.48% 370,886,404.28 15.92% (b) 200,506,108.90 36.49% 12,397,040.90 6.80% (c) - - - - (d) 22,292,115.43 81.54% 2,103,600.00 57.90% (e) 694,956.80 20.79% 304,099.17 16.17% = *1 - *0.11 - *0.04 - *0.03 + *0.01 + * = *1 - *0.1875 - *0.03 + *0.01 + * 3 A 1.5% H=E1.5%/ H E 19,066,583.61 2005 13,709,807.79 16,868,308.89 2,198,274.72 B 0.25%

2006 H=E0.25%/ H E 3,177,763.822005 2,284,967.95 2,811,384.71 366,379.11 (4) 2005 ( ) (5) 2006-12-31 2005-12-31 12,205,109.93 19,650,260.50 2006 2005 365,815.25 397,603.97 6 A. 2006 2005 27,370,027 20,000,000 2,250,000 7,370,027 - - 29,620,027 27,370,027 3.70% 3.42% 2006 2005 B.

2006 2006-12-31 2005-12-31 2,000,000 0.25% 5,739,703 0.72% 7. 1 2006-12-31 2005-12-31 25,820.12 4,370.90 1,257.40 615.50 3,529,566.81 1,721,462.26 - - 3,556,644.33 1,726,448.66 2 20061231 20051231 3 2006-12-31 2005-12-31 1,469,792,603.65 808,875,419.81 660,917,183.84 714,096,786.13 661,693,843.48 52,402,942.65 379,477,208.59 379,332,312.19 144,896.40 185,248,693.30 183,753,443.83 1,495,249.47 25,108,899.65 6,255,731.67 18,853,167.98 - - - - - 679,915,248.22 - - 53,898,192.12 4,457,564.13 4 2006-12-31 2005-12-31 265,319.55 16,457.54 84,923.71 348,434.56 478,751.13 96,770.50-115,652.70 82,429.22 101,169.38 112,212.76 117,397.37 81,993.34-1,105,629.71 795,882.05

2006 5 2006-12-31 2005-12-31 250,000.00 250,000.00 635,134.93 635,134.93 885,134.93 885,134.93 6 2006-12-31 2005-12-31 - - 100,000.00-65,000.00 65,000.00 - - 165,000.00 65,000.00 7 2006 2005 53,898,192.12 87,071,147.09 626,017,056.10-33,172,954.97 679,915,248.22 53,898,192.12 8 2006 2005 2,208,404,673.78 1,162,164,697.53 1,837,487,881.88 1,111,346,034.10 1,848,992.20 974,174.48 369,067,799.70 49,844,488.95 (9) 2006 2005 890,079,325.12 428,904,309.61 878,332,062.93 420,228,990.30 11,551,276.32 6,135,940.41 195,985.87 2,539,378.90 10 2006 2005-8,328.13 - -

2006 20,000.00 20,000.00 20,000.00 28,328.13 11 2006 2005 - - 60,000.00 60,000.00 300,000.00 340,000.00 65,000.00 65,000.00 - - 206,342.88 110,583.22 22,180.00 21,100.00 168,000.00 84,000.13 10,931.92 2,495.09 565.65-2,665.31 988.00 2,000.00 2,000.00 631,342.88 575,583.22 12 2006 10 () () 1 2006-3-30 2006-4-6 0.700 56,000,000.00 - - 0.700 56,000,000.00 2005 : 10 () () 1 2005-4-20 2005-4-25 0.350 28,000,043.71 - - 0.350 28,000,043.71 8. 1 20061231 000895 S 3,250,000 43,711,900.56 31.02 100,815,000.00 2006-6-1 3,250,000 43,711,900.56 100,815,000.00

2006 2 : 002078 252,465 4,216,165.50 4,817,032.20 2007-2-16 002084 71,104 570,965.12 1,594,151.68 2007-2-24 002085 94,666 535,809.56 691,061.80 2007-2-28 002086 19,316 144,676.84 225,224.56 2007-2-28 601333 1,831,700 6,887,192.00 13,133,289.00 2007-3-22 601398 5,048,200 15,750,384.00 30,440,646.00 2007-1-29 601628 280,000 5,286,400.00 5,286,400.00 2007-1-9 7,597,451 33,391,593.02 56,187,805.24 9. 10. 11. 1 1,469,792,603.65 77.51% 379,477,208.59 20.01% 25,108,899.65 1.32% 14,889,658.95 0.78% 2,416,088.83 0.13% 4,666,253.94 0.25% 1,896,350,713.61 100.00% 2 () A 225,224.56 0.01% B 9,130,000.00 0.49% C 1,141,893,534.57 60.75% C0 291,346,400.00 15.50% C1 30,138,620.79 1.60%

2006 C2 46,034,800.00 2.45% C3 4,817,032.20 0.26% C4 41,811,420.04 2.22% C5 0.00 0.00% C6 332,471,013.86 17.69% C7 377,683,025.92 20.09% C8 17,591,221.76 0.94% C99 0.00 0.00% D 28,000,000.00 1.49% E 0.00 0.00% F 93,046,646.90 4.95% G 20,545,000.00 1.09% H 54,450,000.00 2.90% I 65,877,046.00 3.50% J 18,508,297.08 0.98% K 22,330,000.00 1.19% L 15,786,854.54 0.84% M 0.00 0.00% 1,469,792,603.65 78.19% 3 1 600519 2,033,000 178,497,400.00 9.50% 2 600686 8,736,915 145,382,265.60 7.73% 3 000951 5,418,256 134,156,018.56 7.14% 4 600019 12,080,000 102,921,600.00 5.48% 5 000895 S 3,250,000 100,815,000.00 5.36% 6 600005 10,000,000 63,700,000.00 3.39% 7 601398 10,048,200 60,590,646.00 3.22% 8 600739 3,000,000 54,450,000.00 2.90% 9 000629 11,000,000 46,750,000.00 2.49% 10 600337 4,010,000 46,034,800.00 2.45% 11 000625 4,999,964 44,449,679.96 2.36% 12 600315 2,264,974 41,811,420.04 2.22% 13 000807 3,685,000 38,471,400.00 2.05% 14 600428 3,300,000 36,069,000.00 1.92% 15 600808 7,000,000 31,360,000.00 1.67% 16 600879 2,000,000 30,560,000.00 1.63% 17 002029 1,559,163 30,138,620.79 1.60% 18 000539 A 5,000,000 28,000,000.00 1.49% 19 601111 5,000,000 25,550,000.00 1.36% 20 600456 820,641 25,423,458.18 1.35% 21 000069 A 1,000,000 22,330,000.00 1.19%

2006 22 000060 1,200,160 20,882,784.00 1.11% 23 600289 1,400,000 20,314,000.00 1.08% 24 600383 999,908 18,508,297.08 0.98% 25 000088 2,010,369 18,294,357.90 0.97% 26 600812 6,999,968 16,799,923.20 0.89% 27 000903 1,700,000 16,456,000.00 0.88% 28 600037 647,533 15,786,854.54 0.84% 29 601333 1,831,700 13,133,289.00 0.70% 30 600573 2,200,000 12,034,000.00 0.64% 31 600028 1,000,000 9,130,000.00 0.49% 32 600517 400,000 5,988,000.00 0.32% 33 601628 280,000 5,286,400.00 0.28% 34 002078 252,465 4,817,032.20 0.26% 35 002084 132,104 2,961,771.68 0.16% 36 600276 24,544 791,298.56 0.04% 37 002085 94,666 691,061.80 0.04% 38 000839 10,000 231,000.00 0.01% 39 002086 19,316 225,224.56 0.01% 4 1 2 1 601398 101,872,976.71 11.13% 2 600686 99,419,982.01 10.86% 3 600019 95,662,621.69 10.45% 4 000060 70,670,079.74 7.72% 5 600005 64,390,093.10 7.04% 6 000625 51,920,673.17 5.67% 7 000717 50,211,370.69 5.49% 8 000002 A 45,171,891.93 4.94% 9 000951 44,780,988.10 4.89% 10 600028 43,000,338.82 4.70% 11 600030 42,005,822.60 4.59% 12 000629 39,702,013.80 4.34% 13 600296 S 37,936,433.00 4.15% 14 600104 36,274,994.36 3.96% 15 600315 35,633,410.97 3.89% 16 000539 A 33,004,895.87 3.61% 17 000858 31,052,402.52 3.39% 18 600026 28,528,586.95 3.12% 19 000039 27,657,250.61 3.02% 20 000970 27,555,149.06 3.01% 21 600428 27,043,604.88 2.96%

2006 22 000807 25,815,405.72 2.82% 23 000927 25,445,472.22 2.78% 24 600900 25,311,329.06 2.77% 25 601111 24,614,158.16 2.69% 26 600337 23,621,853.82 2.58% 27 000581 23,422,439.95 2.56% 28 000729 23,188,192.00 2.53% 29 600717 23,109,913.06 2.53% 30 000917 22,971,727.15 2.51% 31 600808 22,426,452.14 2.45% 32 600309 21,719,518.87 2.37% 33 000839 21,302,193.74 2.33% 34 600739 20,704,704.90 2.26% 35 000157 20,421,921.13 2.23% 36 600269 19,841,208.16 2.17% 37 000088 19,657,704.78 2.15% 38 600177 19,518,417.19 2.13% 39 600456 19,364,728.84 2.12% 40 600289 19,292,590.17 2.11% 41 000825 18,822,192.11 2.06% 42 002029 18,415,802.87 2.01% 2 1 600519 114,165,396.58 12.48% 2 600009 83,540,276.20 9.13% 3 600030 76,991,910.72 8.41% 4 600269 69,735,605.67 7.62% 5 600036 67,457,259.49 7.37% 6 600019 66,479,381.93 7.26% 7 601398 63,883,921.41 6.98% 8 000002 A 56,665,840.70 6.19% 9 000717 48,641,768.91 5.32% 10 600296 S 47,962,589.02 5.24% 11 600795 46,177,457.94 5.05% 12 000060 45,457,359.03 4.97% 13 600327 45,231,177.59 4.94% 14 000869 A 42,535,110.75 4.65% 15 000069 A 40,269,531.52 4.40% 16 600104 36,702,581.36 4.01% 17 000157 36,671,493.90 4.01% 18 000858 36,614,762.45 4.00% 19 600028 34,293,934.03 3.75%

2006 20 000625 33,418,898.13 3.65% 21 600597 32,023,791.63 3.50% 22 600026 31,784,634.90 3.47% 23 600005 29,975,867.50 3.28% 24 000680 29,903,553.59 3.27% 25 000970 29,898,760.75 3.27% 26 600418 29,697,525.13 3.25% 27 600031 28,652,705.57 3.13% 28 600879 27,475,117.85 3.00% 29 600420 27,176,460.31 2.97% 30 000983 26,587,308.11 2.91% 31 600900 26,428,529.14 2.89% 32 600600 25,950,738.38 2.84% 33 000729 25,745,341.24 2.81% 34 000825 25,352,806.76 2.77% 35 600717 24,647,770.66 2.69% 36 000039 24,474,792.36 2.67% 37 000629 23,881,702.79 2.61% 38 000839 23,868,161.75 2.61% 39 600309 23,444,646.38 2.56% 40 000528 23,376,056.23 2.55% 41 000927 22,170,333.46 2.42% 42 000917 20,894,811.31 2.28% 43 600636 20,724,077.10 2.26% 44 000581 20,659,334.92 2.26% 45 600686 19,772,873.24 2.16% 46 002024 19,504,203.57 2.13% 47 600415 19,121,955.68 2.09% 3 () 1,989,127,022.34 2,208,404,673.78 5 1 83,668,841.80 4.45% 2 294,679,666.79 15.68% 3 0.00 0.00% 4 0.00 0.00% 5 1,128,700.00 0.06% 379,477,208.59 20.19%

2006 6 () 1 06 04 69,075,278.79 3.67% 2 05 17 65,573,880.00 3.49% 3 05 11 60,240,000.00 3.20% 4 06 02 50,515,000.00 2.69% 5 20 40,312,000.00 2.14% 7 1 2 3 () 1,109,609.61 0.00 3,556,644.33 0.00 0.00 4,666,253.94 4 100087 10,000 1,128,700.00 0.06% 5 031001 HQC1 700,000 9,961,700.00 0.53% 031002 GFC1 5,000,025 9,530,047.65 0.51% 580010 CWB1 3,312,000 5,617,152.00 0.30% 6 580997 CMP1 4,200,050 0.00 580996 JTP1 4,105,252 0.00

2006 580990 JCP1 4,448,000 0.00 030002 YGC1 390,000 0.00 038004 YGP1 410,000 0.00 031001 HQC1 1,032,878 0.00 580010 CWB1 3,312,000 2,321,712.00 031002 GFC1 5,000,025 3,934,019.67 22,898,205 6,255,731.67 7 1 17,012 47,025.63 2 800,000,000 100.00% 655,167,810 81.90% 144,832,190 18.10% 3 1 79,311,835 9.91% 2 78,231,769 9.78% 3 63,281,137 7.91% 4 45,212,898 5.65% 5 UBS AG 39,574,996 4.95% 6 29,620,027 3.70% 7 27,641,797 3.46% 8 25,328,189 3.17% 9 CITIGROUP GLOBAL MARKETS LIMITED 25,273,992 3.16% 10 20,729,532 2.59% 1.

2006 2. 2006 7 19 2006 1 25 3. 2006 7 18 18 188 4. 5. 6. 10 () () 1 2006-3-30 2006-4-6 0.700 56,000,000.00 - - 0.700 56,000,000.00 7. 6 65,000.00 8. 9. [1998]29 1 2 3

2006 1) 2) 851,054,347.87 20.48% 200,506,108.90 36.49% 22,292,115.43 81.54% 0.00 0.00% 694,956.80 20.79% 761,330,218.60 18.32% 35,278,533.50 6.42% 0.00 0.00% 25,500,000.00 28.18% 623,865.40 18.66% 750,022,024.05 18.05% 6,226,215.00 1.13% 0.00 0.00% 0.00 0.00% 586,902.13 17.56% 724,919,980.91 17.45% 32,937,998.92 5.99% 5,048,033.62 18.46% 0.00 0.00% 567,257.58 16.97% 389,188,818.86 9.37% 37,469,562.20 6.82% 0.00 0.00% 0.00 0.00% 315,714.34 9.44% 252,455,088.58 6.08% 120,199,988.10 21.88% 0.00 0.00% 65,000,000.00 71.82% 205,973.88 6.16% 226,566,933.78 5.45% 65,354,276.90 11.89% 0.00 0.00% 0.00 0.00% 185,113.47 5.54% 199,624,195.59 4.80% 51,454,139.80 9.37% 0.00 0.00% 0.00 0.00% 163,168.36 4.88% 4,155,161,608.24 100.00% 549,426,823.32 100.00% 27,340,149.05 100.00% 90,500,000.00 100.00% 3,342,951.96 100.00% 10. 2006-1-4 2005 2006-3-30 2006-4-3 2006-6-16 2006-7-19 1 [2001]11 2 3 4 5 2007 3 31