2799 2016
Professional Asset Manager and Prominent Provider of Integrated Financial Services
目錄 2 公司簡介 4 釋義 8 重要提示 9 公司基本情況 11 財務概要 16 董事長致辭 20 總裁致辭 24 監事長致辭 26 管理層討論與分析 82 股本變動及主要股東持股情況 85 董 事 監 事 及 高 級 管 理 人 員 情 況 101 公司治理報告 126 內部控制 130 董事會報告 138 監事會報告 140 重要事項 142 組織架構圖 144 審計報告及財務報表 311 董 事 高 級 管 理 人 員 關於年度報告的確認意見 312 境內外機構名錄
2 1. 公 司 簡 介 中 國 華 融 資 產 管 理 股 份 有 限 公 司(簡 稱 中 國 華 融 股 份 代 號 2799)前 身 為中國華融資產管理公司 成立於1999年11月1日 2012年9 月28日 經 國 務 院 批 准 本 公 司 整 體 改 制 為 股 份 有 限 公 司 2015年10 月30日 中 國 華 融 在 香 港 聯 交 所 主 板 上 市 目 前 中 國 華 融 設 有31家 分 公 司 服 務 網 絡 遍 及 中 國30個 省 自 治區 直轄市和香港 澳門 旗下擁有華融證券 華融金融租賃 華融 湘 江 銀 行 華融信託 華融期貨 華融融德 華融置業 華融國際 華 融 消 費 金 融 等 多 家 運 營 子 公 司 中 國 華 融 以 專 業 的 資 產 經 營 管 理 者 優 秀 的 綜 合 金 融 服 務 商 為 己 任 對 外 提 供 不 良 資 產 經 營 資 產 經 營 管 理 銀 行 證 券 信 託 金 融 租 賃 投 資 期 貨 消 費 金 融 等 多 牌 照 多 功 能 一 攬 子 綜 合 金 融 服 務
3 2016 年 中 國 華 融 成 功 入 選 中 國 企 業 聯 合 會 中 國 企 業 家 協 會 2016中國企業500強 和 2016中國服務業企業500強 財富 雜誌 中 國500強 企 業 網 易 財 經 中 國 金 融500強 榮獲第六屆中國證券金紫 荊 獎 最 佳 上 市 公 司 第 十 一 屆 亞 洲 品 牌 盛 典 亞 洲 品 牌500強 和 中 國 金 融 機 構 金 牌 榜 年 度 最 佳 資 產 管 理 公 司 榮 獲 中 國 企 業 信 用 評 價 中 心 中 國AAA級 信 用 企 業 等 榮 譽 和 獎 項 展 望 未 來 中 國 華 融 將 堅 持 穩 中 求 進 緊 中 求 活 提 質 控 險 協 同 發 展 主 基 調 做 強 不 良 資 產 經 營 主 業 完 善 綜 合 金 融 服 務 功 能 加 大 業 務 創 新 與 國 際 化 轉 型 不 斷 做 強 做 優 做 大 努 力 打 造 治 理 科 學 管 控 有 序 主 業 突 出 綜 合 經 營 業 績 優 良 的 一 流 資 產 管 理 公 司
2. A A 1.00 4 A 6,894,742,669 A (1) (2) (3) (4) (5) 1999
2. 1.00 5 H 1.00
2. 6 2017 3 21 2015 10 30 OFAC (PRC GAAP) (generally accepted accounting principles in the PRC) 2015 10 16
2. 2016 12 31 (ROAA) (return on average assets) (ROAE) (return on average equity attributable to equity holders) 7 571 1.00H
3. 8 2017 3 1522016 10 10 2016 101.506 2016 2016 2017 3 15 9. 9.4
4. China Huarong Asset Management Co., Ltd. China Huarong 9 8 100033 www.chamc.com.cn 28 18 H www.hkexnews.hk H 2799 H 183 17 1712 1716
4. J0001H111000001 911100007109255774 10 5 20 15 26 88 35 222 30
5. 資產規模持續領先資產總額 ( 人民幣十億元 ) 盈利能力突出歸屬於本公司股東淨利潤 ( 人民幣十億元 ) 12 16 年複合增長率 45.5% 866.5 600.5 1,412.0 12 16 年複合增長率 35.0% 10.7 8.7 14.5 19.6 11 315.0 408.4 5.9 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 成長性優異收入總額 ( 人民幣十億元 ) 股東權益大幅增值歸屬於本公司股東權益 ( 人民幣十億元 ) 12 16 年複合增長率 38.2% 75.4 95.2 12 16 年複合增長率 35.5% 98.1 115.2 51.1 69.4 26.1 37.3 34.2 42.0 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 股東回報出色 平均股權回報率 (1) 成本管控有效 成本收入比率 22.7% 29.0% 19.4% 19.1% 18.9% 18.4% 25.9% 24.7% 21.6% 17.3% 17.7% 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 加權平均股權回報率 (1)
5. 12 12 31 2016 2015 2014 2013 2012 25,140.0 23,095.0 15,662.0 8,918.0 4,645.0 3,852.3 1,637.3 886.2 509.1 249.8 5,782.1 3,347.1 1,289.2 941.7 459.6 16,444.1 14,067.1 12,047.6 10,075.6 9,686.5 24,678.4 19,167.3 9,803.6 8,179.5 5,328.3 12,920.1 10,398.0 7,985.6 6,784.6 5,243.9 2,027.7 427.4 128.0 14.3 (59.5) 4,363.0 3,246.6 3,258.5 1,896.6 509.7 95,207.7 75,385.8 51,060.7 37,319.4 26,063.3 (31,416.8) (25,902.2) (17,903.7) (10,930.6) (9,084.0) (1,035.9) (945.3) (452.5) (328.4) (211.1) (12,286.8) (11,487.5) (8,469.4) (7,016.6) (4,861.1) (16,717.0) (12,603.8) (6,225.6) (4,850.2) (2,323.3) (61,456.5) (50,938.8) (33,051.2) (23,125.8) (16,479.5) (3,376.3) (2,456.6) (1,307.2) (554.8) (571.0) 134.4 255.5 72.1 0.9 96.6 30,509.3 22,245.9 16,774.4 13,639.7 9,109.4 (7,400.8) (5,295.1) (3,743.6) (3,546.5) (2,122.8) 23,108.5 16,950.8 13,030.8 10,093.2 6,986.6 19,613.5 14,482.1 10,656.2 8,659.6 5,892.2 455.8 174.0 0.7 3,039.2 2,294.7 2,373.9 1,433.6 1,094.4 23,108.5 16,950.8 13,030.8 10,093.2 6,986.6
5. 12 31 2016 2015 2014 2013 2012 27,259.8 24,982.1 26,945.3 21,152.0 16,897.8 154,329.9 76,896.3 51,633.2 29,922.9 20,469.3 95,167.3 85,458.2 33,115.2 20,264.0 16,125.6 36,347.7 32,538.9 21,841.9 40,463.7 39,784.9 140,292.6 64,994.2 43,966.7 28,965.7 29,135.0 549,478.0 328,685.8 227,033.2 124,320.0 74,921.7 118,406.0 81,625.2 63,239.4 48,176.4 37,645.7 84,991.3 71,672.5 63,494.3 55,546.3 47,645.2 205,696.7 99,693.2 69,251.9 39,556.3 32,408.4 1,411,969.3 866,546.4 600,521.1 408,367.3 315,033.6 6,962.5 15,468.2 13,660.0 16,017.9 11,889.3 511,308.6 295,031.8 239,885.2 136,131.1 89,759.9 56,390.6 30,361.9 26,203.1 33,988.6 48,146.0 172,405.9 139,998.9 117,246.1 87,885.9 70,051.8 243,075.2 143,053.8 48,002.1 17,886.2 3,487.0 271,745.5 123,831.2 71,992.5 63,923.4 49,128.1 1,261,888.3 747,745.8 516,989.0 355,833.1 272,462.1 115,243.0 98,117.4 69,408.2 41,966.6 34,176.1 15,030.3 6,454.1 1,450.7 19,807.7 14,229.1 12,673.2 10,567.6 8,395.4 150,081.0 118,800.6 83,532.1 52,534.2 42,571.5 1,411,969.3 866,546.4 600,521.1 408,367.3 315,033.6 13
5. 12 31 2016 2015 2014 2013 2012 14 (1) 18.4% 17.3% 19.1% 22.7% 19.4% (2) 2.0% 2.3% 2.6% 2.8% 2.6% (3) 17.7% 21.6% 24.7% 25.9% 29.0% (4) 89.4% 86.3% 86.1% 87.1% 86.5% (5) 0.50 0.43 0.38 0.34 0.23 (6) 0.50 0.43 (1) (2) (3) (4) (5) (6)
努力打造 治 理 科 學 管 控 有 序 主 業 突 出 綜 合 經 營 業 績 優 良 的 一流資產管理公司
2016 年度報告 6. 董 事 長 致 辭 16 賴小民 十二屆全國人大代表 中國華融董事長 黨 委 書 記 法 定 代 表 人
6. 2016 2016 2020 2016500500 17 2016 231.12015 36.3% 14,119.7 201562.9% 1,500.8201526.3% (ROAA)2.0%(ROAE)18.4%0.50 ( 2799) 2016 A A H H ( 2799)50 H MSCI 2016
6. 18 2016 2016 2016 2016 350 60 2016 15 3000 2016
6. 2016 600 2016 (IPAF) 2016500 2016 500500 500AAA 19 2016 2017 + 2017 3 15
7. 20
7. 2016 2016 6,287.1201571.8% 507.050% 5,151.5 201539.1% 244.52015 4.2% 3,027.22015118.6% 217.0 2015 80.8% 21 2016 2016 158.92015 33.1% 3,480.22015 55.1%2015 83.8% 2,413.5285.1 31.4 2016
7. 2016 22 2016 2017 2017 3 15
穩健 創新 和諧 發展
8. 24
8. 2016 2016500 ( 2799)50 25 2017 + 2017 3 15
9. 9.1 26 2016 2016 2016 3 2016 9
9. 9.2 9.2.1 2016 19,613.5 5,131.4 35.4% (ROAE)18.4% (ROAA)2.0% 27 12 31 2016 2015 25,140.0 23,095.0 2,045.0 8.9% 3,852.3 1,637.3 2,215.0 135.3% 5,782.1 3,347.1 2,435.0 72.7% 16,444.1 14,067.1 2,377.0 16.9% 24,678.4 19,167.3 5,511.1 28.8% 12,920.1 10,398.0 2,522.1 24.3% 2,027.7 427.4 1,600.3 374.4% 4,363.0 3,246.6 1,116.4 34.4% 95,207.7 75,385.8 19,821.9 26.3% (31,416.8) (25,902.2) (5,514.6) 21.3% (1,035.9) (945.3) (90.6) 9.6% (12,286.8) (11,487.5) (799.3) 7.0% (16,717.0) (12,603.8) (4,113.2) 32.6% (61,456.5) (50,938.8) (10,517.7) 20.6% (3,376.3) (2,456.6) (919.7) 37.4% 134.4 255.5 (121.1) (47.4%) 30,509.3 22,245.9 8,263.4 37.1% (7,400.8) (5,295.1) (2,105.7) 39.8% 23,108.5 16,950.8 6,157.7 36.3% 19,613.5 14,482.1 5,131.4 35.4% 455.8 174.0 281.8 162.0% 3,039.2 2,294.7 744.5 32.4% 23,108.5 16,950.8 6,157.7 36.3%
9. 9.2.1.1 28 2015 75,385.8 26.3% 2016 95,207.7 12 31 2016 2015 25,140.0 23,095.0 2,045.0 8.9% 3,852.3 1,637.3 2,215.0 135.3% 5,782.1 3,347.1 2,435.0 72.7% 16,444.1 14,067.1 2,377.0 16.9% 24,678.4 19,167.3 5,511.1 28.8% 12,920.1 10,398.0 2,522.1 24.3% 2,027.7 427.4 1,600.3 374.4% 4,363.0 3,246.6 1,116.4 34.4% 95,207.7 75,385.8 19,821.9 26.3% 2015 75,385.8 26.3% 2016 95,207.7 9.2.1.1.1 2015 23,095.0 8.9% 2016 25,140.02015 2016 30.6% 26.4% 2016 12.1% 2015 12.5%
9. 9.2.1.1.2 (i) (ii) 2015 1,637.3 135.3% 2016 3,852.3 29 9.2.1.1.3 (i) (ii) 2015 3,347.1 72.7% 2016 5,782.1 9.2.1.1.4 12 31 2016 2015 6,657.8 5,573.4 1,084.4 19.5% 5,522.1 5,450.7 71.4 1.3% 1,866.6 1,070.9 795.7 74.3% 1,758.7 1,307.7 451.0 34.5% 444.5 356.5 88.0 24.7% 194.4 307.9 (113.5) (36.9%) 16,444.1 14,067.1 2,377.0 16.9% 2015 14,067.1 16.9% 2016 16,444.1 2015 2016 18.7% 17.3%
9. 2015 5,573.4 19.5% 2016 6,657.8 2015 12 31 83,455.4 45.1% 2016 12 31 121,065.4 (i) (ii) 30 2015 5,450.7 1.3% 2016 5,522.1 2015 12 31 82,803.9 18.0% 2016 12 31 97,704.2 9.2.1.1.5 12 31 2016 2015 16,751.2 10,496.5 6,254.7 59.6% 3,682.0 5,959.7 (2,277.7) (38.2%) 1,622.9 755.1 867.8 114.9% 1,311.2 1,002.5 308.7 30.8% 1,299.6 896.6 403.0 44.9% 11.5 56.9 (45.4) (79.8%) 24,678.4 19,167.3 5,511.1 28.8% 2015 19,167.3 28.8% 2016 24,678.4 2015 2016 25.4% 25.9% 2015 10,496.5 59.6% 2016 16,751.2 2015 5,959.7 38.2% 2016 3,682.0 2015
9. 9.2.1.1.6 12 31 2016 2015 8,314.2 5,358.3 2,955.9 55.2% 2,221.8 2,690.9 (469.1) (17.4%) 1,475.2 1,397.8 77.4 5.5% 834.0 916.2 (82.2) (9.0%) 74.9 34.8 40.1 115.2% 12,920.1 10,398.0 2,522.1 24.3% 31 2015 10,398.0 24.3% 2016 12,920.12015 2016 13.8% 13.6% 2015 5,358.3 55.2% 2016 8,314.2 2015 2,690.9 17.4% 2016 2,221.8 9.2.1.1.7 12 31 2016 2015 2,837.6 2,160.3 677.3 31.4% 278.2 184.5 93.7 50.8% 236.6 274.3 (37.7) (13.7%) 233.6 87.8 145.8 166.1% 777.0 539.7 237.3 43.9% 4,363.0 3,246.6 1,116.4 34.4% 2015 3,246.6 34.4% 2016 4,363.0
9. 9.2.1.2 32 12 31 2016 2015 (31,416.8) (25,902.2) (5,514.6) 21.3% (1,035.9) (945.3) (90.6) 9.6% (12,286.8) (11,487.5) (799.3) 7.0% (16,717.0) (12,603.8) (4,113.2) 32.6% (61,456.5) (50,938.8) (10,517.7) 20.6% 2015 50,938.8 20.6% 2016 61,456.5 9.2.1.2.1 12 31 2016 2015 (19,188.5) (16,623.3) (2,565.2) 15.4% (7,639.5) (4,522.3) (3,117.2) 68.9% (2,708.4) (2,857.6) 149.2 (5.2%) (768.6) (843.2) 74.6 (8.8%) (440.6) (649.0) 208.4 (32.1%) (352.3) (147.6) (204.7) 138.7% (124.4) (204.6) 80.2 (39.2%) (24.8) (1.4) (23.4) 1,671.4% (169.7) (53.2) (116.5) 219.0% (31,416.8) (25,902.2) (5,514.6) 21.3%
9. 2015 25,902.2 21.3% 2016 31,416.8 2015 2016 50.8% 51.1% 2015 4,522.3 68.9% 2016 7,639.5 2015 12 31 143,053.8 69.9% 2016 12 31 243,075.2 33 2015 16,623.3 15.4% 2016 19,188.5 9.2.1.2.2 12 31 2016 2015 (489.4) (676.2) 186.8 (27.6%) (351.4) (141.7) (209.7) 148.0% (195.1) (127.4) (67.7) 53.1% (1,035.9) (945.3) (90.6) 9.6% 2015 945.3 9.6% 2016 1,035.9
9. 9.2.1.2.3 34 12 31 2016 2015 (5,090.3) (4,178.5) (911.8) 21.8% (1,625.7) (2,939.4) 1,313.7 (44.7%) (1,459.5) (1,278.3) (181.2) 14.2% (4,111.3) (3,091.3) (1,020.0) 33.0% (594.7) (326.0) (268.7) 82.4% (366.7) (348.9) (17.8) 5.1% (203.5) (134.5) (69.0) 51.3% (50.0) (50.2) 0.2 (0.4%) (20.6) (12.0) (8.6) 71.7% (12,286.8) (11,487.5) (799.3) 7.0% 2015 11,487.5 7.0% 2016 12,286.8 2015 2016 22.6% 20.0% 2015 4,178.5 21.8% 2016 5,090.3 (i) (ii) (iii) 2015 2,939.4 44.7% 2016 1,625.7 2016 5 12016 1 4
9. 9.2.1.2.4 12 31 2016 2015 (10,774.5) (8,052.5) (2,722.0) 33.8% (3,351.2) (2,570.0) (781.2) 30.4% (1,271.4) (824.7) (446.7) 54.2% (786.5) (786.0) (0.5) 0.1% (445.8) (298.0) (147.8) 49.6% 87.6 (72.6) (14.9) 20.5% (16,717.0) (12,603.8) (4,113.2) 32.6% 35 2015 12,603.8 32.6% 2016 16,717.0 9.2.1.3 2015 22,245.9 37.1% 2016 30,509.3 9.2.1.4 12 31 2016 2015 30,509.3 22,245.9 8,263.4 37.1% (7,400.8) (5,295.1) (2,105.7) 39.8% 24.3% 23.8% 0.5% 2015 5,295.1 39.8% 2016 7,400.8 2015 201623.8% 24.3%
9. 9.2.1.5 36 (i) (ii) (iii) 12 31 2016 2015 50,695.6 40,648.4 10,047.2 24.7% 24,450.0 23,463.2 986.8 4.2% 21,701.7 12,003.0 9,698.7 80.8% (1,639.6) (728.8) (910.8) 125.0% 95,207.7 75,385.8 19,821.9 26.3% 12 31 2016 2015 15,890.6 11,940.1 3,950.5 33.1% 6,986.6 7,247.1 (260.5) (3.6%) 7,678.7 3,089.3 4,589.4 148.6% (46.6) (30.6) (16.0) 52.3% 30,509.3 22,245.9 8,263.4 37.1%
9. 12 31 2016 2015 31.3% 29.4% 28.6% 30.9% 35.4% 25.7% 37 12 31 2016 2015 628,712.6 365,998.2 262,714.4 71.8% 515,150.5 370,251.1 144,899.4 39.1% 302,715.7 138,469.2 164,246.5 118.6% (43,910.7) (12,998.7) (30,912.0) 237.8% 1,402,668.1 861,719.8 540,948.3 62.8% 2015 2016 12 31 483,992.2 707,636.8 12 31 2016 2015 83,931.3 69,358.7 14,572.6 21.0% 36,581.1 32,278.0 4,303.1 13.3% 26,177.5 16,241.1 9,936.4 61.2% (529.1) (127.8) (401.3) 314.0% 146,160.8 117,750.0 28,410.8 24.1%
9. 38 12 31 2016 2015 20.7% 20.6% 20.3% 24.9% 36.2% 22.7% 2015 40,648.4 24.7% 2016 50,695.6 2015 11,940.1 33.1% 2016 15,890.6 2015 23,463.2 4.2% 2016 24,450.0 2015 7,247.1 3.6% 2016 6,986.6 2015 12,003.0 80.8% 2016 21,701.7 2015 3,089.3 148.6% 2016 7,678.7 2015 22.7% 2016 36.2%
9. 9.2.2 2015 2016 12 31 866,546.4 1,411,969.3 62.9% 747,745.8 1,261,888.3 68.8% 118,800.6 150,081.0 26.3% 39 12 31 2016 2015 27,259.80 1.90% 24,982.10 2.90% 154,329.90 10.90% 76,896.30 8.90% 87,731.30 6.20% 13,004.00 1.50% 95,167.30 6.70% 85,458.20 9.90% 118,406.00 8.40% 81,625.20 9.40% 84,991.30 6.00% 71,672.50 8.30% 140,292.60 9.90% 64,994.20 7.50% 44,884.20 3.20% 34,358.00 4.00% 549,478.00 38.90% 328,685.80 37.90% 109,428.90 7.90% 84,870.10 9.70% 1,411,969.3 100.0% 866,546.4 100.0% 6,962.5 0.6% 15,468.2 2.1% 56,390.6 4.5% 30,361.9 4.1% 511,308.6 40.5% 295,031.8 39.5% 172,405.9 13.7% 139,998.9 18.7% 243,075.2 19.3% 143,053.8 19.1% 271,745.5 21.4% 123,831.2 16.5% 1,261,888.3 100.0% 747,745.8 100.0% 115,243.0 76.8% 98,117.4 82.6% 15,030.3 10.0% 6,454.1 5.4% 19,807.7 13.2% 14,229.1 12.0% 150,081.0 100.0% 118,800.6 100.0% 1,411,969.3 100.0% 866,546.4 100.0%
9. 9.2.2.1 40 2015 2016 12 31 866,546.4 1,411,969.3 62.9% (i)(ii) (iii) (iv)(v) (vi) 9.2.2.1.1 2015 2016 12 31 76,896.3 154,329.9 100.7% 9.2.2.1.2 2015 2016 12 31 13,004.0 87,731.3 574.6% 9.2.2.1.3 2015 2016 12 31 85,458.2 95,167.3 11.4% (i) (ii)
9. 9.2.2.1.4 12 31 2016 2015 80,884.7 63,265.4 17,619.3 27.8% 8,796.5 16.1 8,780.4 54,536.7% 89,681.2 63,281.5 26,399.7 41.7% 9,816.0 7,086.6 2,729.4 38.5% 7,087.5 5,735.8 1,351.7 23.6% 6,405.8 2,570.8 3,835.0 149.2% 1,082.3 705.7 376.6 53.4% 24,391.6 16,098.9 8,292.7 51.5% 6,992.6 4,075.0 2,917.6 71.6% 121,065.4 83,455.4 37,610.0 45.1% (2,659.4) (1,830.2) (829.2) 45.3% 118,406.0 81,625.2 36,780.8 45.1% 41 2015 2016 12 31 81,625.2 118,406.0 45.1%
9. 9.2.2.1.5 42 12 31 2016 2015 31,900.8 28,131.3 3,769.5 13.4% 63,850.1 52,481.5 11,368.6 21.7% 1,953.3 2,191.1 (237.8) (10.9%) 97,704.2 82,803.9 14,900.3 18.0% (11,074.5) (9,931.2) (1,143.3) 11.5% (1,638.4) (1,200.2) (438.2) 36.5% 84,991.3 71,672.5 13,318.8 18.6% 28,047.1 24,467.8 3,579.3 14.6% 55,244.4 45,600.8 9,643.6 21.1% 1,699.8 1,603.9 95.9 6.0% 84,991.3 71,672.5 13,318.8 18.6% 2015 2016 12 31 71,672.5 84,991.3 18.6%
9. 9.2.2.1.6 12 31 2016 2015 43 17,908.8 14,229.2 3,679.6 25.9% 23,275.6 6,790.7 16,484.9 242.8% 7,348.0 4,785.1 2,562.9 53.6% 2,834.7 1,887.0 947.7 50.2% 638.1 747.2 (109.1) (14.6%) 1,783.7 3,932.2 (2,148.5) (54.6%) 152.1 2,045.5 (1,893.4) (92.6%) 53,941.0 34,416.9 19,524.1 56.7% 34,456.3 6,519.8 27,936.5 428.5% 23,232.7 380.3 22,852.4 6,009.0% 22,328.0 19,385.9 2,942.1 15.2% 3,529.7 2,175.7 1,354.0 62.2% 1,161.9 538.2 623.7 115.9% 286.8 118.8 168.0 141.4% 1,603.2 1,605.3 (2.1) (0.1%) 86,598.6 30,724.0 55,874.6 181.9% (247.0) (146.7) (100.3) 68.4% 86,351.6 30,577.3 55,774.3 182.4% 140,292.6 64,994.2 75,298.4 115.9% 2015 2016 12 31 64,994.2 140,292.6 115.9% 2015 2016 12 31 33,468.4 39,989.8 19.5%
9. 9.2.2.1.7 2015 2016 12 31 34,358.0 44,884.2 30.6% 44 9.2.2.1.8 12 31 2016 2015 54,263.5 49,144.7 5,118.8 10.4% 239,475.2 172,289.2 67,186.0 39.0% (23,666.5) (19,382.4) (4,284.1) 22.1% 270,072.2 202,051.5 68,020.7 33.7% 287,227.4 130,373.3 156,854.1 120.3% (7,821.6) (3,739.0) (4,082.6) 109.2% 279,405.8 126,634.3 152,771.5 120.6% 549,478.0 328,685.8 220,792.2 67.2% 2015 2016 12 31 328,685.8 549,478.0 67.2% (i) (ii) 2015 2016 12 31 3,301.1 5,322.3 1.49% 1.81%
9. 9.2.2.2 (i) (ii)(iii) (iv) 9.2.2.2.1 45 2015 2016 12 31 295,031.8 511,308.6 73.3% 9.2.2.2.2 2015 2016 12 31 30,361.9 56,390.6 85.7% 9.2.2.2.3 12 31 2016 2015 71,800.2 46,938.2 24,862.0 53.0% 16,545.4 13,510.9 3,034.5 22.5% 36,845.3 35,548.6 1,296.7 3.6% 24,407.5 20,553.8 3,853.7 18.7% 10,698.9 13,322.2 (2,623.3) (19.7%) 12,108.6 10,125.2 1,983.4 19.6% 172,405.9 139,998.9 32,407.0 23.1% 2015 2016 12 31 139,998.9 172,405.9 23.1%
9. 9.2.2.2.4 12 31 46 2016 2015 95,008.8 66,053.5 28,955.3 43.8% 36,121.9 14,317.2 21,804.7 152.3% 14,376.9 8,662.6 5,714.3 66.0% 9,286.6 8,200.1 1,086.5 13.2% 4,477.6 2,987.6 1,490.0 49.9% Huarong Finance Co., Ltd 10,535.4 9,838.0 697.4 7.1% Huarong Finance II Co., Ltd 72,968.0 32,672.7 40,295.3 123.3% 22.1 (22.1) (100.0%) 300.0 300.0 243,075.2 143,053.8 100,021.4 69.9% 2015 2016 12 31 143,053.8 243,075.2 69.9% (i) 350.00 (ii) 400.00 (iii)55.00(iv) 32.77 40.00 (v) 44.11 (vi) 15.00 9.2.3 2015 2016 12 31 110.1 110.1
9. 9.2.4 9.3 47 (i) (ii) (iii) 12 31 2016 2015 50,695.6 53.2% 40,648.4 53.9% 24,450.0 25.7% 23,463.2 31.1% 21,701.7 22.8% 12,003.0 15.9% (1,639.6) (1.7%) (728.8) (0.9%) 95,207.7 100.0% 75,385.8 100.0% 12 31 2016 2015 15,890.6 52.1% 11,940.1 53.7% 6,986.6 22.9% 7,247.1 32.6% 7,678.7 25.2% 3,089.3 13.9% (46.6) (0.2%) (30.6) (0.2%) 30,509.3 100.0% 22,245.9 100.0% 2016 53.2% 25.7% 22.8%52.1% 22.9% 25.2%
9. 9.3.1 48 2015 2016 40,648.4 50,695.6 53.9% 53.2% 11,940.1 15,890.6 53.7% 52.1% (i) (ii) (iii) (iv)(v) 12 31 2016 2015 (1) (2) 328,202.4 270,869.4 (3) (23,649.9) (19,382.4) 304,552.5 251,487.0 348,022.9 224,408.4 (4) 28,533.5 24,622.7 3,622.5 2,919.9 32,156.0 27,542.6 19,128.8 24,202.9 176.2 145.4 1,699.9 2,039.5 2,959.9 5,523.5 389.3 336.9 2,381.9 3,036.7 3,426.1 2,502.2 (5) 9,206.2 1,561.1 (1) (2) (i) (ii) (3) (4) (i) (ii) (5)
9. 9.3.1.1 9.3.1.1.1 49 (i) (ii) 12 31 2016 2015 117,350.7 33.7% 77,494.1 34.5% 230,672.2 66.3% 146,914.3 65.5% 348,022.9 100.0% 224,408.4 100.0% (1) 82,493.8 25.1% 94,518.0 34.9% 245,708.6 74.9% 176,351.4 65.1% 328,202.4 100.0% 270,869.4 100.0% (2) 6,867.0 24.1% 7,445.9 30.2% 21,666.5 75.9% 17,176.8 69.8% 28,533.5 100.0% 24,622.7 100.0% (1) (i) (ii) (2) (i) (ii)
9. 9.3.1.1.1.1 50 12 31 2016 2015 57,469.6 49.0% 17,508.0 22.6% 35,165.6 30.0% 26,716.9 34.4% 8,115.2 6.9% 11,158.9 14.4% 1,093.6 0.9% 279.9 0.4% 101,844.0 86.8% 55,663.7 71.8% 15,506.7 13.2% 21,830.4 28.2% 117,350.7 100.0% 77,494.1 100.0% 9.3.1.1.1.2 (i) (ii) (iii)
9. 9.3.1.1.2 12 31 2016 2015 106,676.2 30.7% 58,024.4 25.9% 241,346.7 69.3% 166,384.0 74.1% 348,022.9 100.0% 224,408.4 100.0% (1) 59,595.0 18.2% 48,735.5 18.0% (2) 268,607.4 81.8% 222,133.9 82.0% 328,202.4 100.0% 270,869.4 100.0% (3) 3,650.6 11.4% 1,527.7 5.5% 28,505.4 88.6% 26,014.9 94.5% 32,156.0 100.0% 27,542.6 100.0% 51 (1) (2) (3)
9. 9.3.1.1.2.1 52 12 31 2016 2015 48,735.5 22,337.6 106,676.2 58,024.4 96,632.8 31,818.4 (1) 59,595.0 48,735.5 (2) 2,834.5 1,335.8 816.1 191.9 3,650.6 1,527.7 (3) 15.9% 20.2% (1) (2) (3)
9. 12 31 2016 2015 (1) 21,305.3 35.8% 16,890.0 34.7% (2) 9,350.4 15.7% 8,335.9 17.1% (3) 10,862.6 18.2% 10,393.2 21.3% (4) 5,682.6 9.5% 4,886.3 10.0% (5) 9,580.8 16.1% 6,446.8 13.2% (6) 2,813.3 4.7% 1,783.3 3.7% 59,595.0 100.0% 48,735.5 100.0% 53 (1) (2) (3) (4) (5) (6) 9.3.1.1.2.2
9. 54 12 31 2016 2015 944 768 1,250 1,154 (1) 268,607.4 222,133.9 (2) (23,649.9) (19,382.4) (3) 244,957.5 202,751.5 241,346.7 166,384.0 (4) 24,882.9 23,095.0 3,622.5 2,919.9 28,505.4 26,014.9 (5) 12.1% 12.5% (6) 5,322.3 3,301.1 (7) 1.98% 1.49% (8) 8.8% 8.7% (9) 444.35% 587.10% (10) 36.0% 36.2% (1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
9. 2016 12 31 2015 (1) 52,364.6 19.5% 42,771.6 19.3% (2) 37,257.6 13.9% 31,568.3 14.2% (3) 29,214.2 10.9% 19,072.7 8.6% (4) 52,549.9 19.6% 49,248.5 22.2% (5) 80,232.6 29.9% 66,145.4 29.7% (6) 16,988.5 6.2% 13,327.4 6.0% 268,607.4 100.0% 222,133.9 100.0% 55 (1) (2) (3) (4) (5) (6) 2016 12 31 2015 152,634.2 56.8% 146,157.2 65.8% 35,830.9 13.3% 21,190.4 9.5% 12,271.0 4.6% 9,996.2 4.5% 6,121.0 2.3% 6,451.7 2.9% 12,264.4 4.6% 6,652.7 3.0% 13,701.0 5.1% 6,564.7 3.0% 3,116.4 1.2% 3,116.5 1.4% 32,668.5 12.1% 22,004.5 9.9% 268,607.4 100.0% 222,133.9 100.0%
9. 9.3.1.2 56 2016 12 31173 9,862.6 27 9,266.2 12 31 2016 2015 200 217 173 189 27 28 19,128.8 24,202.9 9,862.6 11,104.9 9,266.2 13,098.0
9. (i) (ii) (iii) (iv) (v) 57 12 31 2016 2015 17 14 1,699.9 2,039.5 2,959.9 5,523.5 (1) 2.7 3.7 176.2 145.4 (1) (i)(ii) 20162,959.9 2.7 9.3.1.3 2015 2016 336.9 389.3 2015 2016 12 31 45,877.8 113,856.1
9. 9.3.1.4 58 12 31 2016 2015 41,930.4 23,757.4 5,464.5 10,921.0 2,381.9 3,036.7 1,165.5 1,036.5 3.5% 4.6% 15.4% 17.8% 4.4 3.9 18.7% 18.2% 9.3.1.5 2015 2016 2,502.2 3,426.1 2,160.3 2,837.6
9. 9.3.2 2015 2016 31.1% 25.7% 59 12 31 2016 2015 7,053.6 7,435.0 2,100.9 2,435.2 135,750.3 75,828.3 10,800.0 8,963.4 5,924.2 5,625.5 1,965.7 1,870.8 118,467.1 83,698.4 11,124.7 10,099.2 11,382.2 10,402.7 2,956.8 2,941.1 260,185.6 211,124.5 14,445.2 12,879.1 90.1 (36.8) 1,862.3 563.2
9. 9.3.2.1 60 2015 7,435.0 5.1% 2016 7,053.6 2015 2,435.2 13.7% 2016 2,100.9 12 31 2016 2015 (1) (2) 22.4% 24.5% (3) 15.5% 22.9% (4) 1.5% 3.1% 29.5% 26.6% (5) 231.9% 617.5% 100% 131.3% 102.4% 40% 63.8% 47.2% 8% 48.6% 46.1% 20% 24.6% 71.9% 100% 101.5% 102.4% 500% (1) (2) (3) (4) (5) 2016
9. 12 31 2016 2015 2,642.7 37.5% 3,100.7 41.7% 2,326.1 33.0% 3,140.5 42.2% 1,416.2 20.1% 394.0 5.3% 303.8 4.3% 405.8 5.5% 364.8 5.1% 394.0 5.3% 7,053.6 100.0% 7,435.0 100.0% 61 2015 3,100.7 14.8% 2016 2,642.7 2015 2016 12 3111,647.2 12,318.9 2015 3,140.5 25.9% 2016 2,326.12016 2.964 2015 394.0 259.4% 2016 1,416.22016 9 2015 405.8 25.1% 2016 303.8 2015 2016 12 31 172,840.0 306,138.7
9. 9.3.2.2 2016 12 31 312016 12 62 31 118,467.1 11,124.7 13.9%52 6 6 6 2015 2016 12 31 82,803.9 97,704.22015 2016 1,401.4 1,471.6 5.0% 12 31 2016 2015 (1) 1.5% 1.8% (2) 13.9% 16.1% (3) 2.4% 2.3% (4) 3.0% 3.0% (5) 17.1% 16.8% (6) 1.21% 1.06% (7) 155.8% 155.4% (8) 10.5% 12.5% (8) 11.1% 13.0% (1) (2) (3) (4) (5) (6) (7) (8)
9. 12 31 2016 2015 4,728.4 79.8% 4,492.0 79.9% 839.9 14.2% 968.7 17.2% 355.9 6.0% 164.8 2.9% 5,924.2 100.0% 5,625.5 100.0% 63 12 31 2016 2015 18,883.9 21.8% 21,336.4 29.3% 35,077.7 40.5% 20,286.8 27.8% 7,232.4 8.3% 8,428.1 11.6% 4,569.3 5.3% 1,518.2 2.1% 2,007.4 2.3% 985.7 1.4% 2,329.4 2.7% 2,852.6 3.9% 179.3 0.2% 240.6 0.3% 16,350.3 18.9% 17,224.3 23.6% 86,629.7 100.0% 72,872.7 100.0%
9. 9.3.2.3 64 2016 26 2015 2016 12 31 211,124.5 260,185.6 79,380.4 113,609.5 140,072.5 172,483.72015 2016 2,286.9 2,337.3 2.2% 2016 12 31 1.48% 152.7% 8.6% 11.5% AA+ 12 31 2016 2015 (1) 1.0% 1.2% (2) 17.1% 19.1% (3) 2.8% 2.8% (4) 2.7% 2.8% (5) 34.5% 38.3% (6) 1.48% 0.99% (7) 152.7% 228.2% (8) 2.3% 2.3% (9) 8.6% 9.5% (9) 11.5% 13.2% (10) 65.9% 56.7% (11) 36.6% 40.6% (1) (2)
9. (3) (4) (5) (6) (7) 65 (8) (9) (10) (11) 2015 2016 12 31 63,281.5 90,876.4 43.6% 20,942.6 28,272.1 33.1% 31.1% 82,560.5 108,723.3 31.7% 2015 2016 12 31 16,098.9 22,733.0 41.2% 34,064.7 40,952.9 20.2%
9. 66 12 31 2016 2015 9,816.0 43.2% 7,086.6 44.0% 7,087.5 31.2% 5,735.8 35.6% 5,829.5 25.6% 3,276.5 20.4% 22,733.0 100.0% 16,098.9 100.0% 2015 2016 12 31 16,150.6 5,240.3 22,150.0 22,559.1 9.3.2.4 2016 2016 12 311,658.5 1,862.3 9.3.3 2015 2016 12 31 138,469.2 302,715.7 16.1% 21.6% 2015 201612,003.0 21,701.7 15.9% 22.8%
9. 12 31 2016 2015 67 242,592.7 212,448.5 2,079.4 2,119.5 1,475.2 1,439.9 1,149.5 993.1 82,310.2 64,282.9 2,252.7 1,042.6 (1) 70,117.8 36,742.4 (2) 5,329.5 1,984.1 134,871.2 60,451.1 9,516.2 5,547.3 4,521.1 2,942.8 2,523.9 1,309.5 (1) (2)
9. 9.3.3.1 68 9.3.3.1.1 (1) (2) 2015 2016 12 31 212,448.5 242,592.7 14.2%387 384 2015 2016 1,439.9 1,475.2 12 31 2016 2015 33,078.4 39,143.0 86,182.5 71,709.3 31,827.8 39,654.8 34,293.6 30,064.3 43,567.7 28,481.8 13,642.7 3,395.3 242,592.7 212,448.5
9. 9.3.3.1.2 2016 12 31 40 69 12 31 2016 2015 40 36 82,310.2 64,282.9 47,918.7 29,684.5 2,252.7 1,042.6
9. 9.3.3.2 70 2015 2016 12 31 36,742.4 70,117.82015 2016 1,984.1 5,329.5 12 31 2016 2015 63,761.1 91.0% 33,598.6 91.4% 6,356.7 9.0% 3,143.8 8.6% 70,117.8 100.0% 36,742.4 100.0% 9.3.3.2.1 2015 2016 12 31 33,598.6 63,761.1 9.3.3.2.2 2015 2016 12 31 3,143.8 6,356.7
9. 9.3.3.3 2015 2016 12 31 60,451.1 134,871.2 2015 20165,547.3 9,516.2 2,942.8 4,521.1 71 12 31 2016 2015 19,049.7 14.1% 7,605.9 12.6% 10,337.0 7.7% 3,417.2 5.7% 13,945.6 10.3% 9,323.4 15.4% 11,839.2 8.8% 7,843.1 13.0% 28,566.4 21.2% 20,422.5 33.8% 51,133.3 37.9% 11,839.0 19.6% 134,871.2 100.0% 60,451.1 100.0% 9.3.3.4 2015 2016 1,309.5 2,523.9
9. 9.3.4 72 2016 (i)(ii)(iii) (iv)(v) 131,089.7 6,283.7 9.3.5 9.3.6
9. 73 ISO 27001 ISO 27001 (ISCCC)2016 ISO 20000 2011 9.3.7 2016 2016 12 31 11,3652,4658,900 50
9. 2016 12 31 74 35 6,317 55.6% 36 45 2,743 24.1% 46 55 2,048 18.0% 55 257 2.3% 11,365 100% 2016 12 31 199 1.8% 3,220 28.3% 6,220 54.7% 1,726 15.2% 11,365 100% 2016 2016 1,500 90,0008
9. 9.4 2016 2016 75 9.4.1 2016 2016 2014 2018 9.4.2 2016
9. 9.4.3 76 2016 2016 9.4.4 2016
9. 77 9.4.5
9. 9.4.6 78 2016 ISO 27001 (ISCCC)2016 9.4.7 2016 2016
9. 9.4.8 2016 2016 79 13. 9.4.9 2016
9. 80 9.4.10 9.5 2015 2016 12 31 14.75% 12.86% 2015 2016 12 31 6.1 1 9.1 1 9.6 2017 2017 2017
9. 2017 81
10. 10.1 2016 12 31 82 H 25,043,852,918 64.10% 14,026,355,544 35.90% 39,070,208,462 100.00% 10.2 10.2.1 2016 12 31 XV 2 3 336 % (6) % (7) 12,376,355,544 (L) 88.24 (L) 31.68 (L) H (1) 12,376,355,544 (L) 49.42 (L) 31.68 (L) H (2) 1,716,504,000 (L) 6.85 (L) 4.39 (L) 1,650,000,000 (L) 11.76 (L) 4.22 (L) Central Huijin Investment H 1,716,504,000 (L) 6.85 (L) 4.39 (L) Ltd. (2) Warburg Pincus & Co. (3) H 2,060,000,000 (L) 8.23 (L) 5.27 (L) Warburg Pincus Financial International Ltd (3) H 2,060,000,000 (L) 8.23 (L) 5.27 (L) Sino-Ocean Group Holding H 1,771,410,000 (L) 7.07 (L) 4.53 (L) Limited Sino-Ocean Land Holdings Limited (4) (5) H 1,716,504,000 (L) 6.85 (L) 4.39 (L) (5) H 1,716,504,000 (L) 6.85 (L) 4.39 (L) Fabulous Treasure H 1,716,504,000 (L) 6.85 (L) 4.39 (L) Investments Limited (2) (4) (5) (L)
10. (1) 2015 12 1 (2) Central Huijin Investment Ltd. 2015 12 17 Fabulous Treasure Investments Limited 1,716,504,000 HAgricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments Limited Central Huijin Investment Ltd. Central Huijin Investment Ltd. Agricultural Bank of China Limited ABC International Holdings Limited ABCI Investment Management Limited Glorious Align Limited SOL Investment Fund LP Fabulous Treasure Investments Limited 83 (3) Warburg Pincus & Co. 2015 11 13 Warburg Pincus Financial International Ltd 2,060,000,000 HWP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International Ltd Warburg Pincus & Co. Warburg Pincus & Co. WP Global LLC Warburg Pincus XI, L.P. Warburg Pincus Private Equity XI, L.P. Warburg Pincus International Capital LLC WP Financial L.P. Warburg Pincus International L.P. Warburg Pincus Financial International Ltd (4) Sino-Ocean Group Holding Limited Sino-Ocean Land Holdings Limited 2016 9 13 Fabulous Treasure Investments Limited Shining Grand Limited 1,716,504,000 H 54,906,000 HShine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited Shining Grand Limited Sino-Ocean Group Holding Limited Sino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Team Sources Holdings Limited SOL GP Limited Profit Raise Partner 1 Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited 1,716,504,000 H Sino-Ocean Group Holding Limited Shine Wind Development Limited Faith Ocean International Limited Sino-Ocean Land (Hong Kong) Limited Shining Grand Limited 54,906,000 H (5) 2015 12 16 Fabulous Treasure Investments Limited 1,716,504,000 HRECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited RECAS Global Limited SOL Investment Fund GP Limited SOL Investment Fund LP Fabulous Treasure Investments Limited (6) 2016 12 31 14,026,355,544 H 25,043,852,918 (7) 2016 12 3139,070,208,462
10. 10.2.2 84 (Warburg Pincus LLC) 1966 (IBS) (TMT) 1994 Warburg Pincus Financial International Ltd Warburg Pincus International L.P. Warburg Pincus International L.P. 1993
11. 11.1 (1) 1 54 2012 9 2017 2 85 2017 2 2 52 2012 9 2017 2 2017 2 3 59 2012 9 2017 2 2017 2 4 (2) 52 5 (3) 57 2017 1 2017 2 2017 2 6 54 2012 9 2017 2 2017 2 7 45 2012 9 2017 2 2017 2 8 (4) 36 9 70 2012 9 2017 2 2017 2
11. 10 69 2015 3 2017 2 2017 2 86 11 67 2015 6 2017 2 2017 2 12 (5) 60 2016 11 2017 2 2017 2 1 52 2012 9 2017 1 2 55 2015 3 2017 2 3 48 2015 2 2016 3 4 58 2015 3 2016 11 (1) 2017 2 14 2017 1 (2) 2016 10 31 2016 (3) 2016 10 31 2016 2017 1 3 (4) 2016 9 13 2016 (5) 2016 6 24 2015 2016 11 11
11. 11.1.1 54 2012 9 271993 6 1983 8 1987 7 1994 10 1994 10 1997 5 1997 5 1998 8 1998 8 2003 4 2003 4 2003 7 2003 7 2003 9 2003 9 2005 12 2005 12 2009 1 2009 12012 9 2009 6 2011 11 1983 7 2011 1 H 87 52 2012 9 27 1999 11 1984 7 1989 6 1992 4 1992 4 1996 4 1996 4 1996 11 1996 11 2000 4 2000 4 2003 7 2003 7 2006 5 2006 5 2012 9 1984 7 1995 3 2007 9 52 2016 10 31 2012 10 2015 5 1985 7 1987 12 1989 9 1992 7 1994 9 1997 8 2012 9 2012 10 1985 7 1992 7 1997 7 2005 10 2008 1
11. 11.1.2 88 59 2009 3 2016 9 2012 9 27 2016 9 9 2016 9 9 1994 12 1976 12 1982 10 1984 11 1984 11 1998 9 1998 9 2000 4 2000 4 2002 8 2006 3 2006 3 2007 10 2007 10 2009 3 2007 10 2009 3 2009 3 2016 9 2009 4 2011 1 2009 1 2012 9 1994 12 1997 6 1999 2 57 2017 1 3 1978 4 1985 6 1989 2 1989 3 1996 11 1996 11 1997 9 1997 9 1998 2 1998 3 2000 2 1998 9 2000 7 2000 2 2000 6 2000 6 2006 82006 9 2014 8 2014 8 2017 1 54 2012 9 27 1997 10 1985 8 1998 8 1998 8 2004 2 2004 2 2012 12 2011 8 2012 8 1985 7 1996 7
11. 45 2012 9 27 1993 7 1999 7 2006 10 89 36 2016 9 13 2005(Warburg Pincus Asia LLC) Datong International Holdings Limited 2003 2004 2004 2005 2002 11.1.3 70 2012 9 27 2004 5 2010 5 00939 601939 2010 5 2013 3 2013 2016 12 2003 10 2016 10 1988 8 1992 1994
11. 90 69 2015 3 23 1976 1984 2003 1997 2000 2004 11 00302 2005 5 2016 12 00915 2005 6 00883 2005 9 00728 2007 6 00297 2007 10 00880 2013 3 1970 11 67 2015 6 23 1982 1992 1992 2015 72003 5 2009 6 000927 2016 11 2008 3 2014 6 300128 002013 00681 1982 7 1988 7 1994 7 60 2016 11 11 1988 1989 (European University Institute)1990 (European University Institute) 1991 1994 1994 1996 2001 2002
11. 11.2 (1) 1 50 2016 10 2017 2 2017 2 91 2 64 2015 4 2017 2 2017 2 3 58 2017 2 4 53 2014 2 2017 2 2017 2 5 51 2017 2 1 61 2012 9 2016 10 2 60 2012 9 2017 2 3 51 2015 3 2017 2 (1) 2017 1 23 3 2017 2 14 2017 2017 2 15 1
11. 92 50 2016 10 1996 12 1988 7 1996 11 1997 61997 6 2003 9 2003 9 2016 4 2016 4 1988 7 2000 6 64 2015 41994 1984 1994 1994 1998 1998 2000 2000 20142011 8 2013 3 600061 2010 6 2015 2 01359 2009 5 2016 6 01398 601398 1978 7 1997 8 58 2017 21993 11 1982 1 1988 4 1988 4 2002 11 2002 12 2015 1 2015 3 00855 1982 1 1997 12
11. 53 2014 2 1997 1984 8 2000 1 2000 12010 12 2010 12 2011 4 2011 4 2011 7 2011 7 2014 1 2014 1984 7 2001 9 2003 8 (IMBA) 93 51 2017 2 2003 1988 7 2000 3 2000 32006 8 2006 8 2011 32011 3 2013 6 2013 6 2014 42014 4 2015 2 2015 2 2016 2 2016 2 2016 82016 8 1988 7 1993 9 1996 7
11. 11.3 94 1 52 2012 9 2 54 2012 9 3 52 2012 10 4 56 2012 10 5 52 2014 11 6 55 2014 11 7 52 2015 12 8 51 2015 12 9 53 2014 11 1 61 2007 3 2016 6 8 2 61 2009 3 2016 6 8
11. 52 2012 9 95 54 2012 9 1997 11 1984 8 1998 12 1998 12 2003 9 2003 9 2006 2 2006 2 2012 9 1984 7 1998 12 52 2016 10 31 2012 10
11. 96 56 2012 10 1997 9 1980 10 1985 1 2000 4 2000 4 2001 9 2009 11 2009 11 2010 1 2010 1 2011 2 2011 2 2012 10 2012 10 2011 4 2012 121988 7 1997 7 52 2014 11 2000 12 1981 12 1985 2 2000 4 2000 42004 8 2004 8 2009 12 2009 12 2014 1 2012 9 2014 11 1997 2003 8 55 2014 11 1994 12 1986 7 1987 3 1999 12 1999 122003 6 2003 6 2006 8 2006 8 2009 12 2009 12 2010 6 2010 6 2011 4 2011 4 2013 4 2012 9 2014 11 1983 7 1986 7
11. 52 2015 122003 10 1983 12 1984 5 1999 1 1999 1 2000 2 2000 22012 10 2003 9 2004 5 2012 10 2015 7 2013 1 2015 7 2015 7 2015 12 2015 12 2015 12 2016 5 2016 5 2009 7 97 51 2015 122001 10 1984 7 1985 1 2000 4 1992 11 1994 11 1994 11 1997 3 2000 4 2001 2 2003 5 2003 5 2006 6 2006 6 2008 8 2008 8 2010 122010 12 2012 8 2012 9 2015 7 2013 11 2014 12 2015 1 2015 72015 7 2015 12 2015 7 2015 11 2015 7 2015 122015 12 2015 12 2016 5 2016 5 2016 9 2016 9 1998 8 2003 7
11. 98 53 2014 11 1997 9 2007 9 1979 2 1984 7 2001 12 2001 122010 1 2010 1 2014 11 1982 9 1984 71997 7 2003 9 11.4 11.4.1 2016 9 9 2016 9 9 2016 10 31 2016 10 31 2016 10 31 2017 1 3 2016 10 31 2017 1 9 2016 9 13 2016 9 13
11. 2016 6 242016 11 11 2016 6 24 2016 11 17 2017 1 3 2017 1 9 2017 2 14 2017 2 14 99 2016 3 3 2016 3 4 2016 11 11 2016 3 31 2016 11 17 11.4.2 2016 10 31 2017 2 14 2017 2 15 2016 10 31 2017 2 14 2017 2 15 2017 1 23 2017 1 23 2017 2 14 2017 2 14 2016 10 31 2016 10 31
11. 2017 2 14 2017 2 14 100 2017 2 14 2017 1 23 11.4.3 2016 6 8 2016 6 8 11.4.4 18. 15. 18. 56. 2016 18. 16.
12. 12.1 101 12.1.1
12. 12.1.2 董事會股東大會監督委員會監事會高級管理層經營決策委員會風險管理和內部控制委員會資金財務審查委員會資產評估審查委員會信息科技管理委員會獎懲委員會大額採購委員會企業年金管理委員會業務創新委員會資產負債管理委員會投資者戰略合作框架協議指導委員會總部部室分公司子公司戰略發展委員會風險管理委員會關聯交易委員會審計委員會提名和薪酬委員會全面預算管理委員會102
12. 12.1.3 2016 5 5 2016 5 5 A 2016 9 132016 A2016 7 29 103 12.2 12.2.1 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11)(12) (13)(14) (15) (16) (17) (18)
12. (19) (20) 104 12.2.2 5 14 35 1 2015 2016 2015 A 12.2.3 10%
12. 10 5 10 5 9010% 105 3% 3% 10 2 10% 10 10% H
12. 106 12.2.4 2016 4/5 80% 1/5 20% 5/5 100% 5/5 100% 5/5 100% 5/5 100% 1/1 100% 1/5 20% 4/5 80% 0/5 0% 5/5 100% 4/5 80% 1 11. 11.4 2 3 4
12. 12.2.5 12.3 107 12.3.1 2016 1 1 2016 3 3123 5 4 2016 9 9 2016 6 24 2016 11 11 2016 3 3 2016 11 11 2017 2 14 2017 1 102 4 4 3.10(1) 3.10(2) 3.10A (1) (2) (3)(4) (5) (6) (7)(8)
12. 108 (9) (10) (11)(12) (13) (14) (15) (16) (17) (18) (19) (20) (21) (22) (23) (24) (25) (26) (27) (28) (29) (30)
12. 12.3.2 201610 4 6 88 5 19304 35 2015 109 2015 2016 A 13.
12. 12.3.3 2016 110 9/10 90% 2/10 20% 9/10 90% 10/10 100% 10/10 100% 9/10 90% 7/10 70% 10/10 100% 1/8 13% 10/10 100% 9/10 90% 2/2 100% 1 11. 11.4 2 3 4 12.4 5
12. 12.4.1 2016 1 1 2016 3 312 2 5 4 2016 3 32016 11 11 2016 12 31 10 2017 2 141 10 4 4 111 20166 2015 2016 15
12. 2016 112 5/6 83% 2/6 33% 6/6 100% 6/6 100% 6/6 100% 6/6 100% 5/6 83% 6/6 100% 1/4 25% 6/6 100% 5/6 83% 1 11. 11.4 2 3 4 12.4.2 2016 1 1 2016 9 96 3 2016 9 9 2016 11 11 2016 12 31 5 2017 2 14 1 3
12. 113 20165 2015 2016 2016 11 2016 5/5 100% 4/5 80% 5/5 100% 5/5 100% 2/5 40% 3/5 60% 1 11. 11.4 2 3
12. 12.4.3 114 2016 1 1 2016 3 36 3 2016 3 3 2016 12 31 5 2017 2 14 1 4 2 20163 2015 2016 5 2016 3/3 100% 1/3 33% 3/3 100% 3/3 100% 3/3 100% 3/3 100% 1 11. 11.4 2 3
12. 12.4.4 2016 1 1 2016 11 11 6 23 2016 11 11 2016 12 31 5 2017 2 14 1 7 3 3 115 2016 6 2015 2015 2016 33
12. 2016 116 6/6 100% 5/6 83% 6/6 100% 6/6 100% 0/5 0% 6/6 100% 1 11. 11.4 2 3 12.4.5 2016 1 1 2016 11 11 6 2 3 2016 11 11 2016 12 31 5 2017 2 14 1 52 2
12. 2016 6 2015 2015 12 2016 6/6 100% 5/6 83% 6/6 100% 2/5 40% 5/6 83% 6/6 100% 117 1 11. 11.4 2 3 14 7 7 7
12. 118 12.5 12.5.1 (1) (2) (3) (4) (5) (6) (7) (8) (9) (10)(11) (12) (13) (14)
12. 12.5.2 2016 1 1 2016 10 31 5 1 2 2 2016 10 31 2016 2016 12 31 5 1 2 2 2017 1 23 3 2017 2 14 2017 2017 2 15 1 5 1 2 2 119 12.5.3 2016 10 31 2016 10 31 12.5.4 6 107 2/3 12.5.5 2016 7 27 2015 20152015 2016 20152016 2015 20162015 2015 2015
12. 12.5.6 120 3/3 100% 7/7 100% 7/7 100% 7/7 100% 7/7 100% 4/4 100% 1 2 12.5.7 2016 1 1 2016 10 31 5 2016 10 31 2016 12 13 2016 12 31 5 2017 1 23 3 2017 2 14 2017
12. 2017 2 15 1 (1) (2) (3) (4) (5) (6) (7) (8) (9) 121 2016 5 2015 2015 2015 2016 2015 2016 2015 2016 12.5.8 12.6 A.2.1
12. 12.7 12.7.1 122 9 11. 11.3 12.7.2 12.7.3 14. 14.26 12.8 12.8.1
12. 12.8.2 8 86-10-59619119 ir@chamc.com.cn 123 12.9 12.10 2016 20.6 12.11
12. 12.12 124 12.13 12.14 3.13 12.15 2016 2016 4 26 28
12. 2016 7 13 15 A+H 2016 7 19 2016 11 8 11 125 2016 12 19 21 2016 12.16 2016 12.17 3.28 15 3.29
13. 13.1 126 2016 2016 13.2
13. 13.3 127 13.4 1 2 3 4
13. 5 OFAC OFAC 128 6 7 8 9 13.5 1 2
13. 3 14.19 4 5 129 6 13.6
14. 14.1 9. 9.3 9. 9.6 130 9. 9.4 12. 12.3 12.3.1 12. 12.5 12.5.2 14.6 14.30 9. 9.3 9.3.7 14.10 14.11 14.2 2016 12 319. 9.2 2016 12 31H39,070,208,462 H 101.506 2016 58.8 2016 30.0% 2016 37.7% H [2008]897 H2016 10%
14. < > 2015 60 [1993]045 [2011]348 H 2016 H H 131 (1) H 10% 2016 10% (2) H 10% 2016 10% (3) H 10% 20% 2016 (4) H 20% 2016 20% 2016 2016 2016 14.3 2016 12 31
14. 14.4 2016 12 31 132 14.5 2016 12 31 5. 14.6 2016(ESG) ESG ESG ESG ESGESG ESG2016 14.7 20161,496.9 14.8 14.04(9) 5% 2016 12 31 18. 33.
14. 14.9 133 14.10 30% 14.11 201630% 14.12 2016 12 31 39,070,208,46261110. 14.13 14.14 2016 12 31
14. 14.15 18. 43. 134 2016 9 13 H A A A 2016 12 23 A 2016 9 13 12 23 A 14.16 10. 10.2 10.2.1 14.17 2015 10 30 19,696.7 2016 12 3116,223.9 13,700.0 9,600.0 2,500.0 1,600.0 2016 12 31 2,707.8 14.18 2016 12 31 5113.1 18. 40. 14.19 2016 12 31 6 33 2 1
14. 2017 3 2017 3 135 14.20 11. 12. 14.21 2016 12 31 XV 352 14.22 2016
14. 14.23 136 14.24 14.25 14.26 14.27 14.28
14. 14.29 18. 56. 14A 14A 14.30 137 14.31 18. 61. 14.32 2016 14.33 2017 3 15
15. 2016 138 15.1 2016 7 2015 2016 2015 2015 27 5 2015 2015 14
15. 15.2 15.2.1 139 15.2.2 15.2.3 2016 15.2.4 15.2.5 15.2.6 2016 2017 3 15
16. 16.1 140 2016 12 31 1000 2.32 1000 207.79 16.2 16.3 16.4 16.5 16.5.1
16. 16.5.2 16.6 141 16.7 18.
17. 2016 年度報告經營決策委員會風險管理和內部控制委員會資金財務審查委員會資產評估審查委員會信息科技管理委員會獎懲委員會大額採購委員會企業年金管理委員會業務創新委員會資產負債管理委員會風險管理委員會審計委員會戰略發展委員會關聯交易委員會總部高級管理層董事會辦公室 ( 黨委辦公室 ) 董事會股東大會提名和薪酬委員會股權事業部國際業務管理部風險管理部(第一重組辦公室)法律合規部業務評估部研究發展部人力資源部(黨委組織部)辦公室綜合管理部上市辦公室計劃財務部金融市場部業務審查部資產經營事業部投資拓展部審計部紀委監察室黨委巡視辦公室信息科技部工會委員會黨群宣傳部(黨委宣傳部)第二重組辦公室投資者戰略合作框架協議指導委員會全面預算管理委員會子公司管理部142
17. 北京分公司天津分公司河北分公司山西分公司內蒙古分公司遼寧分公司吉林分公司黑龍江分公司浙江分公司安徽分公司江西分公司福建分公司山東分公司河南分公司廣東分公司廣西分公司監事會監督委員會監事會辦公室華融金融租賃股份有限公司華融湘江銀行股份有限公司華融證券股份有限公司華融國際信託有限責任公司華融融德資產管理有限公司華融置業有限責任公司中國華融國際控股有限公司華融消費金融股份有限公司華融期貨有限責任公司海南分公司四川分公司重慶分公司雲南分公司貴州分公司陝西分公司甘肅分公司新疆分公司大連分公司深圳分公司監事會子公司分公司上海自貿區分公司上海分公司江蘇分公司湖北分公司湖南分公司143
18. 2016 12 31 144 145-150 151 152 153-154 155 156-158 159-310
145 151 310 2016 12 31 2016 12 31 2016 12 31
146 53% 23 24 27
12% 147 21 25 58
148 30
149
150 2017 3 15
2016 12 31 12 31 2016 2015 1 25,140,048 23,094,980 2 3,852,330 1,637,250 3 5,782,109 3,347,102 4 16,444,090 14,067,083 5 24,678,434 19,167,342 6 12,920,129 10,397,992 2,027,719 427,405 7 4,362,862 3,246,609 95,207,721 75,385,763 8 (31,416,755) (25,902,179) 9 (1,035,945) (945,318) 10 (12,286,782) (11,487,552) 11 (16,717,039) (12,603,781) (61,456,521) (50,938,830) 30 (3,376,316) (2,456,555) 134,419 255,562 30,509,303 22,245,940 12 (7,400,772) (5,295,142) 23,108,531 16,950,798 19,613,458 14,482,053 455,825 173,982 3,039,248 2,294,763 23,108,531 16,950,798 13 0.50 0.43 13 0.50 0.43 151
2016 12 31 152 12 31 2016 2015 23,108,531 16,950,798 (8,697) (759) (3,312,028) 2,421,040 1,146,980 (651,695) (2,165,048) 1,769,345 (96,404) 64,687 (207,741) (69,031) (2,477,890) 1,764,242 20,630,641 18,715,040 17,209,761 16,150,148 455,825 173,982 2,965,055 2,390,910 20,630,641 18,715,040
2016 12 31 12 31 2016 2015 17 27,259,805 24,982,130 18 154,329,885 76,896,262 19 4,902,346 9,298,706 20 87,731,296 13,004,002 21 95,167,253 85,458,189 22 36,347,736 32,538,933 23 118,405,979 81,625,232 24 84,991,341 71,672,497 25 140,292,637 64,994,231 26 44,884,175 34,357,970 27 549,477,957 328,685,840 28 9,564,011 6,692,635 32 1,828,408 1,070,209 33 7,145,821 5,026,771 34 9,301,184 4,826,597 35 40,339,463 25,416,214 1,411,969,297 866,546,418 36 1,987,000 20,000 37 6,962,544 15,468,153 38 4,278,497 964,936 39 56,390,595 30,361,861 40 511,308,643 295,031,782 41 172,405,868 139,998,873 42 4,680,635 3,223,251 34 700,372 552,760 43 243,075,227 143,053,839 44 260,098,916 119,070,361 1,261,888,297 747,745,816 153
2016 12 31 12 31 2016 2015 45 39,070,208 39,070,208 154 46 18,320,682 18,404,795 47 3,615,201 2,441,087 48 10,304,363 8,571,665 49 3,071,816 5,475,513 40,860,728 24,154,082 115,242,998 98,117,350 50 15,030,256 6,454,112 19,807,746 14,229,140 150,081,000 118,800,602 1,411,969,297 866,546,418 151 310 2017 3 15
2016 12 31 2016 1 1 39,070,208 18,404,795 2,441,087 8,571,665 5,475,513 24,154,082 98,117,350 6,454,112 14,229,140 118,800,602 19,613,458 19,613,458 455,825 3,039,248 23,108,531 (2,403,697) (2,403,697) (74,193) (2,477,890) (2,403,697) 19,613,458 17,209,761 455,825 2,965,055 20,630,641 3,667,732 3,667,732 (765,935) (765,935) 50 9,973,523 9,973,523 50 (1,450,000) (1,450,000) 50 (403,204) (403,204) 47 1,174,114 (1,174,114) 48 1,732,698 (1,732,698) (101,052) (101,052) (163,635) (163,635) (187,194) (350,829) 79,522 79,522 79,522 2016 12 31 39,070,208 18,320,682 3,615,201 10,304,363 3,071,816 40,860,728 115,242,998 15,030,256 19,807,746 150,081,000 2015 1 1 32,695,870 9,078,345 1,631,898 4,677,946 3,807,418 17,516,675 69,408,152 1,450,723 12,673,239 83,532,114 14,482,053 14,482,053 173,982 2,294,763 16,950,798 1,668,095 1,668,095 96,147 1,764,242 1,668,095 14,482,053 16,150,148 173,982 2,390,910 18,715,040 45 6,374,338 9,375,299 15,749,637 15,749,637 14 (3,140,710) (3,140,710) (565,693) (3,706,403) 50 5,000,000 5,000,000 50 (170,593) (170,593) 47 809,189 (809,189) 48 3,893,719 (3,893,719) 497,930 497,930 (56,929) (56,929) (19,739) (76,668) 8,080 (1,028) 7,052 (747,507) (740,455) 2015 12 31 39,070,208 18,404,795 2,441,087 8,571,665 5,475,513 24,154,082 98,117,350 6,454,112 14,229,140 118,800,602 155
2016 12 31 156 12 31 2016 2015 30,509,303 22,245,940 16,717,039 12,603,781 416,682 399,163 203,502 134,482 (134,419) (255,562) (2,730,853) (1,831,459) (233,110) (190,372) (19,477,394) (15,843,603) 11,945,329 6,159,821 3,376,316 2,456,555 (2,027,719) (427,405) 98 (611) (202,742) (163,580) (53,690) 52,360 38,308,342 25,339,510 (38,008,628) (25,338,905) (13,764,648) (8,476,141) (13,558,902) 65,057 (83,717,750) (46,943,839) 1,198,706 (676,326) (11,113,080) (5,452,404) (115,036,148) (57,617,074) 1,653,256 1,519,678 32,376,326 22,752,801 1,967,000 (60,000) (5,191,908) 662,061 25,816,229 4,158,762 114,346,919 43,863,862 (20,404,757) (10,617,283) 28,681,626 22,568,709 (56,447,417) (34,251,532) (9,123,383) (6,955,400) (65,570,800) (41,206,932)
2016 12 31 12 31 2016 2015 257,259,277 73,568,864 17,266,929 15,266,470 1,449,695 811,737 3,469,875 574,254 103,796 96,043 (463,536,954) (153,195,128) (5,840,854) (4,258,169) (3,548,797) (2,008,674) (839,631) (1,745,088) (1,969,326) (47,697) (130,782) (196,316,772) (70,937,388) 16,147,367 121,424,071 17,281,987 (350,829) (76,668) 9,973,523 5,000,000 (1,450,000) 197,825,281 36,061,354 (95,773,540) (26,628,634) 130,275,008 105,594,470 (272,293) (629,078) (33,648,904) (11,558,350) (12,443,431) (5,427,587) (1,932,619) (2,443,569) (403,204) (170,593) 313,223,063 133,150,699 157
2016 12 31 12 31 2016 2015 51,335,491 21,006,379 86,728,444 65,273,390 158 791,055 448,675 51 138,854,990 86,728,444 39,843,203 37,997,024 (18,806,340) (22,949,572) 21,036,863 15,047,452
2016 12 31 1999 11 1 2012 9 28 159 J0001H111000001 911100007109255774 2015 10 30
2016 12 31 160 11 2012 2014 1 16 38 10 12 28
2016 12 31 9 (1) 15 (1) 161 16 (2) 22 (1) 2 (1) 4 (1) 15 (1) 10 28 (3) 7 (4) 12 (4) 40 (1) 2014 2016 (5) (1) 2018 1 1 (2) 2019 1 1 (3) (4) 2017 1 1 (5) 2017 1 1 2018 1 1
2016 12 31 9 162 9 9 9 39 9 39 399 39 9
2016 12 31 9 2016 12 319 163 15 15 15 18 11 15 15 15 15
2016 12 31 15 164 2016 15 15 15 15 16 16 17 16 17 16 16 17 16
2016 12 31 16 53 2016 12 31 2,076 16 16 165 1. 2. 2 17 2 36
2016 12 31 2. 166 3. (a) (b) (c)
2016 12 31 3. 167 (i) (ii) 39
2016 12 31 4. 168 12 19 2 5
2016 12 31 4. 169 5. 4 6 6.
2016 12 31 6. 170 39 36 36 39
2016 12 31 6. 171 7. 8.
2016 12 31 8. 172 9. 9.1 9.2
2016 12 31 9. 9.2 173 39
2016 12 31 9. 174 9.2
2016 12 31 9. 9.2 175 9.3 (1) (2) (3) (4) (5)
2016 12 31 9. 176 9.3 (6) (7) (8)
2016 12 31 9. 9.3 177 9.4
2016 12 31 9. 178 9.4 (1) (2) 9.5
2016 12 31 9. 9.5 179 37
2016 12 31 9. 180 9.5
2016 12 31 9. 9.6 181 9.7 (1) (2) 9.8 (1) (2)
2016 12 31 10. 182 11.
2016 12 31 12. 183 5 35 3% 5% 2.71% 19.40% 5 20 3% 5% 4.75% 19.40% 3 10 3% 5% 9.50% 32.33% 5 10 3% 5% 9.50% 19.40%
2016 12 31 13. 184 14.
2016 12 31 15. 185
2016 12 31 16. 186 16.1 16.2 17.
2016 12 31 18. 187 18.1 18.2 18.3
2016 12 31 18. 188 18.4 18.5 18.6
2016 12 31 18. 18.7 189 (1) (2) (3) (4) (5) 19. 19.1
2016 12 31 19. 190 19.2
2016 12 31 19. 19.2 191 20. 20.1 20.2
2016 12 31 20. 192 20.3 21.
2016 12 31 22. 193 2012 12 31
2016 12 31 22. 194 23.
2016 12 31 12 1. 195 2. 2016 12 31 238,4822015 12 31 128,767 3. 2016 12 31 140,293 7872015 12 31 64,994 786 4. 2016 12 31 44,8842015 12 31 34,358
2016 12 31 5. 196 27 23 24 6. 12 34 7. 3 30
2016 12 31 1. 27 197 2016 12 31 1832015 139 2. 21 3. 12 31 2016 2015 2,447,887 1,193,942 3,334,222 2,153,160 5,782,109 3,347,102
2016 12 31 4. 198 12 31 2016 2015 4,990,526 4,203,148 1,202,451 934,812 464,792 435,412 5,522,059 5,450,687 1,758,728 1,307,686 1,866,649 1,070,911 444,513 356,536 194,372 307,891 16,444,090 14,067,083 43,502 49,935 5. 12 31 2016 2015 16,751,246 10,496,544 1,622,890 755,064 1,311,154 1,002,494 3,682,011 5,959,709 1,299,610 896,586 11,523 56,945 24,678,434 19,167,342 6,109 1,880
2016 12 31 6. 12 31 2016 2015 8,314,193 5,358,335 2,221,836 2,690,877 1,475,226 1,397,760 834,043 916,226 74,831 34,794 12,920,129 10,397,992 199 7. 12 31 2016 2015 2,837,574 2,160,258 278,248 184,545 236,576 274,317 233,579 87,780 776,885 539,709 4,362,862 3,246,609
2016 12 31 8. 200 12 31 2016 2015 (19,188,493) (16,623,286) (7,639,536) (4,522,284) (2,708,408) (2,857,623) (768,599) (843,213) (440,597) (648,964) (352,254) (147,567) (124,393) (204,605) (24,805) (1,419) (169,670) (53,218) (31,416,755) (25,902,179) 9. 12 31 2016 2015 (489,454) (676,175) (351,414) (141,731) (195,077) (127,412) (1,035,945) (945,318)
2016 12 31 10. 12 31 2016 2015 (1) (5,090,298) (4,178,503) (1,625,726) (2,939,416) (1,459,549) (1,278,310) (2) (4,111,209) (3,091,323) (594,730) (326,045) (366,709) (348,923) (49,973) (50,240) (203,502) (134,482) (12,286,782) (11,487,552) 201 (1) (2) 2016 12 31212015 12
2016 12 31 11. 202 12 31 2016 2015 (10,774,533) (8,052,504) (3,351,233) (2,569,954) (1,271,383) (824,709) (786,501) (785,950) (445,804) (297,988) (87,585) (72,676) (16,717,039) (12,603,781) 12. 12 31 2016 2015 (10,006,473) (7,841,388) (617,414) (111,474) 43,120 50,898 3,179,995 2,606,822 (7,400,772) (5,295,142) 25% 2015 25% 15% 2015 15% 16.5% 2015 16.5%
2016 12 31 12. 12 31 2016 2015 203 30,509,303 22,245,940 25% (7,627,326) (5,561,485) (1) 181,005 234,592 (2) (192,157) (163,708) 346,168 144,561 43,120 50,898 (151,582) (7,400,772) (5,295,142) (1) (2)
2016 12 31 13. 204 12 31 2016 2015 19,613,458 14,482,053 582 (642) 19,613,458 14,481,993 39,070,208 33,761,321 146 39,070,208 33,761,467 0.50 0.43 0.50 0.43 2016 12 31
2016 12 31 14. 12 31 2016 2015 (2) 1,247,752 2014 (3) 1,892,958 3,140,710 205 (1) 2015 2016 6 24 20152015 (2) 2015 6 14 2015 2015 7 1 2015 9 30 1,248 2015 12 31 (3) 2014 2015 7 6 2014 2014 1,893 2015 12 31
2016 12 31 15. 2016 12 31 206 554 39 593 490 29 519 509 35 544 (1) (1) (1) (1)(2) (1) 250 250 (3) 63 63 250 250 250 250 (4) 42 42 (5) 86 17 103 (6) 297 7 304 (7) (8) 20 1,474 29 1,523 20 1,326 23 1,369 895 4,736 179 5,810
2016 12 31 15. 2015 12 31 207 722 47 769 722 36 758 653 41 694 (1) (1) (1) (1)(2) (1)(9) 250 250 (3) 207 207 (10) 208 208 (11) 146 146 709 42 751 (7) (8) 20 1,337 19 1,376 (12) 15 941 19 975 846 5,084 204 6,134 (1) (2) 2015 22016 3 (3) 2015 3 2016 11 (4) 2016 11
2016 12 31 15. (5) 2016 5 208 (6) 2016 7 (7) 2012 2 2015 2016 (8) 2015 4 2015 2016 (9) 2015 3 (10) 2015 3 (11) 2015 6 (12) 2015 3 2015 2016 2016 12 31 2015 2015 2015 32015 6 16
2016 12 31 16. 2016 12 31 12 31 2016 2015 209 4,085 4,125 265 369 18,186 20,444 22,536 24,938 2015 2016 12 31 2016 2015 3,000,001 3,500,000 1 3,500,001 4,000,000 2 1 4,000,001 4,500,000 2 5,500,001 6,000,000 1 2 6,000,001 6,500,000 1 5 5
2016 12 31 17. 210 12 31 2016 2015 428,735 426,926 (1) 22,964,487 19,416,305 (2) 3,675,129 4,947,934 191,454 190,965 27,259,805 24,982,130 (1) 2016 12 31 13.5% 2015 12 31 14% 5% 2015 12 31 5% (2)
2016 12 31 18. 12 31 2016 2015 145,636,190 73,522,540 (1) 4,736,006 2,718,690 3,957,689 655,032 154,329,885 76,896,262 211 (1) (2) 2016 12 31 5,5572015 12 31 2,009 (3) 2016 12 31 12,1892015 12 31 10,327 44 19. 2015 12 31 2016 12 31
2016 12 31 20. 212 12 31 2016 2015 (1) 4,549,186 757,610 2,330,185 684,287 571 48,041,854 5,866,487 6,418,254 3,988,484 1,126,865 195,453 11,456,817 792,909 73,827,782 12,381,180 10,413,218 2,989,317 584,250 287,890 213,089 38,572 13,903,514 622,822 87,731,296 13,004,002 (1)
2016 12 31 21. 12 31 2016 2015 4,573,622 219,950 68,436,032 65,564,484 9,954,520 5,241,300 (1) 5,094,059 4,082,059 3,398,947 200,000 (2) 2,129,900 2,164,691 930,460 386,216 649,713 7,599,489 90,593,631 85,238,239 95,167,253 85,458,189 213 (1) (2) 22. 12 31 2016 2015 36,287,736 20,160,745 9,072,252 60,000 3,305,936 36,347,736 32,538,933
2016 12 31 22. 214 2016 12 31 76,4272015 12 31 62,471 2015 12 31 13,131 2016 12 312015 12 31 3,905 23. 2016 12 31 2015 80,884,667 63,265,392 8,796,542 16,085 89,681,209 63,281,477 9,816,041 7,086,627 7,087,467 5,735,751 6,405,757 2,570,830 1,082,292 705,669 24,391,557 16,098,877 6,992,610 4,075,095 121,065,376 83,455,449 (614,538) (289,333) (2,044,859) (1,540,884) (2,659,397) (1,830,217) 118,405,979 81,625,232
2016 12 31 23. 215 2016 12 31 119,375,337 304,550 1,385,489 1,690,039 121,065,376 1.40% (1,943,552) (101,307) (614,538) (715,845) (2,659,397) 117,431,785 203,243 770,951 974,194 118,405,979 2015 12 31 82,671,471 94,560 689,418 783,978 83,455,449 0.94% (1,501,062) (39,822) (289,333) (329,155) (1,830,217) 81,170,409 54,738 400,085 454,823 81,625,232 2016 1 1 289,333 1,540,884 1,830,217 918,033 1,361,719 2,279,752 (179,130) (829,239) (1,008,369) 883 3,447 4,330 (379,548) (23,483) (403,031) (35,033) (8,469) (43,502) 2016 12 31 614,538 2,044,859 2,659,397
2016 12 31 23. 216 2015 1 1 197,131 1,012,745 1,209,876 391,412 1,202,013 1,593,425 (128,660) (640,056) (768,716) 9,874 9,874 (133,967) (30,340) (164,307) (46,457) (3,478) (49,935) 2015 12 31 289,333 1,540,884 1,830,217 24. 12 31 2016 2015 1 1 31,900,780 28,131,292 1 5 5 63,850,148 52,481,477 5 1,953,318 2,191,124 97,704,246 82,803,893 (11,074,497) (9,931,246) 86,629,749 72,872,647 (1,638,408) (1,200,150) 84,991,341 71,672,497 1 1 28,047,143 24,467,831 1 5 5 55,244,371 45,600,821 5 1,699,827 1,603,845 84,991,341 71,672,497
2016 12 31 24. 2016 376,433 823,717 1,200,150 123,039 322,765 445,804 (8,146) (8,146) 600 600 491,926 1,146,482 1,638,408 217 2015 259,510 639,262 898,772 113,533 184,455 297,988 3,390 3,390 376,433 823,717 1,200,150
2016 12 31 25. 218 12 31 2016 2015 17,908,839 14,229,222 (1) 638,106 747,165 23,275,592 6,790,747 2,834,686 1,887,007 7,347,996 4,785,079 1,783,739 3,932,157 152,051 2,045,515 53,941,009 34,416,892 34,456,320 6,519,859 23,232,734 380,334 (2) 22,327,994 19,385,864 3,529,761 2,175,715 1,161,872 538,162 286,789 118,792 (3) 1,603,176 1,605,279 86,598,646 30,724,005 (247,018) (146,666) 86,351,628 30,577,339 140,292,637 64,994,231 (1) (2) 2016 12 31 9,5072015 12 31 10,715 (3) 2015 1,590 2016 12 311,6032015 12 31 1,605
2016 12 31 26. 12 31 2016 2015 15,738,801 13,985,888 23,775,474 14,535,096 4,954,109 5,666,584 415,791 170,402 44,884,175 34,357,970 219 27. 2016 12 31 2015 54,263,464 49,144,697 239,475,161 172,289,240 293,738,625 221,433,937 (3,663,130) (2,498,717) (20,003,322) (16,883,757) (23,666,452) (19,382,474) 270,072,173 202,051,463