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1 /2018

2

3 2017/18 2

4 3 2017/18 SMP Partners (Cayman) Limited Royal Bank House, 3rd Floor 24 Shedden Road, P.O. Box 1586 Grand Cayman KY Cayman Islands P.O. Box 309GT Ugland House South Church Street George Town Grand Cayman Cayman Islands

5 2017/ ) OP EBS Fintech Investment L.P. 2) 371.HK PPP 3) 832.HK +

6 5 2017/18 RQFIIETF ETF HFM

7 2017/

8 2017/18 7 2, % % % % % 8, % % % 1, % % % OP EBS Fintech % % % % % % , %

9 2017/18 8 Treasure Up Ventures LimitedTreasure Up 25% 77 2, % 53.7% %

10 9 2017/18 1, Xiaoju Kuaizhi Inc. 4.5 Uber Lyft, Grab, Ola, Uber, 99, Taxify Careem 55

11 2017/ , Guardforce Holdings LtdGuardforce Cash Solutions (Thailand) Ltd

12 / % 13.51% 99.6%

13 2017/ ,327 Tsingdata Holdings L.P. Gooagoo Group Holdings LtdB +

14 /18 Nobel Holdings Investments Ltd3, Thrive World Limited 50%10% Jin Dou Development Fund L.P. 31, ,

15 2017/ , HK 1,500 1,69530%

16 /18 OP EBS Fintech Investment L.P.OP EBS FintechWacai Holdings Limited5, % 4,000 4, HK PPP

17 2017/ HK % 20.4%

18 / SZ % 30%

19 2017/18 18 OPIM Holdings Limited 30% %2,600 RQFII 461RQFIIMSCI A

20 /18 OPIM Holdings Limited OPIM Holdings Limited 30%100% 5, Fundseeder Holdings LLCFundseederFundseeder Fundseeder

21 2017/ Treasure UpOP EBS Fintech 37.96% OP EBS Fintech % HK (i) Greater China Select Fund(ii) (iii)

22 / ,866 (1) 1, (2) 7,809 7,758 (3) 34,300 21,408 (4) 16,798 43,244 46,662 (1) (2) (3) 3,430 (4)

23 2017/ ,603(i) 9,977(ii) 1,395 (iii)355(iv) 325 1,085 (i) 1,114(ii) Treasure Up29 Treasure Up 335OP Vision 4,2991,497 5,796 OP EBS Fintech Treasure Up4,2921,470 2, (i)2,470(ii)

24 /18 39,560 (97) 11,220 3, (3) OP Vision (676) (1,334) (1,288) (2,378) (2,301) (187) (21,937) (26,667) Dance (21,268) 24,701 (48,924) /03/14 31/03/15 31/03/16 31/03/17 30/09/17

25 2017/ , % ,897,396,000 1,897,396,000

26 / OP EBS Fintech Greater China Select Fund 4,664 1, ,4641,630

27 2017/ ,039, ,993,000 20,055,000 22,637, ,211,000 6,000 24,289,000

28 /18 740,000,0002.1

29 2017/18 28 A.6.7

30 /18 XVXV

31 2017/ ,800, ,800, % 2 359,800, ,800, % 194,862, ,862, % 3 7,000,000 7,000, % (1) 1,897,396,000 (2) Ottness Investments LimitedOIL330,000,000 Oriental Patron Financial Services Group LimitedOPFSGL 29,800,000OIL Oriental Patron Financial Group LimitedOPFGLOPFSGL 95% OPFGLOPFGL 51% 49%OIL OPFSGL (3)

32 / % 1 Ottness Investments Limited 330,000, ,000, % OPFGL2 359,800, ,800, % Magopt Ltd.3 202,553, ,553, %

33 2017/ st Century Champion Limited4 169,068, ,068, % 169,068, ,068, % 4 169,068, ,068, % 163,574, ,574, % Grand Link Finance Limited5 158,244, ,244, % 5 158,244, ,244, % 106,100, ,100, %

34 /18 (1) 1,897,396,000 (2) OIL330,000,000OPFSGL29,800,000 OIL OPFGL OPFSGL 95%OPFGLOPFGL 51% 49% OIL OPFSGL (3) 202,553,560 Magopt Ltd.Magopt Ltd. 80% Magopt Ltd. (4) 169,068,000 21st Century Champion Limited21st Century Champion 100%21st Century Champion100% 21st Century Champion (5) Grand Link Finance LimitedGLFL 158,244,000 GLFL100%GLFL 5%

35 2017/

36 /

37 2017/

38 / ,244 46, ,547 (55,704) 17,468 (329) 114,015 (56,033) 18 10, , (3,353) (46,125) 21 (2,959) (5,602) (57,964) (42,993) 104,215 21,650 42,923 14, (1,765) 147,138 34,585 8 (15,790) (12,958) 9 131,348 21,627

39 2017/ ,701 (48,924) 14 3,353 46, (170) 28,169 (2,969) 159,517 18,658 11(a) (b)

40 / , , , , , ,912 1,342,451 1,206, ,744 35, , ,337 3,970 6,108 2,543 11,334 1, , ,990 1,786,810 1,928,717 1,829,780 3,271,168 3,036, , ,740 2,811,629 2,724,760 3,001,369 2,914,500

41 2017/ ,828 63,210 5,892 5, , ,360 28,271 27, ,881 96, ,511 25,353 15,407 49,918 25, , ,648 3,271,168 3,036,148 3,001,369 2,914,

42 /18 184,140 2,198,560 16,020 1,031 (307) 238,899 2,638, ,602 5,602 (46,035) (46,035) (2,799) (170) 21,627 18, ,140 2,198,560 21,622 (1,768) (477) 214,491 2,616, ,740 2,299,971 26,081 18,387 (603) 380,924 2,914, ,959 2, (75,896) (75,896) 318 (29) , , , ,740 2,299,971 29,358 46,441 (517) 436,376 3,001,

43 2017/18 42 (127,945) (317,950) (507,336) (654,935) (219,849) (139,717) 8, ,000 60,000 1,934 39,634 18, ,675 3,823 (37) (262) (1,082,979) (95,824)

44 /18 (75,896) (46,035) (75,896) (46,035) (1,286,820) (459,809) 1,786,810 1,670, ,990 1,210, ,990 1,210,

45 2017/ P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands (3) (2)407(2) (3)

46 /

47 2017/

48 / (ECL)

49 2017/

50 /

51 2017/ (a) 8 (b)

52 /18 4 (c) 12 (d) 21 (e)

53 2017/ (f) 3,353,00046,125,00014

54 /18 4 (g) 5 (a)

55 2017/ (b) 13

56 /18 5 (b) 509, , ,726 8, ,732 19,500 19, , ,048 7,630 7, , , , , ,664 1,233,327 (48,860) (48,860) (9,370) (9,370) (25,641) (25,641) (83,871) (83,871)

57 2017/ (b) 6,863 27, , , ,033 (25,353) (25,353) (#) (31) 17,499 17,468 11,140 (288) 10,852 25,989 25,989 3,108 3,108 (60,000) (9,370) (69,370) (1,934) (8,000) (9,934) 8,006 19, , , ,664 (48,860) (9,370) (25,641) (83,871) (#) (31) 17,499 17,468 11,140 (288) 10,852

58 /18 5 (b) 5,308 5,308 11,950 6,863 18,813 27,500 27, , ,549 8,918 8, , ,121 14,226 11, , ,209 (25,353) (25,353) (25,353) (25,353)

59 2017/ (b) 8, , ,655 (#) (375) 21,796 21,421 (25,353) (25,353) (30,655) (30,655) 27, , , ,970 (1,358) (1,358) 6,863 27, , , ,033 (25,353) (25,353) (#) (375) 21,796 21,421 (25,353) (25,353) #

60 /18 5 (b) OPIM OPIMC 53, % 3% Thrive World Limited 102, % Jin Dou Development Fund, L.P. 2,464 OP Vision L.P. 704 Xiaoju Kuaizhi Inc. 156,121 Tsingdata Holdings L.P. 23,435

61 2017/ (b) Real Estate Opportunity Capital Fund Zhong Wei Capital L.P. 1,310 6, ,710 9,500 10,000 89,338

62 /18 5 (b) OPIM OPIMC 42, % 3% Thrive World Limited 124, % Jin Dou Development Fund, L.P. 4,765 OP Vision L.P. 1,380 Xiaoju Kuaizhi Inc. 116,561 Tsingdata Holdings L.P. 23,312 Dance Biopharm Holdings Inc.

63 2017/ (b) Real Estate Opportunity Capital Fund Zhong Wei Capital L.P. 3,228 3, ,764 9,500 8,000 10,000 85,785

64 /18 6 1, ,809 7,758 34,300 21,408 16,798 43,244 46,662

65 2017/ ,192 30,118 9,052 7,758 8,786 43,244 46,662

66 / , , , ,912 10%10% 24,603,0007,809,000 16,798,0009,183,0008,088,000 7,758,000

67 2017/ ,958 15,407 15,790 12, %16.5% 69,981,000 46,029,000

68 / ,129 1, ,298 20,663 4,483 2,751 21,447 10, ,959 5,602 24,638 16,300

69 2017/ ,895, (a) 131,348 21,627 1,897,396 1,841,

70 /18 11 (b) 131,348 21,627 1,897,396 1,841,396 16,893 1,914,289 1,841,

71 2017/

72 / , , , , ,123 a 30% 24% 29.9% 29.9% 157, ,188 6,397 6,255 OPIM Holdings Limited 30% 30%

73 2017/ Treasure Up Ventures LimitedTUVL b 25% 25% 504, ,912 30% 30% c d OP EBS Fintech Investment L.P. OP EBS Fintech e 30% 20% 40% 16,953 46, ,235 Shen Jiang L.P. 50% 50% Magopt Investment L.P. 50% 888, ,123

74 /18 13 (a) ,000 30% (b) (c) (d) (e) OP Fintech Holdings LimitedOP EBS Fintech 20,000, ,255,000OP EBS Fintech 15

75 2017/ ,630 8, , , , ,039 24,701,000 48,924,000

76 /18 14 a Thrive World Limited b OPIM/OPIMC Jin Dou Development Fund L.P. OP Vision L.P. c 3.4% 3.5% 10% 10% 100% 100% 1.48% 1.48% 66.7% 66.7% 7,630 8, , ,714 53,609 42,389 2,464 4, ,380

77 2017/ Xiaoju Kuaizhi Inc. Tsingdata Holdings L.P. 1% 1% 47.3% 47.3% 156, ,561 23,435 23, , ,039 (a) 826,000 2,378,000 (b) 1,851,000 26,667,000 (c) 676,000 16

78 / ,307 5, , , ,732 18,813 19,500 27, , , ,744 35, , , , , ,015,00056,033,000

79 2017/ ,870 5,308 a 307,200 a 197,237 Greater China Select Fundb 100,747 3,997 Greater China Special Value Fund 7,979 7,953 Real Estate Opportunity Capital Fund 1,310 3,228 Zhong Wei Capital L.P. 6,696 3,635

80 / ,500 9,500 c 8,000 d 10,000 10,000 e 151, ,764 89,338 85, , ,170 (a) (#2689.HK) 20,000,000 (#829.SZ) 16,450,000 (b) 1

81 2017/ (c) (d) 10,000,000 7% 10,000,000 (e) Profit Raider Investments LimitedProfit Raider 15,000,000116,370,000 75% Guardforce Holdings LtdGuardforce Cash Solutions (Thailand) Ltd 97.5% 20% Guardforce Cash Solutions (Thailand) Ltd

82 / , ,993

83 2017/ (a) 70,530 (b) 11,718 3,886 (c) ,337 3,970 (a) 19 (b) 3, ,718 11,718 3,886 (c)

84 /18 18 a 48,860 b ,360 c 25,641 25,353 b 8,870 34,511 25,353 (a) 60,000,000 48,860,000 11,140,000

85 2017/ (b) 10% (c) TUVLTUVLTUVL 19 60,000,000 70,530,000 9,500,00074,211,000

86 / ,000, ,000 4,000, ,000 4,000, ,000 1,841, ,140 56,000 5,600 1,897, ,740 1,897, ,740

87 2017/ ,000, (a) (b) (c) 1 10%

88 / ,750,000 1,750,000 1,750, ,750,000 1,750, ,750,000 1,750, ,750,000 1,750, ,500,000 4,500,000 4,500, ,500,000 4,500,

89 2017/ ,500,000 4,500, ,500,000 4,500, ,000,000 5,000,000 5,000, ,000,000 5,000, ,000,000 5,000, ,000,000 5,000, ,500,000 1,500,000 1,500, ,500,000 1,500, ,500,000 1,500, ,500,000 1,500, ,000,000 51,000,000 12,750,000

90 / ,500,000 4,500, ,500,000 4,500, ,500,000 4,500, ,500,000 4,500, ,500,000 4,500, ,500,000 4,500, ,500,000 4,500, ,500,000 4,500, ,750,000 3,750,

91 2017/ ,750,000 3,750, ,750,000 3,750, ,750,000 3,750, ,000,000 51,000,000 (a) 1.45 (b) 51,000,000 51,000,

92 /18 21 (c) 32,822,000 2,959,0005,602, % 62.58% 4.58% 22 3,001,369,0002,914,500,000 1,897,396,0001,897,396,000

93 2017/ (a) (1) 188,080 (2) 176,325 (3) 105, ,905 (4) 52,898 Zhong Wei Capital L.P. (5) 9,374 12,433 OP Fine Billion L.P. (6) 5,000 5,000 (1) 160,000,000188,080,000 (2) 150,000, ,325,000 (3) 13,500,000105,500,000

94 /18 23 (a) (4) 60,000,00070,530,000 15,000,000 (5) Profit Raider 2,000,000 15,500, ,000 (6) OPFI GP(2) Limited 5,000,000 (b) 9,018 13,749 22,767

95 2017/ (a) 1. 22,298,00020,663, % 3,681,000 3,586, ,479,0002,751, , ,000

96 /18 24 (b) 3, ,450 1,976 4,465 2, ,289,000

97 2017/ ,000,

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