MicroPort Scientific Corporation * 252,740,000 25,274,000 227,466,000 6.10 1%0.005% 0.004% 0.00001 853 32 342C 6.104.60 6.101%0.004% 0.005%6.10 4.606.10 www.hkexnews.hk www.microport.com.cn (i)144a (ii)s *
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(1) (3) (4) www.eipo.com.hk (5) www.hkexnews.hk (6) (7) ii
................................................................... i......................................................................... iii......................................................................... 1......................................................................... 13....................................................................... 23................................................................... 28..................................................................... 29......................................... 55............................................. 58.................................................... 60..................................................................... 63..................................................................... 65......................................................................... 74.............................................................. 89......................................................................... 102........................................... 151............................................................ 159..................................................................... 168......................................................................... 169..................................................................... 171...................................................... 208......................................................................... 209.............................................................. 216........................................................ 224 iii
......................................................... I-1............................................... II-1............................................................ III-1............................................................ IV-1................................ V-1..................................................... VI-1...................................... VII-1 iv
Frost & Sullivan 26.6%28.7%28.9% 18 Firebird 2 FirebirdFirebird 2 Firebird 2 Firebird 50% Frost & Sullivan 37.6 169.224.0% Firebird Firebird 2 Firebird (TAA) (AAA) Hercules AegisHercules Aegis 170 28 5213381 283 11 1
FireMagic La Fenice 1,100 132 125 0.2% 20 20 10.2%10.7%10.6%7.0% Frost & Sullivan Frost & Sullivan 95.7%4.3% 421.3485.2560.7 2
15.2%15.6% 137.6 176.728.5%....... 421,263 100.0 86% 484,531 99.9 82% 557,056 99.3 86% 137,268 99.8 87.6% 175,923 99.5 87.2%.... 0.0 711 0.1 38% 3,670 0.7 49% 302 0.2 27.6% 804 0.5 77.1% 421,263 100.0 485,242 100.0 560,726 100.0 137,570 100.0 176,727 100.0..................... 376,620 89.4 421,748 86.9 484,096 86.3 122,591 89.1 153,545 86.9.... 18,199 4.3 23,075 4.8 28,864 5.2 7,391 5.4 12,843 7.3....................... 15,032 3.6 18,217 3.7 20,288 3.6 2,389 1.7 3,261 1.8......................... 11,412 2.7 22,202 4.6 27,478 4.9 5,199 3.8 7,078 4.0 421,263 100.0 485,242 100.0 560,726 100.0 137,570 100.0 176,727 100.0 3
4
5
6 75
7
........................ 421,263 485,242 560,726 137,570 176,727.................... (60,171) (87,703) (78,037) (17,290) (22,684)........................ 361,092 397,539 482,689 120,280 154,043.................... 16,637 20,559 22,519 3,059 1,119....... (2,122) (3,231) (1,867) 363 665............. (54,192) (59,391) (86,384) (15,090) (25,310)............. (81,350) (66,244) (98,177) (18,851) (19,545).................... (54,946) (48,068) (50,850) (9,952) (13,184)............... (27,264) (3,036) (1,022) (383) (100)......... 157,855 238,128 266,908 79,426 97,688.................... (44,200) (9,875) (17,153) (5,827) (2,990).................. 113,655 228,253 249,755 73,599 94,698...................... (11,424) (49,405) (63,382) (19,212) (14,643)............. 102,231 178,848 186,373 54,387 80,055............. 0.90 1.58 1.65 0.48 0.71............. 0.90 1.58 1.63 0.48 0.70 110 1 1011(c) 8
.................... 92,630 129,088 156,802 160,764.................... 4,619 4,517 37,548 37,353 97,249 133,605 194,350 198,117............................... 10,442 10,023 9,839........................ 27,432 38,928 14,412 29,742................................... 2,105 2,105 2,105.......................... 766 3,454 6,667 6,763 125,447 188,534 227,557 246,566................................... 47,714 48,476 56,695 64,698.................... 137,512 114,636 143,817 196,517.......................... 358............................... 2,940 207,569 193,595 177,595...................... 309,852 66,461 90,194 101,983 498,018 437,500 484,301 540,793.................... 156,814 68,945 152,260 54,990............................... 8,681 20,235 100,000.................... 12,070 434 448 452.................... 70,070 72,078 82,262 83,976............................. 1,662 11,523 26,299 16,130............................... 839 920 142 138 250,136 174,135 261,411 255,686.......................... 247,882 263,365 222,890 285,107.................... 373,329 451,899 450,447 531,673............................... 5,013 4,579 4,131 4,162............................... 7,377 16,212 23,740 23,758.......................... 23,505 34,883 34,843 12,390 44,296 62,754 62,763............................... 360,939 407,603 387,693 468,910................................... 89 89 89 89................................... 360,850 407,514 387,604 468,821............................... 360,939 407,603 387,693 468,910 9
4.60 6.10 (1)........................ 6,458.9 8,565.1 (2).............. 1.13 1.39 0.991.21 (1) 252,740,000 (2) 1,404,112,340110 4.606.10 140 11.18 1,404,112,340 0.10 226.1 136.6215.7 13.8 5.85.6 171.24.9 10
10% 50% 50% 5.35 1,246.9 50%623.4 100 Firehawk 25%311.7250.0 700,0001,000,000 20%249.4 11
5%62.3 5.35 194.1 Firebird 220,000 40,000 15 12
22 13
32 146 Device Best Device Best Technology Limited Device Best CMT ChinaValue Capital Partners, L.P. Device Best CMT ChinaValue Capital Partners, L.P. 14
Frost & Sullivan Frost & Sullivan eipo 25,274,000 15
Info Trinity Info Trinity Holdings Limited Info Trinity Info Trinity Info Trinity CMT ChinaValue Capital Partners Limited CMT ChinaValue Capital Partners, L.P. 277,466,000 144A S 16
Leader City Leader City Limited MP B.V. MicroPort Medical B.V. MP Cayman MicroPort Medical (Cayman) Corp. MP Cayman MP Cayman 17
MP Medical MicroPort Medical Limited 1%0.004% 0.005%6.10 4.60 Otsuka Holdings Co., Ltd. Otsuka Group Employee Shareholding Fund 34.6% 7,000 18
Otsuka Pharmaceutical Co., Ltd. 37,911,000 15% % 1 6 14 19
144A S S 144A 144A 571 Shanghai We Tron Shanghai We Tron Capital Corp Shanghai We Tron 49% Shanghai We TronShanghai We Tron Shanghai We Tron Shanghai We Tron Shanghai Zhangjiang Health Solution Holdings Limited SIIC MedTech Shanghai Zhangjiang Health Solution Industry Limited Info Trinity Shanghai Zhangjiang Health Solution Investment Limited Device Best 20
Shanghai ZJ Hi-Tech Investment Corporation 0.00001 SIIC MedTech SIIC MedTech Health Products Limited SIIC MedTech SIMST Medical Science and Technology Development Limited SIIC MedTech SIMST Medical Science and Technology Development Limited 2 21
Shanghai We Tron Capital 49% Shanghai We Tron Capital 94.19% eipo eipo www.eipo.com.hk eipo MP Cayman 22
AF 23
121 2 1 EP GMP 24
ISO MRI X MRI CT X 25
PTCA 101 101500 26
501 27
28
Firebird Firebird 2 Firebird Firebird 2 Firebird 2 FirebirdFirebird 89.4%83.7%5.8%3.0% Firebird 2 3.2% 80.5%83.9% Firebird 2 Firebird 2 Firebird 2 Firehawk Firebird 100 29
Firehawk 1,000 Firebird 2 Firebird 220,000 40,000 15 5.90.5 0.3 30
0.2% MP B.V. 31
12522 62.3%58.7%54.1%54.6% 40% 58.1%54.7%46.9%55.8% 24.3%21.9%17.6%22.2% 32
33
Firebird 421.3485.2 560.715.2% 15.6% 137.6176.728.5% 304288254244 9.7 34
5213381 283 1125 35
545 70,832 36
Sompo Japan Insurance Inc. 500401008.1 100 37
38
Firebird Crownus FireMagic Hercules B 39
Firebird 20.7% 6.1% Firebird Firebird 2 8,500(i) (ii) 90%(iii) (iv) 40
Cordis (Medtronic, Inc.) (Boston Scientific Corporation) (Abbott Laboratories) ev3 Inc. C.R. Bard, Inc. ev3 Inc.C.R. Bard, Inc. (Medtronic, Inc.) (Boston Scientific Corporation) Cook MedicalCook Group Inc. CordisSt. Jude Medical Inc. (Medtronic, Inc.)C.R. Bard, Inc. (Medtronic, Inc.) 41
Firebird Firebird Firebird 2 Firebird 17.6% Firebird Firebird 2 Firebird Firebird 2 42
CE Firebird CE CE CE 43
44
75 75 106 75 106 (i) (ii)(iii) 45
75 46
10% 25% 25% 10% 10% 47
10% 50% 50% 25% 48
7.5%7.5%9%15%15% 25% 0.3%0.3% 0.5% 142 142 49
142 515 50
SARSSARS 51
1.3% 33.4%32.5% 4.716.10 1.39 52
53
54
17.02(1)(b)1A27I10(d) 4356,622,162 4.5% 252,740,000 1,077,89217 1% 252,740,000 1710 (i)17.02(1)(b) 1A27(ii)342AI 10(d) (i) 435423 55
(ii) (iii) (iv) (v) E. (i) E. 10(d)17.02(1)(b) 1A27 (ii) (1) (2)(3) (4) (iii) (iv) E. (v) 17.02(1)(b)1A27I10 (i) E. 10(d) 56
(ii) (1) (2)(3) (4) (iii) I10 8.12 8.12 3A.19TC Capital Asia Limited 14A.34(1) 57
571V 25,274,000 227,466,000 58
1.000.8744 1.006.8014 1.000.0806 59
573 399166 18011601 33317 156-0044 1-37-4 151-0064 28-10-102 1 8008A402 2200 F1404 60
333 179 305A204 8 45 8 45 89 1 393901B 8 45 89 1 393902B 8 11 Ropes & Gray LLP 8 1601 61
1515 32 200040 Maples and Calder 99 53 8 39 233 54 510613 10 8 979 17 1 388 15 62
XI PO Box 309, Ugland House Grand Cayman, KY1 1104 Cayman Islands 501 201203 1 28 www.microport.com.cn FCS (PE), FCIS ACS, ACIS 573 931E 183 17 1712 1716 63
TC Capital Asia Limited 6 191904 900 200120 2966 201203 201 201203 151 201203 64
(Frost & Sullivan) Frost & Sullivan Frost & Sullivan Frost & Sullivan Frost & Sullivan 500,000Frost & Sullivan Frost & Sullivan Frost & Sullivan 200 Frost & Sullivan Frost & Sullivan Espicom Business Intelligence 62105 8,500 2,000 30,000 65
1,0455,151 1,1926,780 90% 2 466.9748.760.4% 117.4224.291.0% 65 8.1%8.3% 68.671.4 Espicom Business Intelligence 16.3%4.7% 66
19.7% 67
10.0% Frost & Sullivan 95.7% 4.3% 24.0% 18.00 16.00 14.00 13.79 16.92 12.00 11.32 10.00 8.97 8.00 6.00 4.00 3.76 4.57 5.71 7.17 2.00 0.00 Frost & Sullivan 68
X- Cordis Medtronic, Inc. (Abbott Laboratories) Sorin Biomedical (Boston Scientific Corporation) 69
Frost & Sullivan 26.6%28.7%28.9% 25.1% %............................................. 28.9 (1)....................................... 23.5 (2)....................................... 22.0 Cordis (3)...................................... 11.6 (4)...................................................... 7.7 (5)............................... 3.2 (6).......................................... 2.9.............................................................. 0.3 (1) (2) (3) Cordis (4) (5) (6) 70
%............................................. 25.1 (1)....................................... 20.5 (2)....................................... 18.5 Cordis (3)...................................... 18.0 (4)...................................................... 11.0 (5).......................................... 4.0 (6)............................... 2.6.............................................................. 0.3 (1) (2) (3) Cordis (4) (5) (6) 71
570 0.7% 72
121 21 2 2.2 110 (New England Journal of Medicine) 9.7% III Espicom Business Intelligence 78116 73
74
85 6090 75
15 Firebird 2 Firebird Mustang Pioneer PTCA (1) Cronus Crownus Apollo Aether (1) Hercules T Aegis T Hercules B Aegis B (1) (1) (1) FireMagic La Fenice (1) 76
Firebird Firebird 2 Firebird Firebird 2 77
8 78
FirebirdFirebird 2 2009 2011 8,500 (i)(ii) 90%(iii)(iv) 79
ISO 13485 18 80
33%30% 3% 33% 25% 81
25% 25% 15% 7.5% 15% 15%25% 18%20%22%24%25% 9% 15% 17% 82
142 142 83
142 10%50% 75 (1)(2) (1)(2)(3) (4)(5) 75 84
75 106 (i) (ii) (iii) 75 75 85
60 60 10,000200,000 86
2,535 606.0 6.5 2.4 15 50,000250,000500,000 200,000 90% 87
177,000 88
MP Cayman MP Cayman MP Cayman SIIC MedTech 52.78%40%7.22% Firebird MP Cayman Leader City MP Medical 100% MP B.V. MP B.V. MP B.V. MP B.V. MP B.V. A.W.J. de Korte Holding B.V. A.W.J. de Korte Holding B.V. MP B.V. A.W.J. de Korte MP Cayman A.W.J. de Korte Holding B.V. MP B.V. 100% MP Cayman MP B.V Firebird 2 MP Cayman 17.81 10 89
300,000 1,500,000 MP Cayman MP Cayman MP CaymanSIIC MedTech (i) 1,652,300 152,300 MP Cayman 90.78%9.22% (ii) 2,362,200 287,100 422,800 MP Cayman 63.5%18.6%17.9% (iii) 2,899,700 267,500 180,70089,300 MP Cayman51.73% 24.38%20.81%3.08% (iv) 3,685,000MP Cayman SIIC MedTech 405,400379,900 MP CaymanSIIC MedTech 51.71%19.18%16.38%10.31%2.42% MP CaymanSIIC MedTech MP Cayman SIIC MedTech 52.78%40%7.22% (i) 17.15%14.65%2.16%3,612,812 3,086,163455,025 (ii) 2.03%1.73%0.26% MP Cayman 427,208.96364,074.6354,716.42 (iii) 5,261,773MP Cayman 871,763705,010MP Cayman SIIC MedTech 52.78%40%7.22% 90
(iv) 12,000,000MP Cayman SIIC MedTech 3,556,4372,695,290486,500 MP Cayman SIIC MedTech 52.78% 40%7.22% MP Cayman MP Cayman 50,000 5,000,0000.01 MP Cayman SIIC MedTech Device BestInfo Trinity MP Cayman 59.29% 26.05%10.42%1.84%2.40% (i) MP Cayman SIIC MedTech 7,871 2,12778.711,105,400 SIIC MedTech SIIC MedTech MP Cayman 78.73%21.27% (ii) MP Cayman 7,003339 Shanghai We Tron Winning Forward LimitedWinning Forward 47%47%6% Winning Forward 1Shanghai We TronSIIC MedTech Winning Forward MP Cayman 70.03%21.27%5.31% 3.39% (iii) MP Cayman 500,000 50,000,0000.0117.8 Shanghai We TronSIIC MedTech Winning Forward MP Cayman 54,62316,5914,1422,644 MP Cayman 70.03%21.27%5.31%3.39% (iv) MP Cayman Shanghai We TronSIIC MedTech Winning Forward 34,962,161 10,618,409 2,649,0741,692,356349,621.61106,184.09 26,490.7416,923.56Shanghai We TronSIIC MedTech Winning Forward MP Cayman 70.03% 21.27%5.31%3.39% (v) MP Cayman 700,00065,000,000 0.015,000,0000.01 91
(vi) MP Cayman MP Cayman 1,229,8174,974,000 Shanghai We TronSIIC MedTech Winning Forward MP Cayman 68.35%20.76%5.18%3.31% 2.40% (vii) Shanghai We Tron MP Cayman 2,710,000 SIIC MedTech602,422 Shanghai We TronSIIC MedTechWinning Forward MP Cayman 63.06%26.05%5.18%3.31%2.40% (viii) Winning Forward MP Cayman 1,440,750254,250 Device Best Info Trinity850,042.50 150,007.50Winning Forward MP Cayman Shanghai We TronSIIC MedTech Device Best Info Trinity MP Cayman 63.06% 26.05%5.18%2.81%2.40%0.50% (ix) MP Cayman 1,473,898260,100 Device Best Info Trinity977,500172,500 Shanghai We TronSIIC MedTech Device Best Info Trinity MP Cayman 63.06%26.05%5.69%2.40%1.79%1.00% (x) MP Cayman 781,335137,883 Device Best Info Trinity989,951.45174,697.76 MP Cayman Shanghai We TronSIIC MedTechDevice Best Info Trinity MP Cayman 63.06%26.05%7.21%2.40% 1.27% (xi) MP Cayman Shanghai We Tron MP Cayman 32,306,784Shanghai We Tron SIIC MedTechDevice Best Info Trinity MP Cayman 63.06%26.05%7.21% 2.40%1.27% (xii) MP Cayman MP Cayman 32,306,784 MP Cayman SIIC MedTechDevice Best Info Trinity MP Cayman 63.06%26.05%7.21%2.40% 1.27% 92
(xiii) MP Cayman 1,643,874290,095 Device Best Info Trinity2,082,788.36367,550 SIIC MedTech Device Best Info Trinity MP Cayman 59.29% 26.05%10.42%2.40% 1.84% MP Cayman 1.10570.3810,261,030 MP Cayman 8,869,2454,058,000 MP Cayman 110 40% 15,090,00045,665,595 15,090,000MP Cayman 52.78% MP MedicalSIIC MedTech 7.22% Leader City MP Cayman SIIC MedTech 0.00010.0001 MP Cayman SIIC MedTech 5,278722 4,0001,229,817 MP Cayman SIIC MedTech 60,255,782 8,242,640 MP Medical Leader City MP Cayman MP Cayman MP Cayman MP Cayman MP Cayman MP Medical Leader City MP Medical Leader City100% SIIC MedTechDevice BestInfo Trinity 40.9%18.9%18.8% 4.7%0.8%15.9% 93
MP B.V. MP B.V. A.W.J. de Korte Holding B.V. A.W.J. de Korte Holding B.V. MP B.V A.W.J. de Korte MP Cayman A.W.J. de Korte Holding B.V. MP B.V. 18,000MP Cayman 94
2% (i)994,800 50%(ii) 95
994,800(x)497,400(y)994,800 0.05% 110 1 10 96
110 (1) (2) (3) (7) (4)(6) (5)(6) 40.7% 0.6% 18.9% 2.2% 4.1% 9.3% 100% 100% 100% 18.8% 4.6% 0.8% (3) 100% 100% 100% MP Medical Leader City MP B.V. 52.8% 40% 7.2% 100% 100% 100% 100% (1) 1,229,817 (2) (3) Shanghai We Tron 49% Shanghai We Tron 94.19% 97
(4) 1,091,9550.9% MP B.V. 605,226 0.5% 461,2610.4% 320,000 0.3% Xiangyuan Li 35,482 0.03% 3 (5) 4,705,258 1% (6) (7) Gao Yang Investment CorporationEssex Woodlands Health Ventures Fund VII, L.P.Qi Capital Corporation World Accord Limited10,732,835 Gao Yang Investment Corporation 5% 98
110 (1) (2) (3) (4) (4) 33.4% 0.5% 15.5% 1.8% 3.4% 25.6% 100% 100% 100% 15.4% 3.8% 0.7% 100% 100% 100% MP Medical Leader City MP B.V. 52.8% 40% 7.2% 100% 100% 100% 100% (1) (2) (3) Shanghai We Tron 49% Shanghai We Tron 94.19% (4) (5) 7 99
Otsuka Group Employee Shareholding Fund34.6% 7,000 110 Shanghai ZJ Holdings Limited Shanghai Zhangjiang Science & Technology Investment (Hong Kong) Company Limited Shanghai ZJ Holdings Limited Shanghai Zhangjiang Science & Technology Investment (Hong Kong) Company Limited (i)66.1 SIMST Medical Science and Technology Development Limited SIIC MedTech 21,588,362(ii)16.4 CMT ChinaValue Capital Partners, L.P. Device Best 5,339,857(iii)2.9 Info Trinity 942,328 SIIC MedTechDevice Best Info Trinity 100
Shanghai We Tron 49% Shanghai We Tron 94.19%Shanghai We Tron 29.974%21%0.026% Shanghai We Tron Shanghai We Tron5.81% 101
Frost & Sullivan 26.6%28.7%28.9% 18 Firebird 2 FirebirdFirebird 2 Firebird 2 Firebird 50% Frost & Sullivan 37.6 169.224.0% Firebird Firebird 2 Firebird (TAA) (AAA) Hercules AegisHercules Aegis 170 28 5213381 283 11 FireMagic La Fenice 102
1,100 132 125 0.2%20 20 10.2%10.7%10.6%7.0% Frost & Sullivan Frost & Sullivan 95.7%4.3% 421.3485.2560.7 15.2%15.6% 137.6 176.728.5% 103
Frost & Sullivan 26.6%28.7%28.9% FirebirdCordisCypher (Boston Scientific Corporation) Taxus Firebird Cypher Taxus CypherFirebird Firebird Firebird 2 132125 17081 104
18 La Fenice 28 5213 3812 8311 25 22 Firebird 291,561 Firebird 451,029 Firebird 2 805,084 Firebird 2 1,000 Frost & Sullivan 105
(Medtronic, Inc.)Guidant CorporationEndocare Inc.Cryomedical Sciences Inc.C.R. Bard, Inc. St. Jude Medical Inc. 76.0% 106
FirehawkFirehawk Firehawk FireMagic EasyFinder La Fenice 8,500 2,00030,000 PTCA 90% 107
20 16 Firebird 2Firebird 2 Firebird Firebird 89.4%83.7% 5.8%3.0% Firebird 2 3.2%80.5%83.9% 108
18 Firebird 2 Firebird Mustang Tango Jive PTCA (1) Pioneer/Scipio PTCA (1) Catenaccio PTCA (1) (1) (1) 109
Cronus (1) Apollo (1) Aether (1) Hercules T Aegis T Hercules B Aegis B FireMagic La Fenice Shengtang A (1) (1) 110
54 3 Crownus EasyFinder Willis Taurus Firebird 2 Long V Pump 111
Firehawk Castor Hercules Firebird 2 Firebird 2 Firebird 2 Firebird 2Firebird 2 0.034 Firebird 2 112
Firebird 2 Firebird Firebird 2 Firebird 2 Long Firebird 2 Firebird Firebird FirebirdFirebird 0.042 Firebird Firebird Firebird 2 Firebird Firebird 2 Firebird Firebird 2 Firebird CordisCypher (Boston Scientific Corporation) Taxus Firebird Cypher Taxus CypherFirebird Focus Firebird 2 Firebird 2 Firebird Firebird 2 Firehawk Firehawk Firehawk Firehawk Firehawk Mustang Mustang Mustang Mustang Firebird 2 113
Tango PTCA PTCA PTCA PTCA PTCA JivePioneer/Scipio CatenaccioJive PTCA Pioneer PTCA Pioneer Scipio Catenaccio PTCA Catenaccio JivePioneer/Scipio Catenaccio JivePioneer/Scipio Catenaccio Hercules T Aegis T Hercules B Aegis B Hercules T Ageis T Hercules T 3.8%4.3% 4.7%6.7% Hercules B Aegis B Aegis B Hercules B Aegis B 114
Hercules Herclule Cronus Cronus Apollo Apollo Apollo Apollo Willis Willis Crownus Crownus Crownus Taurus Taurus Taurus Aether Aether 115
FireMagic FireMagic EasyFinder EasyFinder MP3 La FeniceLa Fenice Shengtang A Shengtang A La FeniceLa Fenice III La Fenice V Pumps V Pump La Fenice V Pump V Pump 116
Firebird Firebird 2 (TAA)(AAA)Hercules AegisApollo FireMagic 117
28 Firehawk 20500 1,000 EasyFinder Willis Taurus Firebird 2 long V Pump 118
31 618 13 618 Firebird Firebird 2 13 170 14.2%8147 119
54.259.486.425.3 12.9%12.2%15.4%14.3% 10.711.314.70.07 Firebird 2 Apollo Hercules 120
Firebird 2 Firebird 100 121
Firehawk 1,000 Firebird 2 Firebird Firebird in China Fireman Firebird Focus Firebird 2 Firebird Firebird in ChinaFIC Firebird FIC 291,561 FICFIC 750FIC FIC Fireman Firebird Fireman 451,029 Fireman Focus Firebird 2 Focus80 5,084 Focus Focus Firebird 2 122
1,000 4.5 8.7 7.416.21.9 20 FirebirdFirebird 2MustangTangoScipioJive CatenaccioHercules THercules B 10.2%10.7%10.6%7.0% 1,100 0.2% 132 123
0.2% 5491142 147 MP B.V.................................. 45 69 120 125................................. 9 22 22 22....................................... 54 91 142 147 124
(i)(ii) (iii)(iv) 30 132 3090 180 125
50% 50%3090 62.3%58.7% 54.1%55.6%12540% 126
.................. 2 9 2 15 2 24 2 45....... 0 6 0 9 0 23 0 6..... 0 0 0 0 0 2 0 4.................. 2 15 2 24 2 45 2 47.................. 1 12 1 15 1 26 1 45....... 0 3 0 12 0 23 0 3..... 0 0 0 1 0 4 0 3.................. 1 15 1 26 1 45 1 45.................. 1 3 1 4 1 8 1 13....... 0 1 0 4 0 5 0 4..... 0 0 0 0 0 0 0 2.................. 1 4 1 8 1 13 1 15.................. 0 4 0 7 0 7 0 13....... 0 3 0 1 0 6 0 1..... 0 0 0 1 0 0 0 0.................. 0 7 0 7 0 13 0 14.................. 4 28 4 41 4 65 4 116....... 0 13 0 26 0 57 0 14..... 0 0 0 2 0 6 0 9.................. 4 41 4 65 4 116 4 121 22 MP B.V. 127
30 100 917475 244.6265.4263.2 96.558.1%54.7%46.9%54.6% 102.5106.498.5 39.224.3%21.9%17.6%22.2% MP B.V. 128
5% Firebird Frost & Sullivan 26.6%28.7%28.9% 25.1% 129
Firebird in ChinaFireman Focus Firebird Firebird 2 Firebird Firebird 2 37487493 (i) (ii) 3060 11212327 13.2 27.628.212.4 21.9%31.5%36.1%54.6%4.1 8.813.73.96.8% 10.1%17.5%17.2% 130
5% 9,326 70,832 700,0001,000,000................................ 121,800 162,100 233,000 70,000............................ 114,800 151,100 224,000 59,400 %................................. 94 93 96 85 131
7.3 8.511.73.4 48 30 (i) (ii) (iii) 304288254244 64.7 64.5 132
ISO 13485 La FeniceISO 13485 ISO 13485 TÜV SÜD Product Service GmbHISO 13485 TÜV SÜD Product Service GmbH ISO 133
5213381 283 11 25 2010 37 37 1425 MicroPort www.microport.com.cn 134
Cordis Medtronic, Inc.Boston Scientific Corporation Abbott Laboratories Abbott Laboratories Abbott Laboratories ev3 Inc. C.R. Bard, Inc. ev3 Inc.C.R. Bard, Inc.Medtronic Inc.Boston Scientific Corporation Cook MedicalCook Group Inc. Cordis St. Jude Medical, Inc.MedtronicInc. C.R. Bard, Inc. Shenzhen APT Medical Device Co., Ltd. Medtronic, Inc. (i) (ii)(iii)(iv) (v)(vi)(vii) (viii) 135
6437181,1511,196.............................................................. 558................................................... 199.............................................................. 170........................................................ 132 (1)...................................................... 94 (2)............................................................. 43............................................................ 1,196 (1) (2) 87.881.4 116.031.6MP B.V. (i) 136
(ii) (iii) (iv) 3.8 0.3FirebirdMustang 137
138
139
91,819112,670277,42764,920 PTCA Firebird) 220,000 140
40,000 90.0% 84.2%1.3% Aegis TAegis B (FirebirdFirebird 2) Firebird FirebirdFirebird 2FiremanFocus 7,600 (i) CPPCC (ii) (iii) 141
(i) (ii) (iii) (iv) (v) 11 a. b. c. 142
d. a. b. c. d. 5.9 0.5 0.3 143
30 144
145
146
602,500 147
1,196 148
(i) (ii) (iii) (i) (ii) 149
3A.15(5) 3A.15(5) 13.0913.10 13.4613.4813.491414A16 150
32.5% Otsuka Group Employees Shareholding Fund Otsuka Estate Ltd.Nomura Trust and Banking Co., Ltd.Otsuka Founder Family Shareholding Fund5.38%7.79%10.63% Nomura Trust and Banking Co., Ltd.Otsuka Group Employees Shareholding Fund Nomura Trust and Banking Co., Ltd.Otsuka Founder Family Shareholding Fund 1.56% Nomura Trust and Banking Co., Ltd. 5% 23 24 Taiho Pharmaceutical Co., Ltd. Taiho Pharmaceutical Co., Ltd. JIMRO Co., Ltd.JIMRO JIMRO JIMRO 151
Pocari Sweat Calorie Mate Oronamin-C Drink Nature Made 18 10.2%10.7%10.6%7.0% 23 152
3.3%4.7%5.5%2.9% 89.8%89.3%89.4%93.1% 30%70% 10 153
32.5% Thai Otsuka Pharmaceutical Co., Ltd Otsuka (Philippines) PharmaceuticalInc P.T. Otsuka Indonesia Otsuka Pakistan Ltd Japan Immunoresearch Laboratories Co., Ltd. 154
0.05%0.11%0.15%0.17% (a)(b) (c)(d) (i) (ii) (iii) 10 5 155
(i) (ii) (iii) (iv) (v) 156
A 12 A 14.06 22.7530.575.17............................ 39,730,239.8 51,649,311.7 67,144,105.2 30% 157
14A.07 5% 14A.4514A.47 14A.3714A.4014A.48 14A.35(1) 14A.35(2)14A.35(5)14A.3614A.3714A.38 14A.3914A.40 28 158
.................................... 47...................................... 40.................................... 34.................................... 48................................. 55.................................. 66.................................... 53.................................... 71.................................... 46.................................... 52 47 20 Endocare Inc. Cryomedical Sciences Inc. 14 40 16 34 10 159
48 19 Medtronic AVE Vas Cath Inc.C.R. Bard, Inc. 3052 55 Mizuho Corporate Bank Ltd. IBJ 3iBJ Ltd.3i Group plc IBJ IBJ (Canada) 66 JIMRO Co., Ltd.JIMRO JIMRO 53 European University of Ireland 71 30 160
10 46 15 American Dairy Inc.ADY Honeywell International Tyco International Lucent Technologies State University of New York at BuffaloFuqua School of Business at Duke University 52 Terry McCarthyShui Ming Chung SIIC MedTech 161
...................................... 40.................................... 34.................................... 47...................................... 41.................................... 40.................................... 51.................................... 51.................................... 38 41 13 Medtronic Inc. Guidant Corporation 4010 51 18 St. Jude Medical Inc. Jostens Inc. William F. McKeon William Weili Dai 162
William F. McKeonWilliam Weili Dai William F. McKeon 51 25 2337.HK489.HK 3323.HK2222.HK 38 15 3.21C3 B1 163
658,000559,000656,000166,000 25.1 12.310.36.1 0.7 (i) (ii) (iii) XV 164
13.51(2)(h)(v) Shanghai We Tron (i) PTCAPTCA PTCA(ii) (iii) (a) (b) (c) (i) 10% (ii) 10% (i) (ii) 10% 165
(a) (b) (i) (ii) (i) (ii) 10 10 166
3A.19 TC Capital Asia Limited 3A.23 167
XV23 5% % % (1)................ 468,994,120 40.7 468,994,120 33.4 (2)............ 217,110,000 18.9 217,110,000 15.5 (3)............ 215,883,620 18.8 215,883,620 15.4 (3)............ 53,398,570 4.6 53,398,570 3.8 (3)............ 9,423,280 0.8 9,423,280 0.7.................. 7,042,580 0.6 7,042,580 0.5 (1) (2) Shanghai We Tron Capital Corp 49% Shanghai We Tron Capital Corp 94.19% Shanghai We Tron Capital Corp Shanghai We Tron Capital Corp 33% (3) Shanghai ZJ Holdings Limited Shanghai Zhangjiang Science and Technology Investment (Hong Kong) Company Limited 50% Shanghai (Z.J.Holdings Limited Shanghai Zhangjiang Science and Technology Investment (Hong Kong) Company Limited Shanghai Zhangjiang Haocheng Venture Capital Co., Ltd Shanghai Zhangjiang Science and Technology Investment Co., Shanghai Zhangjiang Haocheng Venture Capital Co., Ltd Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd53.58% Shanghai Zhangjiang Science and Technology Investment Co. ZJ Holdings LimitedShanghai Zhangjiang Science and Technology Investment (Hong Kong) Company Limited Shanghai Zhangjiang Haocheng Venture Capital Co., LtdShanghai Zhangjiang Hi-Tech Park Development Co., Ltd XV23 5% 168
500,000,0000.00010.0001 498,770,1830.00011,229,817....... 50,000.0 113,907,4170.0001.............................. 11,390.7 1,229,8170.0001.............................. 123.0 5,000,000,0000.00001........................... 50,000.0 1,151,372,3400.00001.. 11,513.7 252,740,0000.00001............................. 2,527.4 1,404,112,3400.00001........................... 14,041.1 (a) (b) (c) (d) 169
(a) 20% (b) (a) (b) (c) 10% (a) (b) (c) 170
Frost & Sullivan 26.6%28.7%28.9% 18Firebird 2 FirebirdFirebird 2 Firebird 2 Firebird 2Firebird 132 125 0.2%20 20 10.2%10.7%10.6%7.0% 421.3485.2560.7 15.2%15.6% 137.6 176.728.5% Firebird 171
Firebird 20.7% 6.1% Cordis ev3 Inc. C.R. Bard, Inc. 172
Firebird FirebirdFirebirdFirebird 2 17.6%FirebirdFirebird 2 Espicom Business Intelligence 62 105 1,100 173
Firehawk 25% 7.5%7.5%9%15%15% 174
25% 2 175
176
(i)(ii) (iii) Firebird 2 10.2%10.7%10.6%7.0% 421.3 484.5557.1175.9 100.0%99.9%99.3%99.5% 0.73.7 0.8 2.9 9.83.3................ 421,263 100.0 86% 484,531 99.9 82% 557,056 99.3 86% 137,268 99.8 88% 175,923 99.5 87%............. 0.0 711 0.1 38% 3,670 0.7 49% 302 0.2 28% 804 0.5 77% 421,263 100.0 86% 485,242 100.0 82% 560,726 100.0 86% 137,570 100.0 87% 176,727 100.0 88% 177
................ 376,620 89.4 421,748 86.9 484,096 86.3 122,591 89.1 153,545 86.9...................... 18,199 4.3 23,075 4.8 28,864 5.2 7,391 5.4 12,843 7.3.................. 15,032 3.6 18,217 3.7 20,288 3.6 2,389 1.7 3,261 1.8.................... 11,412 2.7 22,202 4.6 27,478 4.9 5,199 3.8 7,078 4.0 421,263 100.0 485,242 100.0 560,726 100.0 137,570 100.0 176,727 100.0........................ 378,113 89.7 433,286 89.3 501,252 89.4 129,587 94.2 164,440 93.0......... 14,343 3.4 22,902 4.7 31,192 5.5 6,333 4.6 5,303 3.0...................... 20,104 4.8 16,629 3.4 15,495 2.8 1,650 1.2 5,551 3.2........................ 8,703 2.1 12,425 2.6 12,787 2.3 1,433 0.8 43,150 10.3 51,956 10.7 59,474 10.6 7,983 5.8 12,287 7.0 421,263 100.0 485,242 100.0 560,726 100.0 137,570 100.0 176,727 100.0 178
Firebird...... 81,517 4,620 107,059 (1) 3,795 11,603 2,796 2,566 3,197 2,094 2,512 Firebird 2..... 3,704 4,180 116,092 3,856 29,007 3,943 38,233 3,878........ 81,517 4,620 110,763 3,808 127,695 3,791 31,573 3,883 40,327 3,807........... 900 20,181 1,199 19,212 1,519 19,002 373 19,814 674 19,054.................. 17,621 764 24,645 665 31,764 638 2,842 841 5,525 590 (1) 12,548Firebird 0.2% 244.6265.4263.2 96.558.1%54.7%46.9%54.6% 102.5106.498.5 39.224.3%21.9%17.6%22.2% 179
(i) (ii) (iii)firebird 13.6 9.7................ 36,492 60.6 36,193 41.3 38,718 49.7 8,450 48.9 11,063 48.8............. 16,460 27.4 19,708 22.5 25,784 33.0 6,008 34.7 8,184 36.1............. 4,487 7.5 4,954 5.6 10,938 14.0 1,672 9.7 3,096 13.6... 13,635 15.5............. 1,552 2.6 12,464 14.2 2,411 3.1 1,075 6.2 341 1.5........................ 1,180 1.9 749 0.9 186 0.2 85 0.5 60,171 100.0 87,703 100.0 78,037 100.0 17,290 100.0 22,684 100.0 (i)(ii) 10.711.314.70.07 180
(i) (ii)(iii) (iv) (i) (ii) (iii)(iv) (i)(ii) (iii) (iv) MP CaymanMP Cayman 10,261,030 MP Cayman11 10,261,030 1.10570.38MP Cayman8,869,245 181
MP Cayman 6,009,157 6,195,3623,169,743 1.2674.25 MP Cayman............. 648 815 781 354 327............. 4,755 2,223 2,197 997 922.................... 16,211 (2,764) 1,863 864 798 21,614 274 4,841 2,215 2,047 4.253.062 2.2 24 (i) (ii) (iii) (i)(ii) 182
28.72.010.2.7 MP Medical Leader City MP Medical Leader City MP B.V. 20%25.5% 33%30%3% 33% 25% 25% 25% 183
15% 7.5% 15%15%25% 18%20%22%24%25% 9% 15%25%........................ 421,263 100.0 485,242 100.0 560,726 100.0 137,570 100.0 176,727 100.0.................... (60,171) (14.3) (87,703) (18.1) (78,037) (13.9) (17,290) (12.6) (22,684) (12.8)........................ 361,092 85.7 397,539 81.9 482,689 86.1 120,280 87.4 154,043 87.2.................... 16,637 3.9 20,559 4.2 22,519 4.0 3,059 2.2 1,119 0.6....... (2,122) (0.5) (3,231) (0.7) (1,867) (0.3) 363 0.3 665 0.4............. (54,192) (12.9) (59,391) (12.2) (86,384) (15.4) (15,090) (11.0) (25,310) (14.3)............. (81,350) (19.3) (66,244) (13.7) (98,177) (17.5) (18,851) (13.7) (19,545) (11.1).................... (54,946) (13.0) (48,068) (9.9) (50,850) (9.0) (9,952) (7.2) (13,184) (7.5)................ (27,264) (6.5) (3,036) (0.6) (1,022) (0.2) (383) (0.3) (100) (0.1)......... 157,855 37.5 238,128 49.1 266,908 47.6 79,426 57.7 97,688 55.3.................... (44,200) (10.5) (9,875) (2.0) (17,153) (3.1) (5,827) (4.2) (2,990) (1.7).................. 113,655 27.8 228,253 47.0 249,755 44.5 73,599 53.5 94,698 53.6...................... (11,424) (2.7) (49,405) (10.2) (63,382) (11.3) (19,212) (14.0) (14,643) (8.3)............. 102,231 24.3 178,848 36.9 186,373 33.2 54,387 39.5 80,055 45,3 184
137.628.5% 176.7 122.625.2%153.5 Firebird 2Firebird 2 29,00738,233Firebird 2(i)(ii)Firebird 2 Firebird 2 7.473.8% 12.8Hercules T Hercules BHercules THercules B (i) (ii)hercules B 2.4 36.5%3.3 MustangMustang 4.9 28.1%6.3 ApolloCronusApollo Cronus 0.30.8 La Fenice La Fenice 17.331.2% 22.7 185
6.2 0.7 120.3 28.1%154.0 3.163.4% 1.1 1.1 0.483.2% 0.7 0.3 15.1 67.7%25.3 (i) 4.4(ii) 3.8 10.032.5% 13.2 (i) 1.2(ii)1.0 0.473.9% 0.1 0.4 0.1 186
5.848.7% 3.0 3.5 0.7 19.223.8% 14.6 26.1%15.5% 54.4 47.2%80.1 39.5%45.3% 485.215.6%560.7 421.714.8% 484.1Firebird Firebird 2Firebird Firebird 298,215Firebird94,511Firebird 23,704 12,548Firebird 127,695Firebird11,603Firebird 2116,092 (i) (ii)firebird 2(iii)FirebirdFirebird 2 FirebirdFirebird 2 23.125.1%28.9 Hercules T 21.510.8%23.8 ApolloCronus 187
Hercules TApolloCronus 0.7 3.7La Fenice La Fenice(i) La Fenice(ii) La Fenice 87.711.0%78.0 (i) 13.6(ii) 9.7 13.6 397.521.4% 482.781.9%86.1% 20.69.5%22.5 3.4 1.7 3.242.2%1.9 3.1 1.7 59.445.4% 86.4(i) 15.3(ii) 188
Firehawk3.9 (iii)2.8(iv) 1.2 66.248.2% 98.2Firebird 2 (i) 12.5(ii) Firebird 26.0(iii) 5.2(iv) 4.9 3.066.3%1.0 (i)2.3(ii) 1.7 0.022.5 9.973.7%17.2 8.2 0.7 49.428.3%63.4 (i)9% 15%(ii)(iii) 21.6% 25.4% 178.84.2% 186.436.9%33.2% 189
421.315.2%485.2 376.612.0% 421.7FirebirdFirebird 81,51794,51112,548Firebird Firebird (i)(ii)firebird Firebird 23,704 Firebird FirebirdFirebird 217.6% Firebird 18.226.8%23.1Hercules T Hercules T(i) (ii)hercules T 15.021.2% 18.2MustangMustang (i)(ii)mustang 11.488.3% 21.5JiveScipio Catenaccio 0.7 La Fenice 60.245.8%87.7 (i) 190
13.6(ii) 9.7 361.110.1% 397.585.7%81.9% 16.623.6%20.6 (i)(ii) 3.4 2.152.3%3.2 1.2 54.29.6% 59.4(i) 3.7(ii) Firehawk1.0 81.418.6% 66.2(i) 10.8(ii) 1.9 2.5(i) (ii) 54.912.5%48.1 19.0 (i)(ii) 191
(i) 7.0(ii) 3.3(iii)1.1 27.388.9%3.0 24.4 44.277.7%9.9 8.126.7 11.449.4 (i)7.5%9% (ii)(iii) 10.1%21.6% 102.274.9% 178.824.3%36.9% 48.556.7 (i)6.8 Firebird 2 Firebird 2Firebird 2FirebirdFirebird 2Firebird (ii)4.3 Firebird 2Firebird 2 2.8 64.73.9 2.2Firebird 2 192
................................. 30,285 32,382 29,560 33,488................................. 8,080 10,935 15,225 17,121................................. 9,349 5,159 11,910 14,089 47,714 48,476 56,695 64,698 1.6 12.0 9.7............................. 1,552 12,008 11,806........................ 1,552 12,464 2,411 341........................ (2,008) (2,613)....... 1,552 12,008 11,806 12,147 (i) (ii) (iii) 304288 254244 (1)....................... 304 288 254 244 (1) 365 90 57.460.975.422.3 193
64.5 11.7 3090180 50%50% 3090 137.5 114.6 114.6 143.8 196.5.......................... 136,231 106,588 121,672 173,275........................ 2,204 6,758 14,701 12,298 138,435 113,346 136,373 185,573.......................... (8,651) (6,148) (2,551) (2,551) 129,784 107,198 133,822 183,022.......................... 829 1,413 6,089 7,202.......................... 6,899 6,025 3,906 6,293 137,512 114,636 143,817 196,517 194
8.7 6.1 2.5 6.12.6 3.62.6.......................... 8,201 8,651 6,148 2,551.............. 450 (2,503) (17).................... (3,580)..... 8,651 6,148 2,551 2,551................................... 73,556 100,820 130,346 179,981........................ 34,540 408 3,247 2,109.................... 19,840 28 85........................ 1,848 5,970 201 847............................... 56,228 6,378 3,476 3,041 129,784 107,198 133,822 183,022 10091 9174 50%50% 3090 75 195
(1)............ 100 91 74 75 (1) 365 90 170.7 (i) (ii) 3060 156.8 68.9107.6 68.9152.3 94.1 55.0 104.3.......................... 2,552 4,332 5,176 8,291............................... 167 131 1,259.................. 36,204 54,022 42,412 45,204................ 109,213 10,424 101,945 236................ 8,845 2,596 156,814 68,945 152,260 54,990 196
.............. 2,248 4,045 4,991 7,233............ 102 50 44 823............ 202 237 141 235 2,552 4,332 5,176 8,291 1121 2327 (1)............ 11 21 23 27 (1) 365 90 57.4 60.975.422.3 7.1 102.0 197
..... 150,065 277,177 202,917 39,589 30,663..... (30,956) (268,254) (33,968) (31,064) (13,526)..... (112,935) (251,463) (145,222) (19,284) (5,298)............... 6,174 (242,540) 23,726 (10,759) 11,839...................... 303,699 309,852 66,461 66,461 90,194............. (21) (851) 7 (24) (50)...................... 309,852 66,461 90,194 55,678 101,983 30.7 (i)94.7(ii) 11.2(i)52.3(ii) 13.0(iii)11.9 202.9(i) 250.0(ii)19.7(iii)17.2 (i)40.4(ii)29.8 (iii)12.3 277.2(i) 228.3(ii)29.5(iii) 18.0(iv)16.3(i) 19.9(ii)9.3 150.1(i) 113.7(ii)44.2(ii) 21.6(iv)13.4(i)33.5 (ii)11.7(iii)5.9 13.5(i)30.2 198
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175.5........................ 47,714 48,476 56,695 64,698 72,603......... 137,512 114,636 143,817 196,517 240,509............... 358.................... 2,940 207,569 193,595 177,595 32,601........... 309,852 66,461 90,194 101,983 66,974 498,018 437,500 484,301 540,793 412,687......... 156,814 68,945 152,260 54,990 88,895.................... 8,681 20,235 100,000 50,000......... 12,070 434 448 452 458......... 70,070 72,078 82,262 83,976 93,433.................. 1,662 11,523 26,299 16,130 4,246.................... 839 920 142 138 132 250,136 174,135 261,411 255,686 237,164.................. 247,882 263,365 222,890 285,107 175,523 36.768.758.3 30.2 4.5 3.5 200
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5.350.0................................. 7,798 6,821 24,271 24,994.................... 182,628 167,944 7,798 6,821 206,899 192,938................................. 1,774 1,134 1,005 989.......................... 1,101 108 996 742 2,875 1,242 2,001 1,731 12.0 202
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10 8 223 MicroPort Medical Limited Leader City Limited B15 I-1
3.340 B 2410 I-2
A 1 B.......... 34 421,263 485,242 560,726 137,570 176,727...... (60,171) (87,703) (78,037) (17,290) (22,684).......... 361,092 397,539 482,689 120,280 154,043...... 5 16,637 20,559 22,519 3,059 1,119.... 5 (2,122) (3,231) (1,867) 363 665.... (54,192) (59,391) (86,384) (15,090) (25,310).... (81,350) (66,244) (98,177) (18,851) (19,545)...... (54,946) (48,068) (50,850) (9,952) (13,184).... (27,264) (3,036) (1,022) (383) (100)...... 157,855 238,128 266,908 79,426 97,688...... 6(a) (44,200) (9,875) (17,153) (5,827) (2,990).... 6 113,655 228,253 249,755 73,599 94,698........ 7(a) (11,424) (49,405) (63,382) (19,212) (14,643).... 102,231 178,848 186,373 54,387 80,055...... 11... 0.90 1.58 1.65 0.48 0.71... 0.90 1.58 1.63 0.48 0.70 I-3
2 B.... 102,231 178,848 186,373 54,387 80,055...... 6,029 3,820 577 (595) (1,132).... 108,260 182,668 186,950 53,792 78,923 I-4
3. B...... 12 92,630 129,088 156,802 160,764................ 12 4,619 4,517 37,548 37,353 97,249 133,605 194,350 198,117................. 13 10,442 10,023 9,839.......... 27,432 38,928 14,412 29,742..................... 14 2,105 2,105 2,105............ 22(b) 766 3,454 6,667 6,763 125,447 188,534 227,557 246,566..................... 16 47,714 48,476 56,695 64,698...... 17 137,512 114,636 143,817 196,517............ 22(a) 358................. 18 2,940 207,569 193,595 177,595........ 19 309,852 66,461 90,194 101,983 498,018 437,500 484,301 540,793...... 20 156,814 68,945 152,260 54,990................. 21 8,681 20,235 100,000...... 21 12,070 434 448 452...... 25(c)(ii) 70,070 72,078 82,262 83,976............... 22(a) 1,662 11,523 26,299 16,130................. 23 839 920 142 138 250,136 174,135 261,411 255,686............ 247,882 263,365 222,890 285,107...... 373,329 451,899 450,447 531,673................. 21 5,013 4,579 4,131 4,162................. 23 7,377 16,212 23,740 23,758............ 22(b) 23,505 34,883 34,843 12,390 44,296 62,754 62,763................. 360,939 407,603 387,693 468,910............... 25..................... 89 89 89 89..................... 360,850 407,514 387,604 468,821................. 360,939 407,603 387,693 468,910 I-5
4 B........ 15 519,451 519,725 524,566 526,613........ 17 117,807 3 114,433........ 19 779 11,713 4,162 8,623 118,586 11,716 118,595 8,623............ 20 143,662 36,467 129,653 23,901...... 25(c)(ii) 70,070 72,078 82,262 83,976............... 22(a) 4,754 213,732 108,545 216,669 107,877............ (95,146) (96,829) (98,074) (99,254)...... 424,305 422,896 426,492 427,359............ 22(b) 8,358 12,972 12,972................. 424,305 414,538 413,520 414,387............... 25(a)..................... 89 89 89 89..................... 424,216 414,449 413,431 414,298................. 424,305 414,538 413,520 414,387 I-6
5 B.......................................................... 90 1 454,654 1,720 64 456,529................................................................ 25(c)(i) (1) (1).......................................................... 25(b)(ii) (226,129) (226,129).................................................. 24(c) 21,614 21,614...................................................... 25(c)(iii) 3,788 (3,122) 666.............................................................. 6,029 102,231 108,260....................................................................... 13,828 (13,828).............................. 89 3,789 228,525 7,749 18,492 13,828 88,467 360,939.......................................................... 25(b)(ii) (136,632) (136,632).................................................. 24(c) 274 274...................................................... 25(c)(iii) 2,849 (2,495) 354..................................................................... (6,008) 6,008.............................................................. 3,820 178,848 182,668 25(c)(i) 25(d)(i) 25(d)(ii) 25(d)(iii) 25(d)(iv) 25(d)(v).............................. 89 6,638 91,893 11,569 10,263 13,828 273,323 407,603.......................................................... 25(b)(ii) (91,893) (123,819) (215,712).................................................. 24(c) 4,841 4,841...................................................... 25(c)(iii) 10,260 (6,249) 4,011..................................................................... (1,505) 1,505.............................................................. 577 186,373 186,950............................ 89 16,898 12,146 7,350 13,828 337,382 387,693.................................................. 24(c) 2,047 2,047...................................................... 25(c)(iii) 354 (107) 247.............................................................. (1,132) 80,055 78,923...................................................... 89 17,252 11,014 9,290 13,828 417,437 468,910.......................................................... 89 6,638 91,893 11,569 10,263 13,828 273,323 407,603.................................................. 24(c) 2,215 2,215..................................................................... (120) 120.............................................................. (595) 54,387 53,792...................................................... 89 6,638 91,893 10,974 12,358 13,828 327,830 463,610 I-7
6 B.... 19(b) 163,582 298,951 243,000 42,894 55,611.. (11,747) (19,935) (40,423) (3,305) (13,048).. (11,884).. (1,770) (1,839) 340 (16)......... 150,065 277,177 202,917 39,589 30,663............. (36,695) (64,216) (53,884) (4,252) (30,220)......... 36 3 610............. (300)......... (320,084) (241,000) (21,000) (15,000)......... 115,000 255,084 31,000..... (229) 455 (110) (5,919)........... 5,932 5,082 9,160 107 694............. 29 (4,494) (3,529)......... (30,956) (268,254) (33,969) (31,064) (13,526)............. 25(c)(i) (1).. 9,000 100,000........... (590) (21,590) (9,000).. 25(c)(iii) 666 354 4,011 247........... (682) (1,193) (480) (96) (1,240)............. (116,915) (235,421) (124,191) (10,188) (101,709).... (5,003) (14,613) (2,972) (2,596)......... (112,935) (251,463) (145,222) (19,284) (5,298)............. 6,174 (242,540) 23,726 (10,759) 11,839.... 303,699 309,852 66,461 66,461 90,194.... (21) (851) 7 (24) (50).... 19(a) 309,852 66,461 90,194 55,678 101,983 I-8
B 1 223 15 2 (a) 3 27 327 31 (b) (c) 25(c)(ii) (d) I-9
30 (e) (f) 2(j) (g) (i) 2(j) I-10
(ii) (iii) (h) 2(j) I-11
(i) (i) (ii) (j) (i) I-12
(ii) I-13
(k) I-14
(l) 2(j) (m) (n) (o) 2(n) (p) (q) (i) I-15
(ii) (iii) (r) I-16
I-17
(s) (i) 2(s)(ii) 2(s)(ii) (ii) (t) (i) (ii) (iii) I-18
(u) (v) (w) I-19
(x) (i) (ii) (iii) (iv) (v) (i) (vi) (y) 3 I-20
17% TAAAAA......... 376,620 421,748 484,096 122,591 153,545..... 18,199 23,075 28,864 7,391 12,843............ 15,032 18,217 20,288 2,389 3,261.............. 11,412 22,202 27,478 5,199 7,078 421,263 485,242 560,726 137,570 176,727 4 (a) I-21
(d)............... 421,263 421,263..... 193,852 (926) 192,926........... 13,486 6 13,492................ 11,424 11,424.................. 1,552 1,552....... 24,131 66 24,197........... 622,586 60 622,646........... 66,286 66,286 (d)............... 484,531 711 485,242..... 216,010 (1,828) (2,935) 211,247........... 16,105 519 75 16,699....... 28,581 (70) 28,511.................. 12,464 12,464....... 10,695 52,506 347 63,548........... 551,739 60,156 272 612,167........... 102,558 4,885 107,443 I-22
(d)............... 557,056 3,670 560,726..... 246,197 (5,643) (9,810) 230,744........... 18,601 1,969 657 21,227....... 40,051 (90) 39,961.................. 2,393 18 2,411....... 72,274 3,861 8,193 84,328........... 599,142 56,973 49,432 705,547........... 88,628 4,408 10 93,046 (d)............... 137,268 302 137,570..... 70,087 (964) (1,700) 67,423........... 4,314 719 5,033................ 13,690 4 13,694.................. 1,075 1,075....... 2,378 448 614 3,440........... 604,013 62,318 886 667,217........... 88,594 4,990 93,584 (d)............... 175,923 804 176,727..... 89,401 (2,461) (3,317) 83,623........... 4,827 637 603 6,067....... 14,668 (25) 14,643.................. 341 341....... 8,547 935 180 9,662........... 672,912 57,848 47,932 778,692........... 96,990 4,808 8 101,806 I-23
(b)......... 192,926 211,247 230,744 67,423 83,623....... (21,614) (274) (4,841) (2,215) (2,047)..... (20,894) (23,421) (5,518)......... (13,848) (5,768) (5,568)....... (28,680) (2,008) (10,184) (5,255) (1,714)......... (26,553) (3,455) (357) (48) 193..... 102,231 178,848 186,373 54,387 80,055......... 622,646 612,167 705,547 667,217 778,692......... 819 13,867 6,311 1,550 8,667.. 623,465 626,034 711,858 668,767 787,359......... 66,286 107,443 93,046 93,584 101,806......... 196,240 110,988 231,119 111,573 216,643.. 262,526 218,431 324,165 205,157 318,449 I-24
(c).. 378,113 433,286 501,252 129,587 164,440........... 14,343 22,902 31,192 6,333 5,303......... 20,104 16,629 15,495 1,650 5,551........... 8,703 12,425 12,787 1,433 43,150 51,956 59,474 7,983 12,287 421,263 485,242 560,726 137,570 176,727 (d) 10%......... 102,490 106,350 98,544 28,437 39,215......... 65,591 62,045 56,873 15,908 24,571......... 49,860 63,213 14,755 20,907 168,081 218,255 218,630 59,100 84,693 26(a) I-25
5......... 10,702 11,259 14,672 537 65... 5,932 9,282 7,592 2,154 1,052.................. 3 18 255 368 2 16,637 20,559 22,519 3,059 1,119... (117) (7) (1,694)............ (2,005) (3,224) (173) 363 665 (2,122) (3,231) (1,867) 363 665 6 (a)........... 1,069 1,549 814 471 1,151....... 312 313 306 39 35.............. 291 237 281 62 90................ 1,672 2,099 1,401 572 1,276 25(b)(iii).. 13,848 5,768 5,568......... 28,680 2,008 10,184 5,255 1,714 44,200 9,875 17,153 5,827 2,990 (b)........... 59,575 72,245 99,040 16,841 24,986................ 6,858 9,110 12,299 2,354 4,549 24(c)..... 21,396 (6) 4,691 2,163 2,031 87,829 81,349 116,030 21,358 31,566 I-26
(c) 16(b)..... 74,883 102,947 98,056 20,431 29,899.................... 13,390 16,281 19,730 4,840 5,688... 102 102 778 26 195............ 316 719 167 184.. 450 (2,503) (17) (100)......... 224..... 89 473. 4,796 2,488 1,861 581 394......... 26,144 1,701.............. 183 264 169 132 127 7. (a)........ 13,513 29,337 54,882 10,791 14,779.......... (3,742) 1,507 301 9,771 30,844 55,183 10,791 14,779........ 1,936 433 34.............. (186) 18,639 8,165 8,421 (136)..... (97) (511) (283) 18,128 8,165 8,421 (136) 11,424 49,405 63,382 19,212 14,643 MP Medical Leader City MP Medical Leader City I-27
MP B.V. 20%25.5% 15% 7.5% 25% 18%20%22%24% 15%9% 15% 25% 10% I-28
(b)..... 113,655 228,253 249,755 73,599 94,698....... 33% 25% 25% 25% 25%.. 37,506 57,063 62,439 18,400 23,675......... (31,806) (20,225) (28,933) (9,425) (9,187)......... (565) (129) (9) 12 (6)......... 22,796 2,808 4,026 1,326 387.. (13,138) (29,328).. 7,133 69 1,210 554 512.. 2,193 321 1,648 227 879...... 20,575 4,122 3,816......... (8,856) (3,656) (6,002) (1,252) (2,414)....... 17 1,159 36 797......... (97) (511).. 20,894 23,421 5,518......... (3,742) 1,507 301 11,424 49,405 63,382 19,212 14,643 I-29
8 161..................... 480 480......................................................................... Terry McCarthy.................. Shuiming Chung................. 178 178 658 658..................... 559 559......................................................................... Shuiming Chung................. 559 559..................... 656 656.............................................................................................. 656 656 I-30
..................... 164 164......................................................................... 164 164..................... 166 166............................................................................................ 166 166 I-31
9....... 5,157 6,029 4,065 1,047 1,061......... 64 74 129 29 33.............. 3,000 3,270 4,366 3,850 4,406............. 16,868 2,949 1,714 1,388 634 25,089 12,322 10,274 6,314 6,134 2(q)(ii) 24 1,000,000............. 1 1 1,000,0011,500,000... 1 4 4 1,500,0012,000,000... 2 1 2,000,0012,500,000... 1 2 2,500,0013,000,000... 1 2 3,500,0014,000,000... 1 4,000,0014,500,000... 1 4,500,0015,000,000... 1 5,000,0015,500,000... 1 11,500,001 12,000,000.............. 1 2,700,000 I-32
10 68,981,00019,585,00025,461,000 7,489,0001,432,000............. (68,981) (19,585) (25,461) (7,489) (1,432). 235,423 144,194 231,256 25(a)..... 166,442 124,609 205,795 (7,489) (1,432) 25(b) 11 (a)......... 114,174 112,943 113,064 113,064 113,506 25(c)(i)...... (1,300) 25(c)(iii)..... 95 87 56 3....... 112,969 113,030 113,120 113,064 113,509 I-33
(b) (c) 102,231,000 178,848,000186,373,00054,387,000 80,055,000......... 112,969 113,030 113,120 113,064 113,509 24..... 101 85 1,043 64 438....... 113,070 113,115 114,163 113,128 113,947 1 10....... 1,129,692 1,130,295 1,131,199 1,130,643 1,135,089.... 0.090 0.158 0.165 0.048 0.071 I-34
.... 1,130,698 1,131,145 1,141,633 1,131,277 1,139,466.... 0.090 0.158 0.163 0.048 0.070 I-35
12 (a)................................................................ 30,228 4,295 49,100 6,884 5,957 3,615 5,778 105,857 5,104 110,961............................................................................. 12 9 21 21................................................................................. 3,862 3,317 5,503 326 20 (13,028)................................................................................. 1,528 1,098 4,354 3,379 1,878 1,094 10,866 24,197 24,197................................................................................. (2) (314) (221) (537) (537).......................................................... 35,618 8,710 58,955 10,287 7,634 4,718 3,616 129,538 5,104 134,642................................................................ 35,618 8,710 58,955 10,287 7,634 4,718 3,616 129,538 5,104 134,642............................................................................. (25) (38) (63) (63)................................................................................. 33,999 9,176 1,389 1 641 (45,206)................................................................................. 3,562 3,196 2,046 35 1,336 42,582 52,757 52,757 29............................................................ 33 33 33................................................................................. (319) (319) (319).......................................................... 69,617 21,448 63,540 12,023 8,310 6,016 992 181,946 5,104 187,050................................................................ 69,617 21,448 63,540 12,023 8,310 6,016 992 181,946 5,104 187,050............................................................................. 3 5 8 8................................................................................. 616 173 3,786 1,946 90 (6,774) (163) 163................................................................................. 8 684 16,140 3,751 1,707 1,719 26,373 50,382 33,646 84,028................................................................................. (607) (5) (5,992) (113) (6,717) (6,717).......................................................... 69,634 22,300 77,474 15,664 11,963 7,830 20,591 225,456 38,913 264,369................................................................ 69,634 22,300 77,474 15,664 11,963 7,830 20,591 225,456 38,913 264,369............................................................................. (9) (23) (32) (32)................................................................................. 1,230 15,687 24 (16,941)................................................................................. 1,352 2,766 594 85 4,865 9,662 9,662................................................................................. (32) (28) (60) (60)............................................................ 69,634 24,882 95,927 16,241 11,963 7,864 8,515 235,026 38,913 273,939 I-36
................................................................. 2,497 967 16,530 1,997 1,221 594 23,806 383 24,189.............................................................................. 5 2 7 7.............................................................................. 904 833 7,641 1,540 1,172 1,300 13,390 102 13,492.............................................................................. 89 89 89.......................................................................... (2) (183) (199) (384) (384)........................................................... 3,401 1,800 24,258 3,359 2,194 1,896 36,908 485 37,393................................................................. 3,401 1,800 24,258 3,359 2,194 1,896 36,908 485 37,393.............................................................................. (13) (9) (22) (22).............................................................................. 1,087 1,425 8,812 1,949 1,342 1,666 16,281 102 16,383.......................................................................... (309) (309) (309)........................................................... 4,488 3,225 33,070 4,986 3,536 3,553 52,858 587 53,445................................................................. 4,488 3,225 33,070 4,986 3,536 3,553 52,858 587 53,445.............................................................................. 2 4 6 6.............................................................................. 1,310 2,153 10,345 2,304 1,652 1,966 19,730 778 20,508.............................................................................. 473 473 473.......................................................................... (1) (4,307) (105) (4,413) (4,413)........................................................... 5,798 5,377 39,581 7,187 5,188 5,523 68,654 1,365 70,019................................................................. 5,798 5,377 39,581 7,187 5,188 5,523 68,654 1,365 70,019.............................................................................. (6) (14) (20) (20).............................................................................. 427 858 2,945 681 540 237 5,688 195 5,883.......................................................................... (32) (28) (60) (60)............................................................. 6,225 6,235 42,526 7,830 5,728 5,718 74,262 1,560 75,822........................................................... 32,217 6,910 34,697 6,928 5,440 2,822 3,616 92,630 4,619 97,249........................................................... 65,129 18,223 30,470 7,037 4,774 2,463 992 129,088 4,517 133,605........................................................... 63,836 16,923 37,893 8,477 6,775 2,307 20,591 156,802 37,548 194,350............................................................. 63,409 18,647 53,401 8,411 6,235 2,146 8,515 160,764 37,353 198,117 I-37
(b)............... 36,836 69,646 101,384 100,762........... 32,217 65,129 63,836 63,409....... 4,619 4,517 37,548 37,353 36,836 69,646 101,384 100,762 (c) 32,217,00031,186,000 30,164,00029,908,000 21(a) I-38
13................................................ 29.................. 8,128 2,630 10,758................ 8,128 2,630 10,758...................... 8,128 2,630 10,758....................................... 300 300................ 8,128 2,630 300 11,058............................ 8,128 2,630 300 11,058................................................................................... 239 77 316................ 239 77 316...................... 239 77 316................................... 478 155 86 719................ 717 232 86 1,035...................... 717 232 86 1,035................................... 120 39 25 184.................. 837 271 111 1,219................................ 7,889 2,553 10,442................ 7,411 2,398 214 10,023.................. 7,291 2,359 189 9,839 I-39
14.................................................. 29................................... 2,105................................. 2,105........... 2,105.............. 2,105.................................................................... 2,105................. 2,105 2,105 2,105 18% 15........... 519,451 519,725 524,566 526,613 I-40
MicroPort Medical Limited MP Medical % % 2 100 Leader City Limited Leader City 2 100 MicroPort Medical B.V. MP B.V. 18,000 100 * 12,000,000 40 60 * 45,000,000 100 * 3,000,000 100 * 45,000,000 100 * 29 I-41
* MP B.V. i) ii) i) ii) PricewaterhouseCoopers Accountants B.V. * * * 16 * (a)..................... 30,285 32,382 29,560 33,488..................... 8,080 10,935 15,225 17,121..................... 9,349 5,159 11,910 14,089 47,714 48,476 56,695 64,698 I-42
(b)....... 58,619 75,239 75,626 16,215 22,343....... 1,552 12,464 2,411 1,075 341....... 60,171 87,703 78,037 17,290 22,684..... 14,712 15,244 20,019 3,141 7,215....... 74,883 102,947 98,056 20,431 29,899 17................... 136,231 106,588 121,672 173,275 28(c)....... 2,204 6,758 14,701 12,298 138,435 113,346 136,373 185,573................... (8,651) (6,148) (2,551) (2,551) 129,784 107,198 133,822 183,022................. 829 1,413 6,089 7,202................... 6,899 6,025 3,906 6,293 137,512 114,636 143,817 196,517............... 117,807 3 114,433 I-43
(a)...................... 73,556 100,820 130,346 179,981......... 34,540 408 3,247 2,109........... 19,840 28 85........... 1,848 5,970 201 847................ 56,228 6,378 3,476 3,041 129,784 107,198 133,822 183,022 26(a) (b) 2(j)................ 8,201 8,651 6,148 2,551................ 450 (2,503) (17)......... (3,580)........... 8,651 6,148 2,551 2,551 I-44
18 8,651,000 6,148,0002,551,0002,551,000 2,144,000301,000 188,000... 205,084 191,000 175,000................. 2,940 2,485 2,595 2,595 2,940 207,569 193,595 177,595 651,000 21 19 (a)........... 166,801 66,461 90,194 101,983. 143,051 309,852 66,461 90,194 101,983........... 779 11,713 4,162 8,623 308,078,00054,295,00085,232,000 92,839,000 I-45
(b)....... 113,655 228,253 249,755 73,599 94,698.......... 6(c) 13,390 16,281 19,730 4,840 5,688.......... 6(c) 102 102 778 26 195.. 6(c) 316 719 167 184.......... 6(c) 89 473..... 6(c) 450 (2,503) (17) (100)...... 6(c) 224...... 6(a) 44,200 9,875 17,153 5,827 2,990.......... 5 (5,932) (9,282) (7,592) (2,154) (1,052).......... 5 117 7 1,694...... 24(c) 21,614 274 4,841 2,215 2,047........ 356 (256) (8,219) 3,922 (8,003).......... (33,549) 29,549 (30,731) (32,123) (52,343)........ 10,500 18,026 (12,334) (12,850) 11,193.. (1,410) 8,085 6,750 (475) 14.. 163,582 298,951 243,000 42,894 55,611 20........................... 2,552 4,332 5,176 8,291................................ 167 131 1,259................. 36,204 54,022 42,412 45,204....................... 109,213 10,424 101,945 236...... 8,845 2,596 156,814 68,945 152,260 54,990 I-46
......... 8,115 7,593............... 17,489 18,450 25,112 23,665............... 109,213 10,424 101,945 236.......................... 8,845 2,596 143,662 36,467 129,653 23,901....... 2,248 4,045 4,991 7,233........... 102 50 44 823........... 202 237 141 235 2,552 4,332 5,176 8,291 21 (a) 15 0.3 682,0001,193,000 480,000 11 590,000 (i) 32,217,000 31,186,00030,164,00029,908,000 12(c)(ii) 651,00018 2(n) I-47
23 4,809,000 164,000 169,000156,00039,00035,000 164,000169,000156,000 39,00035,000 (b) Shanghai Venture Capital Co., Ltd. Shanghai Venture Capital Co., Ltd. Shanghai Venture Shanghai Venture 21,000,000 12,000,0009,000,000 Shanghai Venture Shanghai Venture 12(c)Shanghai Venture Shanghai Venture Shanghai Venture 10,656,0008,525,000 827,000671,000 827,000671,000 Shanghai Venture 9,000,00012,000,000 19,498,0001,502,000 737,000765,000 437,000737,000 765,000437,000 I-48
............... 8,681 20,235 100,000.... 12,070 434 448 452 20,751 20,669 448 100,452............. 434 448 462 465............. 1,386 1,429 1,473 1,484.................... 3,193 2,702 2,196 2,213 22 (a) 5,013 4,579 4,131 4,162 25,764 25,248 4,579 104,614. 13,513 29,337 54,882 14,779................ (12,899) (17,814) (28,599).................... 1,351 614 11,523 26,283 16,310........... 1,048 (358) 16 1,662 11,165 26,299 16,130 (i)........... 4,754 (i) MP Medical Leader City 238,429,000 118,841,000 11,884,000 40% 40%60% I-49
................ (358)................ 1,662 11,523 26,299 16,130 1,662 11,165 26,299 16,130................ 4,754 I-50
(b) (i).... (310) (173) (483)........ (471) 194 (6) (283).... (471) (116) (179) (766).... (471) (116) (179) (766) 29.... 2,689 2,689........ (485) (1,686) (517) (78) 20,894 18,128.... (956) (1,802) (696) 2,611 20,894 20,051.... (956) (1,802) (696) 2,611 20,894 20,051..... 569 34 (3,816) (159) 11,537 8,165.... (387) (1,768) (4,512) 2,452 32,431 28,216.... (387) (1,768) (4,512) 2,452 32,431 28,216........ (51) (45) (40) (136).... (387) (1,819) (4,557) 2,412 32,431 28,080 I-51
(ii)............................................. 8,358..................... 8,358........................... 8,358................................... 4,614..................... 12,972.. 12,972 (iii).............. (766) (3,454) (6,667) (6,763).............. 23,505 34,883 34,843 (766) 20,051 28,216 28,080. 8,358 12,972 12,972 (c) 2(r) 66,0004,700,000 7,887,000 66,000 4,634,0003,187,000 I-52
(d) 49,684,000 23 21........ 6,900 2,252 9,152..................... 1,500 475 1,975.... (1,920) (991) (2,911).. 6,480 1,736 8,216........ 6,480 1,736 8,216..................... 9,341 1,502 10,843.... (350) (1,577) (1,927).. 15,471 1,661 17,132........ 15,471 1,661 17,132..................... 11,970 11,970.... (4,299) (921) (5,220).. 23,142 740 23,882........ 23,142 740 23,882..................... 79 79.... (30) (35) (65).... 23,191 705 23,896........................ 839 920 142 138...................... 7,377 16,212 23,740 23,758 8,216 17,132 23,882 23,896 I-53
24 (a) MicroPort Medical (Cayman) CorporationMP Cayman MP Cayman 10,261,030 MP Cayman 01.1057 0.383.14 10,261,030 8,869,245 MP Cayman MP Cayman 8,869,245 13,043,0001,009,760 MP Cayman 990,000 382,025 403,000 377,000 26,000 MP Cayman MP Cayman 1,391,785 MP Cayman 1,009,760382,025 (i)..... 1,009,760... 10 8.............. 382,025................. 9... 1,391,785 I-54
(ii)........ 1.73 1,391,785 1.60 1,260,595 1.26 1,009,760 1.26 1,009,760... 2.97 (131,190) 2.97 (119,645)... 2.97 (131,190)........ 1.60 1,260,595 1.26 1,009,760 1.26 1,009,760 1.26 1,009,760. 2.97 131,190 (iii).................... 2.80...................... 3.01.................... 0.550.71 0.250.38................... 23.85%............................. 910........................ 1.5............................. 0%........................ 4.68%................................. 0% I-55
(b) 6,009,157 (i)..... 3,635,362 41,372 11.38 14.94..... 145,000 1,180 8.14 21.26... 50,000 234 4.68 32.41. 370,000 2,273 6.14 29.01... 420,000 4,020 9.57 29.11. 600,000 8,238 13.73 20.91 5,220,362 57,317 10........... 750,000 6,115 8.15 21.25..... 25,000 232 9.28 29.06 775,000 6,347 527 I-56
... 150,000 747 4.98 32.63... 50,000 255 5.10 32.41 200,000 1,002....... 6,195,362 64,666 10 (ii)........ 17.99 4,653,024 24.22 2,665,141 27.50 2,554,618... 18.10 4,780,362 29.06 790,000 21.23 625,000... 9.69 (29,352) 19.04 (1,908) 9.12 (439,741) 18.77 (13,173)... 26.06 (97,986) 15.16 (2,775,975) 12.09 (295,782) 18.80 (1,707)........ 17.99 4,653,024 24.22 2,665,141 27.50 2,554,618 27.55 2,539,738. 19.81 886,634 22.67 860,681 31.31 838,743 30.48 971,884 9.068.337.587.33 I-57
(iii)...................................... 0.562.33........................................ 3.064.08...................................... 1.2674.250...................... 21.2%55.0%.................................. 10............................. 1.5.................................. 0%1.17%............................. 2.14%5.23%...................................... 5%6% 21,237,000248,000 4,841,0002,215,0002,047,000 1,009,760 (iv) 4.253.062 2,160,000 I-58
...................... 1.442.49 1.742.81........................ 4.74 4.74...................... 4.25 3.062..................... 54.54%55.28% 54.54%55.28%.................. 10 10............. 1.5 1.5.................. 0%1.17% 0%1.17%............. 2.33%2.70% 2.33%2.70%...................... 5%6% 5%6% (c)....... 648 815 781 354 327......... 4,755 2,223 2,197 997 922....... 16,211 (2,764) 1,863 864 798 21,614 274 4,841 2,215 2,047 6(b)... 21,396 (6) 4,691 2,163 2,031.. 218 280 150 52 16 21,614 274 4,841 2,215 2,047 (d) 1,009,7602,539,738 971,884 I-59
25 (a) 25(c)(i) 25(d)(i) 25(d)(ii)............ 90 1 454,654 1,699 (75) 456,369.................. 25(c)(i) (1) (1)............ 25(b)(ii) (226,129) (226,129)........................... 24(c) 21,614 21,614........ 25(c)(iii) 3,788 (3,122) 666................ 5,344 166,442 171,786............ 89 3,789 228,525 7,043 18,492 166,367 424,305............ 25(b)(ii) (136,632) (136,632)........................... 24(c) 274 274........ 25(c)(iii) 2,849 (2,495) 354.................... (6,008) 6,008................ 1,628 124,609 126,237............ 89 6,638 91,893 8,671 10,263 296,984 414,538............ 25(b)(ii) (91,893) (123,819) (215,712)........................... 24(c) 4,841 4,841........ 25(c)(iii) 10,260 (6,249) 4,011.................... (1,505) 1,505................ 47 205,795 205,842...... 89 16,898 8,718 7,350 380,465 413,520 25(d)(iii) 25(d)(iv) I-60
25(c)(i) 25(d)(i) 25(d)(ii)............ 89 16,898 8,718 7,350 380,465 413,520........................... 24(c) 2,047 2,047........ 25(c)(iii) 354 (107) 247................ 5 (1,432) (1,427).................... 89 17,252 8,723 9,290 379,033 414,387 25(d)(iii) 25(d)(iv)............ 89 6,638 91,893 8,671 10,263 296,984 414,538........................... 24(c) 2,215 2,215.................... (120) 120................ (14) (7,489) (7,503)........ 89 6,638 91,893 8,657 12,358 289,615 409,250 I-61
(b) (i).... 136,632 215,712 172,203 (ii).. 226,129 136,632 215,712 (iii).... 5,768 5,568 4,888 I-62
... 13,848 5,768 5,568 25(c)(ii) 6(a) I-63
(c) (i) 0.0001...... 498,770 397 498,770 397 498,770 397 498,770 397.................. 114,174 90 112,943 89 113,064 89 113,504 89............. (1,392) (1)... 161 121 440 13............. 112,943 89 113,064 89 113,504 89 113,517 89 MP Cayman 1,391,785 I-64
(ii) 1,229,8170.0001 MP Cayman (1) 994,800 50% 994,800 (i)497,400(ii)994,800 (2) (i)(ii) (i) (ii) 30 1,229,817 2% (3) (i) (ii)(a) (b) I-65
(i) (4) 0.05% 2(o) Black-Scholes.................................................................................................. 0.10%3.58% 27.41%67.83% 0%1.17% 70,070,000 72,078,00082,262,00083,976,000 6(a) I-66
(iii)...... 160,542 666 3,788 (3,122).... 160,542 666 3,788 (3,122)...... 120,645 337 2,825 (2,488)...... 908 17 24 (7).... 121,553 354 2,849 (2,495)...... 5,985 112 156 (44)...... 255,565 2,211 5,881 (3,670).... 10,489 197 271 (74).... 167,702 1,491 3,952 (2,461).... 439,741 4,011 10,260 (6,249)...... 1,320 25 36 (11)...... 3,218 60 86 (26)...... 8,635 162 232 (70).. 13,173 247 354 (107) I-67
(iv)...... 3.14 250,835............... 0.601.94 1,009,760 1,009,760 1,009,760 1,009,760 1,260,595 1,009,760 1,009,760 1,009,760...... 9.8121.30 3,616,010 1,034,666 419,664 419,664........... 21.26 135,000 115,000 31,000 31,000...... 32.41 50,000 50,000 50,000 50,000...... 29.01 270,000 270,000 270,000.... 29.11 420,000 420,000 420,000........ 20.91 600,000 600,000 21.25 702,014 625,475 588,954 574,074........... 29.06 25,000 25,000........ 32.63 100,000 100,000 100,000 100,000............... 32.41 50,000 50,000 50,000 50,000 4,653,024 2,665,141 2,554,618 2,539,738 5,913,619 3,674,901 3,564,378 3,549,498 24 I-68
(d) (i) (ii) MP MedicalLeader City MP B.V.100% (iii) 2(u) (iv) 2(q)(ii) (v) 10% 50% 13,828,000 49,636,00050% I-69
(e) 424,216,000 414,449,000413,431,000414,298,000 176,091,00025(b) (f) 314,373,000 283,649,000298,443,000481,409,000 26. (a) 50%30 180 I-70
34%26%22%27% 77%62%49%63% 17 (b) (i)...... 25,764 28,315 21,725 726 2,087 3,777......... 156,814 156,814 156,814 182,578 185,129 178,539 726 2,087 3,777...... 25,248 27,620 21,756 711 2,042 3,111......... 68,945 68,945 68,945 94,193 96,565 90,701 711 2,042 3,111 I-71
...... 4,579 5,864 711 696 1,996 2,461......... 152,260 152,260 152,260 156,839 158,124 152,971 696 1,996 2,461...... 104,614 105,686 100,707 692 1,985 2,302......... 54,990 54,990 54,990 159,604 160,676 155,697 692 1,985 2,302 (ii).... 143,662 143,662 143,662.... 36,467 36,467 36,467.... 129,653 129,653 129,653.... 23,901 23,901 23,901 I-72
70,070,00072,078,000 82,262,00083,976,000 (c) (i) (i) % % % %...................... 3.03% 205,084 3.79% 191,000 2.24% 175,000........................ 6.03% (20,329) 7.56% (20,235) 4.76% (100,000) (20,329) 184,849 191,000 75,000......... 2.13% 143,051............. 0.36% 166,801 0.67% 66,461 0.67% 90,194 0.36% 101,983................. 0.36% 2,940 0.67% 2,485 0.67% 2,595 0.36% 2,595........................ 3.10% (5,435) 3.10% (5,013) 3.10% (4,579) 3.10% (4,614) 307,357 63,933 88,210 99,964..... 78.9% 80.1% 0.0% 95.6% (ii) 2,842,000589,000721,000 200,000 I-73
(d) (i)..... 10,474 3,959 19,544 244 32,006 3,101 28,307 1,863............... 7,732 63 5,158 441 816 286 6,506 469..... (1,056) (1,269) (748) (897) (5,873) (199) (1,874) (422)......... 18,992 15,467 (142) 15,607 (272) 16,031................. 1,969 6,758 14,701 12,298...................... 38,111 2,753 46,179 (354) 57,257 2,916 61,268 1,910 I-74
(ii)................. 7% 2,468 6% 2,521 5% 2,433 6% 3,125 (7)% (2,468) (6)% (2,521) (5)% (2,433) (6)% (3,125)................. 4% (106) 10 (622) 2% (7) 2% (29) (4)% 106 (10)% 622 (2)% 7 (2)% 29................... 10% 414 3% 144 2% 50 2% 53 (10)% (414) (3)% (144) (2)% (50) (2)% (53) (e) 7 I-75
25(c)(ii) 70,070,00072,078,000 82,262,00077,333,00083,976,000 28,680,0002,008,000 10,184,0005,255,0001,714,000 27 (a).................... 7,798 6,821 24,271 24,994........... 182,628 167,944 7,798 6,821 206,899 192,938 I-76
(b).................... 1,774 1,134 1,005 989........... 1,101 108 996 742 2,875 1,242 2,001 1,731 28 (a) JIMRO Co., Ltd JIMRO Thai Otsuka Pharmaceutical Co., Ltd Thai Otsuka Otsuka (Philippines)Pharmaceutical, Inc Otsuka Philippines P.T. Otsuka Indonesia Otsuka Indonesia Otsuka Pakistan LtdOtsuka Pakistan Qingdao Hi-Tech Trading Company Qingdao Hi-Tech Qingdao Hi-Tech25% I-77
(b) JIMRO......... 1,116 8,397 3,953 736 861 Thai Otsuka..... 4,731 5,435 14,283 1,941 653 Otsuka Philippines..... 1,940 2,028 3,508 1,227 771 Otsuka Indonesia..... 4,551 3,439 5,392 1,345 1,142 Otsuka Pakistan..... 1,726 3,451 3,433 887 1,744 Qingdao Hi-Tech......... 937 15,001 22,750 30,569 6,136 5,171 Qingdao Hi-Tech.. 5,194 (c) JIMRO......... 148 2,609 1,241 861 Thai Otsuka..... 208 1,694 9,859 7,625 Otsuka Philippines.................... 252 567 618 771 Otsuka Indonesia. 452 538 2,077 1,142 Otsuka Pakistan.. 909 1,350 906 1,899 Qingdao Hi-Tech. 235 2,204 6,758 14,701 12,298 I-78
(d) 89......... 5,815 6,588 4,721 1,211 1,227.. 64 74 129 29 33....... 3,000 3,270 4,366 3,850 4,406......... 16,868 2,949 1,714 1,388 634 25,747 12,881 10,930 6,478 6,300 29 6(b) 8,000,000 2,520,000 (i)1,000,000 (ii) 166% 2,520,000 714,000491,000 485,642,000178,571,000 I-79
12.... 33 33 13............ 10,758 10,758......................... 506 506.. 195 195.......... 6 6.. (394) (394) 22(b)...... (2,689) (2,689)................ 346 8,069 8,415 14...... 2,105................... 10,520......................... 10,520.... 6.......... (10,520).............. (10,514).. (4,494).... (3,500).... (29).......... (2,491)................... (10,514) 8,128,000 2,630,000 30 (a) I-80
(b) (c) (d) 31........... 9............. 32 I-81
C. 1) 123,094 2,864,873500,000 3.062 10 2) 176,091,00025(b) 3) 110 D. I-82
A. 4.29 (1) (2) (3) 4.60................ 456,966 931,679 1,388,645 0.99 1.13 6.10................ 456,966 1,248,890 1,705,856 1.21 1.39 (1) 468.911.9 (2) 4.606.10 (3) 110 1,404,112,340 0.87441.00 (4) 176.1 II-1
B. 4.29.......................................................................... 140 0.100.11 (1) (2) 1,404,112,340 (3) 0.8744 1.00 II-2
C. 10 8 (A)(B) II-1II-2(A)(B) 4.29 7 4.29(7) 300 II-3
4.29(1) (a) (b) (c) 4.29(1) II-4
A. B. III-1
C. 10 8 3.341 III-2
D. 8 45 89 1393902B David Cheng Stacey Wong III-3
979 17 +852 2169 6000 +852 2169 6001 C-030171 124 3 IV-1
5 12 IV-2
P.O. Box 309 Ugland House Grand Cayman, KY1-1104 Cayman Islands B.Sc. FRICS FHKIS 27 30 IV-3
1. 58824 19,604,000 100% 19,604,000 2. 58823 21,675,000 100% 21,675,000 3. 501 52,619,000 100% 52,619,000 93,898,000 93,898,000 IV-4
4. 15 5/40 31,767,000 100% 31,767,000 31,767,000 31,767,000 5. 58828 5 100% IV-5
6. 588261 7. 514 8. 2 C13010203050607 9. 53502 10. 821304 IV-6
11. 52C1103 12. 196608609610611618619 13. 192217221222 14. 400131 IV-7
15. 4004JD4 2 125,665,000 125,665,000 IV-8
1. 588 24 2,315.92 50 19,604,000 100% 19,604,000 1. 2,317 15,523,900 2. (2009)026525 50 2,315.92 3. IV-9
2. 588 23 2,586.85 50 21,675,000 100% 21,675,000 1. 2,535 16,984,500 2. 3. 2009211312 50 2,586.85 4. IV-10
3. 501 13,320 9,326.3 50 52,619,000 100% 52,619,000 1. (2009)02983413,320 50 8,781.3 2. 545 3. 2 1,199,000 4. a. 1 b. 2 c. 2009140379921 6,500,000 IV-11
4. 155/40 20,416 50 31,767,000 100% 31,767,000 1. 20,416 32,665,60050 2. (2009)08688120,416 50 3. (2010) FA3101152010918270,832 4. a. b. IV-12
5. 588 28 5 2,913.44 50 1. 2,913.44 21,268,112 2. a. b. IV-13
6. 588 26 1 1 104 89,856 1. 104 89,856 2. a. (2009)200018 b. c. d. e. IV-14
7. 51 4 500 100,320 1. 500 100,320 4% 2. a. (2008)004742 b. c. d. e. IV-15
8. 2 C 1301 020305 0607 2813 950.46 884,640 1. 950.46 884,640 2. a. 256 b. c. d. e. IV-16
9. 5 3 502 5 110 70,000 1. 110 70,000 2. a. 102020815023 b. c. d. IV-17
10. 821 304 293 91.85 42,000 1. 91.85 42,000 2. a. 163396 b. c. d. e. IV-18
11. 52 C1103 2511 93.04 33,696 1. 93.04 33,696 2. a. 01836286 b. c. d. IV-19
12. 19 6 608609 610611 618619 66 240 69,600 1. 240 69,600 2. a. 00119 b. c. d. IV-20
13. 19 2 217221 222 62 112 52,416 1. 112 52,416 2. a. 00117 b. c. d. IV-21
14. 400 13 1 3 1 2,364 1,308,890 1. 2,364 1,308,8901,391,526 1,474,162 2. a. (2010)029664 b. c. IV-22
15. 4004JD 4 2 2 20 2,808 20 Hartentwee B.V. MicroPort Medical B.V.MP B.V. 2,808 IV-23
A. 50,000 5,000,000,0000.00001 B. (a) V-1
(b) (c) (d) (e) (f) V-2
(i) (ii) (iii) (iv) (v) (aa) (bb) (vi) (g) V-3
(h) V-4
(i) (ii) (iii) (iv) (v) (vi) (vii) (i) (j) C. V-5
D. E. A1.7(6) (i) (ii) (iii) V-6
F. G. V-7
H. I. V-8
J. (a) (b) 95% (a) (b) (c) (d) (e) (f) 20% (g) (g) K. V-9
(a) (b) (c) (d) (e) (f) 14 30 60 L. M. V-10
N. (a) (b) V-11
O. 12 12 V-12
P. 15 15 Q. V-13
2.50 R. D S. T. V-14
U. (i) (ii)(iv) (iii) (iv) A. B. C. V-15
(a) (b) (c) 37 (d) (e) (f) V-16
D. 34 34 C E. Foss v. Harbottle (a)(b) (c) F. G. H. (a) (b) (c) V-17
I. J. K. L. M. 75% N. 90% V-18
O. P. (i)(ii) Q. R. 6 (1) (2) (i) (ii) 6(3) V-19
S. T. Maples and Calder V-20
A. 1. PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands1328 XI 2. 50,000500,000,000 0.0001 50,000 0.0001498,770,1831,229,817 0.0001498,770,183 0.00001100.00001 4,987,701,8300.00011,229,817 0.0000110 0.0000112,298,170 50,0000.000014,987,701,830 0.0000112,298,170 137 (a) 0.0000112,298,170 13(1)(e) VI-1
49,877.0183 0.000014,987,701,830 (b) 0.0000112,298,170 49,877.0183 0.000014,987,701,83050,0000.00001 5,000,000,000 20,000,000 45,000,000 500,000 3,000,000 3. (a) 50,0004,987,701,8300.00001 12,298,1700.00001 (b) (c) (1) (2) VI-2
(3) 20% (4) 10% (5) (3) (4) (3) (3)(4)(5)(i) (ii) (iii) 4. VI-3
5. (a) (b) 10%(i) (ii)(iii) (c) (d) (e) VI-4
(f) 1,404,112,340 140,411,234 (g) 26 B. 1. (a) 8,000,0006% VI-5
(b) 2. (a) (1) 10 CN 1362013 (2) 10 CN 1362014 (3) 10 CN 1362015 (4) 10 CN 1391209 (5) 10 CN 1617643 10 CN 1621572 (1) 10 (2) (3) (4) (5) VI-6
(1) 10 CN 1621573 10 CN 1685538 10 CN 3232260 10 CN 3232262 10 CN 4456370 10 CN 6484190 10 CN 6748091 10 CN 4814660 10 CN 4814661 10 CN 4814662 10 CN 4814664 10 CN 4814663 10 CN 4814665 10 CN 4814666 10 CN 4814667 10 CN 4814668 10 CN 4814669 VI-7
(1) 10 CN 4875342 10 CN 6079231 10 CN 6079232 10 CN 6116705 10 CN 1694123 10 CN 6171764 10 CN 6079230 10 CN 6477286 10 CN 6477289 10 CN 6505835 10 CN 6748093 10 CN 6748090 10 CN 6800015 10 CN 6800016 VI-8
(b) (2) 10 CN7392706 10 CN7392716 10 CN7392728 10 CN 7392722 10 CN 7392737 10 CN 7485268 10 CN 7485273 10 CN 7610426 10 CN 7686794 10 CN 7686795 10 CN 7690387 10 CN 7690388 10 CN 8240672 10 CN 8240673 10 CN 8460110 10 CN 8460111 10 CN 8460112 10 CN 8460101 37 CN 8460117 41 CN 8460127 42 CN 8460131 10 CN 8460105 37 CN 8460119 VI-9
(2) 10 CN 8464131 10 CN 8464160 10 CN 8464166 10 CN 8467998 10 CN 8468003 10 CN 8464139 10 CN 8464141 10 CN 8464147 10 CN 8464157 10 CN 8464179 10 CN 8467982 10 CN 8467988 10 CN 8467993 10 CN 8467995 (2) 10 VI-10
(c) (3) MicroPort Medical B.V. 10 44 BNL 0788602 10 JP 4997429 10 NZ 774090 10 HK 300937198 10 IL 203581 10 JP 5121587 10 Madrid 950574 (3) 10 44 37 41 42 (d) 10 HK301585387 10 HK301585369 10 HK301585378 10 US78805192 VI-11
(e) (4) 10 300400229 10 300398926 10 300398917 10 1186159 10 1186158 10 1186157 10 646819 10 646818 10 42005002943 10 174559 10 174560 10 174561 10 IDM000099833 10 IDM000099830 VI-12
(4) 10 IDM000099831 10 207820 10 207822 10 207821 10 Kor222990 10 Kor225182 10 Kor223520 (4) 10 VI-13
(a) CN00265484.9 CN01210591.0 CN01246774.X CN02265038.5 CN02266010.0 CN02266405.X CN02136779.5 CN02146905.9 CN02261692.6 CN02155138.3 CN03115596.0 VI-14
CN03230467.6 CN03231353.5 CN03128906.1 CN03255393.5 CN03255981.X CN03210077.9 CN03210076.0 Y CN200420019238.0 Y CN200420019355.7 CN200420022329.X CN200420022330.2 CN200410053179.3 CN200420081191.0 VI-15
CN200410053816.7 CN200420081915.1 CN200420090937.4 CN200420110146.3 CN200510025877.7 CN200520041600.9 CN200520041828.8 CN200510106549.X CN200510107427.2 CN200520046225.7 CN200620039507.9 VI-16
CN200620040623.2 CN200620046367.8 CN200720068723.0 CN03124182.4 CN200720075506.4 CN200720075628.3 CN200720311808.7 CN200820058615.X CN200320121969.1 CN200920068409.1 CN200320121968.7 VI-17
CN200810034662.5 CN200930099988.1 CN200710170837.0 CN200920208630.2 CN200920071491.3 CN200920073142.5 EP1882490 EP20050757084.8 (b) 200910047713.2 200910047748.6 200910048516.2 VI-18
200910048756.2 200910050767.4 200910050879.X 200910051378.3 200910052079.1 200910053703.X 200910054087.X 200910054209.5 200910055719.4 200910194688.0 200910200444.9 VI-19
200910200461.2 200920286029.5 200920286030.8 200910248058.7 200910248065.7 200910248066.1 200910248067.6 200910248068.0 201010022937.0 201010103884.5 201010103892.X 201010103893.4 201010105587.4 VI-20
200610025200.8 200610116063.9 200510028616.0 200610148261.3 200710047025.7 200710047122.6 200810033059.5 200810033437.X 200810033558.4 200810034949.8 200810035304.6 200810036872.8 200810037610.3 200810037753.4 VI-21
200810038055.6 200810038763.X 200810038949.5 200810038983.2 200810039387.6 200810040808.7 200810040927.2 200810041057.0 200810041065.5 200810041325.9 200810202191.4 200810202854.2 200910045840.9 201010109134.9 200910197332.2 VI-22
200910199188.6 200920214991.8 201010111105.6 201010116448.1 201010120717.1 201010131073.6 201010116409.1 201010116433.5 201020139329.3 201020139333.X 201020145988.8 201020145995.8 201010141382.1 201010145151.8 201010145154.1 201010145155.6 201010184020.0 201010193793.5 VI-23
201010193802.0 201010201511.1 201010222964.2 201010222976.5 201020272070.X 201030227333.0 201020279852.6 201010249242.6 201010255641.3 EP03739968.0 JP2004-548875 US10/943,633 US11/233,865 VI-24
US11/348,829 US11/572,908 EP06741956.4 EP05792175.1 US12682560 EP08841842.1 EP08839047.1 (c) PCT/CN03/00489 PCT/CN2005/000815 PCT/CN2005/001537 PCT/CN2005/002068 PCT/CN2006/001068 PCT/CN2007/001259 PCT/CN2008/001712 VI-25
PCT/CN2008/001745 PCT/CN2009/000329 PCT/CN2009/000552 PCT/CN2009/000529 PCT/CN2009/072122 PCT/CN 2009/072139 PCT/CN 2009/072344 PCT/CN 2009/072616 PCT/CN 2009/072619 PCT/CN 2009/074754 PCT/CN 2009/074966 PCT/CN 2010/070321 PCT/CN2010/071068 PCT/CN2010/071099 VI-26
PCT/CN2010/071719 PCT/CN2010/072280 PCT/CN2010/073997 / PCT/CN2010/075077 www.microport.com.cn VI-27
C. 1. XV XV78 352 (i) 2 5 1 217,110,000(L) 15.5% 10,919,550(L) 0.8% 4 6,052,260(L) 0.4% 4 3,200,000(L) 0.2% (1) Shanghai We Tron Capital Corp. 49% Shanghai We Tron Capital Corp. 94.19% Shanghai We Tron Capital Corp. Shanghai We Tron Capital Corp. 33% (2) L (3) (4) VI-28
(ii) 4 10,000,000(L) 15.4% (7) (6) 4,500,000(L) (4) 0.5% 2,780,450(L) 0.9% 40,000,000(L) 0.3% (6) 3,500,000(L) 0.2% 1,044,430(L) 0.5% (5) (6) (7) 0.6%14.8%(i) 2. 10% 3. 4. 700,000600,000700,000 673,000 5. VI-29
D. (a) XV XV78 352 (b) (c) (d) (i) (ii) (e) (f) 5% E. MP Cayman MP Cayman 10,261,030 MP Cayman VI-30
10,261,030 MP Cayman MP Cayman MP Cayman 6,009,157 422 6,509,157 110 24 1. 2. 24 6,509,157 VI-31
(i) (ii) 3. 4. (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) VI-32
5. 6. (i)(ii)(iii) 7. 422(d)100,000 8. (i) (ii)(iii)(iv)(v)(vi)(vii) (viii)(ix)(x)(xi)(xii) (xiii)(xiv)(xv)(xvi) (xvii) 9. 10. VI-33
11. 12. 162(m) 162(m) 13. 14. (10) (10%) (5) 15. (i)(ii)(a) (B) VI-34
16. 17. (i) (A) (10%) (110%) (B) (100%) (ii) (100%) (iii) 100% (iv) 100% v (vi) 8 18. (i) (ii) (iii) (iv) (A) VI-35
(B) (i) (A)(B) (ii) (d)(e) (a) (b) (c) (d) (A) (B) (40%) (e) (50%)13d-3 (v) (i) (ii) VI-36
(vi) 19. 20. 21. 22. 議 VI-37
23. (i) (ii) (iii) (i)(iii) (x)(y) (z) 24. (i)(ii) VI-38
(i) (50%)13d-3 12b-2 (ii) (12) 422(d)100,000 25. (10) 26. 27. VI-39
28. 29. (12) 424(a) (12) 43504.256,622,162 4.5% 252,740,000 VI-40
110 1 15 573 399166 33317 3.062 1,000,000 2 3.062 450,000** 3 2.75 3.062 28,045** 250,000** 4 3.062 0.68 21,711,000* 250,000 250,000 250,000 250,000 3.062 0.31 320,000** 15,000 42,500 42,500 87,500 87,500 87,500 87,500 3.031 0.19 1,091,955 7,012 7,011 7,011 69,511 62,500 62,500 62,500 VI-41
18011601 66614 603 5010 501 MP B.V. 19910 801 5502 1801 3.062 400,000 5 3.062 350,000** 6 2.75 3.062 4,443 100,000 7 2.75 3.062 3,739 100,000 8 2.75 3.062 63,704** 250,000** 9 1 15 3.062 0.27 100,000 100,000 100,000 100,000 3.062 0.24 62,500 62,500 87,500 87,500 25,000 25,000 3.049 0.07 605,226 59,669** 29,443 25,000 25,000 25,000 3.051 0.07 461,261 935 935 935 25,934 25,000 25,000 25,000 2.999 0.21 640,000 15,926 15,926 15,926 78,426 62,500 62,500 62,500 VI-42
10066 Fox Run Cove Woodbury, MN55129 United States ofamerica 508 304 33384 10819 802 3.062 500,000 10 2.75 3.062 2,569 100,000 11 2.75 3.062 208,073** 214,873** 12 3.062 250,000 13 1 15 3.062 0.34 80,000 105,000 105,000 105,000 105,000 3.054 0.07 547,431 150,000** 27,569 25,000 25,000 25,000 2,909 0.29 162,812 20,885** 52,019 52,018 52,018 105,737 53,718 53,718 53,718 3.062 0.17 37,500 62,500 62,500 62,500 25,000 VI-43
1 14 17 0.093.062 1,077,892 0.577 0.73 25,000 25,000 25,000 25,000 940,392 12,500 12,500 12,500 406 1,268,824 2.780 0.86 1,146,630 52,112 19,091 54,983 50,057 87,598 337,314 262,022 219,875 150,774 35,000 250,001 3.062 381,868 3.062 0.26 10,000 10,000 22,500 146,868 65,000 55,000 42,500 30,000 20,000 1210,001 50,000 392 10,000 2.753.062 459,609 3.001 0.31 24,716 5,863 10,433 15,433 37,933 100,433 100,433 91,865 72,500 2.75 427,347 2.750 0.29 27,396 13,228 34,550 24,624 27,165 90,013 96,589 73,010 35,774 5,000 6,622,162 4.50 VI-44
* ** (1) (2) 1,000,000 3.062 (3) 100,000 250,000 100,000 3.062 (4) 28,045 2.75250,000 3.062 (5) 3.062 (6) 250,000 100,000 3.062 (7) 4,443 2.75100,000 3.062 (8) 3,739 2.75100,000 3.062 (9) 63,704 2.75250,000 3.062 (10) 400,000 100,000 3.062 (11) 2,569 2.75100,000 3.062 (12) 208,073 2.75214,873 3.062 (13) 150,000 100,000 3.062 (14) 1. 1.260 2. 2.750 3. 3.062 4. 4.25 (15) VI-45
6,622,162 2,686,2277 1,589,2195 1,077,892171,268,824 406406 29.0%30.4% 4.7%4.5%4.5% 17.02(1)(b)A27I10(d) 4356,622,162 1,077,89217 1% 252,740,000 VI-46
1710 (i)17.02(1)(b) 1A27(ii)342AI 10(d) (i) 435423 (ii) (iii) (iv) (v) E. (i) E. 10(d) 17.02(1)(b)1A27 (ii) (1) (2)(3) (4) VI-47
(iii) (iv) E. (v) 17.02(1)(b)1A27I10 (i) E. 310(d) 10(d)17.02(1)(b) 1A27 (ii) (1) (2)(3) (4) (iii) I10 F. 1. 2. VI-48
3. 10%10%140,411,234 10%30% 10% 10% 10% 30%30% 421,233,702 4. 1% 1% 1.01 (a) 0.1% (b) 500 VI-49
(i) 13.43 (ii) 5. (a) (b) (i) (ii)(iii)12(f) (c) (d) (1) (i)12(f) (ii) (2) (i)12(f) (ii) VI-50
(1) (2) (e) 12(f) (f) 12(f) (g) 5(h) (h) (i) VI-51
(j) 5(h) (k) 5(g)(h)(i)(j) 6. 7. 8. 1.00 9. (i) (ii) (iii) 10. 11. 10 12. (a) VI-52
(b) 5(b)(c)(d)(e)(f)(g)(j) (c) 5(h)5(h) (d) 5(i) (e) (f) (i) (ii) (iii) (g) (h) 5(b)5(k) (i) 13. VI-53
17.03(13) 14. 3 15. 16. 17. 18. 17 17.03 VI-54
(i) 10% (ii) 30 G. 1. Shanghai We Tron (a) (b) 1113543 (c) (d) VI-55
(a) (b) (c) (d) 2. 3. 47 4. Maples and Calder 1 46 1 6 VI-56
5. Maples and Calder 6. 44A44B 7. 32L4 8. 9. 3A.19 TC Capital Asia Limited 3A.23 (a) (b) (c) (d) VI-57
H. (a) (b) (c) (d) (e) (f) (g) VI-58
(a) (b) (c) 14 211 (a) (b) (c) (d) (e) (f) (g) (h) Maples and Calder (i) (j) (k) VII-1
(l) (m) 11017.02(1)(b)IA27 (n) (o) (p) VII-2