SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED * 2313 4,772,638,000 9.5% 56.9%6.4% 14.0%63.5% 1,375,023,000 6.6%0.828.8% 920,962,000 11.3% 0.690.656.2% * 1
4 4,772,638 4,358,808 5 (3,397,615) (3,068,940) 1,375,023 1,289,868 6 227,399 111,946 5 (60,335) (62,733) 5 (346,009) (286,522) 7 (9,070) (601) 8 (5,611) (15,369) 1,181,397 1,036,589 9 (260,435) (209,043) 920,962 827,546 920,461 826,833 501 713 920,962 827,546 10 0.69 0.65 2
920,962 827,546 11,831 (8,611) (8,990) (36,453) 2,841 (45,064) (13,754) 1,807 (10,913) (43,257) 910,049 784,289 909,548 783,576 501 713 910,049 784,289 3
12 3,411,895 3,314,100 12 566,970 539,275 12 102,948 105,074 7,922 9,058 4,089,735 3,967,507 13 2,267,502 1,924,435 14 1,462,012 1,397,759 15 496,988 330,435 272,174 130,868 2,747,842 2,144,405 7,246,518 5,927,902 17 445,925 397,099 8,295 4,939 18 322,922 431,779 16 9,550 904,290 786,226 21c 1,139 3,288 180,022 140,394 1,862,593 1,773,275 4
5,383,925 4,154,627 9,473,660 8,122,134 9,473,660 8,122,134 142,105 136,609 9,316,584 7,195,906 754,855 9,458,689 8,087,370 14,971 34,764 9,473,660 8,122,134 5
1. Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands 2. 34 6
3. 10 1119 13134 12 11 1 7
1 1 34 32 12 3212 34 34 8 8
1919 19 77 32 32 32 1027 10 1027 1210 10 (a)(b) (c) 10 9
1128 113113 11 11 11 12 12 13 13 13 13 13 734.16A(j) 1 10
4. 97%99% 10% 1,202,667 816,447 1,064,576 1,064,210 866,332 766,621 542,015 356,580 3,675,590 3,003,858 11
5. 1,104,977 904,035 53,221 30,673 36,747 33,850 1,194,945 968,558 199,271 175,805 (411,369) (67,375) 2,332,989 1,922,455 255,768 223,191 42,103 18,327 29,923 18,962 24,553 23,032 16,318 548 16,220 17,925 9,869 14,064 9,770 8,692 4,142 3,416 3,213 8,895 76,244 81,700 3,803,959 3,418,195 12
6. 221,021 89,107 16,126 15,969 8,911 246,058 105,076 (18,659) 6,870 227,399 111,946 7. 4,234 601 4,836 9,070 601 8. 5,611 15,369 13
9. 16,710 28,176 243,207 181,548 518 (681) 260,435 209,043 16.5%16.5% (B.V.I.) 16.5%16.5% 20%9% 14
16.5%16.5% 30% 25% 10. 920,461,000826,833,000 1,331,144,0001,275,824,000 11. 15
12. 2,974,958 547,407 105,888 3,840 290,521 3,744 1,345 (675) (166,584) (5,692) (3,225) (304) 170 3,098,390 545,459 102,633 4,881 3,314,100 539,275 99,438 5,636 292,763 34,268 1,514 (4,770) (189,058) (6,573) (3,225) (415) (1,140) 3,411,895 566,970 96,213 6,735 16
13. 265,714 334,016 1,299,874 1,012,070 701,914 578,349 2,267,502 1,924,435 14. 1,399,724 1,367,438 62,288 30,321 1,462,012 1,397,759 17
15. 73,092 58,602 40,536 8,992 92,415 98,905 2,099 500 213,100 104,801 75,746 58,635 496,988 330,435 16. 9,550 50,000,00013 18
17. 430,188 378,454 3,479 691 5,061 10,105 7,197 7,849 445,925 397,099 18. 148,448 186,676 76,000 76,000 26,527 23,965 11,927 12,868 24,934 89,850 1,112 587 33,974 41,833 322,922 431,779 19
19. (a) 223,448 70,332 132,297 48,849 355,745 119,181 (b) 13 1550,000,000 120,000,000308,440,000 754,260,000 20. 20
21. (a) * 3,631 3,631 * 7,015 6,931 ** 20,944 19,409 * ** 21
(b) (c) 3,288 1,139 1,139 3,288 (d) 9,379 5,451 52 32 9,431 5,483 22
1,272.112.1% 511.610.1% 760.513.4% 163.03.8%132.6 7.5%99.50.8% 5,41511.9% 23
9.5%6.6%11.3% 0.69 14.0%63.5% 24
4,358,808,000 4,772,638,000413,830,000 9.5%(1) (2)(3) % % % 2,713,800 56.9 2,550,086 58.5 163,714 6.4 1,294,820 27.1 1,296,878 29.8 (2,058) (0.2) 667,438 14.0 408,136 9.4 259,302 63.5 96,580 2.0 103,708 2.3 (7,128) (6.9) 4,772,638 100.0 4,358,808 100.0 413,830 9.5 2,713,800,000 2,550,086,000 163,714,0006.4% 73,000,000151,000,00078,000,000 25
1,296,878,000 1,294,820,0000.2% 408,136,000 667,438,000259,302,000 63.5% % % % 1,604,101 33.6 1,347,848 30.9 256,253 19.0 812,359 17.0 997,585 22.9 (185,226) (18.6) 388,000 8.1 259,615 6.0 128,385 49.5 1,035,428 21.8 887,976 20.3 147,452 16.6 3,839,888 80.5 3,493,024 80.1 346,864 9.9 932,750 19.5 865,784 19.9 66,966 7.7 4,772,638 100.0 4,358,808 100.0 413,830 9.5 26
1,604,101,000 1,347,848,000 256,253,00019.0% 812,359,000 997,585,000 185,226,00018.6% 49.5%16.6% 847,077,000 775,150,00071,927,000 9.3% 4.4%1.5% 27
3,397,615,000 3,068,940,000 28.8%29.6% 0.8 10,638,00048,121,000 28.7% 28.8%(1) (2)(3) (4) 9,458,689,000 8,087,370,000 4,089,735,0003,967,507,000 5,383,925,0004,154,627,000 14,971,00034,764,000 28
540,015,000892,803,000 1,843,552,000 1,358,179,000 485,373,000 2,747,842,000 2,144,405,000904,290,000 786,226,000 9,458,689,000 8,087,370,000 9.6%9.7% 1.13% LIBOR 50,000,000 40,000,00030,000,000 20,000,000 15,369,0005,611,000 209,043,000260,435,000 29
5,000,000 187,400,000 60,000,000 221,893,000 85,000,000 1,158,650,0000.8109 939,548,000 608,174,000 424,062,000 121,635,000 30
81,090,000 32,188,000 128,649,000 233,014,000 69,000,000 1,527,464,0000.7965 1,216,626,000 777,000,000 750,464,000 31
426,330,00069,000,000 565,695,00090,000,000 50,000,000 120,000,000 59,500 25.0% 22.2% 32
328,545,00059%36% 355,745,000 MSCI 500100 33
0.700.57 0.20 34
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A.6.5 D.3 E.1.2 36
69,000,00022.4 1,527,464,000 37
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