2 4 6 18 26 34 48 50 51 52 53 55 56 110 2013
139.8 8.2 IPO 0.4 19.4 0.04 177 2
3 2013
P.O. Box 613 GT 4th Floor Harbour Centre George Town Grand Cayman KY1-1107 Cayman Islands 599 B 23 361016 183 54 1 27 Royal Bank of Canada Trust Company (Cayman) Limited 4th Floor, Royal Bank House 24 Shedden Road George Town Grand Cayman KY1-1110 Cayman Islands 4
183 17 1712-1716 31-33 3313 www.artgo.cn +86 592 2103888 +86 592 2132888 5 2013
44,700 69 27 78 6
72 2.0 250,000 55.8 30 18.6 37.2 25 JORC 51.4 46.6 8.8 106.8 23.1 21.0 44.1 218 154 7 2013
8
9 2013
139.8 131.6 (1) 13,456 44,716 (2) 26 69 (3) (a) % (%) % (%) 37,555 26.9 85.1 504 6.1 75.6 77,963 55.8 51.7 7,706 93.9 43.1 24,257 17.3 45.2 139,775 100.0 59.5 8,210 100.0 45.1 10
(b) 6.6 0.1 356.4 32.1 78.6 5,716 4,885 219 240 309 (c) % % 50,199 37.2 3.894 55.0 84,752 62.8 3,203 45.0 134,951 100.0 7,097 100.0 56.6 50.2% 37.7% 11.8% 77 64 22.6% 11 2013
28.6% (1) (2) 12.1% 18.9% 79.5 59.5% 45.1% 2.1 1.9 12
24.5 17.5% 8.0 96.9% 368 241 27.8 8.9 2.4 0.7 16,666,675 16,666,675 1.0 2.2 13 2013
17,000 12.7 29.5 0.4 19.4 28.1 117.1% 61.0 1,401 217 14
0.04 15.7 1 20 1 3 3.9 19.1 23.0 164 64 759.8 53.9 53.9 Liu Investment Development Holdings Group LimitedLiu s Group 15 2013
4.6 0.8Liu s Group 114.9 28.0 49.0 65.9 23 (a) 24.9 (b) 18.8 (c) 2.7 32 11.3 3.2 16
833.0 655.5 20.0 (1) (2) (3) (4) (5) 17 2013
36 51 55 44 34 49 45 53 36 12 6 Xiamen Sharing Metals & Minerals Import and Export Co., Ltd. Liu s Group XV Liu s Group 678,127,548 18
51 24 (PRC Natural Marble, Granite Resources and Research) (PRC Natural Marble, Decorative Granite Stone Resources Forecast and Analysis) 19 2013
55 16 CMS SpA Xianglian Stone (Xiamen) Co., Ltd Xu Chao Stone Materials Co, Ltd. 44 18 20
Hong Kong Enterprises Management Center Group Workplace Management Improvement CHC (CHC Manager Human Resource) 34 2483 21 2013
49 17 601636 45 14 Grant Thornton Group Grant Thornton Accounting Firm 22
53 15 46 20 Shanxi Sida Construction Materials Co., Ltd Shanxi Huajun Stone Enterprise Co., Ltd Hubei Era Mining Co., Ltd. 23 2013
37 14 Sichuan Daxing Stone Material Co., Ltd Sichuan Jiangyou Jinshida Stone Co., Ltd Gansu Yumen Huadi Mining Co., Ltd 36 8 Wudinglisha Stone Co., Ltd. Hunan Yingzi Hill Stone Exploration Co., Ltd. 24
47 27 Henan Zhumadian Industrial Trading Center Henan Junding Group Co., Ltd. 2,666,668 2,666,668 25 2013
14 A.2.1 10 18 23 26
A.2.1 3.13 A.4.1 A.4.2 27 2013
28
4 5 29 2013
D.3.1 30
48 49 1,450 5,310 350 7,110 31 2013
183 54 2 21 32
599 B 23 361016 +86 592 5799627 info@artgo.cn www.artgo.cn 33 2013
22 999,999,898 333,334,000 333,334,000 2.65 833 14 28 866.9 34
9.8% 34.8% 10.0% 34.1% 5% 23 135,000 70,000 35 2013
12 26 27 110 3.13 36
84 83(3) 8 37 2013
42 (a) (b) (d) 38
(c) 16,666,675 1.25% (d) 2.39 2.65 10% (e) (i) 10% (ii) 18 20% (iii) 30 60% (iv) 42 100% (f) 1.00 (g) (i) (ii) 14 (iii) (iv) 39 2013
(v) (vi) 16,666,675 16,666,675 16,666,675 1 1 16,666,675 16,666,675 2.39 (1) 6 42 2.39 1,666,667 2.39 1,666,668 2.39 6,666,670 2.39 6,666,670 16,666,675 (a) (b) (i) (ii) 40
(b) (e) (i) (ii) (iii) (c) 10% 133,333,400 10% (d) 1% (e) (i) (ii) (iii) (f) (g) 1.00 41 2013
(h) (i) (ii) (iii) (i) 10 42
A. XV XV 7 8 352 (a) 1 2 678,127,548(L) 50.86% (b) 1 Liu s Group 100(L) 100% (1) L (2) Liu s Group XV Liu s Group 43 2013
B. XV 2 3 336 1 Liu s Group 678,127,548(L) 50.86% China Marble Investment Holdings Limited Carlyle Asia Growth Partners IV, L.P. 321,872,452(L) 24.14% 2 321,872,452(L) 24.14% 2 CAGP IV General Parnter L.P. 321,872,452(L) 24.14% 2 CAGP IV, Ltd. 321,872,452(L) TC Group Cayman Investment Holdings Sub, L.P. TC Group Cayman Investment Holdings, L.P. 2 321,872,452(L) 2 321,872,452(L) 2 Carlyle Holdings II L.P. 321,872,452(L) 2 Carlyle Holdings II GP L.L.C. 321,872,452(L) 2 The Carlyle Group L.P. 321,872,452(L) 2 Bank of America Corporation 140,129,340(L) 3 106,766,340(S) 4 24.14% 24.14% 24.14% 24.14% 24.14% 24.14% 10.51% 8.01% (1) LS 44
(2) China Marble Investment Holdings Limited 91.83% Carlyle Asia Growth Partners IV, L.P. The Carlyle Group L.P. Carlyle Holdings II GP L.L.C. Carlyle Holdings II L.P. TC Group Cayman Investment Holdings, L.P. TC Group Cayman Investment Holdings Sub, L.P. CAGP IV, Ltd. CAGP IV General Partner L.P Carlyle Asia Growth Partners IV, L.P. XV The Carlyle Group L.P. Carlyle Holdings II GP L.L.C. Carlyle Holdings II L.P. TC Group Cayman Investment Holdings, L.P. TC Group Cayman Investment Holdings Sub, L.P. CAGP IV, Ltd. CAGP IV General Partner L.P. Carlyle Asia Growth Partners IV, L.P. China Marble Investment Holdings Limited China Marble Investment Holdings Limited (3) Merrill Lynch International 140,129,340 56,766,340 Merrill Lynch International ML UK Capital Holdings ML UK Capital Holdings MLEIH Funding 58.94% MLEIH Funding 91.90% Merrill Lynch Europe Limited Merrill Lynch Europe Limited Merrill Lynch UK Holdings Merrill Lynch UK Holdings 57.19% ML EMEA Holdings LLC ML EMEA Holdings LLC Merrill Lynch International Incorporated Bank of America Corporation NB Holdings Corporation NB Holdings Corporation Merrill Lynch International Incorporated XV Bank of America Corporation Merrill Lynch International 140,129,340 56,766,340 (4) Merrill Lynch Japan Securities Co., Ltd. 50,000,000 Merrill Lynch Japan Securities Co., Ltd. Merrill Lynch International Incorporated Bank of America Corporation NB Holdings Corporation NB Holdings Corporation Merrill Lynch International Incorporated XV Bank of America Corporation Merrill Lynch Japan Securities Co., Ltd. 50,000,000 31 31 14A.31(2) 14A.31(6) 14A.33(3) 14A.65(4) 14A 45 2013
25% Liu s Group 183 17 1712-1716 46
47 2013
50 109 48
49 2013
4 139,775 8,210 (56,597) (4,505) 83,178 3,705 5 4,298 210 (24,500) (7,953) (45,564) (12,257) (593) (855) 6 (4,501) (2,254) 7 12,318 (19,404) 9 (12,720) (17) 10 (402) (19,421) 11 0.04 50
12 41,051 15,091 13 77,206 21,838 15 11,144 1,958 16 11,168 1,520 17 1,702 1,702 142,271 42,109 18 60,973 28,135 19 15,706 41 15 10,545 6,823 20 197 2,322 17 883,235 201,092 970,656 238,413 21 22,967 3,888 22 66,194 9,860 6,733 20 23 114,900 28,000 20 71 250,551 210,865 292,319 759,791 (53,906) 902,062 (11,797) 24 3,196 2,965 22 27,900 1,017 25 9,906 176 41,002 4,158 861,060 (15,955) ( ) 26 10,492 28 850,568 (15,955) ( ) 861,060 (15,955) 51 2013
26 28(a) 28(b) 28(c) 27 28(d) (19,048) 33,636 (4,122) 10,466 (19,421) (19,421) 94 (94) 28(d) (7,000) (7,000) 94* (19,048)* 26,636* (23,637)* (15,955) 94 (19,048) 26,636 (23,637) (15,955) (402) (402) 26(a) 231,745 231,745 26(b) 7,869 (7,869) 26(c) 2,623 692,500 695,123 (49,468) (49,468) 28(b) 1,308 (1,308) (28(c) 488 (488) 27 17 17 10,492 866,908* 1,308* 582* 17* (19,048)* 26,636* (25,835)* 861,060 * 850,568,000 (15,955,000) 52
12,318 (19,404) 12 3,284 1,388 13 757 2,951 7 1 84 27 17 6 4,501 2,254 7 (1,873) 632 5 (2,138) (169) 16,867 (12,264) (15,665) (41) (32,838) (21,698) (11,936) (8,220) 19,079 3,732 203 16,260 45,111 6,522 20,821 (15,709) (5,776) (1,789) (2,253) 1,166 108 14,422 (17,854) (24,917) (11,555) (18,640) (3,496) (25) (170) (5,639) 2 (125,500) (48,000) (2,671) (1,702) (175,394) (66,919) 53 2013
114,900 56,000 (28,000) (54,160) 26(c) 695,123 (49,468) 1,993 (8,364) (15,873) 251,467 28(d) (7,000) 718,675 237,943 557,703 153,170 153,092 1,470 (1,060) (1,548) 709,735 153,092 709,735 127,950 17 173,500 73,142 17 883,235 201,092 17 (173,500) (48,000) 709,735 153,092 54
14 223,383 126,288 15 1,136 20 197 17 655,029 12 655,226 1,148 22 29,552 14 9,221 4,670 20 16 125,726 38,789 130,396 616,437 (129,248) 839,820 (2,960) 26 10,492 28 829,328 (2,960) 839,820 (2,960) 55 2013
1. P.O. Box 613 GT, 4th Floor Harbour Centre, George Town, Grand Cayman, KY1-1107, Cayman Islands 183 54 Liu Investment Development Holdings Group LimitedLiu s Group 2.1 56
2.1 (i) (ii) (iii) (i) (ii) iii) 2.2 9 3 9 9 7 7 39 3 39 10 10 12 12 27 1 27 19 19 2 32 32 1 36 36 1 39 39 1 5 14 1 21 4 2 1 2 3 4 5 57 2013
2.2 9 39 39 9 39 9 39 9 39 7 9 9 9 9 39 39 9 39 10 9 12 27 12 10 58
2.2 32 32 2.3 (a) (b) (c) 59 2013
2.3 39 39 60
2.3 61 2013
2.3 (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) 62
2.3 3 5 19% 32% 5 10 10% 19% 5 19% 7 10 10% 14% 30 63 2013
2.3 (a) (b) (c) 64
2.3 (a) (b) (c) (d) 10 65 2013
2.3 66
2.3 (a) (b) 67 2013
2.3 68
2.3 69 2013
2.3 70
2.3 (a) (a) (b) (c) (d) (b) 71 2013
2.3 (c) 27 72
2.3 73 2013
2.3 3. 74
3. (a) (b) 6,619,000 (c) 41,051,000 15,091,000 75 2013
3. (d) (e) 6.55% 9,906,000 176,000 (f) 60,973,000 28,135,000 76
4. % % 77,963 56 7,706 94 24,257 17 37,555 27 504 6 139,775 100 8,210 100 *: 134,951 7,097 4,824 1,113 139,775 8,210 * 77 2013
4. 10% A B * 1,048 * 1,177 * 10% 5. 2,138 169 1,873 287 41 4,298 210 6. 1,941 2,254 22 1,984 25 576 4,501 2,254 78
7. 56,597 4,505 8 23,696 8,221 27 17 1,476 229 2,414 689 1,182 244 28,785 9,383 12 3,284 1,388 13 757 2,951 4,041 4,339 1,536 585 2,870 481 15(a) 283 34 1,509 6 29,494 2,297 (1,873) 632 1 84 79 2013
8. 161 1,010 515 24 17 1,034 532 (a) 80
8. (b) * 403 2 405 273 19 292 136 1 137 198 2 200 1,010 24 1,034 1,010 24 1,034 * 116 1 117 212 15 227 121 121 66 1 67 515 17 532 515 17 532 * 81 2013
8. (c) 8(b) 1,227 669 6 43 22 1,276 691 1,000,000 27 9. 25% 82
9. 12,489 20 24 231 (3) 12,720 17 12,318 (19,404) * 34,637 1,721 46,955 (17,683) 25% 10,448 (4,405) 16.5% 852 (10) 211 854 5,003 529 133 3,029 (997) (3,029) 10% 99 20 12,720 17 * 83 2013
10. 34,637,000 1,721,000 28 11. 992,210,587 (a) 26(a) Liu s Group 2 (b) 26(b) 999,999,898 (c) 26(c) 333,334,000 1 84
12. 810 11,253 1,294 2,977 176 317 16,827 205 12,578 1,820 1,096 9,154 4,392 29,245 (2) (2) 1,571 (1,571) 1,015 25,402 3,112 4,073 9,330 3,138 46,070 255 1,024 155 302 1,736 293 2,153 497 279 62 3,284 (1) (1) 548 3,177 651 581 62 5,019 555 10,229 1,139 2,675 176 317 15,091 467 22,225 2,461 3,492 9,268 3,138 41,051 85 2013
12. 584 2,125 134 1,400 4,243 127 8,364 1,173 1,608 176 1,256 12,704 99 840 (939) (76) (13) (31) (120) 810 11,253 1,294 2,977 176 317 16,827 45 262 16 59 382 210 780 142 256 1,388 (18) (3) (13) (34) 255 1,024 155 302 1,736 539 1,863 118 1,341 3,861 555 10,229 1,139 2,675 176 317 15,091 86
13. (a) (b) 9,056 12,758 24 21,838 55,840 170 115 56,125 12,928 (12,928) (735) (22) (757) 77,089 117 77,206 81,137 140 81,277 (4,048) (23) (4,071) 77,089 117 77,206 12,006 10,349 22,355 2,409 25 2,434 (2,950) (1) (2,951) 9,056 12,758 24 21,838 12,369 12,758 25 25,152 (3,313) (1) (3,314) 9,056 12,758 24 21,838 87 2013
13. (a) 30 250,000 (b) 14. ArtGo Investment Limited BVI *: 223,383 126,288 223,383 126,288 * BVI 1.00 88
14. % BVI 1 100 100 100 20,000,000 100 60,000,000 100 110,143,800 100 (1) (2) 89 2013
15. 141 126 1,620 961 (a) 819 142 2,240 331 (b) 1,136 2,338 881 1,033 61 711 2,346 1,643 839 10,545 6,823 (a) 11,144 1,958 21,689 8,781 (a) 2,134,000 10,146,000 15 (b) (b) 90
16. 5,116 1,520 3,381 2,671 11,168 1,520 17. 711,437 129,652 655,029 12 25,142 173,500 48,000 884,937 202,794 655,029 12 (1,702) (1,702) 883,235 201,092 655,029 12 91 2013
17. 229,316 171,825 655,058 35 655,029 12 563 30,934 884,937 202,794 655,029 12 18. 51,997 22,966 8,286 4,855 690 314 60,973 28,135 11,341,000 3,244,000 23 92
19. 10,791 4,758 41 157 15,706 41 565,000 20% 75% 5% 1 157,000 93 2013
20. Liu s Group (a) 197 197 1,922 197 1,922 197 (b) 400 197 2,322 197 71 16 16 Liu s Group (a) 250,551 125,710 71 250,551 16 125,726 (a) Liu s Group Liu s Group 172,811,000 77,740,000 Liu s Group 15,873,000 26(a) Liu s Group Liu s Group Liu s Group 231,745,000 Liu s Group (b) 94
21. 9,146 3,543 2,610 345 1,791 9,420 22,967 3,888 95 2013
22. 8,618 2,900 1,279 1,279 1,263 1,476 (a) 9,300 320 7,485 2,120 28,102 2,644 28 1,874 900 790 560 214 62 (a) 1,984 1,741 1,115 66,194 9,860 (a) 27,900 1,017 27,900 1,017 94,094 10,877 96
22. (a) 55,840,000 18,640,000 9,300,000 6.4% 24 30 30 23. (a) 49,000 28,000 (b) 65,900 114,900 28,000 (%) 5.88-7.84 7.28 (a) 49,000,000 28,000,000 11,341,000 3,244,000 6.44% 7.84% (b) 62,300,000 3,600,000 97 2013
24. 2,968 2,968 9 (3) (3) 2,965 2,965 9 (215) 446 231 2,750 446 3,196 25% 532,000 12,116,000 22,128,000 2,117,000 5,004,000 98
25. 176 9,154 176 6 576 9,906 176 26. 3,000,000,000 0.01 5,000,000 0.01 23,651 41 1,333,334,000 0.01 100 0.01 10,492 50,000 5,000,000 0.01 30,000,000 3,000,000,000 0.01 99 2013
26. 100 (a) 2 (b) 999,999,898 7,869 (c) 333,334,000 2,623 1,333,334,000 10,492 (a) Liu s Group Liu s Group 231,745,000 20(a) (b) 7,869,000 999,999,898 0.01 (c) 333,334,000 0.01 2.65 883,335,000 695,123,000 3,333,000 2,623,000 880,002,000 692,500,000 27. 42 7 16,666,675 1.00 2.65 10% (a) 10%;(b) 10%;(c) 40% (d) 40% 100
27. 6 42 (i) (ii) (iii) 10% 1,666,667 2.39 1,666,668 2.39 6,666,670 2.39 6,666,670 2.39 16,666,675 16,744,000 13,176,000 1.00 0.79 21,000 17,000 (%) (%) 46.05~55.29 (%) 0.26~1.23 101 2013
27. 16,666,675 16,666,675 166,667 39,666,686 16,666,675 1.25% 28. 52 (a) (b) 10% 50% 10% (c) 102
28. (d) (i) 33,636,000 (ii) 7,000,000 (1,239) (1,239) (1,721) (1,721) (2,960) (2,960) (34,637) (34,637) 26(a) 231,745 231,745 26(b) (7,869) (7,869) 26(c) 692,500 692,500 (49,468) (49,468) 27 17 17 866,908 17 (37,597) 829,328 103 2013
29. 3,110 1,573 7,114 6,730 10,224 8,303 30. 8,078 2,133 1,762 10,122 19,962 2,133 104
31. (a) (i) 374 342 Xiamen Global (i) 8 374 350 (ii) 542 246 Liu s Group Liu s Group 20 (iii) (15,873) 250,551 (i) Xiamen Global Power Import and Export Co., Ltd.Xiamen Global Xiamen Global Xiamen Global (ii) (iii) Liu s Group Liu s Group 105 2013
31. (b) 20 (c) 2,942 1,241 14 77 38 3,033 1,279 8 32. 106
32. 73% 11,490,000 5.0% 52 (7,094) (52) 7,094 32,753 (32,753) 107 2013
32. 1,931 117,087 119,018 22,967 22,967 41,679 12,258 650 31,471 86,058 71 71 64,717 14,189 117,737 31,471 228,114 2,284 26,485 28,769 3,888 3,888 6,260 369 1,107 1,017 8,753 250,551 250,551 260,699 2,653 27,592 1,017 291,961 108
32. 23 33. 34. 109 2013
139,775 8,210 173 (56,597) (4,505) (126) 83,178 3,705 47 4,298 210 52 (24,500) (7,953) (114) (45,564) (12,257) (4,212) (593) (855) (16) (4,501) (2,254) (142) 12,318 (19,404) (4,385) (12,720) (17) (402) (19,421) (4,385) (402) (19,421) (4,122) (263) (402) (19,421) (4,385) 0.04 142,271 42,109 26,216 970,656 238,413 25,067 41,002 4,158 2,968 210,865 292,319 37,849 861,060 (15,955) 10,466 861,060 (15,955) 10,466 110