2015 ( ) USB KeyOTP PC 3. 1

2015 2016 03

2015 ( ) 1. 2012-2015 2. USB KeyOTP PC 3. 1

2015 USB KeyOTP 4. USB Key OTP 5. IC IC 6. 209,022,000 10 2.4 0 10 10 2

2015... 1... 6... 9... 16... 30... 47... 58... 59... 65... 70... 143 3

2015 2015 1 1 2015 12 31 USB Key IC USB Key USB Key "" USB Key IC Integrated Circuit PVC IC CPU IC 4

2015 COS Chip Operating System COS ISOIEC7816 COS COS FT-COSFTCOS COS PKI EMV EMV PBOC2.0 Public Key Infrastructure PKI USB Key CPU USB Key EMV EMV IC EMV EMV EMV 2005 3 ICJR/T0025-2005 PBOC2.0 Java Java Java Sun USB Key USB OTPOTP One-Time Password OTP SIM 5

2015 300386 Feitian Technologies Co.,Ltd. Feitian 9 B 17 100085 9 B 17 100085 http://www.ftsafe.com.cn wubi@ftsafe.com 9 B 9 B 17 17 010-62304466-1709 010-62304466-1709 010-62304477 010-62304477 wubi@ftsafe.com wubi@ftsafe.com http://www.cninfo.com.cn/ 9 B 17 6

2015 19 12 1012 2014.6.26-2017.12.31 2015 2014 2013 911,596,079.76 1,080,430,838.32-15.63% 845,824,490.68 183,582,704.27 264,367,795.46-30.56% 201,175,873.54 151,992,093.56 256,803,139.50-40.81% 190,092,376.11 105,522,767.30 275,246,375.22-61.66% 159,528,868.51 / 0.88 1.41-37.59% 2.68 / 0.88 1.41-37.59% 2.68 12.65% 27.87% -15.22% 49.50% 2015 2014 2013 1,754,070,632.28 1,632,903,665.10 7.42% 638,168,607.64 1,500,990,078.86 1,389,853,346.79 8.00% 506,995,551.33 146,411,819.97 234,464,570.73 202,555,876.10 328,163,812.96 20,950,200.69 38,986,722.54 22,707,048.53 100,938,732.51 7

2015 20,131,735.69 32,010,359.10 22,098,716.28 77,751,282.49-101,058,861.41 22,944,713.40-321,679.50 183,958,594.81 1 2 2015 2014 2013-1,706.38-32,150.04-1,301.62 5,601,821.00 8,102,852.00 13,043,293.00 30,511,141.52 368,383.56-740,757.04-27,306.00-2,000.00 3,779,888.39 847,123.56 1,956,493.95 31,590,610.71 7,564,655.96 11,083,497.43 -- 1 1 1 8

2015 1998 80 6000 200 1.USB Key USB KeyPKIU USB KeyUSB Key USB Key55,692.47 61.09%28.66% 2.OTP OTP Token TimeEvent/Challenge/ResponseOTP 27,803.1530.50%15.37% 3. Dongle 3,808.20 4.18%1.61% 4. IC 3,286.233.60%155.99% 1 34.67% 39.94% 9

2015 41.33% 106.42% 124.75% 5126.31% 2 18 APP 200 806000 200 90050% 20147 1501254162888 2015 1002015 AAATOP100 17087 10

2015 1 201210240500.3 2012/7/11 2015/1/14 2 Excel 201210134550.3 2012/4/28 2015/1/14 3 USB Key201110374579.4 2011/11/22 2015/1/14 4 201110145162.0 2011/5/31 2015/1/14 5 201210417183.8 2012/10/26 2015/1/14 6 201210272370.1 2012/8/1 2015/1/14 7 201210564398.2 2012/12/21 2015/1/14 8 201210299632.3 2012/8/21 2015/3/4 9 201210323606.X 2012/9/4 2015/3/4 10 201210319748.9 2012/8/31 2015/3/4 11 201210417421.5 2012/10/26 2015/3/4 12 200610113182.9 2006/9/19 2015/3/4 13 201210490694.2 2012/11/27 2015/3/4 14 201210429244.2 2012/10/31 2015/4/15 15 201210299029.5 2012/8/21 2015/4/15 16 200610113183.3 2006/9/19 2015/4/15 17 201210337466.1 2012/9/12 2015/4/15 18 PIN 201210425328.9 2012/10/30 2015/4/15 19 201210270387.3 2012/7/31 2015/4/15 20 201210574826.X 2012/12/26 2015/4/15 21 201210579192.7 2012/12/27 2015/4/15 22 USB 200910085695.7 2009/5/27 2015/4/15 23 201210225918.7 2012/6/29 2015/4/15 24 201210187236.1 2012/6/7 2015/4/15 25 201210429782.1 2012/10/31 2015/5/27 26 ISO14443 201210506252.2 2012/11/30 2015/5/27 27 java 201210580998.8 2012/12/27 2015/5/27 28 USB 201210253758.7 2012/7/20 2015/5/27 29 200910090592.X 2009/8/31 2015/5/27 30 201210401903.1 2012/10/22 2015/5/27 31 201310062952.1 2013/2/28 2015/5/27 32 201110385692.2 2011/11/28 2015/5/27 33 201210504299.5 2012/11/30 2015/6/17 34 201210477046.3 2012/11/21 2015/6/17 11

2015 35 201210377756.9 2012/10/8 2015/6/17 36 201310049877.5 2013/2/7 2015/6/17 37 201210578627.6 2012/12/27 2015/6/17 38 201210428772.6 2012/10/31 2015/6/17 39 201210562401.7 2012/12/21 2015/6/17 40 201310023543.0 2013/1/22 2015/7/22 41 201310078511.0 2013/3/12 2015/7/22 42 Java 201210574908.4 2012/12/26 2015/7/22 43 201310146939.4 2013/4/25 2015/7/22 44 USB 201210589947.1 2012/12/28 2015/7/22 45 Java 201110374578.X 2011/11/22 2015/7/22 46 200810226998.1 2008/11/28 2015/7/22 47 201210223669.8 2012/6/29 2015/7/22 48 201110268218.1 2011/9/9 49 200610113556.7 2006/9/30 2015/7/22 50 201110297951.6 2011/9/30 2015/7/22 51 201310049893.4 2013/2/7 2015/7/22 52 201210587208.9 2012/12/28 2015/8/26 53 NandFlash 201210429087.5 2012/10/31 2015/8/26 54 201210323438.4 2012/9/4 2015/8/26 55 201310151280.1 2013/4/27 2015/9/23 56 201210182102.0 2012/6/4 2015/9/23 57 201310078191.9 2013/3/12 2015/9/23 58 201210291655.X 2012/8/16 2015/9/23 59 201410685654.2 2014/11/25 2015/9/23 60 201210461469.6 2012/11/16 2015/9/23 61 java 201310031158.0 2013/1/28 2015/9/23 62 200910090578.X 2009/8/27 2015/9/23 63 201210579964.7 2012/12/27 2015/10/28 64 201310151543.9 2013/4/27 2015/10/28 65 201210587204.0 2012/12/28 2015/11/18 12

2015 66 201310052671.8 2013/2/18 2015/11/4 67 201210309493.8 2012/8/27 2015/11/4 68 201310251413.2 2013/6/24 2015/12/2 69 201310082300.4 2013/3/15 2015/12/9 70 201310129808.5 2013/4/15 2015/12/2 1 201420552483.1 2014/9/24 2015/1/14 2 201420546711.4 2014/9/22 2015/1/14 3 201420852875.X 2014/12/29 2015/5/27 4 201420822100.8 2014/12/22 2015/5/27 5 7PINUSB 201520088937.9 2015/2/9 2015/5/27 6 201520561580.1 2015/7/29 2015/12/2 7 USB 201520569231.4 2015/7/31 2015/12/2 8 201520561254.0 2015/7/29 2015/12/2 1 H58 201430219629.6 2014/7/3 2015/1/14 2 C33 201430239307.8 2014/7/16 2015/1/14 3 H56 201430272297.8 2014/8/5 2015/1/14 4 H561 201430272266.2 2014/8/5 2015/1/14 5 H562 201430274751.3 2014/8/6 2015/1/14 6 C34 201430321240.2 2014/9/2 2015/3/4 7 C36 201430321518.6 2014/9/2 2015/3/4 8 H58 201430347879.8 2014/9/19 2015/3/4 9 T237 201430459631.0 2014/11/20 2015/4/15 10 201430447244.5 2014/11/14 2015/4/15 11 201430451903.2 2014/11/17 2015/4/15 12 201430424819.1 2014/10/31 2015/5/27 13 201430427754.6 2014/11/3 2015/5/27 14 201430467082.1 2014/11/24 2015/5/27 15 201430467003.7 2014/11/24 2015/5/27 16 201430491694.4 2014/12/2 2015/5/27 17 201430491783.9 2014/12/2 2015/5/27 18 201430452219.6 2014/11/17 2015/6/24 19 201430548211.X 2014/12/24 2015/6/24 13

2015 20 201430446065.X 2014/11/13 2015/6/24 21 201430548392.6 2014/12/24 2015/6/24 22 201430546523.7 2014/12/23 2015/6/24 23 G14 201530007760.0 2015/1/12 2015/6/24 24 201430440546.X 2014/11/11 2015/6/24 25 H61 201530003719.6 2015/1/7 2015/7/22 26 H60 201530003618.9 2015/1/7 2015/7/22 27 201530083225.3 2014/11/3 2015/7/22 28 201530083674.8 2014/12/2 2015/7/22 29 201530083009.9 2014/12/2 2015/7/22 30 201430475842.3 2014/11/26 2015/7/22 31 C40 201530015655.1 2015/1/20 2015/7/22 32 C31 201530015607.2 2015/1/20 2015/7/22 33 H65 201530083905.5 2015/4/2 2015/7/22 34 201430467229.7 2014/11/24 2015/7/22 35 201530057386.5 2015/3/11 2015/8/26 36 201430492520.X 2014/12/2 2015/8/26 37 201530028991.X 2015/1/30 2015/8/26 38 201530058560.8 2015/3/12 2015/8/26 39 201430533478.1 2014/12/17 2015/8/26 40 201530071756.0 2015/3/24 2015/8/26 41 201430513849.X 2014/12/10 2015/8/26 42 201530052659.7 2015/3/3 2015/8/26 43 201430489435.8 2014/12/1 2015/8/26 44 201430475434.8 2014/11/26 2015/8/26 45 201530066755.7 2015/3/19 2015/8/26 46 201530063379.6 2015/3/17 2015/8/26 47 201430531940.4 2014/12/17 2015/8/26 48 201530082387.5 2015/4/1 2015/8/26 49 201530057755.0 2015/3/11 2015/8/26 50 201530051712.1 2015/3/2 2015/9/23 51 H64 201530115837.6 2015/4/28 2015/9/23 52 201530063169.7 2015/3/17 2015/9/23 53 201530058523.7 2015/3/12 2015/9/23 54 H67 201530117870.2 2015/4/29 2015/9/23 55 201530070191.4 2015/3/23 2015/9/23 56 201430535178.7 2014/12/18 2015/9/23 57 H66 201530117881.0 2015/4/29 2015/9/23 58 H68 201530176115.1 2015/6/3 2015/9/23 59 201530181704.9 2015/6/4 2015/11/11 14

2015 60 201530180846.3 2015/6/5 2015/11/11 61 H69 201530197296.6 2015/6/16 2015/11/11 62 K8 201530217984.4 2015/6/26 2015/10/28 63 K6 201530214797.0 2015/6/25 2015/10/28 64 K9 201530238048.1 2015/7/7 2015/12/2 65 K10 201530250353.2 2015/7/13 2015/12/2 66 K7 201530218337.5 2015/6/26 2015/12/2 67 201530203032.7 2015/6/18 2015/12/9 68 201530205238.3 2015/6/19 2015/12/2 69 C37 201530331174.1 2015/8/31 2015/12/30 70 C45 201530331329.1 2015/8/31 2015/12/30 71 H72 201530339886.8 2015/9/6 2015/12/30 1 2012-8-31 2015/2/17 US8,959,606 2 2012-12-25 2015/3/31 US8,996,872 3 2011-11-24 2015/3/3 US8,972,976 4 2012-8-28 2015/5/5 US9,027,110 5 2011-3-29 2015/3/31 US8,995,663 6.NET 2011-10-25 2015/3/31 US8,996,882 7 USB Key2012-9-25 2015/5/12 US9,032,107 8 2008/4/9 2015/4/21 US9,015,848 9 2011-9-21 2015/5/5 US9,027,103 10 2011/11/1 2015/6/2 US9,047,486 11 2012-7-30 2015/6/9 US9,055,058 12 2011-12-27 2015/8/18 US9,112,855 13.Net.Net 2009/4/17 2015/11/3 US9,176,753 14 2012-4-27 2015/9/29 US9,148,415 15 2011-11-30 2015/9/22 US9143505 16 2012-6-4 2015/10/27 US9,172,536 17 2009/9/23 2015/10/13 US9158905 18 2008/12/30 2015/12/8 US9,208,297 19 2012-12-21 2015/11/3 US9,178,875 20 2013-10-21 2015/11/10 US9,182,967 15

2015 2015USB KeyOTP 91,159.6115.63% 18,358.27 30.56% USB KeyOTP KeyKey 2015311 OTP/NFC2 EMVOTPEMV3 PTCEMV 2016 USB KeyOTP 20155 20 2016 O2O 2016 Key KeyFT-JCOS JAVAEMVCo Platform 1254888551 1202171502015 ROCKEY 2015 2015GM/T 0039-2015USBKey JR/T 0114-2015 16

2015 1 2 1 2015 2014 911,596,079.76 100% 1,080,430,838.32 100% -15.63% 911,596,079.76 100.00% 1,080,430,838.32 100.00% -15.63% USBKEY 556,924,656.90 61.09% 780,621,144.50 72.25% -28.66% 278,031,549.09 30.50% 240,994,250.49 22.31% 15.37% 38,081,978.34 4.18% 38,706,094.92 3.58% -1.61% 32,862,302.98 3.60% 12,837,212.28 1.19% 155.99% 5,695,592.45 0.62% 7,272,136.13 0.67% -21.68% 846,697,168.74 92.88% 1,015,938,786.11 94.03% -16.66% 64,898,911.02 7.12% 64,492,052.21 5.97% 0.63% 2 10% 911,596,079.76 547,881,570.79 39.90% -15.63% -14.88% -0.25% USBKEY 556,924,656.90 323,264,394.93 41.96% -28.66% -27.04% -2.96% 278,031,549.09 185,248,464.99 33.37% 15.37% 4.92% 24.84% 17

2015 846,697,168.74 520,519,986.28 38.52% -16.66% -15.60% -1.97% 1 3 2015 2014 USB Key OTP 23,910,988 33,151,317-27.87% 25,111,494 32,215,975-22.05% 25,430,823 21,626,891 17.59% 29,322,872 21,059,911 39.24% 2,047,994 2,997,803-31.68% 1,951,050 2,578,007-24.32% 22,897,895 382,757 5,882.36% IC 24,326,305 344,479 6,961.77% 30% 1.USB Key27.87% 2.OTP39.24% 3.31.68% 4.IC 4 5 2015 2014 515,856,351.09 94.15% 620,603,423.78 96.42% -16.88% 16,899,680.42 3.08% 13,918,552.97 2.16% 21.42% 14,190,581.67 2.59% 8,306,074.98 1.29% 70.85% 18

2015 6 201412 145,010,000.00 7 8 536,805,909.23 58.89% 5 1 1 239,676,949.81 26.29% 2 2 147,673,025.99 16.20% 3 3 96,596,649.16 10.60% 4 4 28,399,416.95 3.12% 5 5 24,459,867.32 2.68% -- 536,805,909.23 58.89% 182,851,609.74 29.48% 5 1 1 61,284,570.07 9.88% 2 2 40,611,781.28 6.55% 3 3 28,948,296.61 4.67% 4 4 28,167,896.96 4.54% 5 5 23,839,064.82 3.84% -- 182,851,609.74 29.48% 19

2015 3 2015 2014 85,907,601.92 62,138,607.39 38.25% 171,633,953.87 120,081,704.42 42.93% -13,386,227.99-3,704,835.06 261.32% 4 20152015101,252,829.78 31.57%11.11% 14920 8 2015 2014 2013 418 319 301 42.83% 36.50% 48.39% 101,252,829.78 74,910,156.49 63,144,777.53 11.11% 6.93% 7.47% 0.00 0.00 0.00 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 5 2015 2014 1,171,238,565.25 1,306,159,196.26-10.33% 1,065,715,797.95 1,030,912,821.04 3.38% 105,522,767.30 275,246,375.22-61.66% 20

2015 1,729,821,141.52 30,436,383.56 5,583.40% 2,205,522,398.39 301,971,919.14 630.37% -475,701,256.87-271,535,535.58 75.19% 1,550,000.00 624,248,867.86-99.75% 72,521,451.26-70,971,451.26 624,248,867.86-111.37% -440,613,446.36 627,952,145.98-170.17% 1.61.66% 2.75.19% 5583.40% 630.37% 3.111.37% 30,520,699.70 15.51% 0.00% -2,559,560.99-1.30% 52,906,737.80 26.88% 742,923.49 0.38% 1 2015 2014 21

2015 581,675,887.1 1 33.16% 968,520,302.92 59.31% -26.15% 48,928,820.93 2.79% 83,390,649.73 5.11% -2.32% 278,013,216.2 8 15.85% 236,716,936.74 14.50% 1.35% 0.00% 0.00% 0.00% 4,035,225.19 0.23% 4,264,039.21 0.26% -0.03% 13,401,783.45 0.76% 20,514,838.35 1.26% -0.50% 18,712,196.65 1.07% 0.00% 1.07% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 18,465,394.83 1.05% 8,945,393.89 0.55% 0.50% 147,493,766.5 3 8.41% 2,822,139.07 0.17% 8.24% 3,813,857.92 0.22% 1,696,962.43 0.10% 0.12% 17,469,330.31 1.00% 9,813,522.24 0.60% 0.40% 1,252,985.84 0.07% 4,523,579.02 0.28% -0.21% 2 1 145,010,000.00 42,297,622.29 242.83% 2 145,010 100.00 5 9,568,0 9,568,0 2014 22

2015,000.00 % 65.72 65.72 12 31 http://w ww.cnin fo.com. cn/ -- -- 145,010,000.00 -- -- -- -- -- 9,568,0 65.72 9,568,0 65.72 -- -- -- 3 18,712,1 96.65 18,712,1 96.65 62.27% 5,000,00 0.00 0.00 -- -- -- 18,712,1 96.65 18,712,1 96.65 -- -- 5,000,00 0.00 0.00 -- -- -- 4 5 1 2014 61,849 18,287.71 35,669.87 0 0 0.00% 26,179.13 0 23

2015 -- 61,849 18,287.71 35,669.87 0 0 0.00% 26,179.13 -- 0 [2014]578 2014 6 (A )2,376.00 33.13 / 78,716.88 66,293.13 4,444.13 61,849.00 2014 6 23 2015 4 22 [2014] 01460011 2015 12 31 35,669.87 17,382.16 18,287.71 27,709.71 26,179.13 1,530.58 2 ( ) (1) (2) (3) (2)/(1) 1.USB Key 2015 9,236 9,236 3,678.26 9,329.91 101.20% 12 31 19,554.9 2 21,888.4 7 2. 2015 8,298 8,298 2,479.76 8,379.66 100.98% 12 31 8,133.45 9,544.98 3. Java 2016 8,977 8,977 4,294.39 6,426.33 71.59% 07 30 241.12 248.94 4. 2015 2,756 2,756 1,601.8 2,778.62 100.82% 12 31 337.18 472.3 2015 5. 2,084 2,084 1,412.97 2,129.33 102.18% 12 31 2016 6. 13,898 13,898 543.32 757.2 5.45% 07 30 24

2015 2016 7. 16,600 16,600 4,277.21 5,868.82 35.35% 07 30 -- 61,849 61,849 18,287.7 1 35,669.8 7 -- -- 28,266.6 7 32,154.6 9 -- -- -- 61,849 61,849 18,287.7 1 35,669. 87 -- -- 28,266.6 7 32,154.6 9 -- --, 82,724,577.41 2014 8 24 25

2015 3 1 2 10% 30,000,000.0 0 68,642,399.0 1 65,745,780.6 7 45,912,246.0 6 11,669,780.9 9 12,802,641.1 5 IC 32,250,000.0 0 83,388,325.8 8 57,069,894.6 3 19,684,719.1 9-13,761,879. 61-5,478,914.8 1 154,770,086. 89 154,628,065. 72 9,568,065.72 9,568,065.72 "HYPERSEC UINFORMA TION SYSTEMS,I NC 47,819.45 5,562,153.91 4,712,596.85 5,201,346.72 18,082.65 23,895.45 26

2015 1. 201571 2. 1 2015718 2) 2016120 2016 IC 2016 1 USB KeyOTPUSB Key OTP USB KeyOTPUSB KeyOTP KeyKey 2IC 27

2015 IC 2016 a.b.nfcc. d. ICIC ICIC ICIC 3 BLENFC 2015BLE 2016 4 20155 202016 5/ 2016 6 7 1 2015 05 20 http://ircs.p5w.net/ircs/ssgs/companyirm es.do?stockcode=300386 2015 06 10 http://ircs.p5w.net/ircs/ssgs/companyirm 28

2015 es.do?stockcode=300386 2015 11 04 2015 11 12 2015 12 17 http://ircs.p5w.net/ircs/ssgs/companyirm es.do?stockcode=300386 http://ircs.p5w.net/ircs/ssgs/companyirm es.do?stockcode=300386 http://ircs.p5w.net/ircs/ssgs/companyirm es.do?stockcode=300386 29

2015 201551520142014 2015-025 95,010,0001012114,012,000107.60 2014 20156292014 2015-030201573201576 10 0 10 2.4 10 10 209,022,000 50,165,280.00 165,224,433.84 100.00% 2015 183,582,704.27 30

2015 165,224,433.84 2015 30% 50,165,280.00 2015 2015 209,022,000 10 2.40 209,022,000 10 10 209,022,000 418,044,000 2015 3 1.2013 2.20142014264,367,795.46 237,931,015.91201430% 72,207,600.002014201495,010,000107.60 95,010,0001012114,012,000 209,022,000 2014 3.20152015 183,582,704.27 165,224,433.84201530% 50,165,280.0020152015209,022,000102.40 209,022,0001010209,022,000 418,044,0002015 2015 50,165,280.00 183,582,704.27 27.33% 2014 72,207,600.00 264,367,795.46 27.31% 2013 0.00 201,175,873.54 0.00% 1 2014 04 31

2015 16 36 20% 32

2015 25% 6 12 50% 1 2 2014 04 16 33

2015 12 20% 12 6 6 12 50% 34

2015 2014 04 16 5% 35

2015 5% 2014 04 16 36

2015 37 5% 5%

2015 2 201412 38

2015 145,010,000.00 45 5 2015201587 39

2015 1 2 3 4 5 40

2015 1 1 2 3 2 3 1 2015 5,000 01 13 2015 04 14 5.50% 5,000 67.81 67.81 2015 5,000 02 05 2015 04 07 5.50% 5,000 46.24 46.24 41

2015 2015 100 03 04 2015 06 03 4.60% 100 1.13 1.13 2015 1,150 03 04 2015 09 03 4.70% 1,150 26.65 26.65 2015 3,200 03 06 2015 06 05 4.40% 3,200 35.1 35.10 2015 2,250 03 09 2015 06 09 4.20% 2,250 23.82 23.82 2015 12,700 03 09 2015 06 09 4.20% 12,700 134.45 134.45 2015 1,400 03 11 2015 04 15 4.10% 1,400 5.5 5.50 2015 5,000 03 20 2015 06 20 5.50% 5,000 71.58 71.58 2015 2,000 03 20 2015 05 25 5.60% 2,000 19.33 19.33 2015 1,300 04 03 2015 07 02 3.80% 1,300 12.32 12.32 2015 3,000 04 07 2015 05 12 5.60% 3,000 15.65 15.65 2015 5,000 04 09 2015 07 09 5.40% 5,000 67.32 67.32 5,000 2015 2015 5.70% 5,000 61.68 61.68 42

2015 04 21 07 10 2015 1,400 04 23 2015 05 28 4.45% 1,400 5.97 5.97 2015 2,250 06 15 2015 08 17 5.00% 2,250 19.42 19.42 2015 12,000 06 15 2015 08 17 5.00% 12,000 103.56 103.56 2015 11,400 07 08 2015 08 11 5.40% 11,400 57.34 57.34 2015 7,000 07 13 2015 11 16 5.00% 7,000 120.82 120.82 2015 4,000 07 20 2015 11 23 4.95% 4,000 68.35 68.35 2015 6,000 07 27 2015 08 31 4.90% 6,000 28.19 28.19 2015 5,000 08 03 2015 10 08 4.80% 5,000 43.4 43.40 2015 2,000 08 11 2015 10 12 4.40% 2,000 15.25 15.25 2015 4,000 08 13 2015 11 18 4.20% 4,000 45.11 45.11 11,000 2015 08 27 2015 10 08 4.65% 11,000 58.86 58.86 43

2015 2015 8,000 08 27 2015 10 27 4.75% 8,000 63.51 63.51 2015 4,900 09 02 2015 11 03 4.70% 4,900 39.12 39.12 2015 10,000 10 13 2016 01 11 4.70% 0 113.32 0 0 2015 1,000 10 13 2016 01 11 4.70% 0 11.33 0 0 2015 4,000 10 15 2015 12 16 3.60% 4,000 22.75 22.75 2015 12,000 10 16 2015 12 16 3.60% 12,000 68.25 68.25 2015 5,000 11 02 2016 02 15 4.30% 0 60.67 0 0 2015 3,000 11 02 2016 01 05 4.00% 0 20.38 0 0 2015 3,000 11 02 2016 02 15 4.30% 0 36.4 0 0 2015 1,000 11 05 2016 01 05 3.90% 0 5.88 0 0 2015 3,000 11 05 2016 02 15 4.20% 0 33.14 0 0 2015 1,900 11 05 2016 01 05 3.90% 0 1.17 0 0 44

2015 2015 11,000 11 19 2016 02 11 4.20% 0 106.32 0 0 2015 1,000 11 19 2016 01 06 3.90% 0 5.13 0 0 2015 5,000 11 20 2016 02 10 4.20% 0 44.3 0 0 2015 5,000 11 30 2016 02 03 4.35% 0 36.95 0 0 2015 5,000 12 07 2016 02 16 4.35% 0 42.31 0 0 201,950 -- -- -- 147,050 517.3 1,348.48 -- 0 ) ) 2014 12 29 2015 01 30 2 4 45

2015 46

2015 1 75,004,00 0 78.94% 71,764,57 1-14,786,9 19 56,977,65 131,981,6 2 52 63.14% 2 419,984 0.44% -419,984-419,984 3 74,584,01 6 78.50% 71,764,57 1-14,366,9 35 57,397,63 131,981,6 6 52 63.14% 7,544,327 7.94% -7,544,32 7-7,544,32 7 67,039,68 9 70.56% 71,764,57 1-6,822,60 8 64,941,96 131,981,6 3 52 63.14% 20,006,00 0 21.06% 42,247,42 9 14,786,91 9 57,034,34 77,040,34 8 8 36.86% 1 20,006,00 0 21.06% 42,247,42 9 14,786,91 9 57,034,34 77,040,34 8 8 36.86% 95,010,00 0 100.00% 114,012,0 00 114,012,0 209,022,0 00 00 100.00% 1.201562665 15,199,19115.9975%13,349,19114.0503% 2.201551520142014 95,010,000 1012114,012,000107.60 209,022,00020157620902.2 1.201562665 15,199,19115.9975% 47

2015 13,349,19114.0503% 2.20142014 2014 95,010,000 107.60 72,207,600.0095,010,0001012114,012,000 209,022,000 20142014 2014 95,010,000 107.60 72,207,600.0095,010,0001012114,012,000 209,022,000201576 1. 1.930.88 1.05 2.15.28 6.948.34 2 31,461,124 0 69,214,473 14,072,188 2,814,438 24,767,050 13,246,508 2,649,302 23,313,853 6,766,894 1,353,379 11,909,733 676,880 169,220 1,116,852 2017-06-26 2016-06-26 2016-06-26 2016-06-26 2016-06-26 676,880 169,220 1,489,136 2016-02-08 48

2015 74,525 18,631 163,955 2016-02-08 4,000 6,600 2,137,421 2,137,421 1,068,790 1,068,790 1,068,790 1,068,790 444,483 444,483 366,232 366,232 256,091 256,091 177,793 177,793 140,850 140,850 140,850 140,850 140,850 140,850 128,045 128,045 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 49

2015 1 128,045 128,045 128,045 128,045 88,896 88,896 88,896 88,896 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 86,789 54,622 54,622 51,218 51,218 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 50

2015 2 51,218 51,218 51,218 51,218 51,218 51,218 38,413 38,413 36,415 36,415 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 30,345 30,345 30,345 30,345 2015-6-26 2015-6-26 2 30,345 30,345 30,345 30,345 30,345 30,345 30,345 30,345 25,609 25,609 25,609 25,609 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 51

2015 (LOF) 30 LOF 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 25,609 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 52

2015 1 3 1 2 3 18,207 18,207 15,172 15,172 12,138 12,138 12,138 12,138 9,103 9,103 6,069 6,069 6,069 6,069 6,069 6,069 6,069 6,069 6,069 6,069 6,069 6,069 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 2015-6-26 6,069 6,069 2015-6-26 53

2015 6 6,069 6,069 2015-6-26 75,004,000 15,199,191 0 131,981,652 -- -- 1 2 95,010,0001012114,012,000 209,022,000 3 1 20,627 21,627 9 0 9 0 5% 10 33.11% 69,214,47 3 69,214,47 3 0 54

2015 14.81% 30,958,81 4 24,767,05 0 6,191,764 13.94% 29,147,37 8 +2300 23,313,85 3 5,833,525 7.12% 14,887,16 7 11,909,73 3 2,977,434 1.33% 2,772,700 0 2,772,700 0.71% 1,489,136 1,489,136 0 0.71% 1,489,136 1,116,852 372,284 0.15% 309,870 0 309,870 0.11% 229,800 0 229,800 0.10% 211,431 0 211,431 10 4 10 6,191,764 6,191,764 5,833,525 5,833,525 2,977,434 2,977,434 2,772,700 2,772,700 372,284 372,284 309,870 309,870 229,800 229,800 211,431 211,431 203,919 203,919 199,400 199,400 10 10 10 10 55

2015 10 10 10 10 2 2010 12 3 2010 12 10 56

2015 4 10% 5 57

2015 58

2015 1998 47 06 01 31,461,12 4 0 69,214,47 3 1998 46 06 01 14,072,18 8 0 30,958,81 4 1998 46 06 01 13,246,50 8 2,300 0 29,147,37 8 1998 47 06 01 6,766,894 0 14,887,16 7 2006 2015 41 08 01 08 07 676,880 0 1,489,136 2002 45 01 01 676,880 0 1,489,136 1998 46 06 01 2015 08 07 74,525 0 163,955 2014 41 11 01 4,000 0 8,800 -- -- -- -- -- -- 66,978,99 9 2,300 0 147,358,8 59 2015 01 30 59

2015 2015 08 07 2015 08 07 2015 08 07 2015 08 07 2015 08 11 2015 08 07 7 1969719921992-1994 1994-1998199861998 6-201011201012 1970719921992-1993 1993-19941994-19981998 6-201011201012 1970319921992-1997 19986 1969121994-1996 1996-199819986-201132006 8-2008520114 194481968-1989 1989-1991 1992-1999 1994 20114, 196515 IC IC IC 60

2015 19648 20052012 3 198151998.9-2002.620027200312 20047 19741120,1998,1998 9-20001220011-20022,20023,epass20069 19817200320036-20064 20015-2008220083 20125 11 19714199320121 1993-20002000-2002 200220083-20108 197111992719969-19997 19927-200011 200011-200332003 3-2007720078-2012720127 19811220012011 20012012 12 196941991719919-19955 199611-19996 19996-200111200112-20125 201212 19721995-19981998-20012002-2011 2011201492014,19751019977199881998820014 20015201410 201411 197119942006 1994-19981998-20052006-2010 20109 197720002014 61

2015 20007-20027 20028-2004720047 2012 01 01 201522 707.8 46 41.8 45 41.8 45 40.8 46 34.9 71 5 71 5 71 4.6 41 2.8 51 2.2 45 28.1 40 21.6 62

2015 34 30.2 34 37.8 41 30.4 44 57.8 44 71.7 46 32.8 34 50.7 40 61.1 43 32.3 44 35.5 38 38.9 -- -- -- -- 707.8 -- 1 921 55 976 976 0 220 212 418 15 111 976 63

2015 49 457 395 75 976 2 2015 3 2015 1300 4 64

2015 65

2015 1 2015 27.27% 2015 01 30 2015 01 30 http://www.cninfo.co m.cn/ 2014 57.89% 2015 05 15 2015 05 15 http://www.cninfo.co m.cn/ 2015 20.00% 2015 08 07 2015 08 07 http://www.cninfo.co m.cn/ 2 1 6 6 0 0 0 5 4 1 0 0 2 2 0 0 0 1 1 0 0 0 4 4 0 0 0 1 2 66

2015 3 12015113 220154222014 20142014 20142014 2015 3201578 42015721 520158122015 2015 1. 4201520142015 201520152015 2015 2. 3 3. 3 4. IC 3 67

2015 2015 1 2 2016 03 30 www.cninfo.com.cn 100.00% 100.00% 1 1 2 2 68

2015 3 3 1 200 1 10%2 2100 5% 10%3 200 3 5% 100 0 0 0 0 2015 12 31 2016 03 30 www.cninfo.com.cn 69

2015 2016 03 28 [2016]7093 [2016]7093 20151231 2015 1 2 201512312015 70

2015 1 2015 12 31 581,675,887.11 968,520,302.92 200,000.00 48,928,820.93 83,390,649.73 18,465,394.83 8,945,393.89 1,190,000.00 147,493,766.53 2,822,139.07 278,013,216.28 236,716,936.74 76,389.00 561,077,113.95 239,058,307.59 1,637,120,588.63 1,539,453,729.94 15,000,000.00 71

2015 4,035,225.19 4,264,039.21 13,401,783.45 20,514,838.35 18,712,196.65 59,792,641.25 65,155,876.68 3,813,857.92 1,696,962.43 2,194,339.19 1,818,218.49 116,950,043.65 93,449,935.16 1,754,070,632.28 1,632,903,665.10 2,200,000.00 1,550,000.00 120,455,382.92 112,305,184.03 40,430,292.96 32,800,385.36 17,469,330.31 9,813,522.24 28,715,512.45 31,539,836.34 72

2015 1,252,985.84 4,523,579.02 47,100.00 210,523,504.48 192,579,606.99 11,160,000.00 9,660,000.00 8,519,279.32 15,791,187.54 19,679,279.32 25,451,187.54 230,202,783.80 218,030,794.53 209,022,000.00 95,010,000.00 572,680,684.06 686,692,684.06-238,372.20 0.00 77,104,920.55 60,659,159.36 73

2015 642,420,846.45 547,491,503.37 1,500,990,078.86 1,389,853,346.79 22,877,769.62 25,019,523.78 1,523,867,848.48 1,414,872,870.57 1,754,070,632.28 1,632,903,665.10 2 549,575,475.93 915,723,097.55 200,000.00 42,246,832.37 80,443,039.09 14,858,632.49 7,695,873.05 18,370,040.89 7,354,801.57 268,881,855.17 226,299,995.47 520,877,843.53 239,033,897.33 1,415,010,680.38 1,476,550,704.06 10,000,000.00 217,383,551.95 72,602,365.97 7,238,032.20 5,633,804.33 74

2015 18,712,196.65 2,997,445.76 1,991,126.55 1,549,528.85 1,352,861.00 351,732.88 506,135.23 258,232,488.29 82,086,293.08 1,673,243,168.67 1,558,636,997.14 117,002,080.75 103,936,027.04 39,703,655.47 32,361,204.40 16,487,437.64 8,966,881.52 27,422,885.73 31,219,014.06 1,161,191.84 4,199,592.62 201,777,251.43 180,682,719.64 75

2015 11,160,000.00 9,660,000.00 11,160,000.00 9,660,000.00 212,937,251.43 190,342,719.64 209,022,000.00 95,010,000.00 572,680,684.06 686,692,684.06-238,372.20 77,104,920.55 60,659,159.36 601,736,684.83 525,932,434.08 1,460,305,917.24 1,368,294,277.50 1,673,243,168.67 1,558,636,997.14 3 911,596,079.76 1,080,430,838.32 911,596,079.76 1,080,430,838.32 797,472,483.60 832,648,485.61 547,881,570.79 643,676,437.95 76

2015 7,995,146.00 9,243,698.93 85,907,601.92 62,138,607.39 171,633,953.87 120,081,704.42-13,386,227.99-3,704,835.06-2,559,560.99 1,212,871.98 30,520,699.70 134,800.48 9,558.18-233,583.08-144,644,295.86 247,917,153.19 52,906,737.80 38,051,503.18 742,923.49 59,456.04 1,706.38 32,150.04 196,808,110.17 285,909,200.33 15,417,160.06 21,721,881.09 181,390,950.11 264,187,319.24 183,582,704.27 264,367,795.46-2,191,754.16-180,476.22-238,372.20 0.00-238,372.20 1. 77

2015 2. 1. -238,372.20-238,372.20 2. 3. 4. 5. 6. 181,152,577.91 264,187,319.24 183,344,332.07 264,367,795.46-2,191,754.16-180,476.22 0.88 1.41 0.88 1.41 4 871,795,556.20 1,064,405,789.44 532,439,843.32 644,336,307.03 6,842,278.26 8,888,202.72 80,044,578.93 49,110,454.13 150,389,517.59 125,638,848.24 78

2015-12,611,544.72-3,570,077.78-2,724,224.20 1,192,366.37 19,741,927.56 134,800.48 9,558.18-233,583.08 137,157,034.58 238,944,489.21 48,834,162.45 36,650,539.98 700,000.00 59,456.04 32,150.04 185,291,197.03 275,535,573.15 20,833,585.09 20,149,218.79 164,457,611.94 255,386,354.36-238,372.20 1. 2. 1. -238,372.20-238,372.20 2. 3. 4. 5. 79

2015 6. 164,219,239.74 255,386,354.36 5 1,099,977,105.59 1,262,121,155.03 50,537,599.18 33,233,027.45 20,723,860.48 10,805,013.78 1,171,238,565.25 1,306,159,196.26 651,082,443.18 755,568,385.18 152,366,474.61 111,332,968.20 80

2015 90,486,766.57 85,879,634.40 171,780,113.59 78,131,833.26 1,065,715,797.95 1,030,912,821.04 105,522,767.30 275,246,375.22 1,700,500,000.00 30,000,000.00 29,321,141.52 368,383.56 68,000.00 1,729,821,141.52 30,436,383.56 29,242,398.39 3,325,078.64 2,176,280,000.00 264,497,622.29 33,128,218.21 1,021,000.00 2,205,522,398.39 301,971,919.14-475,701,256.87-271,535,535.58 50,000.00 621,248,867.86 50,000.00 1,500,000.00 3,000,000.00 1,550,000.00 624,248,867.86 72,207,741.30 81

2015 313,709.96 72,521,451.26-70,971,451.26 624,248,867.86 536,494.47-7,561.52-440,613,446.36 627,952,145.98 961,858,203.90 333,906,057.92 521,244,757.54 961,858,203.90 6 1,057,234,972.50 1,240,643,730.61 47,031,709.40 31,832,064.25 20,834,675.93 10,117,545.57 1,125,101,357.83 1,282,593,340.43 632,805,372.13 754,743,993.56 140,798,849.78 106,808,483.34 82,231,452.92 80,970,617.68 170,276,200.13 74,634,744.95 1,026,111,874.96 1,017,157,839.53 98,989,482.87 265,435,500.90 1,700,500,000.00 30,000,000.00 19,732,369.38 368,383.56 68,000.00 1,720,232,369.38 30,436,383.56 31,988,224.79 3,177,204.15 82

2015 1,991,280,000.00 264,497,622.29 145,010,000.00 35,520,000.00 1,021,000.00 2,168,278,224.79 304,215,826.44-448,045,855.41-273,779,442.88 621,248,867.86 1,500,000.00 3,000,000.00 1,500,000.00 624,248,867.86 72,207,600.00 313,709.96 72,521,309.96-71,021,309.96 624,248,867.86 486,030.33-7,395.81-419,591,652.17 615,897,530.07 909,835,998.53 293,938,468.46 490,244,346.36 909,835,998.53 7 95,010,000.0 0 686,692,684.06 60,659, 159.36 547,491,503.37 25,019, 523.78 1,414,8 72,870. 57 83

2015 84 95,010,000.0 0 686,692,684.06 60,659, 159.36 547,491,503.37 25,019, 523.78 1,414,8 72,870. 57 114,01 2,000. 00-114,01 2,000.0 0-238,37 2.20 16,445, 761.19 94,929, 343.08-2,141,7 54.16 108,994,977.91-238,37 2.20 183,582,704.27-2,191,7 54.16 181,152,577.91 50,000. 00 50,000. 00 1 2 3 4 50,000. 00 50,000. 00 16,445, 761.19-88,653, 361.19-72,207, 600.00 1 16,445, 761.19-16,445, 761.19 2 3-72,207, 600.00-72,207, 600.00 4 114,01 2,000. 00-114,01 2,000.0 0 1 114,01-114,01

2015 85 2,000. 00 2,000.0 0 2 3 4 1 2 209,02 2,000. 00 572,680,684.06-238,37 2.20 77,104, 920.55 642,420,846.45 22,877, 769.62 1,523,8 67,848. 48 75,000,000.0 0 88,212, 684.06 35,120, 523.92 308,662,343.35 506,995,551.33 75,000,000.0 0 88,212, 684.06 35,120, 523.92 308,662,343.35 506,995,551.33 20,010,000.0 0 598,480,000.00 25,538, 635.44 238,829,160.02 25,019, 523.78 907,877,319.24 264,367-180,47 264,187

2015 86,795.46 6.22,319.24 20,010,000.0 0 598,480,000.00 618,490,000.00 1 20,010,000.0 0 598,480,000.00 618,490,000.00 2 3 4 25,538, 635.44-25,538, 635.44 1 25,538, 635.44-25,538, 635.44 2 3 4 1 2 3 4 1 2 25,200, 000.00 25,200, 000.00 95,010,000.0 686,692,684.06 60,659, 159.36 547,491,503.37 25,019, 523.78 1,414,8 72,870.

2015 87 0 57 8 95,010,0 00.00 686,692,6 84.06 60,659,15 9.36 525,932,434.08 1,368,294,277.50 95,010,0 00.00 686,692,6 84.06 60,659,15 9.36 525,932,434.08 1,368,294,277.50 114,012, 000.00-114,012, 000.00-238,372. 20 16,445,76 1.19 75,804, 250.75 92,011,63 9.74-238,372. 20 164,457,611.94 164,219,2 39.74 1 2 3 4 16,445,76 1.19-88,653, 361.19-72,207,6 00.00 1 16,445,76 1.19-16,445, 761.19 2-72,207, 600.00-72,207,6 00.00

2015 88 3 114,012, 000.00-114,012, 000.00 1 114,012, 000.00-114,012, 000.00 2 3 4 1 2 209,022, 000.00 572,680,6 84.06-238,372. 20 77,104,92 0.55 601,736,684.83 1,460,305,917.24 75,000,0 00.00 88,212,68 4.06 35,120,52 3.92 296,084,715.16 494,417,9 23.14 75,000,0 00.00 88,212,68 4.06 35,120,52 3.92 296,084,715.16 494,417,9 23.14 20,010,0 00.00 598,480,0 00.00 25,538,63 5.44 229,847,718.92 873,876,3 54.36 255,386,354.36 255,386,3 54.36 20,010,0 00.00 598,480,0 00.00 618,490,0 00.00

2015 89 1 20,010,0 00.00 598,480,0 00.00 618,490,0 00.00 2 3 4 25,538,63 5.44-25,538, 635.44 1 25,538,63 5.44-25,538, 635.44 2 3 1 2 3 4 1 2 95,010,0 00.00 686,692,6 84.06 60,659,15 9.36 525,932,434.08 1,368,294,277.50 1998616 201155201012317,500.002014626 A2,001.009,501.00 30038620155159,501.001012 11,401.2020,902.20110108004751779 20,902.209B17

2015 IC OTP epassusb KeyOTPROCKEY 2016328 2015 1 2 12 1 ( ) 15 -(2014 )( 15 (2014 ) ) 2 111231 90

2015 3 12 4 5 1. 2. 1 2 1 1 2 3 4 2 91

2015 3 6 33 1 2 92

2015 2 22 4 7 1. 1) 2) 2. 1) 2) 3)4)5) 2 2 93

2015 8 8 9 1. 2. 10 1. 2. 1 94

2015 2 A.B. C. A. B. 95

2015 3 4 5 13 14 6 96

2015 7 11 1 100 2 1 1 5.00% 5.00% 12 10.00% 10.00% 23 30.00% 30.00% 3 100.00% 100.00% 34 100.00% 100.00% 45 100.00% 100.00% 5 100.00% 100.00% 97

2015 0.00% 0.00% 3 12 1. 2. 3. 4. 5. 13 1 2 3 4. 98

2015 14 1. 1 () 2 3 2.,,,,,,,,,,,,,,,, (,),,, 99

2015,, 3. 4. 4.1 4.2 5. 15 16 1 2 5 5 19 4 5 23.75 3-5 3-5 19-32.33 5 3-5 19-19.40 100

2015 3 1 2 3 [ 75% 75%]4 [ 90% 90%] [ 90% 90%]5 17 1. 2 1123 23 3 3 18 1 101

2015 2 19 20 1 102

2015 2 3 4 21 1. 2. 3 103

2015 22 1 2 23/ 1. 2. 3. 4. 1 2 24 1 2 104

2015 25 1 2 1 17% 5% 7% 15% 15% 15% 15% 2 1[2000]25 2000187[2011]100 173% 2[2009]2032009 15%20142013-2014 10%201515% 20121112GR201211000217 20131115%201598 105

2015 GF201511000890201515% 2015917GR201533001086 201515% 1 154,062.52 32,911.78 521,090,695.02 961,825,292.12 60,431,129.57 6,662,099.02 581,675,887.11 968,520,302.92 2015123160,431,129.57150,000,000.00 10,431,129.57201412316,662,099.02 2 1 200,000.00 200,000.00 3 1 51,787,4 75.51 100.00% 2,858,65 4.58 5.52% 48,928,82 0.93 88,808, 865.30 100.00% 5,418,215.57 6.10% 83,390,649. 73 106

2015 51,787,4 75.51 2,858,65 4.58 48,928,82 0.93 88,808, 865.30 5,418,215.57 83,390,649. 73 1 1 48,913,359.31 2,445,667.98 5.00% 1 2 2,247,954.20 224,795.42 10.00% 2 3 625,672.60 187,701.78 30.00% 3 489.40 489.40 100.00% 51,787,475.51 2,858,654.58 2 164,663.21 2,724,224.20 3 17,706,278.63 34.18%947,007.68 4 1 107

2015 1 17,851,701.39 96.67% 7,369,363.74 82.38% 1 2 64,064.78 0.35% 1,339,420.44 14.97% 2 3 518,136.50 2.81% 88,637.57 0.99% 3 31,492.16 0.17% 147,972.14 1.66% 18,465,394.83 -- 8,945,393.89 -- 1 2 9,901,764.78 53.62% 5 1 1,190,000.00 0.00 1,190,000.00 6 1 147,493, 766.53 100.00% 147,493,7 66.53 147,493, 766.53 100.00% 147,493,7 66.53 2,822,1 39.07 100.00% 2,822,139.0 7 2,822,1 2,822,139.0 39.07 100.00% 7 108

2015 % 140,000,000.00 6,530,227.62 962,239.05 1,299.86 147,493,766.53 2 140,000,000.00 6,530,227.62 1,795,934.74 962,239.05 1,024,904.47 1,299.86 1,299.86 147,493,766.53 2,822,139.07 3 140,000,000.00 1 94.92% 2,348,471.70 1 1.59% 639,298.00 1 0.43% 489,314.00 1 0.28% 109

2015 1-2 150,000.00 250,000.00 2-3 100,000.00 0.17% -- 143,727,083.70 -- 97.44% 7 1 50,326,266.34 50,326,266.34 49,323,519.94 49,323,519.94 1,914,045.33 1,914,045.33 2,513,243.78 2,513,243.78 134,025,620.32 134,025,620.32 91,172,496.30 91,172,496.30 9,466,216.39 9,466,216.39 8,709,838.00 8,709,838.00 82,281,067.90 82,281,067.90 84,997,838.72 84,997,838.72 278,013,216.28 278,013,216.28 236,716,936.74 236,716,936.74 8-76,389.00 76,389.00 9 549,000,000.00 230,000,000.00 12,077,113.95 9,058,307.59 561,077,113.95 239,058,307.59 110

2015 10 1 1. 10,000,000.00 10,000,000.00 2. 5,000,000.00 5,000,000.00 15,000,000.00 15,000,000.00 2 1. 10,000,000.00 10,000,000.00 10.00% 2. 5,000,000. 00 5,000,000. 00 1.61% 15,000,000.00 15,000,000.00 -- 11 HYPERS ECUINF 4,264,039.21 9,558.18-238,372. 20 4,035,225.19 111

2015 ORMATI ONSYST EMS,INC 4,264,039.21 9,558.18-238,372. 20 4,035,225.19 4,264,039.21 9,558.18-238,372. 20 4,035,225.19 12 1 1. 21,440,149.56 1,104,120.62 6,360,838.44 462,631.84 29,367,740.46 2. 2,554,226.19 330,535.04 2,190,546.93 638,328.87 5,713,637.03 1 2 3 3. 10,926,212.78 38,583.46 23,223.79 10,988,020.03 1 4. 13,068,162.97 1,434,655.66 8,512,801.91 1,077,736.92 24,093,357.46 1. 4,454,269.27 403,228.77 3,765,207.87 230,196.20 8,852,902.11 2. 2,644,522.22 250,906.48 1,414,797.70 75,557.09 4,385,783.49 1 3. 2,524,816.10 17,808.61 4,486.88 2,547,111.59 1 112

2015 4. 4,573,975.39 654,135.25 5,162,196.96 301,266.41 10,691,574.01 1. 2. 1 3. 1 4. 1. 8,494,187.58 780,520.41 3,350,604.95 776,470.51 13,401,783.45 2. 16,985,880.29 700,891.85 2,595,630.57 232,435.64 20,514,838.35 13 1 387,500.00 387,500.00 18,324,696.65 18,324,696.65 18,712,196.65 18,712,196.65 2 29,426,5 00.00 18,324,6 96.65 62.27% 62.27% 29,426,5 00.00 18,324,6 96.65 -- -- -- 113

2015 14 1 1. 208,078.00 63,695,546.35 1,964,194.74 65,867,819.09 2. 1,168,675.55 1,168,675.55 1 2 3 3. 1 4. 208,078.00 63,695,546.35 3,132,870.29 67,036,494.64 1. 83,209.47 530,796.22 97,936.72 711,942.41 2. 8,352.00 6,369,554.64 154,004.34 6,531,910.98 1 3. 1 4. 91,561.47 6,900,350.86 251,941.06 7,243,853.39 1. 2. 1 114

2015 3. 1 4. 1. 2. 116,516.53 56,795,195.49 2,880,929.23 59,792,641.25 124,868.53 63,164,750.13 1,866,258.02 65,155,876.68 15 1,537,240.15 46,368.00 572,905.80 1,010,702.35 159,722.28 666,868.00 94,447.75 76,389.00 655,753.53 2,718,446.60 571,044.56 2,147,402.04 1,696,962.43 3,431,682.60 1,238,398.11 76,389.00 3,813,857.92 16/ 1 2,858,654.58 429,961.84 5,418,215.57 594,185.61 627,627.08 94,144.06 638,921.26 63,892.13 11,134,888.57 1,670,233.29 4,640,562.99 1,160,140.75 14,621,170.23 2,194,339.19 10,697,699.82 1,818,218.49 2 115

2015 56,795,195.49 8,519,279.32 63,164,750.13 15,791,187.54 56,795,195.49 8,519,279.32 63,164,750.13 15,791,187.54 3 2,194,339.19 1,818,218.49 8,519,279.32 15,791,187.54 17 2,200,000.00 1,550,000.00 2,200,000.00 1,550,000.00 18 1 118,067,899.75 112,299,684.03 2,387,483.17 5,500.00 120,455,382.92 112,305,184.03 2 1 6,566,709.51 2,268,888.86 2,222,551.01 116

2015 1,781,300.63 1,657,873.40 1,418,540.73 1,135,829.68 1,110,461.52 1,004,323.21 19,166,478.55 -- 19 1 40,430,292.96 32,800,385.36 40,430,292.96 32,800,385.36 2 1 1,674,808.13 984,000.00 532,051.28 436,282.06 269,128.20 3,896,269.67 -- 20 1 117

2015 9,115,986.74 143,485,071.40 136,287,630.92 16,313,427.22-697,535.50 16,214,653.11 15,756,285.52 1,155,903.09 9,813,522.24 159,699,724.51 152,043,916.44 17,469,330.31 2 1 8,710,173.69 120,513,624.51 113,489,024.01 15,734,774.19 2 2,436,538.75 2,436,538.75 3 405,813.05 7,853,435.14 7,681,100.76 578,147.43 340,719.62 6,813,218.43 6,653,837.39 500,100.66 36,868.06 558,384.01 552,709.23 42,542.84 28,225.37 481,832.70 474,554.14 35,503.93 4 12,681,473.00 12,680,967.40 505.60 9,115,986.74 143,485,071.40 136,287,630.92 16,313,427.22 3 1 662,209.19 15,490,859.54 15,046,431.97 1,106,636.76 2 35,326.31 723,793.57 709,853.55 49,266.33 697,535.50 16,214,653.11 15,756,285.52 1,155,903.09 21 11,800,046.65 22,291,126.35 71,217.60 14,909,207.95 5,599,318.28 366,337.13 688,895.30 911,888.86 1,726,629.15 118

2015 656,219.26 1,233,867.26 595.00 28,715,512.45 31,539,836.34 22 1 500,000.00 2,280,000.00 335,000.00 46,895.90 34,590.88 204,880.88 31,922.92 840,611.10 304,576.14 1,198,087.04 1,252,985.84 4,523,579.02 2 1 500,000.00 500,000.00 -- 23 47,100.00 47,100.00 24 119

2015 9,660,000.00 1,500,000.00 11,160,000.00 9,660,000.00 1,500,000.00 11,160,000.00 -- / POS 6,660,000.00 6,660,000.00 3,000,000.00 1,500,000.00 4,500,000.00 9,660,000.00 1,500,000.00 11,160,000.00 -- 25 + 95,010,000.00 114,012,000.00 114,012,000.00 209,022,000.00 26 686,692,684.06 114,012,000.00 572,680,684.06 686,692,684.06 114,012,000.00 572,680,684.06 27 0.00 120

2015 0.00-238,372.20-238,372.20 0.00-238,372.20-238,372.20-238,372. 20 0.00-238,372.20-238,372.20-238,372. 20 28 60,642,930.96 16,445,761.19 77,088,692.15 16,228.40 16,228.40 60,659,159.36 16,445,761.19 77,104,920.55 29 547,491,503.37 308,662,343.35 547,491,503.37 308,662,343.35 183,582,704.27 264,367,795.46 16,445,761.19 25,538,635.44 72,207,600.00 642,420,846.45 547,491,503.37 30 910,290,983.94 547,018,083.68 1,079,367,891.74 642,828,051.73 1,305,095.82 863,487.11 1,062,946.58 848,386.22 911,596,079.76 547,881,570.79 1,080,430,838.32 643,676,437.95 121

2015 31 525,945.94 1,375.00 4,327,429.83 5,391,028.54 1,885,062.16 2,370,157.42 1,256,708.07 1,481,137.97 7,995,146.00 9,243,698.93 32 45,918,091.52 29,269,954.91 15,939,596.87 11,612,718.71 14,303,784.86 13,937,221.00 5,282,858.29 3,818,007.41 3,089,517.36 3,217,001.57 1,373,753.02 283,703.79 85,907,601.92 62,138,607.39 33 101,252,829.78 74,910,156.49 17,220,268.01 11,506,906.97 22,409,699.14 14,756,427.56 8,811,742.55 637,550.26 5,147,664.55 4,572,595.21 4,913,135.42 4,592,473.45 3,519,881.98 3,000,298.52 2,491,486.21 1,650,504.65 2,634,734.63 2,158,661.27 122

2015 1,635,068.36 2,296,130.04 1,597,443.24 171,633,953.87 120,081,704.42 34 141.30 11,937,984.45 3,980,066.93-1,827,178.78-4,761.08 378,793.94 279,992.95-13,386,227.99-3,704,835.06 35-2,559,560.99 1,212,871.98-2,559,560.99 1,212,871.98 36 9,558.18-233,583.08 20,296,974.86 10,214,166.66 368,383.56 30,520,699.70 134,800.48 37 123

2015 52,906,277.73 38,051,503.18 5,601,821.00 460.07 460.07 52,906,737.80 38,051,503.18 5,602,218.07 / 47,304,456.7 3 29,948,651.1 8 3,000,000.00 486,800.00 2,223,600.00 1,000,000.00 957,101.00 447,010.00 124

2015 375,141.00 1,290,800.00 50,000.00 1,464,421.00 50,000.00 370,400.00 2014 120,000.00 10,000.00 1,121,000.00 125

2015-1219 - 70,000.00 50,000.00 100,000.00 518,400.00 -- -- -- -- -- 52,906,277.7 3 38,051,503.1 8 -- 38 1,706.38 32,150.04 1,706.38 1,706.38 32,150.04 1,706.38 700,000.00 700,000.00 41,217.11 27,306.00 41,217.11 742,923.49 59,456.04 742,923.49 39 1 23,065,188.98 21,862,565.92-7,648,028.92-140,684.83 126

2015 15,417,160.06 21,721,881.09 2 196,808,110.17 / 29,521,216.53-1,435,209.86-4,045,832.51 2,555,312.92-5,107,361.58-6,070,965.44 15,417,160.06 40 27. 41 1 11,754,632.38 3,980,089.88 5,601,821.00 5,102,852.00 878,504.26 876,529.23 2,488,902.84 845,542.67 20,723,860.48 10,805,013.78 2 27,062,858.20 10,915,092.80 127

2015 23,609,250.22 11,482,596.47 20,848,110.12 16,185,313.92 11,157,352.81 9,419,268.56 11,346,798.86 13,929,852.00 7,774,344.50 5,452,122.06 3,519,881.98 3,000,298.52 3,243,779.00 898,492.70 3,089,517.36 3,217,001.57 50,000,000.00 10,128,220.54 3,631,794.66 171,780,113.59 78,131,833.26 3 1,021,000.00 1,021,000.00 4 1,500,000.00 3,000,000.00 1,500,000.00 3,000,000.00 5 313,709.96 313,709.96 128

2015 42 1 1 -- -- 181,390,950.11 264,187,319.24-2,559,560.99 1,212,871.98 4,385,783.49 2,360,572.50 6,531,910.98 628,357.42 1,238,398.11 176,065.45 1,706.38 32,150.04-536,353.17 7,561.52-30,520,699.70-134,800.48-376,120.70-7,985.78-7,271,908.22-132,699.05-41,296,279.54-31,609,203.22-15,468,353.74-24,329,502.38 10,003,294.29 62,855,667.98 105,522,767.30 275,246,375.22 2 -- -- 3 -- -- 521,244,757.54 961,858,203.90 961,858,203.90 333,906,057.92-440,613,446.36 627,952,145.98 2 521,244,757.54 961,858,203.90 129

2015 154,062.52 32,911.78 521,090,695.02 961,825,292.12 521,244,757.54 961,858,203.90 43 1 50,000,000.00 60,431,129.57 10,431,129.57 60,431,129.57 -- 44 1 -- -- 21,012,650.47 3,211,228.72 6.4936 20,852,434.82 22,580.85 7.0952 160,215.65 -- -- 15,659,960.56 2,411,385.27 6.4936 15,658,571.39 195.79 7.0952 1,389.17 45 1 1 130

2015 2015 01 12 145,010,000. 00 99.997% 2015 01 12 9,568,065.72 1 1 100.00% 99.997% 60.00% 2 40.00% -2,191,565.92 22,827,957.86 0.003% -188.24 49,811.76 3 131

2015 16,603,4 66,784,8 83,388,3 17,799,1 8,519,27 26,318,4 14,800,2 79,466,6 94,266,9 15,926,9 15,791,1 31,718,1 60.99 64.89 25.88 51.93 9.32 31.25 97.66 93.05 90.71 93.73 87.54 81.27 149,770, 086.89 5,000,00 0.00 154,770, 086.89 142,021. 17 142,021. 17 0.00 0.00 0.00 0.00 0.00 0.00 19,684,719.1-5,478,914.81-5,478,914.81-3,375,504.17 2,304,338.46 9-451,190.56-451,190.56 171,228.18 9,568,065.72 9,568,065.72-519,079.77 0.00 0.00 0.00 0.00 2 1 HYPERSECUIN FORMATION SYSTEMS,INC 40.00% 20% 20% 2 132

2015 / / 4,986,430.66 4,736,095.96 575,723.25 667,097.53 5,562,153.91 5,403,193.49 849,557.06 118,561.59 849,557.06 118,561.59 4,712,596.85 5,284,631.90 1,885,038.74 2,113,852.76 2,150,186.45 2,150,186.45 4,035,225.19 4,264,039.21 5,201,346.72 3,658,739.17 23,895.45 248,431.85-595,930.50-572,035.05 248,431.85 1. 20151231 2. 3. 1 133

2015 2 2015123144., 1 33.11% 2 1 3 2 HYPERSECUINFORMATIONSYSTEMS,INC 4 134

2015 5 1 / / HYPERSECUINFORMATION SYSTEMS,INC 2,318,939.70 842,455.95 6 1 HYPERSECUINFO RMATIONSYSTEM S,INC 651,632.76 36,750.71 135

2015 7 20151231 1 1 1 10,765,252.82 2,907,759.99 12 2 4,250,433.07 95,308.02 23 3 486,740.00 15,502,425.89 3,003,068.01 2 1 20151231 2 1 1 20151231 136

2015 1 1 44,583,9 60.51 2,337,12 100.00% 8.14 5.24% 42,246,83 2.37 85,504, 391.43 5,061,352 100.00%.34 5.92% 80,443,039. 09 44,583,9 60.51 2,337,12 8.14 42,246,83 2.37 85,504, 391.43 5,061,352.34 80,443,039. 09 1 1 42,500,958.31 2,125,047.92 5.00% 1 2 2,064,102.20 206,410.22 10.00% 2 3 18,900.00 5,670.00 30.00% 44,583,960.51 2,337,128.14 2 0.00 2,724,224.20 137

2015 3 17,706,278.63 39.71%947,007.68 2 1 18,370,0 40.89 100.00% 18,370,04 0.89 7,354,8 01.57 100.00% 7,354,801.5 7 18,370,0 40.89 18,370,04 0.89 7,354,8 01.57 7,354,801.5 7 % 11,708,000.00 5,719,292.08 941,448.95 1,299.86 18,370,040.89 2 138

2015 3 11,708,000.00 5,000,000.00 5,719,292.08 1,328,597.24 941,448.95 1,024,904.47 1,299.86 1,299.86 18,370,040.89 7,354,801.57 4 1 11,708,000.00 9,710,100.001-2 1,997,900.00 63.73% 2,175,189.30 1 11.84% 639,298.00 1 3.48% 451,831.36 1 2.46% 1-2 150,000.00 250,000.00 2-3 100,000.00 1.36% -- 15,224,318.66 -- 82.87% 3 213,348,326.76 213,348,326.76 68,338,326.76 68,338,326.76 4,035,225.19 4,035,225.19 4,264,039.21 4,264,039.21 139

2015 217,383,551.95 217,383,551.95 72,602,365.97 72,602,365.97 1 30,538,326.76 30,538,326.76 37,800,000.00 37,800,000.00 145,010,000.00 145,010,000.00 68,338,326.76 145,010,000.00 213,348,326.76 2 HYPERS ECUINF ORMATI ONSYST 4,264,039.21 9,558.18-238,372. 20 4,035,225.19 EMS,INC 4,264,039.21 9,558.18-238,372. 20 4,035,225.19 4,264,039.21 9,558.18-238,372. 20 4,035,225.19 3 4 140

2015 870,313,363.26 531,386,438.58 1,063,342,842.86 643,487,920.81 1,482,192.94 1,053,404.74 1,062,946.58 848,386.22 871,795,556.20 532,439,843.32 1,064,405,789.44 644,336,307.03 5 9,558.18-233,583.08 19,732,369.38 368,383.56 19,741,927.56 134,800.48 1-1,706.38 5,601,821.00 30,511,141.52-740,757.04 3,779,888.39 31,590,610.71 -- 1 1 2 141

2015 / / 12.65% 0.88 0.88 10.48% 0.73 0.73 3 1 2 3 142

2015 12015 2 3 4 5 143