2014

2 4 6 9 13 15 20 30 41 43 44 46 47 49 127 128 130 131 2014 1

2 2014

510 2008 ISO9001 2008 2014 3

4 2014

FCIS, FCS (PE) Clarendon House 2 Church Street Hamilton HM 11 Bermuda 181 21 183 22 www.cashon-line.com 510 (852) 2287 8788 (852) 2287 8700 2014 5

6 2014

2014 7 198,100,000194,600,000 1.80% 12 9% 9%11% 1.8% 18,000,000 37,100,000 60,500,000 9,000 32,700,000 59,100,000 596,300,000 562,200,000 263,300,00 175,200,000 77,900,00010,200,000 106,000,000 77,900,000 213,700,000 79,400,000 15,000,000 15,000,000 17,200,000 981,400,000 969,400,000 1.29 1.18

44.1% 45.6% 44,600,000 66,200,000 (i) CIGL CIGL CIGL 40.71%613,400,000 0.37 (ii) CIGLconfident profits CIGLConfident Profits Limited Confident Profits Limited 8 2014

2014 9

2014 10 (IPO) 54% IPO 122 11011% 34%2,278 3%2.75%6% 5.6% 23,605.04 1% 695 626 11% IPO 12.3 (Global Mergers & Acquisitions Alliance) 90% IPO840 IPO IPO7.3% 15,000,000 13.9% A

2014 11 A H 1.01%H 10.81% 12% A 7% 11.5 3.35% A IPO

(QFL) (backtesting) (pilot testing) IPO IPO IPO IPO A 12 2014

2014 13

244 116,400,000 14 2014

2014 15

MBA, BBA, FFA, MHKSI, CPM (HK), MHKIM 55 CEPA HKMA/TVB Enterprise Asia 2009 MBA, FCCA, FCPA, MHKSI 56 MSc, BEcon 42 16 2014

M Mgmt, B Comm 46 59 MBA, LL.B, FCCA, CFC 56 CPA, FFSI 65 Financial Services Institute of Australasia MAcc, BBA 40 FCIS, FCS (PE) 46 MHKSI 51 2014 17

2014 18 BA, CPA 48 BBS 42 BCom 39 BA, MHKSI 38 BEcon 41 LL.B, PCL 30 BEng 38 MPhil, BSc 32

BSc, MSc 45 PhD 52 BA, FHKSI 54 30 (buy-side)(sell-side) 2014 19

20 2014

i. A.5.1 1517 A.2.1 3.13 2014 21

22 2014

(a) (e) (a), (b), (c), (e) (a), (b), (d), (e) (b) (b) (b) (b) (a), (b), (d) (a) (b) (c) (d) (e) A.6.5 2014 23

12/12 5/5 1/1 1/1 11/12 5/5 1/1 12/12 5/5 1/1 8/8 3/3 1/1 4/4 2/2 5/5 4/4 1/1 1/1 5/5 4/4 0/1 5/5 4/4 1/1 1/1 12 5 4 1 1 (i)(ii)(iii) 14 24 2014

i. ii. iii. iv. v. B.1.2(c)(ii) 11 i. ii. 2014 25

11 26 2014

(a)(i)(ii)(b) (c) 2014 27

(i) (ii) (iii) (iv)(http://www.cashon-line.com) (10%) (i)(ii) 28 2014

21 3 (5%) 100(a) (b) 1,000 183 22(852) 2980 1333 cfsg510@cash.com.hk 23 Manhattan Place 28 (852) 2287 8888(852) 2287 8000 inquiry@cash.com.hk 1,705,000 25,000 70,000 1,800,000 2014 29

30 2014

(a) (b) (c) (d) 43 130 19 45 35 46 129 2014 31

, (i) (a) (b) (c) (d) (e) (f) (g) (h) Cash Guardian (i) Libra Capital Management (HK) Limited (j) (ii) (a) (b) (c) (d) (i) (ii) 30,000,000 32 2014

(i)(e) (g) (ii)(d) 29 43 (a) (b) (c) 3000 740 14A.56 43(i) (ii) (iii) 14A 30% 30% 2014 33

(i) (ii) (iii) 34 2014

(a)352 (b) XV A. (a) (%) 30,000,000 104,471,520* 3.30 27,506,160 0.67 29,400,000 0.72 29,154,000 0.71 2,095,500 0.05 118,155,660 104,471,520 5.45 * Cash Guardian Cash Guardian (b) (3) (4) (2) (5) (6) (%) 11/10/2012 11/10/2012 31/10/2014 (1) 0.093 39,000,000 (39,000,000) 11/04/2014 11/04/2014 31/12/2017 (1) 0.097 30,000,000 (30,000,000) 11/10/2012 11/10/2012 31/10/2014 (1) 0.093 39,000,000 (39,000,000) 11/04/2014 11/04/2014 31/12/2017 (1) 0.097 30,000,000 (30,000,000) 11/10/2012 11/10/2012 31/10/2014 (1) 0.093 39,000,000 (39,000,000) 11/04/2014 11/04/2014 31/12/2017 (1) 0.097 30,000,000 (30,000,000) (2) 11/10/2012 11/10/2012 31/10/2014 (1) 0.093 20,000,000 (20,000,000) 11/04/2014 11/04/2014 31/12/2017 (1) 0.097 30,000,000 (30,000,000) (2) 11/10/2012 11/10/2012 31/10/2014 (1) 0.093 39,000,000 (39,000,000) 156,000,000 90,000,000 50,000,000 (120,000,000) (176,000,000) 2014 35

(1) (2) (3) 0.100 (4) 90,000,0004,554,000 (5) 60,000,000 0.097 0.184 60,000,000 0.097 0.320 120,000,000 (6) (7) (8) B. (a) 0.10 (%) 2,840,000 176,805,205* 32.42 18,230,208 3.29 21,070,208 176,805,205 35.71 * Cash Guardian Cash Guardian 36 2014

(b) (3) (4) (5) (6) (%) 11/10/2012 11/10/2012 31/10/2014 0.624 (1) (2) 4,050,000 (4,050,000) 02/09/2014 02/09/2014 31/08/2018 0.620 (2) 5,000,000 5,000,000 0.90 11/10/2012 11/10/2012 31/10/2014 0.624 (2) 4,050,000 (4,050,000) 02/09/2014 02/09/2014 31/08/2018 0.620 (2) 5,000,000 5,000,000 0.90 02/09/2014 02/09/2014 31/08/2018 0.620 (2) 2,300,000 2,300,000 0.41 (3) 11/10/2012 11/10/2012 31/10/2014 0.624 (2) 2,250,000 (2,250,000) 02/09/2014 02/09/2014 31/08/2018 0.620 (2) 2,300,000 2,300,000 0.41 11/10/2012 11/10/2012 31/10/2014 0.624 (2) 2,250,000 (2,250,000) 10,350,000 2,250,000 14,600,000 (12,600,000) 14,600,000 2.62 (1) (2) (3) (4) 0.60 (5) 14,600,0002,189,860 (6) (7) (8) XV 2014 37

42 (4) (5) (8) (6) (7) 11/10/2012 11/10/2012 31/10/2014 0.093 (1) (2) 156,000,000 20,000,000 (176,000,000) 11/4/2014 11/4/2014 31/12/2017 0.097 (1) (2) 90,000,000 30,000,000 (120,000,000) 156,000,000 90,000,000 50,000,000 (120,000,000) (176,000,000) 11/10/2012 11/10/2012 31/10/2014 0.093 (2) 119,000,000 (20,000,000) (99,000,000) 11/4/2014 11/4/2014 31/12/2017 0.097 (2) 171,000,000 (30,000,000) (36,000,000) (30,000,000) 75,000,000 2/5/2014 2/5/2014 31/10/2014 0.090 (3) 38,000,000 (38,000,000) 22/5/2014 22/5/2014 31/12/2017 0.091 (2) 46,000,000 46,000,000 119,000,000 255,000,000 (50,000,000) (74,000,000) (129,000,000) 121,000,000 275,000,000 345,000,000 (194,000,000) (305,000,000) 121,000,000 (1) (2) (3) (4) 0.1000.089 0.091 (5) 42 38 2014

(6) 60,000,000 0.097 0.184 96,000,000 0.097 0.320 38,000,000 0.090 0.330 194,000,000 (7) (8) (9) 336 (%) 1,657,801,069 40.71 Praise Joy Limited 1,657,801,069 40.71 CIGL 1,657,801,069 40.71 CIGL Praise Joy Limited100% 1,657,801,069 336 2014 39

25% 3.13 40 2014

43126 90 2014 41

42 2014

5 198,063 194,565 7 6,238 8,717 8 84,706 65,166 9 (174,622) (157,340) (11,702) (26,160) 10 (13,579) (9,794) (115,695) (136,916) 20 37,088 (5,083) 27 60,463 (9) 70,960 (66,854) 14 (16,633) 4,439 17 54,327 (62,415) 15 3,270 54,327 (59,145) (2,772) 5,772 (2,772) 5,772 51,555 (53,373) 32,675 (62,412) 3,270 32,675 (59,142) 21,652 (3) 54,327 (59,145) 30,770 (55,199) 20,785 1,826 51,555 (53,373) 18 0.83 (1.53) 0.80 (1.53) 0.83 (1.61) 0.80 (1.61) 2014 43

19 38,136 33,860 20 213,666 57,112 21 2,661 22 9,752 9,752 24 4,792 34,052 2,088 4,267 25 21,031 21,031 27 1,434 158,154 26 1,480 16 1,000 290,899 323,369 29 706,440 608,324 26 42,561 23,951 27 10,296 24 7,317 29,084 34 13,579 47,089 16 3,582 30 44,545 54,735 31 17,155 17,155 28 792,117 784,704 28 172,100 167,505 1,795,830 1,746,425 32 1,108,306 1,032,388 37 1,055 19,701 36 67,103 115,285 16,478 7,395 33 171,734 233,625 28 26,350 47,621 28 27,437 1,391,026 1,483,452 404,804 262,973 695,703 586,342 44 2014

16 7,860 1,569 33 91,516 22,575 99,376 24,144 596,327 562,198 35 81,437 77,558 509,304 448,526 590,741 526,084 5,586 36,114 596,327 562,198 43126 2014 45

1 77,558 459,940 176,788 7,814 13,399 151,626 887,125 34,288 921,413 (59,142) (59,142) (3) (59,145) 3,943 3,943 1,829 5,772 3,943 3,943 1,829 5,772 3,943 (59,142) (55,199) 1,826 (53,373) (7,814) 7,814 2 (159,000) 159,000 13 (305,842) (305,842) (305,842) (831) 831 2 (100,000) 100,000 77,558 359,940 117,788 16,511 (45,713) 526,084 36,114 562,198 32,675 32,675 21,652 54,327 (1,905) (1,905) (867) (2,772) (1,905) (1,905) (867) (2,772) (1,905) 32,675 30,770 20,785 51,555 15,335 15,335 15,335 42 3,879 22,639 (7,966) 18,552 18,552 (1,518) 1,518 (51,313) (51,313) 81,437 382,579 117,788 5,851 14,606 (11,520) 590,741 5,586 596,327 1 CASH on-line Limited 2 100,000,000 159,000,000 46 2014

54,327 (59,145) 16,633 (3,439) 1,140 19 11,702 35,691 13,579 12,483 (37,088) 5,083 467 6,607 26 (2,700) 1,000 22 300 15,335 29 (2,631) (2,048) (18,002) 21 2,661 27 (60,463) 9 (6,180) (2,319) 2,179 2,760 841 (95,485) 313,756 (14,430) 35,065 33,510 (39,010) 10,190 58,887 (7,413) (2,411) (18,646) 19,701 75,918 (407,588) (24,096) (11,043) (44,453) (31,361) 3,426 681 (120) (426) (41,147) (31,106) (21,031) 6,458 4,602 (2,705) (23,411) 19 (16,547) (18,574) 133,592 7,986 97 (96,844) (92,253) 214,704 10,296 157,647 (51,277) 2014 47

38 (86,157) 18,552 7,050 28,920 14,014 38,100 (38,100) (21,271) (7,328) (51,313) (8,533) (12,476) 10 (7) (263) (5,046) (27,437) (112,084) (39,211) 4,416 (121,594) 167,505 291,250 179 (2,151) 172,100 167,505 172,100 167,505 48 2014

1. CASH Financial Services Group Limited Clarendon House, 2 Church Street, Hamilton HM11, Bermuda 181 21 Celestial Investment Group LimitedCIGL Celestial Asia Securities Holdings Limited 40.71%42.75% CIGL CIGL 10 CIGL 15 2. 10 12 27 32 39 21 36 2014 49

2. 10 1227 10 1227 10 12 27 10 32 32 50 2014

2. 21 21 21 9 1 14 2 15 3 1 5 16 5 38 19 4 27 5 10 5 28 10 5 12 28 11 5 6 4 5 1 2 3 4 5 6 2014 51

2. 9 9 9 9 ab 9 39 9 399 9 9 52 2014

3. 2 17 236 2014 53

3. (i)(ii) (iii) 54 2014

3. 12 19 2 5 2014 55

3. 39 36 36 56 2014

3. 2014 57

3. 58 2014

3. 2014 59

3. 60 2014

3. 2014 61

3. 40 62 2014

3. 2014 63

3. 8 64 2014

3. 2014 65

3. 4. 12 66 2014

4. 3 749,001,000 633,755,00033,227,000 48,473,000 304,729,000 266,511,000 9,092,000 9,092,000 29 6,147,000 15,368,000 2014 67

5. 169,891 168,308 28,172 26,257 6. 198,063 194,565 15 3 68 2014

6. 198,063 198,063 (15,040) (15,040) 18,002 37,088 60,463 (29,553) 70,960 194,565 194,565 (17,460) (17,460) (5,083) (9) (44,302) (66,854) 2014 69

6. 1,828,848 1,828,848 1,434 12,109 213,666 30,672 2,086,729 1,378,308 1,378,308 7,860 26,350 77,884 1,490,402 70 2014

6. 1,752,580 1,752,580 158,154 63,136 57,112 10,296 28,516 2,069,794 1,407,294 1,407,294 27,437 1,569 47,621 23,675 1,507,596 2014 71

6. 16,547 119,932 136,479 28,172 28,172 (11,471) (231) (11,702) (10,960) (2,619) (13,579) 66,174 66,174 2,631 2,631 2,700 2,700 (1,795) 122 (1,673) (2,661) (2,661) 11,349 12,440 23,789 26,257 26,257 (12,383) (13,777) (26,160) (8,925) (869) (9,794) 67,781 67,781 (300) (300) (1,000) (1,000) 2,048 2,048 1,989 1,115 3,104 72 2014

6. 198,063 194,565 209,421 82,643 60,447 217,215 198,063 194,565 269,868 299,858 10% 7. 1,821 1,929 2,345 5,657 2,072 1,131 8. 6,238 8,717 66,174 67,781 (467) (6,467) (1,673) 3,104 2,631 2,048 2,700 (1,000) (300) (2,661) 18,002 84,706 65,166 24 2014 73

9. 97,184 99,793 58,245 52,349 15,335 3,858 5,198 174,622 157,340 10. 6,546 8,919 1,987 868 7 5,046 13,579 9,794 74 2014

11. 150 150 150 450 1,213 782 813 1,421 660 4,889 1,518 1,518 1,518 1,518 6,072 61 31 41 59 33 225 2,792 813 2,372 2,998 150 150 150 2,211 11,636 150 150 150 450 1,219 1,370 743 1,198 572 5,102 61 96 37 60 29 283 1,280 1,466 780 1,258 601 150 150 150 5,835 2014 75

12. 11 4,291 7,100 215 360 2,598 16,870 7,104 24,330 1,500,0012,000,000 1 2,500,0013,000,000 1 1 4,000,0014,500,000 1 6,000,0016,500,000 1 13,000,00113,500,000 1 2 4 13. 15 305,842 305,842,00038 76 2014

14. 7,665 650 1,677 (2,133) 16 7,291 (2,956) 16,633 (4,439) 16.5% 25% 70,960 (66,854) 16.5% 11,708 (11,032) (9,976) 1 1,677 (2,133) 5,543 298 (438) (1,123) (988) (324) 7,294 11,876 1,813 (2,002) 16,633 (4,439) 2014 77

15. 546,315 2,221 (322,197) (64,128) (9,531) (2,689) (145,721) 4,270 (1,000) 3,270 3,270 900 9,531 86,697 10,410 19,315 140 1,140 38,000,000 103,000,00090,000,000 38 78 2014

16. 6,700 38 (5,700) 1,000 (1,000) (3,121) (51,316) (1,404) (55,841) 1,552 1,404 2,956 38 51,316 51,316 (1,569) (1,569) (6,291) (6,291) (7,860) (7,860) 304,729,000 266,511,000 16,747,000 84,111,000 79,107,000 2014 79

17. 1,800 1,640 11,702 26,160 28,713 30,273 18,134 19,061 11,653 14,820 22,959 23,994 9,086 12,993 18. 32,675 (59,142) 3,946,226,711 3,877,859,588 137,408,543 4,083,635,254 3,877,859,588 80 2014

18. 32,675 (62,412) 0.08 3,270,000 2014 81

19. 145,653 32,273 62,304 2,462 242,692 798 167 6 971 6,896 2,475 9,203 18,574 (60,257) (2,381) (476) (63,114) (63,296) (25,337) (16,238) (104,871) 29,794 7,197 55,269 1,992 94,252 (10) (10) 8,945 227 7,375 16,547 (13,786) (799) (2,093) (16,678) 24,953 6,615 60,551 1,992 94,111 98,539 17,755 43,226 1,857 161,377 681 279 8 968 22,023 5,447 7,961 260 35,691 (38,920) (460) (39,380) (60,561) (21,465) (16,238) (98,264) 21,762 2,016 34,949 1,665 60,392 (5) (5) 3,698 448 7,360 196 11,702 (13,266) (755) (2,093) (16,114) 12,194 1,704 40,216 1,861 55,975 12,759 4,911 20,335 131 38,136 8,032 5,181 20,320 327 33,860 82 2014

19. 6,607,000 5 5 5 3 20. 68,832 (5,083) (7,986) 1,349 57,112 37,088 119,932 (466) 213,666 37,088 (5,369) 2014 83

20. 10 50 155,000 10 50 37,586 36,322 50 21,080 20,790 213,666 57,112 84 2014

20. 0.4% 3% 3% (1) (2) 2014 85

21. 5,380 2,719 2,661 5,380 2,661 23 22. a b c 9,392 660 311,007 321,059 38 (311,007) (311,007) (300) (300) 9,092 660 9,752 (a) 9,092,000 9,092,000 23 (b) 660,000 660,000 86 2014

22. (c) 311,007,000 23 38 23. 21 22 9,092 2,661 2,661 9,092 2,661,000 22 300,000 8% 8% 15 38 2014 87

24. 7,317 5,747 4,792 10,964 23,337 23,088 12,109 63,136 7,317 29,084 4,792 34,052 12,109 63,136 230,142,000 46,073,000 135,000,000 23,337,000 88 2014

25. 21,031 21,031 18% 20% 18% 26. 73,156 68,428 (30,595) (42,997) 42,561 25,431 42,561 23,951 1,480 42,561 25,431 2014 89

26. 31,794 17,364 6,737 34,625 51,064 73,156 68,428 (30,595) (42,997) 42,561 25,431 10,767,000 8,067,000 12,000,000 13,581,000 4.25% 2.5% 4.25% 42,997 41,997 (2,700) 1,000 (9,702) 30,595 42,997 90 2014

26. 31,794,000 17,364,000 14,080,000 13,570,000 43,300,000 40,800,000 17,714,000 3,794,000 30,595,000 42,997,000 34,625,000 51,064,000 4,405,000 8,386,000 43,575,000 45,521,00026,496,000 13,570,000 14,080,000 13,570,000 6,737,000 7,569,000 10,342,0009,302,000 31,951,000 25,964,000 2014 91

26. 19,794 2,303 1,480 19,794 3,783 12,000 13,581 974 974 3% 92 2014

27. 67,833 67,833 148,305 90,321 216,138 158,154 (214,704) 1,434 158,154 10,296 % % China Able Limited 33.33 33.33 2014 93

27. China Able Limited 842,714 8,794 10,848 (4,492) (75,410) (303,690) 15,048 55,261 220,962 181,389 (27) 214,704 4,302 474,462 33.33% 33.33% 1,434 158,154 94 2014

28. 32 3,517,50027,437,000 29. 84,844 74,475 57,949 67,236 283,423 284,616 139 139 274,998 180,041 4,697 1,777 390 40 706,440 608,324 2014 95

29. 283,423 284,616 44,142 37,906 353,695 239,148 25,180 46,654 2,632 5,476 709,072 613,800 (2,632) (5,476) 706,440 608,324 40 0 30 3,873 1,440 31 60 134 61 90 51 90 1,029 377 5,087 1,817 96 2014

29. 2,632,000 5,476,000 140% 25,180,000 46,654,000 0 30 12,903 27,475 31 60 4,911 3,295 61 90 51 90 7,315 15,884 25,180 46,654 6,147,000 15,368,000 MF Global UK Limited 9,221,000 15,368,000 12 2014 97

29. 2,632,000 5,476,0002,268,000 5,117,000364,000 359,000 5,476 7,524 1,829 2,801 (213) (4,460) (4,849) 2,632 5,476 98 2014

29. 28 1,484 2,500 259 1,850 12 15,955 10,109 16,284 211 22,545 8,246 67 7,978 6,110 4 234 441 3,102 903 441 2,865 1,163 5 10,109 6 5,291 8,321 7,864 9,641 2014 99

29. 3 Cash Guardian 3,227 1,254 840 11,555 Libra Capital Management (HK) Limited 214 8,623 293 214 218 8 3,782 7,779 8 7,582 9 (1) (2) (3) Cash Guardian Limited (4) (5) (6) (7) (8) 100 2014

30. 41,583 36,070 2,962 18,665 44,545 54,735 31. 17,155 17,155 15,000,000 15,000,000 2014 101

32. 34,418 1,430 640,349 592,920 140,309 147,660 293,230 290,378 1,108,306 1,032,388 63,532,000 71,586,00029 6,147,000 15,368,000 792,117,000 784,704,000 102 2014

33. 10,158 12,375 253,092 243,825 263,250 256,200 * 74,610 69,085 6,750 1,140 21,350 3,671 63,416 17,764 166,126 91,660 97,124 164,540 263,250 256,200 (171,734) (233,625) 91,516 22,575 * 2014 103

33. (a) (b) (c) 335,527,000 363,142,000 (d) 213,666,000 57,112,000 20 (e) (f) 15,000,000 15,000,000 31 10,158,000 12,375,000 253,092,000 243,825,000 34. 1,364 67 7,328 5,554 4,887 41,468 13,579 47,089 (i) 27,000,00024(ii) 9,584,000 104 2014

35. 0.02 15,000,000 300,000 0.02 3,877,859 77,558 42 194,000 3,879 4,071,859 81,437 36. 7,245 10,039 36,218 31,467 1 9,626 35,679 2 14,014 38,100 67,103 115,285 (1) 27,000,00024 (2) 12% 15% 2014 105

37. 1,055 19,701 38. 15 23,734 27,064 311,007 5,700 54,804 60,398 54,949 73,400 86,157 (150,784) (28,199) (155,965) (5,107) (51,316) 305,842 86,157 28 106 2014

38. 9.6 32.2 20% 39. 33 28 35 2014 107

40. 44,545 54,735 21,031 21,031 1,735,260 1,654,883 1,055 19,701 1,421,546 1,437,425 (i) (ii) 15% 15%6,524,000 5,255,000 108 2014

40. 5050 5050 200,000161,000 2014 109

40. 66,283 49,718 125,462 187,412 2,264 1,348 41,911 32,469 5%5% 1,982,0001,556,000 2629 29 26 110 2014

40. % 1,108,306 1,108,306 1,108,306 9,626 9,626 9,626 15% 14,290 14,290 14,014 176,441 9,052 27,156 76,887 289,536 263,250 26,350 26,350 26,350 1,055 1,055 1,055 1,336,068 9,052 27,156 76,887 1,449,163 1,422,601 2014 111

40. % 1,032,388 1,032,388 1,032,388 35,679 35,679 35,679 12% 38,100 38,100 38,100 240,026 1,906 5,719 23,420 271,071 256,200 27,437 27,437 27,437 47,621 47,621 47,621 19,701 19,701 19,701 1,440,952 1,906 5,719 23,420 1,471,997 1,457,126 97,124,000164,540,000 99,462,000 169,048,000 112 2014

40. 41,583 2,962 36,070 18,665 2014 113

40. 1,055 19,701 114 2014

40. 4,408,646 (3,982,430) 426,216 (39,529) (329,275) 57,412 3,473 3,473 3,473 1,055 1,055 (1,055) 2014 115

40. 3,412,435 (2,986,108) 426,327 (74,916) (287,474) 63,937 7,730 7,730 7,730 19,701 19,701 (10,245) 9,456 815,076,000 742,010,000 116 2014

41. 24 184,069 42. (i) (ii) (iii) 10% 387,785,958387,785,958 9.5% 30% (iv) 1% (v) (vi) (vii) 1.00 2014 117

42. (viii) (ix) 275,000,000 0.093 585,150,000 0.155 (e) 345,000,000 0.095 (f) (g) (a) (e) (305,000,000) 0.093 (a) (b) (310,150,000) 0.211 (c) (d) (e) (f) (194,000,000) 0.096 121,000,000 0.095 275,000,000 0.093 121,000,000 0.095 11.10.2012 11/10/2012 31/10/2014 (a) 275,000,000 0.093 11.04.2014 11/04/2014 31/12/2017 (e) 75,000,000 0.097 22.05.2014 22/05/2014 31/12/2017 (g) 46,000,000 0.091 121,000,000 275,000,000 118 2014

42. (a) 314,000,000 39,000,000 275,000,000 (b) 82,500,000 (c) 77,000,000 (d) 111,650,000 (e) 261,000,000 30,000,000 156,000,000 13,206,000 (f) 38,000,000 38,000,00072,200 (g) 46,000,000 2,056,200 30.83 2014 119

42. B B 0.097 0.090 0.090 0.097 0.090 0.091 a 69.38% 37.87% 69.00% b 3 8 3 c 1.00% 1.00% 0.88% (a) (b) (c) 13,206,00072,2002,056,200 15,334,400 15,334,400 305,000,000 310,150,000 1,518,000 7,814,000 120 2014

43. Libra Capital Manager (HK) Limited (a) 5 46 Cash Guardian (a) (d) 11 43 14 22 24 30 52 35 (g) 15 (e) 208 49 313 136 (a) (h) 6 (f) (i) 15 17 (f) 39 24 60 41 (j) 24 13 (j) 31 3 55 16 (b) (e) 46 2,615 5,181 (a) 2,079 (a) (c) 902 (a) 500 2014 121

43. (a) 10 (b) 46,000 (c) 902,000 (d) Cash Guardian Limited (e) (f) (g) (h) (i) (j) 11 44. 20,242 16,763 22,789 28,134 43,031 44,897 1,687,000 1,226,000 122 2014

45. % % 10,000,000 100 100 4,000,000 100 100 15,000,000 100 100 2 100 100 Celestial Asset Management Limited 6,781,401 100 100 30,000,000 100 100 50,000,000 100 100 10,000,000 100 100 140,000,000 100 100 100 65 65 icoupon Limited 1 100 100 1 100 100 1 100 100 CASH Dynamic Opportunities Investment Limited1 5,000,000 50 50 CASH Talent Investment Limited 1 100 100 Celestial Financial Services Limited 10,000 100 100 2014 123

45. Celestial Financial Services Limited (1) CASH Dynamic Opportunities Investment LimitedDOI DOIDOIDOI 35% 35% 21,652 (3) 502 31,030 5,084 5,084 21,652 (3) 5,586 36,114 124 2014

45. 1,936 10,296 158,154 (78,390) 1,936 90,060 60,463 (9) (2,479) 5,224 57,984 5,215 51,313 225,000 225,000 2014 125

46. 1,2501,500 7% 12% 22% 2% 0.5% 0.5% 912 47. CIGLCIGL1,657,801,069 40.71%613,386,395.53 0.37 CIGLConfident Profits Limited CIGLConfident Profits Limited Confident Profits Limited 126 2014

8 160619G 891 8 160719A 1,593 8 180621G 891 688 1817 2002 2,471 135-13721 115161718 12,007 2014 127

476,156 476,256 1 377,467 341,474 208 192 853,831 817,922 454 455 1 439,032 324,945 26,350 465,836 325,400 387,995 492,522 81,437 77,558 2 306,558 414,964 387,995 492,522 (1) 64,762,000 66,100,000 3% 5% 128 2014

(2) 459,940 59,080 7,814 56,197 583,031 107,732 107,732 (159,000) 159,000 (7,814) 7,814 30,043 (305,842) (275,799) (30,043) 30,043 (100,000) 100,000 359,940 80 54,944 414,964 (138,414) (138,414) 15,335 15,335 (1,518) 1,518 22,639 (7,966) 14,673 382,579 80 5,851 (81,952) 306,558 2014 129

198,063 194,565 185,449 1,334,440 1,294,203 70,960 (66,854) (35,984) (24,270) 73,120 (16,633) 4,439 (2,126) (7,694) (8,185) 54,327 (62,415) (38,110) (31,964) 64,935 3,270 4,586 54,327 (59,145) (33,524) (31,964) 64,935 32,675 (59,142) (38,699) (41,090) 63,390 21,652 (3) 5,175 9,126 1,545 54,327 (59,145) (33,524) (31,964) 64,935 38,136 33,860 81,315 114,306 188,909 2,661 2,661 2,661 2,661 9,752 9,752 321,059 321,059 321,059 243,011 277,096 309,878 281,283 268,685 1,795,830 1,746,425 2,367,504 2,170,392 1,957,617 2,086,729 2,069,794 3,082,417 2,889,701 2,738,931 1,391,026 1,483,452 2,078,832 1,839,965 1,695,730 99,376 24,144 82,172 88,642 98,458 1,490,402 1,507,596 2,161,004 1,928,607 1,794,188 596,327 562,198 921,413 961,094 944,743 5,586 36,114 34,288 33,363 20,313 130 2014

Celestial Asia Securities Holdings Limited1049 9 Cash Guardian Cash Guardian Limited 1 4 9 1 6 2 1 2014 131

CIGL Celestial Investment Group Limited CASH Financial Services Group Limited 510 571 0.02 132 2014

181 21 (852) 2287 8788 (852) 2287 8700 200060 (86-21) 3227 9888 (86-21) 3221 2675 hotline@cashon-line.com www.cashon-line.com