MSu so 02/CBTT CONG TY CO PHAN CHE TAO BOM HAI Dl/ONG HAPUM A So: 430/TB-HAPUMA CONG HOA XA HOl CHU NGHIA VIET NAM 05c lap - Tir do - Hanh phuc Hai Du

MSu so 02/CBTT CONG TY CO PHAN CHE TAO BOM HAI Dl/ONG HAPUM A So: 430/TB-HAPUMA CONG HOA XA HOl CHU NGHIA VIET NAM 05c lap - Tir do - Hanh phuc Hai Duong, ngay 23 thang 07 nam 2019 Ki'nh gui: UY BAN CHUNG KHOAN NHA Nl/OC S6 GIAO DICH CHUNG KHOAN HA NOl 1. Ten cong ty: CONG TY CO PHAN CHE TAO BOM HAI DlTONG 2. Ma chung khoan: CTB 3. Dia chi tru so: So 37, Dai 16 Ho Chi Minh, phuxmg Nguyen Trai, thanh pho' Hai Duong, tinh Hai Duong. 4. Dienthoai: 0220.3844876-3853496 Fax: 0220.3858606 5. Noi dung cua thong tin cong bo: Bao cao tinh hinh quan tri cong ty niem yet 6 thang nam 2019. 6. Nguoi chiu trach nhiem cong bo thong tin: Ba Bui Thi Le Thuy - Giam doc tai chinh kiem Ke toan truong. 7. Dia chi Website dong thod dang tai toan bo noi dung cong bo: www.hapuma.com Chung toi xin cam ket cac thong tin cong bo' tren day la dung su that va hoan toan chiu trach nhiem trudc phap luat ve noi dung thong tin cong b6'. CONG TY CP CHE TAO BOM HAI DlTONG NGU OI CHIU TRACH NHIEM CONG BO THONG TIN

PHU LUC SO 05 CONG TY CO PHAN CHE TAO BOM HAI DUONG H A P U M A CONG HO A XA HOI CHU NGHIA VIET NAM Doc lap - Tu do - Hanh phuc k -fc k S6: 429/BCQT-HAPUMA Hai Duong, ngay 23 thdng 07 nam 2019 BAO CAO TiNH HINH QUAN TRI CONG TY NIEM YET (6 thang nam 2019) Kinh gm: - Uy ban Chung khoan Nha nunc - Sa Giao dich Chung khoan - Cac quy co dong Cong ty CP Che tao Bom Hai Duong - Ten cong ty niem yet: Cong ty Co phan Che tao Bom Hai Duong - Bia chi tru sa chinh: S6 37 dai 16 H6 Chi Minh, phuong Nguyln Trai, TP Hai Duong, tinh Hai Duong, Viet Nam - Dien thoai: - Email: - Von dieu le: - Ma chung khoan: CTB 0220 3853496/0220 3844876; Fax: 0220 3859336 info@hapuma. com 103.200.000.000 dong (Mot tram le ba ty hai tram trieu dong chan) I. HOAT D0NG CUA DAI H 0I DONG CO DONG Ngay 19/1/2019, Hoi dong quan tri da nhat tri tai Nghi quyet so 01-2019/NQ- HDQT/HAPUMA ve viec to chuc Dai hoi dong co dong thudng nien nam 2019 cua Cong ty duoc to chuc dir kien vao ngay 16/03/2019. Tuy nhien do Hoi dong quan tri Cong ty co ke hoach cong tac dot xuat vao ngay to chuc Dai hoi theo du kien nen ngay to chuc Dai hoi da duoc thay doi sang ngay 20/4/2019 theo Thong bao s6 98/TB-HAPUMA ngay 26/2/2019. Dai hoi hoi dong co dong thuong nien nam 2019 vao ngay 20/4/2019 tai Trang tarn hoi nghi Phan Anh - So 01 Nguyen HCru Cau, phuong Ngoc Chau, TP Hai Duong, tinh Hai Duong theo Nghi quyet so: 03-2019/NQ-HDQT/HAPUMA ngay 29/3/2019 va Thong bao s6 191/TB-HDQT/HAPUMA ngay 02/4/2019. Den 8h 50 phut ngay 20/4/2019, co 92 co dong, dai dien cho 7.540.884 co phan, sa him 87,68% von dieu le Cong ty tham dir dai hoi. Sau thai gian lam viec tap trung, dan chu, dai hoi dong co dong thuong nien nam 2019 Cong ty CP Che tao Bam Hai Duong da thanh cong tot dep va ket thuc vao hoi 1 lh 15 phut cung ngay. B4o cao quan tri Cong ty 6 thang dau ndm 2019 1

Nghi quydt sd 227/NQ-DHDCD/HAPUMA ngay 20/4/2019 cua Dai hoi ddng co dong da dugc thong qua voi cac noi dung cu the nhu sau: 1. Thong qua noi dung cac Bao cao: - Bao cao kit qua hoat dong SXKD nam 2018 va cac chi tieu ke hoach nam 2019 s i 192/BC-HAPUMA ngay 02/4/2019 cua Tong giam doc Cong ty. - Bao cao ve ket qua hoat dong nam 2018 so 193/BC-HDQT/HAPUMA ngay 02/4/2019 cua Hoi dong quan tri Cong ty. - Bao cao cua Ban kiem soat cho nam tai chinh 2018 so 194/BC-BKS/HAPUMA ngay 02/4/2019. 2. Thong qua Bao cao tai chinh da kiem toan nam 2018 cua Cong ty da dugc kiem toan bdi Cong ty TNHH Kidm toan TTP voi cac chi tieu cu the sau: 1, Tong doanh thu: 840.178.425.234 dong 2, Lgi nhuan truoc thue: 36.198.942.881 dong 3, Lgi nhuan sau thue: 28.583.635.030 dong 4, Thu lao HDQT, Ban kiem soat: 800.000.000 dong 3. Thong qua phucmg an phan phdi lgi nhuan sau thue nam 2018 tai To trinh so 195/TTr-HDQT/HAPUMA ngay 02/4/2019 nihu sau: 1, Chi tra co tire 25%/01CP: 21.500.000.000 ddng 2, Quy thudng Ban dieu hanh: 1.143.000.000 ddng 3, Lgi nhuan de lai chua chia: 5.940.635.030 ddng 4. Thong qua cac chi tieu co ban nam 2019 tai To trinh so 196/TTr-HBQT/HAPUMA 02/4/2019 nhu sau: 1, Tong doanh thu: 500.000.000.000 dong 2, Lgi nhuan truoc thue: 25.000.000.000 ddng 3, C6 tire chi tra: 15% tren menh gia co phan 4, Quy thudng Ban dieu hanh: 4% lgi nhuan sau thue 5, Thu lao HDQT, BKS nam 2019: 864.000.000 ddng 5. Thong qua va uy quyen cho Hoi dong quan tri Cong ty lira chon ky Hgp dong thue hien kiem toan bao cao tai chinh nam 2019 voi: Biachi: Hoac Dia chi: CONG TY TNHH KlDM TOAN TTP Tang 12, Toa thap Tay, toa nha Hancorp Plaza, So 72 Tran Dang Ninh, Dich Vgng, Cau Giay, Ha Noi CONG TY TNHH HANG KIEM TOAN AASC So 01 Le Phung Hieu, phudng Trang tien, quan Hoan Kiem, Ha Noi 6. Thong qua va uy quyen cho Hoi dong quan tri Cong ty thue hien cac thu tuc sira doi ten viet tat cua Cong ty tir HPMC sang HAPUMA tai Dieu le to chuc hoat dong cua Cong ty va tren Giay chung nhan dang ky doanh nghiep cua Cong ty hien hanh. 7. Thong qua phuong an phat hanh co phieu tang von dieu le Cong ty tir von chu so huu va tir chao ban rieng le cho nha dau tu chien luge chi tiet tai To trinh s6 198/TTr- HDQT/HAPUMA ngay 02/4/2019. B&o c4o quan trj Cong ty 6 tiling diu nim 2019 2

II. Hoi dong quan tri 1. Thong tin ve thanh vien Hoi dong quan trj STT thanh vien HDQT Chuc vu 1 O n g N g u y e n T r o n g T ie u C h u tjc h 2 O n g N g u y e n T r o n g N a m U y v ie n 3 O n g P h a m M a n h H a U y v ie n 4 O n g P h a m T u a n A n h U y v ie n 5 B a B u i T h j L e T h u y U y v ie n Ngay bat dau/khong con la thanh vien HDQT B a t d au T 1 1 /2 0 0 7 B a t dau T 0 1 /2 0 1 0 B a t d lu T 0 3 /2 0 1 2 B a t dau T 1 1 /2 0 0 7 B a t d au T 0 4 /2 0 0 4 So buoi hqp HDQT tham du T y le tham du hop 1 0 /1 0 1 0 0 % 1 0 /1 0 1 0 0 % 1 0 /1 0 1 0 0 % 1 0 /1 0 1 0 0 % 1 0 /1 0 1 0 0 % Trong do, s6 buoi hop true tiep la 03 buoi, so buoi hop true tuyen la 07 buoi. Ly do khong tham du hop r r 2. Hoat dong giam sat cua HDQT doi voi Ban Giam doc Trong 6 thang dau nam 2019, Hoi dong quan tri Cong ty da thuc hien tot chuc nang quan ly va giam sat Ban Giam doc Cong ty, dam bao cho Ban Giam doc hoat dong dung dinh huang vai muc tieu hoan thanh ke hoach san xuat kinh doanh nam 2019. Mot so chi tieu ket qua san xuat kinh doanh 6 thang dau nam 2019 cua Cong ty cu the nhu sau: Ke hoach TT Chi tieu DVT nsm 2019 Thuc hien 6 thang nam 2019 Thuc hien 6 thang nam 2018 So sanh (%) thuc hien 6T/2019 voi TH 6T/2018 Ke hoach 2019 1 T o n g d o a n h th u T r.d o n g 5 0 0.0 0 0 1 3 3.6 7 7,5 2 1 5 4.9 2 3,4 5 8 6,2 9 % 2 6,7 4 % 2 L o i n h u a n t r u o c th u e 3 L o i n h u a n sa u th u e 55 55 2 5.0 0 0 8. 2 1 8,5 0 8. 6 2 9,3 9 9 5,2 4 % 3 2,8 7 % 2 0.0 0 0 6.3 5 9,1 0 6.8 1 7,6 5 9 3,2 7 % 3 1,8 0 % Hoi dong quan tri dang giam sat Ban giam doc Cong ty ve thuc hien mot so du an bom nong nghiep, thuy loi Ion, dam bao hoan thanh ke hoach doanh thu, loi nhuan nam 2019 da duoc Dai hoi dong co dong phe duyet. 3. Hoat dong cua cac tieu ban thuoc Hoi dong quan tri: Khong co 4. Cac Ngh quyet/quyet dinh cua Hoi dong quan tri TT So Nghj quyet/quyet djnh Ngay Noi dung A Nghj quyet HDQT 1 01-2019/N Q -H D Q T/H A PU M A 19/1/2019 - D u kien to chuc D ai hoi dong co dong th ir e m g n ie n n a m 2 0 1 9. Bao cao quan tri Cong ty 6 thang dau n&m 2019 3

TT S6 Nghj quyst/quyet djnh Ngay Noi dung 2 02-2019/NQ-HDQT/HAPUMA 22/1/2019 - Thong qua noi dung dir kien tai Dai hoi dong co dong thudng nien nam 2019. 3 03-2019/NQ-HDQT/HAPUMA 29/3/2019 4 04-2019/NQ-HDQT/HAPUMA 23/4/2019 - Thong qua chuang trinh chinh thuc Dai hoi ddng co dong thudng nien nam 2019. - Thong qua toan van Bao cao tai chinh nam 2018 cua Cong ty do Cong ty TNHH Kilm toan TTP thuc hien kiem toan vdi cac chi tieu tai chinh cu the va phan phoi Igi nhuan sau thue nam 2018. - Thong qua phucmg an phat hanh co phieu tang von dieu le Cong ty. - Thong qua viec md tai khoan phong toa tai Ngan hang TMCP Cong thuong Viet Nam Chi nhanh Hai Duang de nhan tien ban co phieu trong dot chao ban co phieu rieng le tang von dieu le Cong ty. 5 05-2019/NQ-HDQT/HAPUMA 23/4/2019 6 06-2019/NQ-HDQT/HAPUMA 23/4/2019 7 06A-2019/NQ-HDQT/HAPUMA 23/4/2019 8 07-2019/NQ-HDQT/HAPUMA 23/4/2019 9 08-2019/NQ-HDQT/HAPUMA 08/5/2019 10 09-2019/NQ-HDQT/HAPUMA 13/5/2019 11 10-2019/NQ-HDQT/HAPUMA 21/5/2019 12 11/2019/NQ-HDQT/HAPUMA 04/6/2019 - Dong y trien khai thirc hien thu tuc xin chap thuan tang von dieu le nam 2019 cua Cong ty. - Thong qua phu'ong an su dung nguon von thu dugc tu dot; chao ban co phieu rieng le. - Thong qua chon dan vi kiem toan Bao cao tai chinh nam 2019. - Dong y thanh lap Van phong Cong ty tai Quang Ninh. - Thong qua lira chon nha dau tu chien luge mua co phan chao ban rieng le tang von dieu le nam 2019. - Thong qua ngay dang ky cuoi cung chot danh sach co dong de tra co tuc so con lai nam 2018 bang tien va tra co phieu thudng do phat hanh co phieu tang von dieu le tu nguon von chu sd hiau. - Thong qua phucmg an sir dung chi tiet nguon von thu dugc tu dgt chao ban co phieu rieng le. - Dong y ban van phong thuoc sd huu Cong ty tai thanh pho Ho Chi Minh. - Thong qua phucmg an vay von, phat hanh bao lanh, md L/C, su dung cac san pham, dich vu khac tai Vietinbank Hai Duang de phuc vu hoat dong san xuat kinh doanh nam 2019. Bao cao quan trj Cong ty 6 thang dau nsm 2019 4

TT So Nghi quyet/quyet djnh Ngay Noi dung 13 12-2019/NQ-HBQT/H APUMA 26/6/2019 14 13-2019/NQ-HDQT/H APUMA 27/6/2019 15 13A/NQ-HBQT/HAPUMA 28/6/2019 B Quyet djnh 1 65A/QD-HDQT/HAPUMA 25/1/2019 2 187/QB-HBQT/HAPUMA 11/3/2019 3 280/QD-H APUMA 29/4/2019 - Thong qua viec xir ly co phieu le phat sinh do thuc hien phat hanh co phieu de tang von co phan tir von chu so huu. - Cong nhan ket qua phat hanh co phieu de tang von co phan tu nguon von chu so hiru va hoan thien cac cong viec theo uy quyen cua Dai hoi dong co dong thucmg nien nam 2019. - Thong qua trien khai va hoan thien cong tac chao ban co phieu rieng le cho co dong chien luge cua Dai hoi dong co dong thucmg nien nam 2019. - Quyet djnh phe duyet dau tu cong trinh Nha van phong va cac cong trinh phu trg. - Quyet dinh phe duyet ket qua lira chon nha thau cong trinh Nha van phong va cac cong trinh phu trg. - Quyet dinh thanh lap Van phong dai dien cua Cong ty tai Quang Ninh. III. Ban kiem soat 1. Thong tin ve thanh vien Ban Kiem soat STT Thanh vien BKS Chirc vu Ngay bat dau/khong con la thanh vien BKS So buoi hop BKS tham dy Ty le tham du* hop 1 Ba Duong Viet Nga Truong ban BStdauT3/2012 01/01 100% Ly do khong tham du hop 2 Ba Nguyen Thanh Thuy Thanh vien Bat dau T4/2004 01/01 100% 3 Ong Nguyen Ngoc Bao Thanh vien Bat d4u T3/2017 01/01 100% Ban kiem soat Cong ty da giam sat cac hoat dong cua HDQT va Ban dieu hanh Cong ty dung quy dinh phap ly, quy dinh hien hanh cua Luat Doanh nghiep, Dieu le to chuc hoat dong cua Cong ty, Quy che quan tri noi bo doanh nghiep, dam bao sir hai long cua quy vi co dong Cong ty. Truong ban kiem soat thucmg xuyen tham dir cac cuoc hop cua Hoi dong quan tri Cong ty de nam bat cung nhu kiem soat cac hoat dong cua Hoi dong quan tri, Ban dieu hanh Cong ty. Bao cao quan tri Cong ty 6 thang dau nsm 2019 5

3. Su phoi hop hoat dong giua BKS doi voi hoat dong cua HBQT, Ban Giam doc dieu hanh va cac can bo quan ly khac Cung Hoi dong quan tri, Ban dieu hanh Cong ty, Ban kiem soat Cong ty da phoi hop hoat dong nhip nhang dam bao tuan thu dung quy dinh hien hanh cua phap luat, Dieu 16 Cong ty cung nhu Quy ch6 quan tri noi bo doanh nghiep, khong de xay ra bat ky xung dot nao trong quan tri cung nhu cong tac dieu hanh, giam sat. 4. Hoat dong khac cua BKS: Khong co IV. Dao tao ve quan tri cong ty: Khong co V. Danh sach ve nguoi co lien quan cua cong ty niem yet theo quy dinh tai khoan 34 Dieu 6 Luat Chung khoan va giao dich cua nguoi co lien quan cua cong ty voi chinh Cong ty 1. Danh sach ve ngu oi co lien quan cua cong ty: Danh sach 01 kern theo 2. Giao djch gifl a cong ty voi ngiroi co lien quan cua cong ty; hoac giua cong ty voi co dong lorn, nguoi noi bo, nguoi co lien quan cua nguoi noi bo: Khong co 3. Giao djch giua nguoi noi bo cong ty niem yet, nguoi co lien quan cua nguoi noi bo voi cong ty con, cong ty do cong ty niem yet nam quyen kiem soat: Khong co 4. Giao dich giua cong ty voi cac doi tuo ng khac 4.1. Giao dich giua cong ty voi cong ty ma thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh trong thoi gian ba (03) nam tro lai day (tinh tai thoi diem lap bao cao) 4.1.1. Giao dich 6 thang dau nam 2019 giua Cong ty voi Cong ty Co phan Che tao Dien co Ha Noi (HEM), don vi noi ong Nguyen Trong Tieu - Chu tich HDQT Cong ty la Uy vien HDQT HEM tir ngay 01/1/2019 den ngay 08/4/2019: - Tong gia tri Bom Hai Duong mua hang hoa, dich vu: - Tong gia tri Bom Hai Duong bu tru cong nq: - Tong gia tri Dien ca Ha Noi mua hang: - Tong gia tri Bom Hai Duong thanh toan: 21.842.493.420 dong 873.897.200 d6ng 873.897.200 dong 13.786.841.170 dong 4.2. Giao dich giira cong ty voi cong ty ma nguoi co lien quan cua thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh la thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh: Khong co 4.3. Cac giao dich khac cua cong ty co the mang lai lqi ich vat chat hoac phi vat chat doi voi thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh: Khong co VI. Giao dich co phieu cua nguoi noi bo va nguoi lien quan cua nguoi noi bo 1. Danh sach nguoi noi bo va nguoi co lien quan cua nguoi noi bo: Danh sach 02 kem theo Bao cao quan trj Cong ty 6 thing dau nsm 2019 6

2. Giao djch cua ngiroi noi bo va ngiroi co lien quan doi voi co phieu cua cong ty niem yet STT Ngutri thuc hien giao djch 1 Ong Nguyen Thanh Tung Quan he voi nguoi noi bo Con trai Chu tich HDQT So co phieu dau ky So co phieu Tyle So co phieu cuoi ky S6 c6 phieu Ty le 250.000 2,9% 420.000 4,07% Ly do tang, giam (mua, ban, chuyen doi, thuong...) VII. Cac van de can luu y khac: Khong co TM HOI DONG QUAN TRI CONG TY UVHDQT - TONG GIAM DOC CONG TY Bao cao quan tri Cong ty 6 thang diu nim 2019 7

Cong ty CP Che tao Bom Hai Duong Danh sach 01 DANH SACH NGl/Ofl CO LIEN QUAN CUA CONG TY STT Ten to chirc/ca nhan TK giao dich CK Chirc vu tai cong ty So Giay NSH*, ngay cap, noi cap Dja chi tru so' chinh/dja chi' lien he Thoi diem bat dau la ngudi co lien quan Thoi diem khong con la nguo i co lien quan Ly do 1 N g u y e n T r o n g T ie u C h u tjc h H D Q T 0 1 0 4 1 4 2 9 0 d o g an H a N o i c a p n g a y 1 5 /8 /2 0 0 3 C a n h o R 3.0 7.2 1 R o y a l C ity, N g u y e n T rai, T h a n h X u a n, H a N o i T 1 1 /2 0 0 7 2 N g u y e n T r o n g N a m T o n g g ia m d o c, U y v ie n H D Q T 0 0 1 0 5 9 0 0 4 0 7 0, C u e c a n h sa t c a p n g a y 1 9 /8 /2 0 1 5 S 6 2 n g a ch 2 5 /2 2 T D P V a n T ri, P M inh K hai, Q B a c T u L iem, H a N o i T l / 2 0 1 0 3 P ham M a n h H a U y v ie n H D Q T 0 0 1 0 5 9 0 0 9 0 4 8, C u e c a n h sa t c a p n g a y 2 7 /2 /2 0 1 7 S o 9 H e m 2 /1 /1 V u T h a n h, D o n g D a, H a N o i T 3 /2 0 1 2 4 Pham T u a n A n h U y v ie n H D Q T 0 1 1 8 2 8 8 7 1 d o g an H a N o i c a p n g a y 0 3 /1 2 /2 0 0 1 S o 12 n g o 8 1 0 D e L a T h a n h, B a D in h, H a N o i T 1 1 /2 0 0 7 5 B u i Thj L e T h u y U y v ie n H D Q T, G D tai ch ln h 1 4 1 5 6 4 4 7 5 d o g an H a i D u o n g c a p n g a y 1 6 /3 /2 0 1 5 1 1 9 p h o D u e M in h, P T h a n h B in h, T P H D T 4 / 2 0 0 4 6 D u o n g V ie t N g a T r u o n g B a n K S 0 1 2 3 4 3 8 0 3 d o g an H a N o i c a p n g a y 1 8 /5 /2 0 0 0 1 2 E 3 K D T M C a u D i l n, B d c Tir L ie m, H a N o i T 3 /2 0 1 2 7 N g u y e n T h a n h T h u y T V B a n k ie m so a t 1 4 1 5 2 9 9 3 3 d o g an H a i D u o n g c a p n g a y 0 2 /1 0 /2 0 0 6 s o 5 H a o T h a n h, P.N g u y e n T rai, T P H a i D u o n g T 4 / 2 0 0 4 8 N g u y e n N g o c B a o T V B a n k ie m so a t 1 4 1 8 5 9 5 4 1 d o g an H a i D u o n g c a p n g a y 2 3 /2 /2 0 1 3 K h u 6 H a i T a n, T P H a i D u o n g T 3 /2 0 1 7 9 D a o D in h T o a n P h o T o n g g ia m d o c 1 4 2 5 7 0 8 9 4 d o g a n H a i D u o n g c a p n g a y 0 6 /8 /2 0 0 7 S o 1 0 7 B p h o T u e TTnh, P. P h a m N g u L a o, T P H D T 7 /2 0 1 1 10 N g h ie m T r o n g V a n P h o T o n g g ia m d o c 1 4 1 6 2 0 0 2 4 d o g an H a i D u o n g c a p n g a y 1 1 /4 /2 0 0 9 S o 6 /3 2 /1 6 7 N g u y e n T h u c m g M a n, P B in h H a n, T P H D 1 5 /0 3 /2 0 1 8 Bao cao quan tri Cong ty 6 thang dau ndm 2019 rc 5. o Y4A\

Cong tv CP Che tao Bom Hai Duong Danh Sikh 02 DANH SACH NGlTOI N 0I BO VA NGlTOl CO LIEN QUAN CUA NGl/OI N 0I B 0 STT Ten to chirc/ca nhan TK giao djch CK Chuc vu tai cong ty So Giay NSH*, ngay cap, noi cap Dja chi tru so' chinh/ Dja chi lien he So co phieu so' huu cuoi ky Ty le so hum co phieu cuoi ky Ghi chu 1 N g u y e n T r o n g T ie u C h u tjc h H D Q T 1.1 T ran K im C h a u 1.2 N g u y e n T u n g L a m 0 1 0 4 1 4 2 9 0 d o g an H a N o i c a p n g a y 1 5 /8 /2 0 0 3 C a n h o R 3.0 7.2 1 R o y a l C ity, N g u y e n T rai, Q u a n T h a n h X u a n, H a N o i 1 6 2.0 0 0 1,5 7 % V o 1.3 N g u y e n T h a n h T u n g 0 0 1 0 8 9 0 1 5 0 1 2 d o C u e C S c i p n g a y 1 7 /0 2 /2 0 1 7 S o 0 2 g D u e, H a n g M a, H o a n K ie m, H a N o i 4 2 0.0 0 0 4,0 7 % 1.4 N g u y e n T r o n g Sir Q H ai B a T r u n g, H a N o i A n h 1.5 N g u y e n T r o n g D u n g 1.6 N g u y e n T r o n g O a n h 1.7 N g u y e n T h u y L ie u K.H B orovsk eh o 3 4 6, C zech R ep ublic C h j 1.8 N g u y e n T h u y U y e n Q H a i B a T r u n g, H a N o i C h i A n h A n h 2 N g u y e n T r o n g N a m T o n g g ia m d o c, U y v ie n H D Q T 0 0 1 0 5 9 0 0 4 0 7 0, C u e c a n h sa t c a p n g a y 1 9 /8 /2 0 1 5 S o 2 n g a ch 2 5 /2 2 T o D P V a n T ri, P M inh K hai, Q B a c T u L iem, H a N o i 3 7 3.8 9 8 3,6 2 % 2.1 N g u y e n T r o n g L a u 2.2 N g u y e n T h j T a m B o M e 2.3 V u T h i H o n g L o a n 2.4 N g u y e n H o n g P h u o n g 2.5 N g u y e n H o a n g V ie t tf V o 3 P ham M a n h H a U y v ie n H D Q T 0 0 1 0 5 9 0 0 9 0 4 8, C u e c a n h sa t c a p n g a y 2 7 /2 /2 0 1 7 S o 9 H e m 2 /1 /1 V u T h a n h, D o n g D a, H a N o i 4 7 4.0 0 0 4,5 9 % Bao cao quan tri Cong ty 6 thang dau nam 2019

STT Ten to chirc/ca nhan TK giao dich CK Chuc vu tai cong ty So Giay NSH*, ngay cap, noi cap Dia chi tru so chinh/ Dja chi lien he So co phieu so' hfi u cuoi k y Ty le so huu co phieu cuoi ky Ghi chu 3.1 P ham T h j M in h S in h A 14, T T N ght a T a n, H a N o i M e 3.2 P h u n g N h a H a n h 3.3 P h am H a T r a n g 3.4 P ham H a T h a n h S o 9 H em 2 /1 /1 V u T h a n h, D o n g D a, H a N o i ff V o 3.5 P ham T h j L ie n 5 4 H a n g G ia y, H a N o i C hj 3.6 P ham M a n h H a i A 1 4, T T N ght a T a n, H a N o i E m 4 P ham T u a n A n h U y v ie n H D Q T 0 1 1 8 2 8 8 7 1 d o g an H a N o i c a p n g a y 0 3 /1 2 /2 0 0 1 S o 12 n g o 8 1 0 D e L a T h a n h, B a D in h, H a N o i 1 6 4.4 2 0 1,5 9 % 4.1 P ham V a n T h ie u 4.2 N g u y e n T h i L an A n h 4.3 N g u y e n Thj H u o n g G ia n g 4.4 P h a m N g u y e n D ie u A n h 4.5 P ham M in h A n h ff If ff ff B o M e V o 4.6 P ham Q u a n g T h a n h H a N o i A n h 4.7 P ham H o n g T h u A n h 5 B u i T hj L e T h u y U y v ie n H D Q T, G D ta i ch in h 1 4 1 5 6 4 4 7 5 d o g an H a i D u o n g c a p n g a y 1 6 /3 /2 0 1 5 1 1 9 p h o D u e M in h, P T h a n h B in h, T P H D 6 3 4.9 0 3 6,1 5 % 5.1 B u i Q u a n g T r u n g 0 3 0 0 3 8 0 0 0 2 0 1 d o C u e C S cd p n g a y 1 5 /9 /2 0 1 6 T h o n H o p N h a t, x a L a i V u, h u y e n K im T h a n h, tin h H a i D u o n g B 6 5.2 B u i T hj L ie n t! M e 5.3 N g u y e n V a n S en 1 4 1 7 8 0 7 0 3 C A H a i D u o n g c a p 5.4 N g u y e n T h j L a m O a n h 1 4 2 8 5 1 9 4 1 C A H a i D u o n g c a p 1 1 9 p h o D u e M in h, P T h a n h B in h, T P H D ff 3 1 8 0,0 0 3 % C h o n g Bao cao quan tri Cong ty 6 thang dau nam 2019 M ISii 10

STT Ten to chu'c/ca nhan TK giao djeh CK Chuc vu tai cong ty So Giay NSH*, ngay cap, noi cap Dja chi tru so' chinh/ Dia chi lien he So co phieu sohuu cuoi ky T y le s o huu co phieu cuoi ky Ghi chu 5.5 B u i Thj H a i N h u 5.6 B u i Q u a n g C h ir o n g T h o n H o p N h a t, x a L a i V u, h u y e n K im T h a n h, tin h H a i D u o n g It C h j E m 6 D a o D in h T o a n P h o T o n g g ia m d o c 1 4 2 5 7 0 8 9 4 d o g an H ai D u o n g c a p n g a y 0 6 /8 /2 0 0 7 S o 1 0 7 B p h o T u e TTnh, P. P h am N g u L a o, T P H D 3 8.2 2 6 0,3 7 % 6.1 V u T hj B a u K h u 1 P. B in h H a n, T P H a i D u o n g M e 6.2 D o T hj L a m T h u y S o 1 0 7 B p h o T u e TTnh, P. P ham N g u L a o, T P H D V o 6.3 D a o T h u G ia n g Q u a n B a c T ir L ie m, H a N o i 6.4 D a o M a i A n h S o 1 0 7 B p h o T u e TTnh, P. P ham N g u L a o, T P H D 6.5 D a o D in h A n D u o n g V an C a o, Q. B a D in h, H a N o i A n h 6.6 D a o T r u e T h a n h Q u a n T h a n h X u a n, H a N o i C h j 6.7 D a o T h a n h L jch Phuong Le Thanh Nghi, TP Hai Duong E m 6.8 D a o T ru e Q u y n h D u o n g V an C ao, Q. B a D in h, H a N o i E m 7 N g h ie m T r o n g V a n P h o T o n g g ia m d o c 1 4 1 6 2 0 0 2 4 d o g an H a i D u o n g c a p n g a y 1 1 /4 /2 0 0 9 S o 6 /3 2 /1 6 7 N g u y e n T h u o n g M a n, P B in h H a n, T P H D 5.0 7 3 0,0 5 % 7.1 N g h ie m T r o n g T r u n g 1 4 0 0 1 1 8 0 5 C A H a i D u o n g ca p n g a y 0 6 /6 /2 0 0 7»1 5.1 6 0 0,0 5 % B o 7.2 D in h T h j C h u n g It M e 7.3 B u i T h j V a n A n h 1 4 1 7 8 9 1 4 8 C A H a i D u crn g d ip n g a y 2 9 / 3 /2 0 0 4 It 123 0,0 0 1 % V o 7.4 N g h ie m N g o c M a i 7.5 N g h ie m N g o c D ie p»! 7.6 N g h ie m M in h T r ie t 7.7 N g h ie m T r o n g T ie p Q u a n K ie n A n, H a i P h o n g E m 8 D u o n g V ie t N g a T r u o n g B K S 0 1 2 3 4 3 8 0 3 d o g a n H a N o i c a p n g a y 1 8 /5 /2 0 0 0 1 2E 3 K D T M Cku D i l n, B S c T u L ie m, H a N o i Bao cao quan tri Cong ty 6 thang dau nam 2019

< *// STT Ten to chuc/ca nhan TK giao djch CK Chirc vu tai cong ty So Giay NSH*, ngay cap, noi cap f)ia chi' tru so' chinh/ f)ja chi lien he So co phieu so' hii u cuoi ky Ty le so hu u co phieu cuoi ky Ghi chu 8.1 D u o n g B a C h u n g Q u a n C a u G ia y, H a N o i B o 8.2 D a m T h i M a i M e 8.3 N g u y e n H a L o n g Q u a n B a c T u L ie m, H a N o i C h o n g 8.4 N g u y e n L a m D u y 8.5 N g u y e n T h i D ie p C h i It»! 8.6 D u o n g K im T h u D o n g K y, T u S o n, B a c N in h C h j 8.7 D u o n g T h i T h u y it C h j 8. 8 D u o n g T h j T h u y T P B a c N in h, tin h B a c N in h E m 8.9 D u o n g T h a n h S o n Q u a n C a u G ia y, H a N o i E m 8. 1 0 D u o n g N in h K h a n h it E m 9 N g u y e n T h a n h T h u y T V B a n k ie m s o a t 1 4 1 5 2 9 9 3 3 d o g an H ai D u o n g c a p n g a y 0 2 /1 0 /2 0 0 6 s o 5 H a o T h a n h, P.N g u y e n T rai, T P H a i D u o n g 1 2.6 0 0 0,1 2 % 9.1 N g u y e n Q u y T o a n 5 2 T ran B in h T r o n g, T P H a i D u o n g B o 9.2 T ran T h i C h a n 1 4 0 0 1 1 9 4 1 C A H a i D u o n g ca p n g a y 0 8 /6 /2 0 0 0 If 4.0 7 2 0,0 4 % M e 9.3 M a i M a n h D u n g s o 5 H a o T h a n h, P.N g u y e n T r a i, T P H a i D u o n g C h o n g 9.4 M a i T hj T h u H ie n fl 9.5 M a i M a n h L a m fl 9.6 N g u y e n S o n H a i 5 2 T ran B in h T r o n g, T P H a i D u o n g A n h 9.7 N g u y e n Q u y D u o n g G ia L a m, H a N o i A n h 9.8 N g u y e n L a n H u o n g E m 1 0 N g u y e n N g o c B a o T V B a n k ie m s o a t 1 4 1 8 5 9 5 4 1 d o g an H a i D u o n g c a p n g a y 2 3 /2 /2 0 1 3 K h u 6 H a i T a n, T P H a i D u o n g 2.9 0 5 0,0 3 % 1 0.1 N g u y e n N g o c B a n B 6 Bao cao quan tri Cong ty 6 thang dau nam 2019 12

STT Ten to chuc/ca nhan TK giao djch CK Chuc vu tai cong ty So Giay NSH*, ngay cap, noi cap Oia chi tru so chinh/ Oja chi lien he So co phieu so' huu cuoi ky Ty le sohuu co phieu cuoi ky Ghi chu 1 0.2 N g u y e n T h j M in h H a K h u 6 H a i T a n, T P H ai D u o n g M e 1 0.3 D o a n T h i M a i K h a n g I! V o 1 0.4 N g u y e n T h j M in h N g o c M 10.5 N g u y e n M in h C h ie n»» 1 0.6 N g u y e n T h j T h u H a n g L e T h a n h N g h i, T P H a i D u o n g C h j 1 0.7 N g u y e n T h j T h u H u o n g K h u 6 H a i T a n, T P H a i D u o n g E m Hai Duong, ngay 23 thang 07 nam 2019 Ghi chu: So Giay NSH*: S6 CMND/Ho chieu (d6i vai ca nhan) ho&c So GCN dang ky doanh nghiep, Giay phep hoat dong hosc giay td phap ly tircmg ducmg (doi vdi to chirc)/nsh: Bao cao quan tri Cong ty 6 thang dau nam 2019 13