1 2 4 5 6 10 17 34 46 62 69 70 72 74 76 147

2 183 22 10 8

3 15 191902-09 Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands 138 15 Royal Bank of Canada Trust Company (Cayman) Limited 4th Floor, Royal Bank House 24 Shedden Road, George Town Grand Cayman KY1-1110 Cayman Islands www.neo-neon.com 1868

4 LED LED LED LEDTOP10 1000 LED + NQ

5 * 671 558 602 611 666 (195) 48 167 189 208 (659) (196) 6 12 120 (581) (162) 46 58 156 1,036 1,525 1,475 1,521 1,753 625 1,137 1,163 1,210 1,434 (29.0%) 8.7% 27.8% 30.8% 31.3% (98.2%) (35.1%) 1.0% 1.9% 18.1% (70.2) (13.1) 0.3 0.6 5.7 2,500 800 2,000 1,500 1,000 500 1,525 1,475 1,521 1,753 1,434 1,137 1,163 1,210 1,036 625 700 600 500 400 300 200 100 671 558 602 611 666 0 2014 2014* 2015 2016 2017 0 2014 2014* 2015 2016 2017 % 60 30 0-30 -60 8.7% (29.0%) (35.1%) 27.8% 1.0% 30.8% 1.9% 31.3% 18.1% 200 156 100 46 58 120 0 6 12-100 (162) -200-300 -400 (196) -90-120 (98.2%) 2014 2014* 2015 2016 2017-500 -600-700 (581) (659) 2014 2014* 2015 2016 2017 *

6 54 1206 INSEAD FontainebleauINSEAD-T.A.C. (Singapore Polytechnic) Honeywell Southeast Asia Honeywell China Inc. TAC Controls Asia Pte LtdTAC Controls Asia Pte Ltd. Honeywell Asia Pacific Inc.Winners Club AwardHoneywell Inc. President's Club Award 49 (i) 000068(ii)(iii) (iv)(v) 600100(vi) 1312 (vii) 1206 53

7 55 57 2201205 5631387 12061296 686810622882 1811112 229 56 1206 1742 50 OTCBB SGASJP Morgan Chase BHF CapitalTransamerica Business CapitalMorgan Stanley New York

8 43 64 American Lighting(CEO)Tivoli Tivoli 46 42 1206

9 50 51 Li, P. W. Daniel Li, P. W. Daniel, 46 56 149

10 665.7 611.28.9% 641.1640.6 Buttonwood Finance Limited 571149 6 163 36.4 457.6 422.734.9 208.1 188.519.6 171.7 188.516.88.9%

11 36.4 105.4 28.177.3 110.6 90.1 97.47.3 5.0 128.2 108.220.0 4.7 3.994.8 5.8 7.13.2 2.6

12 120.4 108.6 92.315.5 120.5 11.792.3 15.5 436.0 70.2 4.9%9.2% 210.6 (1)95.7 4.9(2) 40.513.1 (3)51.6 4.6 90.3 29.4 13.5 175.0 210.611.3

13 1,752.8 1,521.4319.0311.5 1,298.3 1,166.3454.5 355.1321.1 211.4 305.1 295.813.915.7 53.4 78.513.327.7 4.61.8

14 186,911,931210,916,342 171,808,087193,831,9692,109,163,417 0.10177,227,723 400,000,000 348,600,000Haitong Freedom Multi-Tranche Bond Fund 374,448.04R1A 384,107,000 321,079,000 370,000,000309,283,000 LED

15 LEDLEDLED Buttonwood Finance Limited 149 6 163 LED

16 1,2001,500 LED

17 35 35 69

18 18322 14 13 27 927,843,000

19 69

20 XVXV78 352 (1) 1,500,000 0.07% (2) 1,500,000 0.07% (3) 1,000,000 0.05% (4) 600,000 0.03% (5) 600,000 0.03% (6) 600,000 0.03% (1) 1,500,000 (2) 1,500,000 (3) 1,000,000 (4) 600,000 (5) 600,000 (6) 600,000

21 American Lighting (1) 363 0.99% (1) 363 American Lighting 352 18XV XV23 10% (1) 1,348,360,690 63.93% Resuccess (1)(2) 1,357,442,690 64.36% (1)(2) 1,357,442,690 64.36% Vast Stone Limited 177,227,723 8.40% 177,227,723 8.40% (1) Resuccess Investment Limited ResuccessResuccess Resucess1,348,360,690

22 (2) Resuccess9,082,000Resuccess Resuccess 336 32 LED LEDLED (1) (2) (3) LEDLED LED

23 100%Resuccess 100%64.36% 14 5% 14A 220,421,000 2,487,000 220,421,000 (i) (ii) (iii) (a)(b) 14A.56 3000740

24 (i) (ii) (iii) (iv) (i) (ii)(i) 22,300,0001.06% 1%

25 1.00 (i)(ii) (iii) (1) 1.31 1,500,000 1,500,000 1.31 1,500,000 1,500,000 1.31 1,000,000 1,000,000 1.31 600,000 600,000 1.31 600,000 600,000 1.31 600,000 600,000 1.31 17,800,000 (1,300,000) 16,500,000 23,600,000 (1,300,000) 22,300,000 (1) 5 1.33 50% 50%

26 (a) (b) (c)(d) (e) (f) (g) 193,931,969 10%9.19% 12 1% 281.0 (a) (b) (c) 193,931,969 9.19%

27 American Lighting American LightingAmerican Lighting American Lighting 3,632 10% (12) 1% 100% (i) (A) (B) American Lighting (A)(B)(ii) American Lighting (iii)american Lighting

28 (a)american Lighting(b) American LightingAmerican Lighting (a)(b) (1) 330 363 363 330 1,868 1,401 (853) (54) 2,362 (1) 10(i)(30%) (ii)(30%) (iii)(40%) American LightingTivoli, LLC Tivoli American Lighting 28

29 () () () 200,000 1.15 1.12 229,560 482,000 0.78 0.78 375,960 1,012,000 0.80 0.77 797,360 404,000 0.80 0.79 323,160 386,000 0.83 0.80 320,060 240,000 0.87 0.85 207,720 844,000 0.95 0.92 797,840 326,000 0.97 0.95 314,020 336,000 0.97 0.95 324,240 1,000,000 0.96 0,93 947,880 506,000 0.90 0.89 454,300 184,000 0.85 0.83 155,260 464,000 0.85 0.84 393,140 600,000 0.84 0.82 495,980 372,000 0.85 0.81 311,180 684,000 0.80 0.78 533,920 220,000 0.80 0.79 175,540 52,000 0.78 0.77 40,440 116,000 0.78 0.77 90,240 330,000 0.77 0.77 254,100 100,000 0.75 0.75 75,000 364,000 0.75 0.74 269,700 992,000 0.73 0.70 708,480 792,000 0.79 0.73 602,180 872,000 0.85 0.76 707,600 230,000 0.85 0.80 189,540 70,000 0.85 0.84 59,100 288,000 0.84 0.81 240,300 360,000 0.84 0.83 301,880 1,098,000 0.84 0.82 905,720 1,404,000 0.84 0.79 1,139,480

30 32 1.1% 4.6%5.8%11.9% 5% 3445

31 I. II. III. IV.

32 25% 25 LED

33 167(1)

34

35 3.10(1) 3.10A 3.10(2) 3.13 3.13

36 A.6.5

37 5/5 1/1 5/5 1/1 5/5 0/1 5/5 0/1 3/5 0/1 3/5 0/1 5/5 0/1

38 87(1) 87(2) 87(1)87(2)

39 (i)(ii)(iii)(iv) http://www.neo-neon.comwww.hkexnews.hk 3/3 3/3 3/3

40 1/1 1/1 1/1 1/1

41 1/1 1/1 1/1 1/1 1/1 1/1 1/1 1/1 1/1 1/1 1/1

42 (a) (b)(c) (d) (e) 3.29 15 3.29 2,310 (1) 387 2,697

43

44 C.2.1 http://www.neo-neon.com

45 13815 (2)(21) 13815 investors@neo-neon.com (852) 2786 2133 (852) 2786 2479

(ESG) 46 ESGESG ESG ESG 1 1.1 SA8000 1-1,

47 (ESG) 1.2 ESG22 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22

48 (ESG) 18 20 22 17 19 15 16 11 13 14 12 9 5 7 8 6 3 4 2 1 21 10 2 2.1 140012004 GB8978-1996 GB16297-1996

49 (ESG) 2-1. 19.60 29,526.97 76.27 153,822.67 4,394.95 6,620.90 100 150.65 8 12.05 2 3

50 (ESG) 2.2 2-2. 33,559.87 50.56 767,924.00 10,503.53 1,860,645.00 4,343,673.00 31,815.00 535,241.04 143,155.00 180,323.00 99.70 155.85 3.38 0.37

51 (ESG) 2.3 OHS OHS LED

52 (ESG) 3 SA8000 3.1 16

53 (ESG) 3.2 3-1. (%) 1,200 100 499 41.58 701 58.42 30 171 14.25 30-50 925 77.08 50 104 8.67 359 29.92 95 7.92 13 1.08 371 30.92 362 30.17

54 (ESG) 3-2. (%) 381 30.05 165 13.01 216 17.03 30 95 7.49 30-50 262 20.66 50 24 1.89 106 8.36 27 2.13 2 0.16 91 7.18 155 12.22 + 3.3

55 (ESG) 3.4 OHS IIIIV 321.5 3.5 OHS OHS OHS OHS OHSOHS OHS

56 (ESG) 3.6 1301557 3-3. (%) 70 53.85 867 12.39 60 46.15 690 11.50 130 100 1,557 11.98 0 0 0 0 130 100 1,557 11.98

57 (ESG) 4 4.1 37380% 6.1 294 78.82% 32 8.58% 47 12.60% CCC 4.2 SA80002014 SA80002001 SA80002014

58 (ESG) 5 5.1 ISO9001 170EMC 150 CCCCQCITSGSTUVUL

59 (ESG) 5.2 10 5.3 24 5 2617 2

60 (ESG) 5.4

61 (ESG) 6 7 11,600

62 69146

63 1188 149,311,000 124,809,000 35,450,00029,633,000

64 2185 173 10% 46

65 1679 ( ) 122 7%

66

67

68

69 6 665,724 611,243 (457,634) (422,713) 208,090 188,530 7(a) 35,858 11,657 7(b) 105,374 28,058 (90,146) (97,396) (128,199) (108,173) 8 (4,658) (3,873) 9 126,319 18,803 11 (5,838) (7,061) 120,481 11,742 12 5.72 0.61 120,481 11,742 (13,285) (57,271) 33,298 49,925 45,040 120,375 11,778 106 (36) 120,481 11,742 49,964 44,951 (39) 89 49,925 45,040 76146

70 13 14,200 14,700 14 130,394 151,213 15 30,469 31,863 16 123,454 8,663 17 35,404 29,840 18 3,324 3,639 19 111,166 108,152 26 6,179 7,063 454,590 355,133 20 177,395 184,316 21 208,968 178,930 11 29,633 22,765 18 321,079 19 21,571 22 13,322 27,667 22 90,321 22 435,964 647,356 1,298,253 1,061,034 23 105,275 1,298,253 1,166,309 24 234,827 163,546 40 10,068 25 70,243 110,967 305,110 284,581 23 11,195 305,110 295,776 993,143 870,533 1,447,733 1,225,666 76146

71 7,475 12,765 26 6,459 2,950 13,934 15,715 1,433,799 1,209,951 27 186,912 171,808 1,242,923 1,037,362 1,429,835 1,209,170 3,964 781 1,433,799 1,209,951 76146

72 ( 27(e)(i)) ( 27(e)(ii)) ( 27(e)(iii)) ( 27(e)(iv)) ( 27(e)(v)) ( 27(e)(vi)) ( 27(e)(viii)) 171,897 2,264,928 255 55,238 50,024 3,671 (258,747) (8,220) (1,116,436) 1,162,610 874 1,163,484 11,778 11,778 (36) 11,742 33,173 33,173 125 33,298 33,173 11,778 44,951 89 45,040 (27(b)) (89) (911) 89 (911) (911) (198) (198) (182) (380) 2,718 2,718 2,718 (89) (911) 89 2,718 (198) 1,609 (182) 1,427 171,808 2,264,017 344 55,238 50,024 6,389 (225,574) (8,418) (1,104,658) 1,209,170 781 1,209,951 76146

73 27(b) 27(d) 27(e)(i) 27(e)(ii) 27(e)(iii) 27(e)(iv) 27(e)(v) 27(e)(vi) 27(e)(vii) 27(e)(viii) 171,808 2,264,017 344 55,238 50,024 6,389 (225,574) (8,418) (1,104,658) 1,209,170 781 1,209,951 120,375 120,375 106 120,481 (57,126) (13,285) (70,411) (145) (70,556) (57,126) (13,285) 120,375 49,964 (39) 49,925 (33(a)) 15,670 166,098 181,768 181,768 (27(b)) (11,304) (11,304) (11,304) (566) 5,004 (5,004) 566 1,601 1,601 1,601 (28) (682) (682) (1,364) 3,222 1,858 15,104 (6,300) 161,094 566 919 (682) 170,701 3,222 173,923 186,912 (6,300) 2,425,111 910 55,238 50,024 7,308 (282,700) (13,285) (9,100) (984,283) 1,429,835 3,964 1,433,799 76146

74 126,319 18,803 7(a) (3,383) (2,140) 8 4,658 3,873 7(b) (110,649) (298) 25,358 34,876 13 500 7(b) (11,614) (2,772) 7(a) (21,058) 18 315 14 7(b) (496) (2,421) (5,509) (77) 20 6,462 3,995 21 1,368 (5,213) 1,601 2,718 7(b) 16,097 (18,523) 459 6,008 (6,868) (10,019) (32,122) 8,256 (90,321) 32,063 (22,551) (66,820) 14,529 (28,869) (9,599) (95,689) 4,930 76146

75 7(a) 3,383 2,140 (57,115) (27,667) 71,460 20,353 (15,487) (18,935) 13,399 19,401 17 (5,583) (8,434) 18 (348,600) 33 40,768 19 (13,499) 7(a) 21,058 23 249,718 (40,498) (13,142) 174,985 94,761 (210,633) (84,952) (4,658) (3,873) (380) 27(d) (11,304) (911) (51,610) 4,645 (187,797) (3,567) 649,306 615,663 (25,545) 37,210 435,964 649,306 435,964 647,356 1,950 435,964 649,306 76146

76 1 35 2 (a) 2(c) (b) 2(h) 2(o) 2(w)

77 2 (b) 3 (c) 227 (d)

78 2 (d) (i) (ii) (iii) 39 (e) 12 19 2 5

79 2 (e) (f)

80 2 (g)

81 2 (h) (i) 50 20

82 2 (j) (k) (l)

83 2 (l)

84 2 (l) 10 10 2-5 5 (m) (n) (o)

85 2 (o)

86 2 (o) 60 90

87 2 (o)

88 2 (p) (q)

89 2 (q) 12 (r)

90 2 (s) (t) (u)

91 2 (u) (v) (w) 2

92 2 (w) (x) (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (a) (a)(i)

93 2 (y) 3 2 (i) 11

94 3 (ii) (iii) (iv) (v)

95 4 5 985,762 808,428 1,173,800 1,144,341 5% 9,402,00016,796,000 5%

96 5 % 120,168 95,314 215,482 215,482 3.19 71,627 71,627 70,243 120,168 166,941 287,109 285,725 28,141 117,895 146,036 146,036 11,195 11,195 11,195 2.72 113,985 113,985 110,967 39,336 231,880 271,216 268,198

97 5 (i) 13

98 5 (i) 14,200 14,200 14,700 14,700 321,079 321,079 21,571 21,571 111,166 111,166 108,152 108,152

99 5 Haitong Freedom Multi-Tranche Bond Fund (ii)

100 6 8 Buttonwood Finance Limited33

101 6 (a) 214,787 236,016 414,520 375,227 36,417 665,724 611,243 11,810 29,360 11,810 29,360 226,597 265,376 414,520 375,227 36,417 677,534 640,603 92,299 1,593 15,451 35,054 35,420 143,170 36,647 852,468 775,216 257,037 263,805 628,287 1,737,792 1,039,021 123,422 211,883 85,498 99,608 107,026 315,946 311,491 (b) 143,170 36,647 (17,763) (19,485) 912 1,641 126,319 18,803

102 6 (i)(ii) 527,857 456,201 47,769 32,978 41,159 64,109 160 9,729 28,592 24,885 236,644 138,476 65,380 53,764 49,348 55,096 2,736 12,284 665,724 611,243 333,921 236,279 10%

103 6 9,072 1,560 141,954 152,586 18,827 4,621 1,910 25,358 (1,656) 288 (1,368) 496 496 30,974 7,813 38,787 30,193 4,683 34,876 6,086 (873) 5,213 2,421 2,421 7(a) 3,383 2,140 21,058 5,515 1,605 4,191 2,179 1,711 5,733 35,858 11,657

104 7(b) 23 110,649 298 11,614 2,772 500 496 2,421 (1,368) 5,213 315 14 (16,097) 18,523 (735) (1,183) 8 105,374 28,058 4,658 3,873

105 9 1,944 1,793 1,601 2,718 124,915 135,835 128,460 140,346 14 19,425 30,321 15 804 999 17 5,129 3,556 1,368 (5,213) 18 315 14 2,310 3,627 387 221 2,697 3,848 20 452,235 422,883 484 590 9,707 7,387 (4,191) (2,179)

106 10 383(1)2 1,083 1,083 195 1,278 72 72 72 14 14 14 208 208 208 208 208 208 208 208 208 624 1,169 1,793 195 1,988

107 10 1,320 1,320 151 1,471 208 208 208 208 208 208 208 208 208 624 1,320 1,944 151 2,095 2(s) 28

108 10 2,338 2,344 1,000,000 4 4 11 3,201 15,294 26 2,637 (8,233) 5,838 7,061 25% 15%

109 11 35% TCJATCJA 35%21%30% 20% 16.5% 20% 5,250,000 4,388,000 5,425,000 4,535,000 28,425,000 23,760,000 35,838,00029,957,000 24,288,000 20,302,000

110 11 47,305,500 39,543,000 2,779,500 2,323,000 149,311,000124,809,000 35,450,00029,633,000 126,319 18,803 7,638 13,308 1,142 70 (8,461) (9,189) 10,767 10,622 (7,825) (7,750) 2,577 5,838 7,061

111 12 120,375 11,778 1,938,320 1,939,319 27(d) (2,559) (293) 27(b) 167,517 2,103,278 1,939,026 13 5 14,700 (500) 14,200

112 14 539,521 65,018 313,837 13,767 116,048 940,174 1,988,365 7,251 1,629 2,218 682 1,676 4,694 18,150 851 9,092 13,490 1,840 1,105 3,975 30,353 (4,334) (4,114) (326) (1,333) (76) (213,614) (223,797) (69,157) (3,654) (46,736) (999) (376,752) (497,298) 474,132 67,971 282,483 13,957 118,753 358,477 1,315,773 (6,411) (2,154) (1,844) (531) (1,689) (5,334) (17,963) 6,112 5,122 111 359 2,741 14,445 (10,797) (4,345) (316) (450) (15,567) (98,178) (129,653) 456,924 67,584 285,445 13,087 101,856 257,706 1,182,602 (405,975) (59,484) (297,851) (10,588) (111,387) (871,277) (1,756,562) (3,830) (1,111) (2,146) (346) (1,672) (4,571) (13,676) (8,016) (2,616) (3,991) (398) (1,046) (14,254) (30,321) 1,072 1,647 52 1,268 22 202,756 206,817 44,584 2,800 29,251 623 351,924 429,182 (372,165) (58,764) (274,685) (9,441) (114,083) (335,422) (1,164,560) 4,271 1,845 1,664 318 1,683 5,246 15,027 (6,862) (4,290) (2,988) (499) (1,143) (3,643) (19,425) 1,529 1,289 146 471 15,418 97,897 116,750 (373,227) (59,920) (275,863) (9,151) (98,125) (235,922) (1,052,208) 101,967 9,207 7,798 4,516 4,670 23,055 151,213 83,697 7,664 9,582 3,936 3,731 21,784 130,394

113 14 20 15% 20% 20% 20% 20% 10% 48,000 3,049,000 15 31,863 38,097 (590) 536 (804) (999) (5,771) 30,469 31,863 16 8,663 8,109 33(c) 121,948 (7,157) 554 123,454 8,663

114 16 (i) 8,161 8,663 (ii) 115,293 123,454 8,663 (i) 3%5% 11.2%13.6% (ii) 2% 25%

115 17 106,144 175 8,840 115,159 7,153 7,153 1,015 1,015 7,419 7,419 (57,522) (57,522) (4) (4) 55,775 1,186 16,259 73,220 (6,264) (1,237) (61) (7,562) 418 124 542 10,610 10,610 5,041 5,041 49,511 9,791 1,249 21,300 81,851 (91,288) (18) (91,306) (5,468) (573) (6,041) (2,074) (369) (1,113) (3,556) 57,522 57,522 1 1 (41,308) (959) (1,113) (43,380) 1,111 872 79 2,062 (1,349) (1,061) (300) (2,419) (5,129) (41,546) (189) (1,180) (3,532) (46,447) 14,467 227 15,146 29,840 7,965 9,602 69 17,768 35,404

116 18 5 (i) 348,600 (13,285) (14,236) 321,079 (ii) 3,639 3,653 (315) (14) 3,324 3,639 324,403 3,639 (i) 400,000,000 348,600,000Haitong Freedom Multi-Tranche Bond Fund374,448.04R1A Haitong Freedom Multi-Tranche Master Bond Fund 384,107,000 321,079,000 370,000,000309,283,000

117 18 (ii) 19 5 (i) 21,571 (ii) 111,166 108,152 132,737 108,152 (i) (ii) Tongfang Asset Management (Cayman) Company Limited Tongfang Asset Management 948Tongfang Asset Management 1.2481.0612,711,719 4.99% 105,500,000

118 20 18,421 38,757 35,779 51,382 123,195 94,177 177,395 184,316 20,057,000 32,250,000 445,773 418,888 6,462 3,995 452,235 422,883

119 21 4,667 4,260 168,562 144,881 10,190 11,815 (46,312) (47,450) 137,107 113,506 13,916 21,079 35,193 33,656 3,905 3,446 18,847 7,243 208,968 178,930 90 180 060 87,539 72,292 6190 6,461 12,828 91180 19,129 10,473 180 23,978 17,913 137,107 113,506

120 21 113,129 95,593 11,714 7,204 124,843 102,797 47,450 61,924 1,368 (5,213) (2,506) (2,944) (6,317) 46,312 47,450 33,336,000 46,226,000

121 22 108,051,00090,321,000 110,967 174,985 (210,633) (4,658) (40,306) (5,076) 4,658 70,243 23 251,668,000 110,649,000

122 24 90,321 55,771 71,613 24,669 21,935 3,959 9,808 44,211 42,680 218,931 146,036 11,866 13,433 4,030 4,077 234,827 163,546 060 57,408 58,926 6190 2,963 4,236 91180 53 873 181360 3,469 2,094 360 16,547 27,419 80,440 93,548 90

123 25 70,243 32,951 78,016 70,243 110,967 32,671,00032,951,000 2.92% ~4.35% 1.55% ~4.35% 2.76% ~4.50% 2.76% ~4.50%

124 26 (a) (i) (2,763) (1,243) 9 (3,997) 764 7,469 8,233 (187) (183) 247 (123) (2,950) (662) 7,725 4,113 33(b) (1,751) (1,751) 576 (3,213) (2,637) 193 138 (336) (5) (2,757) (1,699) 4,176 (280) (ii) 6,179 7,063 (6,459) (2,950) (280) 4,113

125 26 (b) 2 488,913,000537,702,000 215,251,000 19,538,000151,909,00041,284,00033,683,000 27,248,000 (c) 53,691,000 39,723,000

126 27 (a) 171,897 2,264,928 255 55,238 50,024 3,342 (555,332) (8,220) (824,375) 1,157,757 (8,406) (8,406) 53,767 53,767 53,767 (8,406) 45,361 (89) (911) 89 (911) 2,019 2,019 (89) (911) 89 2,019 1,108 171,808 2,264,017 344 55,238 50,024 5,361 (501,565) (8,220) (832,781) 1,204,226

127 27 (a) 171,808 2,264,017 344 55,238 50,024 5,361 (501,565) (8,220) (832,781) 1,204,226 (6,104) (6,104) 60,817 60,817 60,817 (6,104) 54,713 15,670 166,098 181,768 27(d) (11,304) (11,304) (566) 5,004 (5,004) 566 744 744 15,104 (6,300) 161,094 566 744 171,208 186,912 (6,300) 2,425,111 910 55,238 50,024 6,105 (440,748) (8,220) (838,885) 1,430,147

128 27 (b) (i) 0.10 5,000,000,000 500,000 1,939,319,694 171,897 (1,000,000) (89) 5,000,000,000 500,000 1,938,319,694 171,808 177,227,723 15,670 (6,384,000) (566) 5,000,000,000 500,000 2,109,163,417 186,912 177,227,723 33 (c)

129 27 (d) 15,328,000 11,304,000 (6,384,000) (5,004,000) 8,944,000 6,300,000 200,000 1.15 1.12 230,000 1,898,000 0.80 0.77 1,497,000 3,638,000 0.97 0.80 3,366,000 648,000 0.85 0.83 548,000 2,374,000 0.85 0.77 1,901,000 6,570,000 0.85 0.70 5,199,000 12,741,000

130 27 (e) (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) 48B Neo-Neon Holdings (BVI) Limited NNH NNH 2(s) 2(t) 2(o)2(p) (i) (ii)

131 28 10% 20% 1% 0.1%5,000,000 (i) (ii)(iii)

132 28 (a) 5,900,000 5,900,000 4 3 10,600,000 10,600,000 4 3 33,000,000 (b) 1.31 23,600,000 1.31 33,000,000 1.31 (1,300,000) 1.31 (9,400,000) 1.31 22,300,000 1.31 23,600,000 1.31 22,300,000 1.31 11,800,000 1.311.31 2.883.88

133 28 American Lighting, Inc. ALI ALIALITivoli, LLC Tivoli ALIALITivoli2,869 330ALI 1,401 405 ALI (i)(ii)(iii) (a) 217 9 217 8 292 7 360 9 360 8 481 7 642 9 642 8 859 7 60 9 60 8 80 7 4,270

134 28 (b) 330 2,231 330 2,830 405 1,401 330 (853) 330 (54) 330 (599) 369 2,725 330 2,231 330 450 330 859 369330 8.448.5 (c) 152.66 405 405 22.80% 10 0% 2.55%

135 29 7,536 4,019 6,842 9,742 14,378 13,761 30 4,569 1,773

136 31 5% 30,000 401(k) 401(k) 401(k)401(k)401(k) 4%6,000

137 32 (a) 2,487 8,443 23 251,668 21 (b) 10 (c) 32(a) (d) 32(a)14A 14A

138 33 36,417,000 35,420,000 666,370,000119,148,000 (a) 177,227,72327(b) 205,584,000181,768,000 1.16 (b) 10,610 3,016 40,768 28,734 (1,751) (21,557) 59,820

139 33 (b) (i) (ii) (c) 181,768 (59,820) 121,948

140 34 1,430,445 749,293 5,293 460,658 (5,591) (5,725) 1,430,147 1,204,226 186,912 171,808 1,243,235 1,032,418 1,430,147 1,204,226 35 300,000,000 100% 100% Star Bright International (Macao Commercial Offshore) Ltd. 100,000 100% 100% 450,000,000 100% 100% American Lighting, Inc. 7,944,505 100% 100% Tivoli, LLC. 4,500,000 100% 100%

141 36 37 9 15 2 40 22 16 915

142 37 9 939 9 9 39 9 (a) 9(1)(2) (FVTPL)(3)(FVTOCI) FVTOCI FVTPL FVTOCI FVTOCI FVTPL9

143 37 9 (a) 9 FVTOCI 2(o) 939 9FVTPL FVTPL 9 (b) 939 12

144 37 15 1515 18 11 (a) 2(g) 15 15 15 (i) (ii) (iii) 15

145 37 15 (b) 15 (c) 15 15 15 LED 15

146 37 16 2(u) 16 16 12 16 29 14,378,0006,842,000 16 16 16 16 16 16

147 13815 American Lighting American Lighting, Inc. 622 32 1868

148 571 0.1 62215 American Lighting 600100 %