2017 年中期報告 Bank of Qingdao Co., Ltd. 青島銀行股份有限公司 ( 於中華人民共和國註冊成立的股份有限公司 ) ( 股份代號 :3866)

1. 2. 2017 8 18 2017 1513 3. 34 2017 6 306 24102017 6 306 4. 5. 6. 2017 7.

2 3 6 66 69 78 88 91 92 163 167 1

10 8 BANK OF QINGDAO CO., LTD. BANK OF QINGDAO 1 8 68 68 266071 +86 (532) 85709728 +86 (532) 85709725 ir@qdbankchina.com H 183 17 1712 1716 17 1 36 http://www.qdccb.com/ H 3866 http://www.qdccb.com/ http://www.hkexnews.hk/ 91370200264609602K 1996 11 15 2016 05 06 B0170H237020001 2

2.1 2017 1-6 2016 1-6 (%) 2,344,567 2,446,882 (4.18) 518,194 473,746 9.38 (27,567) 50,000 (155.13) 2,835,194 2,970,628 (4.56) (792,826) (954,192) (16.91) (400,050) (381,558) 4.85 1,642,318 1,634,878 0.46 1,278,760 1,261,528 1.37 1,275,799 1,261,528 1.13 (44,570,903) (614,414) 7,154.21 0.31 0.31 2.2 2017 1-6 2016 1-6 (%) 0.91 1.28 (0.37) 14.44 14.98 (0.54) 1.62 2.17 (0.55) 1.79 2.36 (0.57) 18.28 15.95 2.33 26.94 28.43 (1.49) 3

2017 2016 6 30 12 31 (%) 281,976,231 277,988,106 1.43 92,079,084 84,864,849 8.50 263,787,759 260,352,133 1.32 157,297,114 141,604,761 11.08 4,058,713 4,058,713 17,695,511 17,635,973 0.34 18,188,472 17,635,973 3.13 4.36 4.35 0.01 (%) 1.69 1.36 0.33 152.17 194.01 (41.84) 2.57 2.64 (0.07) (%) 10.16 10.08 0.08 10.17 10.08 0.09 13.67 12.00 1.67 6.45 6.34 0.11 (%) 159.35 101.24 58.11 47.03 53.48 (6.45) 6.26 5.29 0.97 38.73 36.99 1.74 4

(1) (2) (3) (4) (5) (6) (7) (8) (9) 5

3.1 2017 3.2 3.2.1 (1) 2,819.7639.88 1.43% (2) 1,572.97156.92 11.08% (3) 945.0973.40 8.42% (4) 12.79 0.17 1.37% (5) 1.69%152.17%13.67% (6) 0.91% 0.37 (7) 14.44% 0.54 6

3.2.2 8298 6 81 POS 4.44 36.51% 257 154.502,637.35 7

27.23 24.53 9.92% 36.616.86 23.06% 85.94 23.32 37.24% 3.3 3.3.1 2017 1-6 2016 1-6 2,344,567 2,446,882 518,194 473,746 (27,567) 50,000 2,835,194 2,970,628 (792,826) (954,192) (400,050) (381,558) 1,642,318 1,634,878 (363,558) (373,350) 1,278,760 1,261,528 1,275,799 1,261,528 2,961 8

16.42 744 0.46%12.79 0.17 1.37% 22.14% 0.70 2016 1,634,878 2017 (102,315) 44,448 (77,567) 161,366 (18,492) 2017 1,642,318 3.3.2 28.35 1.35 4.56% 82.70% 0.33 18.27% 2.32 % 2017 1-6 2016 1-6 82.70 82.37 18.27 15.95 (0.97) 1.68 100.00 100.00 9

3.3.3 23.45 1.02 4.18% 2017 1-6 (%) 2016 1-6 (%) 91,563,093 2,155,414 4.75 78,655,708 2,145,748 5.49 130,325,232 2,828,570 4.38 95,677,365 2,191,656 4.61 21,460,059 162,770 1.53 18,734,334 143,723 1.54 3,988,933 23,333 1.18 2,763,303 16,759 1.22 14,373,652 204,224 2.87 11,852,820 127,608 2.17 1,583,877 34,123 4.34 813,101 4,123 1.02 276,161 5,008 3.66 288,669 6,774 4.72 1,267,049 30,316 4.82 264,838,056 5,443,758 4.15 208,785,300 4,636,391 4.47 141,828,218 1,239,495 1.76 119,631,003 1,071,310 1.80 31,467,804 593,555 3.80 27,072,478 466,093 3.46 22,892,153 305,577 2.69 15,241,408 158,231 2.09 6,058,523 76,920 2.56 3,157,828 18,160 1.16 43,740,667 866,929 4.00 24,494,858 440,496 3.62 797,732 16,715 4.23 1,635,602 35,219 4.33 246,785,097 3,099,191 2.53 191,233,177 2,189,509 2.30 2,344,567 2,446,882 1.62 2.17 1.79 2.36 10

2,648.38 560.53 26.85% 1.79% 0.57 1.62% 0.55 2017 1-6 2016 1-6 298,300 (288,634) 9,666 746,039 (109,125) 636,914 19,976 (929) 19,047 7,122 (548) 6,574 35,472 41,144 76,616 16,613 13,387 30,000 (249) (1,517) (1,766) 30,316 30,316 1,153,589 (346,222) 807,367 191,915 (23,730) 168,185 81,817 45,645 127,462 101,998 45,348 147,346 36,837 21,923 58,760 380,275 46,158 426,433 (17,693) (811) (18,504) 775,149 134,533 909,682 378,440 (480,755) (102,315) 11

3.3.4 54.44 8.07 17.41% 21.55 967 0.45% 2017 1-6 2016 1-6 (%) (%) 65,019,450 1,555,709 4.83 58,653,252 1,619,061 5.55 26,543,643 599,705 4.56 20,002,456 526,687 5.30 91,563,093 2,155,414 4.75 78,655,708 2,145,748 5.49 28.29 6.37 29.06% 0.23 657 39.23% 12

3.3.5 30.99 9.10 41.55% 12.39 1.68 15.70% 2017 1-6 2016 1-6 (%) (%) 51,288,492 162,951 0.64 39,466,899 129,403 0.66 40,473,561 498,551 2.48 39,079,128 454,346 2.34 91,762,053 661,502 1.45 78,546,027 583,749 1.49 10,647,373 18,702 0.35 9,575,680 16,898 0.35 39,418,792 559,291 2.86 31,509,296 470,663 3.00 50,066,165 577,993 2.33 41,084,976 487,561 2.39 141,828,218 1,239,495 1.76 119,631,003 1,071,310 1.80 13

5.94 1.27 27.35% 8.67 4.26 96.81% 3.3.6 4.91 0.33 6.32% 0.68 43.20% 0.63 39.52%0.65 31.66%0.37 2017 1-6 2016 1-6 537,258 500,890 (19,064) (27,144) 518,194 473,746 (27,567) 50,000 490,627 523,746 14

3.3.7 5.18 0.44 9.38% 2017 1-6 2016 1-6 285,869 145,448 143,202 142,180 50,009 129,912 15,891 43,811 9,153 10,675 33,134 28,864 537,258 500,890 (19,064) (27,144) 518,194 473,746 2.86 1.40 96.54% 1.43 102 0.72% 0.50 0.80 61.51%0.16 0.28 63.73% 915 152 14.26% 15

3.3.8 0.78 155.13% 2017 1-6 2016 1-6 (21,068) 9,953 (7,849) 38,120 1,350 1,927 (27,567) 50,000 3.3.9 7.93 1.61 16.91% 26.94% 1.49 1.18 23.34%0.81 2016 5 2017 1-6 2016 1-6 386,918 504,711 200,762 181,109 28,894 109,601 176,252 158,771 792,826 954,192 16

3.3.10 4.00 0.18 4.85% 2017 1-6 2016 1-6 349,636 350,396 20,000 30,000 27,226 3,188 1,162 400,050 381,558 3.50 17

3.4 3.4.1 2,819.7639.88 1.43% 2017 6 30 % 2016 12 31 % 94,508,659 33.52 87,168,295 31.36 (2,429,575) (0.86) (2,303,446) (0.83) 92,079,084 32.66 84,864,849 30.53 120,884,865 42.87 152,607,313 54.90 28,214,923 10.01 22,697,997 8.17 2,861,096 1.01 6,421,827 2.31 3,996,197 1.42 619,210 0.22 24,793,380 8.79 3,957,206 1.42 320,315 0.12 1,936 1,370,544 0.49 1,221,493 0.44 802,892 0.28 602,519 0.22 6,971,314 2.47 4,675,377 1.67 281,976,231 100.00 277,988,106 100.00 18

3.4.1.1 945.0973.40 8.42% 920.7972.14 8.50% 2017 6 30 % 2016 12 31 % 62,568,166 66.20 58,589,447 67.22 3,162,119 3.35 3,874,462 4.44 28,778,374 30.45 24,704,386 28.34 94,508,659 100.00 87,168,295 100.00 625.6839.79 6.79% 66.20% 1.02 19

31.627.12 18.39% 3.35% 1.09 287.7840.74 16.49% 30.45% 2.11 3.4.1.2 1,208.85320.43 20.95% 2017 6 30 % 2016 12 31 % 320,315 0.21 42,113,673 34.84 58,410,672 38.20 32,797,214 27.13 31,324,703 20.48 45,973,978 38.03 62,871,938 41.11 120,884,865 100.00 152,927,628 100.00 20

3.20 100.00% 2017 6 30 2016 12 31 129,600 141,756 48,959 320,315 421.14162.97 27.90% 2017 6 30 2016 12 31 10,819,177 4,595,499 8,460,307 15,199,065 7,495,062 9,379,448 6,387,801 1,502,025 2,864,615 1,390,660 2,431,328 4,558,363 2,226,274 20,314,636 1,405,859 1,447,726 23,250 23,250 42,113,673 58,410,672 21

327.9714.73 4.70% 2017 6 30 2016 12 31 11,248,873 11,792,171 10,913,359 10,042,362 9,055,600 8,070,558 1,579,382 1,419,612 32,797,214 31,324,703 31,980,519 31,299,756 22

459.74168.98 26.88% 2017 6 30 2016 12 31 25,005,851 31,240,341 14,075,494 10,911,401 5,501,694 18,855,505 1,537,914 1,500,000 500,000 69,025 60,691 46,189,978 63,067,938 (216,000) (196,000) 45,973,978 62,871,938 23

(%) 1522 2015-09-24 3 3,000 2.92 2018-09-24 1.24 1325 2013-12-09 30 50,000 5.05 2043-12-09 26.46 1318 2013-08-22 10 55,000 4.08 2023-08-22 6.15 1316 2013-08-12 20 20,000 4.32 2033-08-12 16.13 1215 2012-08-23 10 15,000 3.39 2022-08-23 5.15 0916 2009-07-23 10 5,000 3.48 2019-07-23 2.06 0205 2002-05-24 30 5,000 2.90 2032-05-24 14.91 0111 2001-10-23 20 8,000 3.85 2021-10-23 4.32 24

3.4.2 2,637.8834.36 1.32% 2017 6 30 % 2016 12 31 % 157,297,114 59.63 141,604,761 54.39 21,814,631 8.27 45,018,569 17.29 1,467,999 0.56 3,432,407 1.32 6,198,512 2.35 6,925,270 2.66 49,880 0.02 16,060,400 6.09 17,043,065 6.55 282,744 0.11 211,940 0.08 56,137,986 21.28 41,786,221 16.05 4,478,493 1.69 4,329,900 1.66 263,787,759 100.00 260,352,133 100.00 25

3.4.2.1 1,572.97156.92 11.08% 59.63% 2017 6 30 % 2016 12 31 % 103,979,194 66.10 92,649,142 65.43 60,578,010 38.51 54,911,942 38.78 43,401,184 27.59 37,737,200 26.65 52,964,738 33.67 48,665,671 34.37 12,618,617 8.02 10,093,140 7.13 40,346,121 25.65 38,572,531 27.24 344,153 0.22 268,881 0.19 9,029 0.01 21,067 0.01 157,297,114 100.00 141,604,761 100.00 46.53% 0.62 58.26% 1.01 23.82% 3.08 3.4.2.2 218.15 232.04 51.54% 26

3.4.2.3 561.38143.52 34.35%113.54 39.56% 29.98 22.91% 30 3.4.3 2017 6 30 2016 12 31 4,058,713 4,058,713 6,826,276 6,826,276 1,013,649 1,013,649 3,696,090 3,696,090 (338,750) 66,617 (2,625) (3,473) 2,442,158 1,978,101 17,695,511 17,635,973 492,961 18,188,472 17,635,973 27

3.5 3.5.1 2017 6 30 % 2016 12 31 % 88,533,311 93.68 82,513,800 94.66 4,378,769 4.63 3,467,216 3.98 779,613 0.82 539,426 0.62 746,386 0.79 589,156 0.67 70,580 0.08 58,697 0.07 94,508,659 100.00 87,168,295 100.00 1,596,579 1.69 1,187,279 1.36 15.97 4.091.69% 0.33 28

3.5.2 2017 6 30 2016 12 31 % % % % 65,730,285 69.55 1,344,579 2.05 62,463,909 71.66 917,247 1.47 45,334,597 47.97 1,079,408 2.38 43,391,254 49.79 685,428 1.58 16,870,121 17.85 149,127 0.88 14,883,451 17.07 115,733 0.78 182,570 0.19 142,824 0.16 3,162,119 3.35 3,874,462 4.44 180,878 0.19 116,044 64.16 171,918 0.20 116,086 67.52 28,778,374 30.45 252,000 0.88 24,704,386 28.34 270,032 1.09 22,990,962 24.33 35,117 0.15 18,264,561 20.96 42,149 0.23 3,447,617 3.65 184,985 5.37 4,196,778 4.81 183,981 4.38 876,857 0.93 19,862 2.27 1,048,217 1.20 28,454 2.71 1,462,938 1.54 12,036 0.82 1,194,830 1.37 15,448 1.29 94,508,659 100.00 1,596,579 1.69 87,168,295 100.00 1,187,279 1.36 2.11 69.55% 0.58 2.05% 0.21 0.88% 29

3.5.3 2017 6 30 2016 12 31 % % % % 65,730,285 69.55 1,344,579 2.05 62,463,909 71.66 917,247 1.47 18,202,946 19.26 779,818 4.28 18,825,857 21.60 411,518 2.19 9,854,166 10.43 117,415 1.19 9,169,167 10.52 106,970 1.17 7,095,840 7.51 18,800 0.26 6,799,075 7.80 12,000 0.18 7,376,325 7.80 6,416,683 7.36 6,909,711 7.31 294,956 4.27 6,254,015 7.17 265,159 4.24 4,180,779 4.42 3,567,969 4.09 3,449,057 3.65 100,000 2.90 3,549,132 4.07 100,000 2.82 3,041,630 3.22 2,420,730 2.78 2,407,723 2.55 3,000 0.12 2,237,931 2.57 3,000 0.13 3,212,108 3.40 30,590 0.95 3,223,350 3.70 18,600 0.58 28,778,374 30.45 252,000 0.88 24,704,386 28.34 270,032 1.09 94,508,659 100.00 1,596,579 1.69 87,168,295 100.00 1,187,279 1.36 79.93% 28.77% 26.57% 30

3.5.4 2017 6 30 2016 12 31 % % % % 55,666,255 58.91 748,529 1.34 51,722,696 59.34 742,937 1.44 8,045,469 8.51 202,133 2.51 8,334,824 9.56 44,923 0.54 6,567,398 6.95 267,556 4.07 6,669,238 7.65 124,383 1.87 7,419,444 7.85 20,808 0.28 6,517,455 7.48 16,770 0.26 4,944,604 5.23 201,201 4.07 3,774,447 4.33 100,117 2.65 3,063,299 3.24 115,563 3.77 3,618,887 4.15 124,694 3.45 2,380,913 2.52 33,444 1.40 2,036,698 2.34 33,444 1.64 2,937,307 3.11 2,035,122 2.33 1,615,694 1.71 7,345 0.45 1,589,169 1.82 11 1,601,532 1.69 864,468 0.99 266,744 0.28 5,291 0.01 94,508,659 100.00 1,596,579 1.69 87,168,295 100.00 1,187,279 1.36 31

3.5.5 2017 6 30 2016 12 31 % % % % 7,839,848 8.30 49,676 0.63 6,569,160 7.54 49,751 0.76 36,568,137 38.69 997,315 2.73 34,549,877 39.64 595,653 1.72 39,350,096 41.63 549,588 1.40 35,149,440 40.32 541,875 1.54 10,750,578 11.38 10,899,818 12.50 94,508,659 100.00 1,596,579 1.69 87,168,295 100.00 1,187,279 1.36 0.76 8.30% 1.72% 2.73% 32

3.5.6 % % A 1,485,000 6.26 1.57 B 1,279,000 5.39 1.35 C 1,214,723 5.12 1.29 D 995,000 4.19 1.05 E 936,171 3.95 0.99 F 709,000 2.99 0.75 G 680,000 2.87 0.72 H 655,000 2.76 0.69 I 620,000 2.61 0.66 J 615,106 2.59 0.65 9,189,000 38.73 9.72 14.85 6.26% 91.89 38.73% 9.72% 33

3.5.7 2017 6 30 % 2016 12 31 % 3 2,351,203 2.49 2,042,735 2.35 3 1 1,223,935 1.29 849,391 0.97 13 829,617 0.88 582,928 0.67 3 140,713 0.15 52,487 0.06 4,545,468 4.81 3,527,541 4.05 94,508,659 100.00 87,168,295 100.00 45.4510.18 4.81% 0.7618.63% 80.12% 1.25% 90 1.37 3.5.8 2,2152,215 34

3.5.9 2017 1-6 2016 2,303,446 2,040,297 372,127 1,064,268 (22,491) (63,787) (16,874) (22,504) (213,831) (745,878) 7,198 31,050 2,429,575 2,303,446 24.301.26 152.17% 41.84 2.57% 0.07 35

3.5.10 3.5.11 2017 10% 5% 36

3.5.12 20% 20% 3.6 3.6.1 37

2017 6 30 2016 12 31 4,058,713 4,058,713 6,826,276 6,826,276 4,709,739 4,709,739 2,442,158 1,978,101 (341,375) 63,144 101,024 (170,866) (171,661) 17,625,669 17,464,312 13,470 17,639,139 17,464,312 6,087,162 3,319,322 23,726,301 20,783,634 160,564,412 158,615,965 3,363,036 5,060,653 9,591,315 9,591,315 173,518,763 173,267,933 10.16% 10.08% 10.17% 10.08% 13.67% 12.00% 38

13.67% 1.67 10.16% 0.08 2017 6 3.6.2 2015 4 1 4% 5.82% 2017 6 30 1 281,976,231 2 3 4 40,646 5 6 21,085,103 7 (170,866) 8 302,931,114 39

2017 6 30 1 257,180,915 2 (170,866) 3 257,010,049 4 1,936 5 40,646 6 7 8 9 10 11 42,582 12 24,793,380 13 14 15 16 24,793,380 17 21,085,103 18 19 21,085,103 20 17,639,139 21 302,931,114 22 5.82% 40

3.7 2017 1-6 2016 1-6 (%) (%) 731,698 44.55 699,106 42.76 324,809 19.78 312,226 19.10 577,886 35.19 623,443 38.13 7,925 0.48 103 0.01 1,642,318 100.00 1,634,878 100.00 2017 1-6 2016 1-6 (%) (%) 1,393,885 49.17 1,492,402 50.24 600,174 21.17 604,297 20.34 785,736 27.71 873,826 29.42 55,399 1.95 103 0.00 2,835,194 100.00 2,970,628 100.00 41

3.8 3.8.1 210.48 39 3.8.2 3.9 3.0 MPA 42

3.10 3.10.1 2017 1,021.47 4.42% 1 21.17% 0.83 2.23 39.52% 45.36% 14.91 1. 529.6542.99 8.83% 6 32330.71 111.19 1 43

5 3 12 11 2 9 72 40 26105 1.1720 2. 287.78 40.74 16.49%30.45% 2.11 6238.68 82.94% 44

6323.53 3 3. 335.7422.72 7.26% 20 12.940.73 831.66 81.42% 0.76 45

4. 7,825 1.751.73 36.59 1.36 5. 200 243.49 14.78 5,394375 6.46% 7.47%213.69 38.21 21.77% 46

6. 2017 500 60.31418 3.10.2 2017 1. 1,039.79 66.10%113.30 12.23% 47

2. 657.30 69.55% 32.66 5.23% 3. 48

4. 1+N 3.10.3 2017 1,977.64 7.90%27.71% 1.71 1.41 31.66% 28.80% 10.68 49

1. 1,211.01320.23 20.91% 526.5996.31 15.46% 684.19223.91 24.66% 2. 44,356 11,863 36.51% 25773 218.15232.04 51.54% 400.53113.54 39.56% 50

3. 1,070.11 54.70 5.39% 811.95258.16 13 6,451 20 2016 20162016 4. B 51

3.10.4 3.10.4.1 11 118 1 1 72 3.10.4.2 496474111 243120 280.72 94.82 3.10.4.3 1. 9521.98%2,809.57 34.17% 1,163.84 138.59% 2. 3.0 52

3. 1051.1 4. 5. 8,865 8.74 3.78 3.10.4.4 2017 53

(CMMI) (ISO27001) 3.11 3.11.1 54

1. 2. 55

3. 4. 5. 3.11.2 56

1. 57

2. 3. 3.11.3 3.11.3.1 58

2017 FTP 3.11.3.2 2017 6 302016 12 31 2017 6 30 2016 12 31 100 (454,890) (539,852) 100 454,890 539,852 3.11.3.3 2017 6 302016 12 31 2017 6 30 2016 12 31 100 (3,352) 999 100 3,352 (999) 59

3.11.4 1. 2. 3. 4. 60

3.12 1. B5.50 2016 36.616.86 23.06% 1+N 61

2. E 14 3. 85.9423.32 37.24% 62

2016 3.13 1. 2. 63

3. 3.14 2017 3.14.1 2017 3.14.2 2017 64

3.14.3 (1) (2) (3) (4) (5) (6) (7) (8) 65

4.1 2017 6 306 2017 5 1120162017 7 6 0.20 2017 5 22 H 2016811,742,549.80 2017 4.2 1 33.92 1,279,000 1,279,000 5.39% 990,000 990,000 4.17% 800,000 800,000 3.37% 322,758 322,741 1.36% 66

14A(87)(1) 4.3 4.4 4.5 5% 1. 2011 6 5% 5 2. 2014 2015 2 28 95,179,773145,018,723.97 111,111,187 H 5% 67

4.6 2017 2 15 10 20 4.7 4.8 4.9 2410 4.10 502017 6 2730 2017 2017 7 12 2017 20 2017 6 212017 6 272017 7 12 68

5.1 2016 12 31 2017 6 30 2,243,865,810 55.29% 2,243,865,810 55.29% 51,811,959 1.28% 51,811,959 1.28% H 1,763,034,980 43.44% 1,763,034,980 43.44% 4,058,712,749 100.00% 4,058,712,749 100.00% 5.2 69

5.3 1 1,140,277,880 28.09% 2 622,306,980 15.33% 3 503,556,341 12.41% 4 409,693,339 10.09% 5 218,692,010 5.39% 6 152,170,000 3.75% 152,170,000 7 139,663,690 3.44% 8 133,910,000 3.30% 9 90,936,164 2.24% 10 77,276,328 1.90% 77,276,328 (1) H (2) 70

5.4 2017 6 30 336 5% H (1) (1) (1) (2) 812,214,572 20.01 35.38 (3) 409,693,339 10.09 17.85 5,633,715 0.14 0.25 396,887,518 9.78 17.29 (4) 139,663,690 3.44 6.08 244,680,795 6.03 10.66 218,692,010 5.39 9.53 (5) 503,556,341 12.41 21.93 (5) 503,556,341 12.41 21.93 (6) 152,170,000 3.75 6.63 (6) 152,170,000 3.75 6.63 (6) 152,170,000 3.75 6.63 (7) 133,910,000 3.30 5.83 (7) 133,910,000 3.30 5.83 (7) 133,910,000 3.30 5.83 (7) 133,910,000 3.30 5.83 H 622,306,980 15.33 35.30 71

H (1) (1) (1) Chan Mei Ching (8) H 200,000,000 4.93 11.34 Chan Min Chi (8) H 200,000,000 4.93 11.34 LRC. Strategic (Global) Investment Group Limited (8) H 200,000,000 4.93 11.34 LRC. Belt and Road Investment Limited (8) H 200,000,000 4.93 11.34 H 200,000,000 4.93 11.34 (9) H 110,000,000 2.71 6.24 Keystone Group Ltd. (9) H 110,000,000 2.71 6.24 Rothschilds Continuation Holdings AG (10) H 98,830,000 2.44 5.61 Rothschild & Co SCA (10) H 98,830,000 2.44 5.61 Haitong International Credit Company Limited H 200,000,000 4.93 11.34 Haitong International Financial Solutions Limited (11) H 110,000,000 2.71 6.24 Haitong International Holdings Limited (11) H 310,000,000 7.64 17.58 Haitong International Securities Group Limited (11) H 310,000,000 7.64 17.58 Haitong Securities Co., Ltd (11) H 310,000,000 7.64 17.58 72

H (1) (1) (1) AMTD Asia (Holdings) Limited (12) H 100,000,000 2.46 5.67 AMTD Asia Limited (12) H 100,000,000 2.46 5.67 AMTD Group Company Limited (12) H 100,000,000 2.46 5.67 AMTD Investment Solutions Group Limited (12) H 100,000,000 2.46 5.67 AMTD Investment Solutions Limited (12) H 100,000,000 2.46 5.67 AMTD Investments Limited (12) H 100,000,000 2.46 5.67 AMTD Strategic Capital Group (12) H 100,000,000 2.46 5.67 CM International Capital Limited (12) H 100,000,000 2.46 5.67 CM International Capital Limited (12) H 100,000,000 2.46 5.67 L.R. Capital Financial Holdings Limited (12) H 100,000,000 2.46 5.67 L.R. Capital Management Company (Cayman) Limited (12) H 100,000,000 2.46 5.67 L.R. Capital MNP Limited (12) H 100,000,000 2.46 5.67 (12) H 100,000,000 2.46 5.67 Haitian (HK) Financial Development Limited (13) H 100,000,000 2.46 5.67 Qingdao Conson Development (Group) Cop., Ltd. (13) H 100,000,000 2.46 5.67 Qingdao Conson Financial Holding Limited (13) H 100,000,000 2.46 5.67 (1) 2017 6 30H4,058,712,749 2,295,677,7691,763,034,980 (2) 812,214,572 73

(3) 812,214,572 409,693,339 5,633,715396,887,518 (4) 139,663,690 244,680,795 (5) (6) 55% 45% (7) 52.45% (8) LRC. Strategic (Global) Investment Group Limited Chan Mei Ching Chan Min Chi47% 51%LRC. Belt and Road Investment Limited LRC. Strategic (Global) Investment Group Limited99% Chan Mei Ching, Chan Min Chi LRC. Strategic (Global) Investment Group LimitedLRC. Belt and Road Investment Limited (9) Keystone Group Ltd.Keystone Group Ltd. (10) Rothschilds Continuation Holdings AG Rothschild & Co SCA98.40%Rothschild & Co SCARothschilds Continuation Holdings AG (11) Haitong International Financial Solutions Limited 110,000,000Haitong International Financial Solutions Limited Haitong International Finance Company Limited Haitong International Finance Company Limited Haitong International Securities Group Limited Haitong International (BVI) Limited Haitong International Securities Group Limited Haitong International Holdings Limited60.1% Haitong International Holdings Limited Haitong Securities Co., Ltd100%Haitong Securities Co., Ltd Haitong International Holdings Limited Haitong International Securities Group Limited Haitong International (BVI) Limited Haitong International Finance Company Limited Haitong International Financial Solutions Limited 74

(12) AMTD Investment Solutions Group Limited 100,000,000 AMTD Investment Solutions Group Limited AMTD Investment Solutions Limited AMTD Investment Solutions Limited AMTD Investments Limited AMTD Investments Limited AMTD Strategic Capital Group AMTD Strategic Capital Group AMTD Asia Limited98.71% AMTD Asia Limited AMTD Asia (Holdings) Limited AMTD Asia (Holdings) Limited AMTD Group Company Limited AMTD Group Company Limited L.R. Capital Financial Holdings Limited 71.03% L.R. Capital Financial Holdings Limited L.R. Capital MNP Limited CM International Capital Limited65.10% 34.10% L.R. Capital MNP Limited L.R. Capital Management Company (Cayman) Limited CM International Capital Limited CM International Capital Limited CM International Capital Limited AMTD Investment Solutions Limited AMTD Investments Limited AMTD Strategic Capital Group AMTD Asia Limited AMTD Asia (Holdings) Limited AMTD Group Company Limited L.R. Capital Financial Holdings Limited L.R. Capital MNP Limited L.R. Capital Management Company (Cayman) Limited CM International Capital Limited CM International Capital Limited AMTD Investment Solutions Group Limited (13) Haitian (HK) Financial Development Limited100,000,000Haitian (HK) Financial Development Limited Qingdao Conson Financial Holding LimitedQingdao Conson Financial Holding Limited Qingdao Conson Development (Group) Cop., Ltd.88% 2017 6 30 336 5% 75

5.5 5% 3,900 1,100770 27 199720 200025,205 76

199935,600 5.6 77

6.1 1. 1962.08 2010.05-2018.04 500,000 500,000 1963.09 2012.03-2018.04 500,000 500,000 1964.07 2012.05-2018.04 500,000 500,000 1964.07 2016.12-2018.04 380,000 380,000 1966.11 2015.06-2018.04 Rosario STRANO 1963.04 2012.06-2018.04 1963.08 2007.05-2018.04 1970.09 2012.05-2018.04 Marco MUSSITA 1959.06 2011.12-2018.04 1978.08 2016.12-2018.04 1965.05 2012.05-2018.04 1960.10 2015.06-2018.04 1967.07 2015.06-2018.04 1960.06 2016.12-2018.04 1970.07 2017.07-2018.04 1958.03 2014.01-2017.07 2. 1959.06 2016.12-2018.04 500,000 500,000 1957.04 2016.05-2018.04 1969.05 2006.07-2018.04 272,822 272,822 1967.05 2007.01-2018.04 196,021 196,021 1953.09 2015.04-2018.04 1971.08 2015.04-2018.04 1959.06 2015.04-2018.04 78

3. 1963.09 2012.03 500,000 500,000 1964.07 2007.06 500,000 500,000 1968.01 2007.06 500,000 500,000 1959.10 2012.08 1968.01 2017.01 350,000 350,000 1964.07 2010.08 380,000 380,000 6.2 2017 52016 2017 7, 2017 1 6.3 79

6.4 2017 6 30 352 500,000 0.01% 0.02% 500,000 0.01% 0.02% 500,000 0.01% 0.02% 380,000 0.01% 0.02% 500,000 0.01% 0.02% 272,822 0.01% 0.01% 196,021 0.005% 0.01% 4,058,712,7492,295,677,769 2017 6 30 352 80

6.5 6.5.1 1. 3,326 60918.31% 1,48244.56% 1,23537.13% 2. 34 20 30 1,38041.49% 30 40 1,04531.42% 40 50 732 22.01% 501695.08% 3. 56416.96%12 2,30469.27% 458 13.77% 4. 1,53246.06% 1,79453.94% 6.5.2 2017 6.5.3 81

82 6.5.4 1,128 46,577 6.6 117

6.7 1 68 2 1 6 3 2 1-3 4 2008 C 5 301 6 192 7 76 8 480 9 82 10 2 101 11 5001 12 122102 13 199229 101 14 105-2 15 77 16 160 17 72 18 790 19 27 20 490 21 486 22 9 23 3-4 112 24 389 83

25 93 26 106-1 27 99 28 87 29 9 30 266 31 772 32 126 33 700 34 717 35 S6 101 36 215 37 161601 38 1-1 39 454 40 177 6 108 41 111 42 471 43 659 44 6636 7124 45 57 46 286 47 49 48 519-2 49 541 50 17 51 7 2 52 364 53 594 84

54 3 55 172-1 56 308 57 298 58 102 59 50 60 333 61 7 10 1 107 62 17 63 182 64 1 45-1 65 94 66 7 67 18 68 31 69 848 70 38-8 71 42 72 1 73 169 74 308 75 17-10 76 856-25 77 90 78 189-1 189-2 79 178 3011-3014 80 8 81 220 82 179-1 85

83 60 84 120 85 23 86 30 87 129-1 88 7 89 12 90 1 C 91 88 92 142-101 1-3 93 6 94 3 B S3-F07-02 95 28 96 7 97 118 98 13 2 1 99 6 100 668-23 101 100 102 7 103 155 104 129 105 27 86

106 41 2 107 30 108 16-10 16-11 109 122 110 129 111 8 112 809 113 17 114 129 115 75 116 97 117 169 118 52 87

7.1 22017 3 152017 2017 2017H2017 5 11 2016 2017 2017H 7.2 725 36 26 192 3422 42 2222 88

7.3 413 13 22 32 1 1120 22 7.4 89

7.5 90

92 162 2017 6 30 2017 6 30 34 34 2410 2017 6 30 34 10 8 2017 8 18 91

2017 6 306 6 306 2017 2016 5,443,758 4,636,391 (3,099,191) (2,189,509) 3 2,344,567 2,446,882 537,258 500,890 (19,064) (27,144) 4 518,194 473,746 5 (21,068) 9,953 6 (7,849) 38,120 7 1,350 1,927 2,835,194 2,970,628 8 (792,826) (954,192) 9 (400,050) (381,558) 1,642,318 1,634,878 10 (363,558) (373,350) 1,278,760 1,261,528 100 162 92

2017 6 306 6 306 2017 2016 1,278,760 1,261,528 1,275,799 1,261,528 2,961 848 (810) 32(4) (405,367) (151,890) (404,519) (152,700) 874,241 1,108,828 871,280 1,108,828 2,961 11 0.31 0.31 100 162 93

2017 6 30 2017 6 30 2016 12 31 12 28,214,923 22,697,997 13 2,861,096 6,421,827 14 3,996,197 619,210 15 320,315 16 1,936 17 24,793,380 3,957,206 18 92,079,084 84,864,849 19 42,113,673 58,410,672 19 32,797,214 31,324,703 19 45,973,978 62,871,938 21 1,370,544 1,221,493 22 802,892 602,519 23 6,971,314 4,675,377 281,976,231 277,988,106 24 1,467,999 3,432,407 25 21,814,631 45,018,569 26 6,198,512 6,925,270 16 49,880 27 16,060,400 17,043,065 28 157,297,114 141,604,761 282,744 211,940 29 56,137,986 41,786,221 30 4,478,493 4,329,900 263,787,759 260,352,133 100 162 94

2017 6 30 2017 6 30 2016 12 31 31 4,058,713 4,058,713 32 13,636,798 13,577,260 17,695,511 17,635,973 492,961 18,188,472 17,635,973 281,976,231 277,988,106 2017 8 18 100 162 95

2017 6 306 32(1) 32(2) 32(3) 32(4) 32(5) 2017 1 1 4,058,713 6,826,276 1,013,649 3,696,090 66,617 (3,473) 1,978,101 17,635,973 17,635,973 1,275,799 1,275,799 2,961 1,278,760 (405,367) 848 (404,519) (404,519) (405,367) 848 1,275,799 871,280 2,961 874,241 490,000 490,000 33 (811,742) (811,742) (811,742) 2017 6 30 4,058,713 6,826,276 1,013,649 3,696,090 (338,750) (2,625) 2,442,158 17,695,511 492,961 18,188,472 2016 1 1 4,011,533 6,708,018 804,789 2,391,182 486,199 (3,075) 2,215,006 16,613,652 16,613,652 1,261,528 1,261,528 1,261,528 (151,890) (810) (152,700) (152,700) (151,890) (810) 1,261,528 1,108,828 1,108,828 31 47,180 118,258 165,438 165,438 33 (811,743) (811,743) (811,743) 2016 6 30 4,058,713 6,826,276 804,789 2,391,182 334,309 (3,885) 2,664,791 17,076,175 17,076,175 2016 7 1 4,058,713 6,826,276 804,789 2,391,182 334,309 (3,885) 2,664,791 17,076,175 17,076,175 827,078 827,078 827,078 (267,692) 412 (267,280) (267,280) (267,692) 412 827,078 559,798 559,798 31 33 208,860 (208,860) 33 1,304,908 (1,304,908) 2016 12 31 4,058,713 6,826,276 1,013,649 3,696,090 66,617 (3,473) 1,978,101 17,635,973 17,635,973 100 162 96

2017 6 306 6 306 2017 2016 1,642,318 1,634,878 400,050 381,558 155,292 143,057 (16,874) (10,456) 18,711 (4,510) (19) 2,757 (700) 46,938 1,759 8,549 (38,120) 866,929 440,496 (2,828,570) (2,191,656) 292,624 359,763 (1,675,138) (497,652) 1,066,566 (374,680) (770,000) (663,120) (7,552,361) (8,419,321) (21,535,860) 2,446,977 321,321 102,976 (2,988,526) (228,687) (33,133,998) (7,633,507) 100 162 97

2017 6 306 6 306 2017 2016 (1,964,408) 619,890 (23,203,938) (2,001,458) (726,758) 827,260 (982,665) (2,000,000) 15,692,353 10,977,569 (358,287) (298,728) (185,826) (1,465,203) (11,729,529) 6,659,330 (44,570,903) (614,414) 70,489,172 22,416,671 3,045,391 2,022,854 326 72,803 (60,865,866) (37,726,547) (343,466) (228,859) 12,325,557 (13,443,078) 100 162 98

2017 6 306 6 306 2017 2016 165,438 1,000,000 75,082,063 25,169,677 (61,360,000) (13,720,000) (392,930) (358,780) (354,964) (35,386) 13,974,169 11,220,949 (7,498) 9,917 (18,278,675) (2,826,626) 1 1 32,398,447 7,695,019 6 30 34 14,119,772 4,868,393 2,710,681 2,404,062 (2,054,686) (1,658,190) 100 162 99

1 [1996] 220 [1996] 353 1996 11 15 [1998] 76 1998 [2007] 485 2008 B0170H237020001 91370200264609602K 68 2017 6 3040.59 H2015 12 3866 2017 6 30 11 20 100

2 (1) 34 2017 8 18 2017 2016 2(2) 34 2016 2410 2016 12 31 2016 (2) 2017 6 30 101

3 6 306 2017 2016 162,770 143,723 23,333 16,759 34,123 4,123 5,008 6,774 1,483,120 1,571,248 599,705 526,687 72,589 47,813 204,224 127,608 2,828,570 2,191,656 30,316 5,443,758 4,636,391 (593,555) (466,093) (76,920) (18,160) (1,239,495) (1,071,310) (305,577) (158,231) (866,929) (440,496) (16,715) (35,219) (3,099,191) (2,189,509) 2,344,567 2,446,882 16,874 10,456 (1) (2) 2017 6 306 54.39 2016 6 30646.30 2017 6 306 30.99 2016 6 30621.90 102

4 6 306 2017 2016 285,869 145,448 143,202 142,180 50,009 129,912 15,891 43,811 9,153 10,675 33,134 28,864 537,258 500,890 (19,064) (27,144) 518,194 473,746 5 6 306 2017 2016 246 (4,566) (47,944) 26,630 14,519 (21,068) 9,953 6 6 306 2017 2016 (9,235) 38,120 1,386 (7,849) 38,120 103

7 6 306 2017 2016 1,033 1,084 19 (92) 298 935 1,350 1,927 8 6 306 2017 2016 239,863 363,221 33,969 36,503 31,136 21,043 5,938 9,164 4,780 7,341 66,452 61,819 4,780 5,620 386,918 504,711 155,292 143,057 22,283 18,004 23,187 20,048 200,762 181,109 28,894 109,601 176,252 158,771 792,826 954,192 104

9 6 306 2017 2016 349,636 350,396 20,000 30,000 27,226 3,188 1,162 400,050 381,558 10 (1) 6 306 2017 2016 429,091 392,184 22(2) (65,533) (18,834) 363,558 373,350 (2) 6 306 2017 2016 1,642,318 1,634,878 25% 25% 410,580 408,720 1,303 1,038 5,644 3,966 2,090 100 9,037 5,104 (i) (56,059) (40,474) 363,558 373,350 (i) 105

11 6 306 2017 2016 1,275,799 1,261,528 11(1) 4,058,713 4,057,935 0.31 0.31 (1) 6 306 2017 2016 4,058,713 4,011,533 46,402 4,058,713 4,057,935 12 2017 6 30 2016 12 31 604,465 442,304 12(1) 20,255,612 18,576,968 12(2) 7,326,378 3,646,751 28,468 31,974 27,610,458 22,255,693 28,214,923 22,697,997 106

12 (1) 2017 6 30 2016 12 31 13.5% 13.5% 5.0% 5.0% (2) 13 2017 6 30 2016 12 31 2,602,698 5,947,601 258,398 474,226 2,861,096 6,421,827 14 2017 6 30 2016 12 31 3,970,000 616,220 26,197 2,990 3,996,197 619,210 107

15 2017 6 30 2016 12 31 129,600 141,756 48,959 320,315 320,315 16 2017 6 30 2016 12 31 4,064,640 1,936 (49,880) 4,064,640 1,936 (49,880) 17 (1) 2017 6 30 2016 12 31 24,793,380 3,720,287 236,919 24,793,380 3,957,206 (2) 2017 6 30 2016 12 31 1,365,930 1,955,387 23,427,450 2,001,819 24,793,380 3,957,206 108

18 (1) 2017 6 30 2016 12 31 62,568,166 58,589,447 3,162,119 3,874,462 65,730,285 62,463,909 22,990,962 18,264,561 3,447,617 4,196,778 876,857 1,048,217 1,462,938 1,194,830 28,778,374 24,704,386 94,508,659 87,168,295 (502,085) (420,904) (1,927,490) (1,882,542) (2,429,575) (2,303,446) 92,079,084 84,864,849 109

18 (2) 2017 6 30 18,202,946 19.26% 4,290,934 9,854,166 10.43% 3,282,227 7,095,840 7.51% 3,345,650 7,376,325 7.80% 3,242,772 6,909,711 7.31% 4,197,486 4,180,779 4.42% 805,822 3,449,057 3.65% 2,431,657 3,041,630 3.22% 496,950 2,407,723 2.55% 441,711 3,212,108 3.40% 1,057,806 65,730,285 69.55% 23,593,015 28,778,374 30.45% 26,507,659 94,508,659 100.00% 50,100,674 2016 12 31 18,825,857 21.60% 5,278,335 9,169,167 10.52% 2,740,279 6,799,075 7.80% 3,685,454 6,416,683 7.36% 3,247,070 6,254,015 7.17% 3,641,030 3,567,969 4.09% 748,205 3,549,132 4.07% 2,431,532 2,420,730 2.78% 855,051 2,237,931 2.57% 359,204 3,223,350 3.70% 784,246 62,463,909 71.66% 23,770,406 24,704,386 28.34% 22,278,852 87,168,295 100.00% 46,049,258 110

18 10% 2017 6 30 779,818 235,700 703,014 342,348 142,736 117,415 60,709 178,434 8,212 3,000 2016 12 31 411,518 147,621 591,481 466,611 463,397 106,970 60,324 173,607 84,822 (3) 2017 6 30 2016 12 31 7,839,848 6,569,160 36,568,137 34,549,877 39,350,096 35,149,440 10,750,578 10,899,818 94,508,659 87,168,295 (502,085) (420,904) (1,927,490) (1,882,542) (2,429,575) (2,303,446) 92,079,084 84,864,849 111

18 (4) 2017 6 30 3 3 3 1 1 13 3 3 7,085 1,115 48,560 56,760 2,189,166 995,738 447,149 10,000 3,642,053 154,735 227,082 333,908 130,713 846,438 217 217 2,351,203 1,223,935 829,617 140,713 4,545,468 2.49% 1.29% 0.88% 0.15% 4.81% 2016 12 31 3 3 3 1 1 13 3 3 11,070 1,832 47,920 60,822 1,933,133 665,976 192,129 10,000 2,801,238 98,532 181,583 342,879 42,487 665,481 2,042,735 849,391 582,928 52,487 3,527,541 2.35% 0.97% 0.67% 0.06% 4.05% 1 1 112

18 (5) 2017 6 30 (ii) (i) 92,912,080 252,000 1,344,579 94,508,659 1.69% (1,786,461) (141,029) (502,085) (2,429,575) 91,125,619 110,971 842,494 92,079,084 2016 12 31 (ii) (i) 85,981,016 270,032 917,247 87,168,295 1.36% (1,759,832) (122,710) (420,904) (2,303,446) 84,221,184 147,322 496,343 84,864,849 (i) (ii) (iii) (i) (ii)37(1) 113

18 (6) 2017 6 306 1,759,832 122,710 420,904 2,303,446 26,629 71,348 274,150 372,127 (22,491) (22,491) (16,874) (16,874) (59,755) (154,076) (213,831) 6,726 472 7,198 1,786,461 141,029 502,085 2,429,575 2016 1,610,118 114,847 315,332 2,040,297 149,714 162,468 752,086 1,064,268 (63,787) (63,787) (22,504) (22,504) (163,978) (581,900) (745,878) 9,373 21,677 31,050 1,759,832 122,710 420,904 2,303,446 114

19 2017 6 30 2016 12 31 19(1) 42,113,673 58,410,672 19(2) 32,797,214 31,324,703 19(3) 45,973,978 62,871,938 120,884,865 152,607,313 (1) 2017 6 30 2016 12 31 (i) 19,792,556 30,584,602 (ii) 10,819,177 4,595,499 (ii) 6,387,801 1,502,025 (ii) 2,864,615 1,390,660 (ii) 2,226,274 20,314,636 (iii) 23,250 23,250 42,113,673 58,410,672 (i) 2017 6 30 2016 12 31 1,405,859 1,447,726 7,495,062 9,379,448 8,460,307 15,199,065 2,431,328 4,558,363 19,792,556 30,584,602 19,792,556 30,584,602 (ii) (iii) 115

19 (2) 2017 6 30 2016 12 31 10,913,359 10,042,362 11,248,873 11,792,171 9,055,600 8,070,558 1,579,382 1,419,612 32,797,214 31,324,703 32,797,214 31,324,703 31,980,519 31,299,756 (3) 2017 6 30 2016 12 31 25,005,851 31,240,341 14,075,494 10,911,401 5,501,694 18,855,505 1,537,914 1,500,000 500,000 69,025 60,691 46,189,978 63,067,938 (216,000) (196,000) 45,973,978 62,871,938 116

20 2017 6 30 % % 51.00 51.00 1,000,000 510,000 2017 2 15 10 21 2016 1 1 999,619 377,854 50,379 59,911 1,487,763 219,827 56,035 4,496 7,837 288,195 (1,127) (3,845) (1,389) (253) (6,614) 2016 12 31 1,218,319 430,044 53,486 67,495 1,769,344 31,882 1,800 2,930 157,594 194,206 (184) (2,247) (90) (2,521) 2017 6 30 1,218,135 459,679 55,286 70,335 157,594 1,961,029 117

21 2016 1 1 (192,147) (210,045) (29,683) (34,731) (466,606) (24,317) (46,884) (6,274) (8,545) (86,020) 3,257 1,348 170 4,775 2016 12 31 (216,464) (253,672) (34,609) (43,106) (547,851) (14,218) (23,614) (3,145) (3,872) (44,849) 2,129 86 2,215 2017 6 30 (230,682) (275,157) (37,754) (46,892) (590,485) 2017 6 30 987,453 184,522 17,532 23,443 157,594 1,370,544 2016 12 31 1,001,855 176,372 18,877 24,389 1,221,493 2017 6 30 1,348 2016 12 31 1,373 2017 6 30 2016 12 31 50 18,063 18,258 10-50 966,445 980,374 10 2,945 3,223 987,453 1,001,855 118

22 (1) 2017 6 30 2016 12 31 2,536,704 634,176 2,318,424 579,606 61,272 15,318 66,448 16,612 496,520 124,130 (90,908) (22,727) 117,072 29,268 116,112 29,028 3,211,568 802,892 2,410,076 602,519 (2) (i) (ii) 2016 1 1 413,328 15,353 (163,682) 14,403 279,402 166,278 1,259 1,094 14,492 183,123 139,861 133 139,994 2016 12 31 579,606 16,612 (22,727) 29,028 602,519 54,570 (1,294) 11,735 522 65,533 135,122 (282) 134,840 2017 6 30 634,176 15,318 124,130 29,268 802,892 (i) (ii) 119

23 2017 6 30 2016 12 31 23(1) 2,722,648 1,944,627 1,840,503 23(2) 1,460,151 1,597,870 180,049 184,559 23(3) 170,866 171,661 50,072 48,940 35,495 39,314 22,151 22,151 413,128 770,573 6,999,187 4,675,571 (27,873) (194) 6,971,314 4,675,377 (1) 2017 6 30 2016 12 31 3,050,750 (328,102) 2,722,648 2017 6 30 2,723 120

23 2017 6 30 2016 12 31 1 766,210 (123,452) 642,758 1 2 701,762 (92,956) 608,806 2 3 704,441 (63,582) 640,859 3 5 878,337 (48,112) 830,225 3,050,750 (328,102) 2,722,648 (2) 2017 6 30 2016 12 31 1,051,511 1,251,859 346,253 319,956 62,387 26,055 1,460,151 1,597,870 121

23 (3) 2017 6 30 6 2016 326,820 267,639 29,608 75,181 (16,000) 356,428 326,820 (155,159) (102,009) (30,403) (56,350) 3,200 (185,562) (155,159) 171,661 165,630 170,866 171,661 24 2017 6 30 2016 12 31 1,000,000 3,000,000 467,999 432,407 1,467,999 3,432,407 122

25 2017 6 30 2016 12 31 7,985,717 13,588,273 13,828,914 31,430,296 21,814,631 45,018,569 26 2017 6 30 2016 12 31 5,995,280 6,717,160 203,232 208,110 6,198,512 6,925,270 27 (1) 2017 6 30 2016 12 31 16,060,400 14,105,065 2,938,000 16,060,400 17,043,065 (2) 2017 6 30 2016 12 31 16,060,400 16,532,140 510,925 16,060,400 17,043,065 123

28 2017 6 30 2016 12 31 60,578,010 54,911,942 12,618,617 10,093,140 73,196,627 65,005,082 43,401,184 37,737,200 40,346,121 38,572,531 83,747,305 76,309,731 344,153 268,881 9,029 21,067 157,297,114 141,604,761 9,589,805 9,817,564 124

29 2017 6 30 2016 12 31 (1) 16,084,958 13,087,167 (2) 40,053,028 28,699,054 56,137,986 41,786,221 (1) 2017 6 30 (i) 2013 35 294.80% 2018 3 5 2017 6 3028.99 2016 12 31 29.15 (ii) 2015 310 225.59% 2025 3 55 2017 6 30 22.01 2016 12 31 22.18 (iii) 2016 33 353.25% 2019 3 14 2017 6 3034.11 2016 12 31 34.23 (iv) 2016 3553.40% 2021 3 14 2017 6 304.75 2016 12 31 4.81 (v) 2016 113 303.30% 2019 11 24 2017 6 3029.04 2016 12 31 29.23 (vi) 2016 115 103.40% 2021 11 24 2017 6 309.43 2016 12 31 9.59 (vii) 2017 610 30 5.00% 2027 6 295 2017 6 30 28.65 (2) 2017 6 302016 12 31 400.53286.99 400.65286.20 125

30 2017 6 30 2016 12 31 30(1) 2,570,246 2,548,373 30(2) 847,476 1,061,805 30(3) 83,469 65,953 473,960 17,182 263,473 144,019 49,525 262,448 190,344 230,120 4,478,493 4,329,900 (1) 2017 6 30 2016 12 31 2,140,822 1,878,174 222,021 328,375 204,427 335,732 2,976 6,092 2,570,246 2,548,373 126

30 (2) 2017 6 30 2016 12 31 710,733 925,066 44,044 43,850 1,751 1,751 17,756 14,081 13,112 16,637 (i) 60,080 60,420 847,476 1,061,805 (i) (3) 2017 6 30 127

31 2017 6 30 2016 12 31 4,058,713 4,058,713 2016 1 4.75 4,718 1H 1.18 32 (1) (2) 10% 50% (3) 2012 7 1 2012 3 [2012] 20 1.5% 128

32 (4) 2017 6 30 6 2016 66,617 486,199 (549,724) (506,044) 9,235 (53,399) 135,122 139,861 (338,750) 66,617 (5) 33 (1) 2017 5 11 20162016 12 31 2.09 13.05 0.208.12 (2) 2016 5 10 20152015 12 31 1.81 5.05 0.208.12 129

34 2017 6 30 2016 6 30 604,465 444,416 7,326,378 2,637,794 1,777,192 1,128,069 3,026,197 598,575 885,483 500,057 59,539 14,119,772 4,868,393 35 (1) (a) 5% 2017 6 30 2016 12 31 INTESA SANPAOLO S.P.A. 15.33% 15.33% 12.41% 12.41% 10.09% 10.09% 5.39% 5.39% (b) 20 (c) 130

35 (2) (a) 2017 6 30 2016 12 31 1,279,000 500,000 1,790,000 1,950,000 8,151 5,756 970,000 200,000 23,799 5,802 301,209 227,902 1,792 8,745 117 71 322,758 272,058 6 306 2017 2016 79,793 35,249 1,798 364 12,255 6,639 1,415 131

35 (b) 2017 6 30 2016 12 31 1,380 24 6 306 2017 2016 620 5 (c) 2017 6 30 2016 12 31 519,014 628,933 2,388,731 2,091,753 42,303 9,848 250,312 120,418 2,302 1,346 56 56 6 306 2017 2016 72,708 27,995 2,541 1,405 183 132

35 (3) 6 306 2017 2016 7,610 7,383 2017 6 30130 2016 12 31 10835(2) 36 133

36 2017 6 306 1,001,424 77,265 1,246,172 19,706 2,344,567 303,059 300,367 (601,728) (1,698) 1,304,483 377,632 644,444 18,008 2,344,567 88,760 221,748 170,157 37,529 518,194 (21,068) (21,068) (7,849) (7,849) 642 794 52 (138) 1,350 1,393,885 600,174 785,736 55,399 2,835,194 (379,377) (205,351) (187,850) (20,248) (792,826) (282,810) (70,014) (20,000) (27,226) (400,050) 731,698 324,809 577,886 7,925 1,642,318 (67,063) (82,816) (5,380) (33) (155,292) 147,607 182,278 11,842 1,739 343,466 2017 6 30 84,428,395 40,247,439 153,774,404 2,723,101 281,173,339 802,892 281,976,231 105,661,631 55,790,613 100,617,078 1,718,437 263,787,759 20,668,594 379,321 21,047,915 134

36 2016 6 306 1,225,966 (17,478) 1,238,394 2,446,882 109,047 462,272 (571,319) 1,335,013 444,794 667,075 2,446,882 156,565 158,548 158,633 473,746 9,953 9,953 38,120 38,120 824 955 45 103 1,927 1,492,402 604,297 873,826 103 2,970,628 (484,103) (249,706) (220,383) (954,192) (309,193) (42,365) (30,000) (381,558) 699,106 312,226 623,443 103 1,634,878 (64,604) (74,948) (3,505) (143,057) 103,352 119,900 5,607 228,859 2016 6 30 72,878,150 29,523,080 104,315,829 206,717,059 349,136 207,066,195 78,858,543 51,593,548 59,537,929 189,990,020 25,571,620 347,768 25,919,388 135

37 (1) (i) (ii)(iii)(iv)(v) 136

37 39(1) 39(1) 137

37 2017 6 30 (ii) (i) 1,344,579 (502,085) 842,494 252,000 (141,029) 110,971 (i) 33 2,348,213 3 1 1 595,869 1 29,500 2,973,582 (327,928) 2,645,654 89,938,498 6,857,293 24,793,380 121,077,615 (1,458,533) (216,000) 88,479,965 6,857,293 24,793,380 120,861,615 92,079,084 6,857,293 24,793,380 120,861,615 138

37 2016 12 31 (ii) (i) 917,247 (420,904) 496,343 270,032 (122,710) 147,322 (i) 33 2,042,735 3 1 1 313,259 1 2,355,994 (198,201) 2,157,793 83,625,022 7,041,037 3,957,206 153,100,378 (1,561,631) (196,000) 82,063,391 7,041,037 3,957,206 152,904,378 84,864,849 7,041,037 3,957,206 152,904,378 139

37 (i) 2017 6 3013.45 2016 12 31 9.172.06 2016 12 31 1.88 2017 6 30 27.46 2016 12 31 21.642.26 2016 12 31 0.56 7.01 2016 12 31 1.10 (ii) (2) (a) 140

37 2017 6 30 3 3 1 15 5 28,214,923 632,934 27,581,989 2,861,096 1,777,192 1,083,904 3,996,197 3,726,197 270,000 24,793,380 24,793,380 (i) 92,079,084 33,269,096 44,194,956 12,498,616 2,116,416 (ii) 120,884,865 23,250 8,586,193 34,734,748 49,705,471 27,835,203 9,146,686 6,449,329 1,490,776 1,206,581 281,976,231 7,105,513 101,224,823 81,490,189 62,204,087 29,951,619 1,467,999 1,191,395 276,604 21,814,631 12,917,581 8,747,050 150,000 6,198,512 2,669,424 3,529,088 16,060,400 16,060,400 157,297,114 344,153 110,404,502 23,995,311 22,358,031 195,117 56,137,986 19,705,745 23,245,226 7,995,916 5,191,099 4,811,117 4,761,238 49,879 263,787,759 5,105,391 162,949,047 59,843,158 30,503,947 5,386,216 18,188,472 2,000,122 (61,724,224) 21,647,031 31,700,140 24,565,403 141

37 2016 12 31 3 3 1 15 5 22,697,997 474,279 22,223,718 6,421,827 4,618,207 1,803,620 619,210 419,210 200,000 3,957,206 3,586,988 370,218 (i) 84,864,849 20,404,071 48,000,649 14,685,131 1,774,998 (ii) 152,927,628 23,250 38,713,233 35,259,592 52,931,230 26,000,323 6,499,389 6,499,389 277,988,106 6,996,918 89,965,427 85,634,079 67,616,361 27,775,321 3,432,407 3,432,407 45,018,569 32,691,889 11,176,680 1,000,000 150,000 6,925,270 5,052,280 1,872,990 17,043,065 17,043,065 141,604,761 268,881 95,892,657 24,109,988 21,149,947 183,288 41,786,221 18,679,600 10,019,454 10,892,915 2,194,252 4,541,840 4,541,840 260,352,133 4,810,721 172,791,898 47,179,112 33,042,862 2,527,540 17,635,973 2,186,197 (82,826,471) 38,454,967 34,573,499 25,247,781 (i) 2017 6 30 3 35.83 2016 12 31 27.90 (ii) 142

37 2017 6 302016 12 31 2017 6 30 2016 12 31 100 (454,890) (539,852) 100 454,890 539,852 (i) (ii) (iii) 143

37 (b) 2017 6 30 28,178,453 31,509 4,961 28,214,923 1,378,326 1,417,673 65,097 2,861,096 3,996,197 3,996,197 24,793,380 24,793,380 91,475,397 598,938 4,749 92,079,084 (i) 118,496,134 2,388,731 120,884,865 9,066,456 78,121 2,109 9,146,686 277,384,343 4,514,972 76,916 281,976,231 1,467,999 1,467,999 19,104,871 2,709,760 21,814,631 2,100,000 4,098,512 6,198,512 16,060,400 16,060,400 156,604,708 687,354 5,052 157,297,114 56,137,986 56,137,986 4,692,102 104,251 14,764 4,811,117 256,168,066 7,599,877 19,816 263,787,759 21,216,277 (3,084,905) 57,100 18,188,472 20,443,355 291,240 313,320 21,047,915 144

37 2016 12 31 22,666,877 27,026 4,094 22,697,997 2,503,573 3,885,860 32,394 6,421,827 202,990 416,220 619,210 3,957,206 3,957,206 84,282,455 582,394 84,864,849 (i) 150,835,875 2,091,753 152,927,628 6,392,481 104,872 2,036 6,499,389 270,841,457 7,108,125 38,524 277,988,106 3,432,407 3,432,407 44,602,349 416,220 45,018,569 2,000,000 4,925,270 6,925,270 17,043,065 17,043,065 140,775,934 824,040 4,787 141,604,761 41,786,221 41,786,221 4,489,775 50,550 1,515 4,541,840 254,129,751 6,216,080 6,302 260,352,133 16,711,706 892,045 32,222 17,635,973 22,528,097 100,067 97,683 22,725,847 (i) 145

37 2017 6 30 2016 12 31 100 (3,352) 999 100 3,352 (999) (i) 100 (ii) (iii) 146

37 (3) 147

37 (a) 2017 6 30 (ii) (ii) 20,284,080 7,930,843 28,214,923 1,777,192 1,083,904 2,861,096 3,276,197 450,000 270,000 3,996,197 24,312,933 480,447 24,793,380 2,617,515 981,605 3,045,402 6,467,943 22,841,116 24,563,404 31,562,099 92,079,084 (i) 23,250 4,604,007 3,563,608 34,380,400 50,478,397 27,835,203 120,884,865 4,989,178 8,677 505,840 691,354 892,267 2,059,370 9,146,686 27,914,023 10,698,317 35,744,379 11,653,352 59,467,687 77,101,171 59,397,302 281,976,231 1,036,938 154,457 276,604 1,467,999 2,155,201 4,451,710 6,310,670 8,747,050 150,000 21,814,631 2,669,424 3,529,088 6,198,512 16,060,400 16,060,400 74,682,882 20,158,559 15,907,214 23,995,311 22,358,031 195,117 157,297,114 11,456,090 8,249,655 23,245,226 7,995,916 5,191,099 56,137,986 16,174 255,158 1,089,098 624,419 1,148,156 1,618,032 60,080 4,811,117 16,174 77,093,241 54,252,795 33,915,839 60,941,435 32,121,979 5,446,296 263,787,759 27,897,849 (66,394,924) (18,508,416) (22,262,487) (1,473,748) 44,979,192 53,951,006 18,188,472 4,064,640 4,064,640 148

37 2016 12 31 (ii) (ii) 18,608,941 4,089,056 22,697,997 1,092,067 3,179,290 346,850 1,803,620 6,421,827 419,210 200,000 619,210 2,001,818 1,676,188 279,200 3,957,206 2,328,146 472,606 3,233,356 5,656,470 24,753,455 23,255,085 25,165,731 84,864,849 (i) 23,250 23,853,104 14,761,557 34,114,301 54,175,093 26,000,323 152,927,628 4,901,519 3,825 660,264 337,777 562,756 33,248 6,499,389 25,861,856 5,657,554 33,347,042 22,778,842 61,713,332 77,463,426 51,166,054 277,988,106 3,158,623 273,784 3,432,407 1,608,389 20,700,000 10,383,500 11,176,680 1,000,000 150,000 45,018,569 2,763,070 2,289,210 1,872,990 6,925,270 16,043,065 1,000,000 17,043,065 66,471,216 18,119,774 11,570,548 24,109,988 21,149,947 183,288 141,604,761 6,862,032 11,817,568 10,019,454 10,892,915 2,194,252 41,786,221 14,469 128,360 879,204 784,633 1,118,090 1,556,664 60,420 4,541,840 14,469 68,207,965 68,525,768 38,119,243 48,297,202 34,599,526 2,587,960 260,352,133 25,847,387 (62,550,411) (35,178,726) (15,340,401) 13,416,130 42,863,900 48,578,094 17,635,973 (i) (ii) 149

37 (b) 2017 6 30 1,039,186 155,000 279,870 1,474,056 1,467,999 2,155,201 4,460,510 6,367,279 8,898,594 174,188 22,055,772 21,814,631 2,679,470 3,596,648 6,276,118 6,198,512 16,065,624 16,065,624 16,060,400 74,682,882 20,170,335 15,946,907 24,400,025 24,455,369 208,200 159,863,718 157,297,114 11,480,000 8,310,000 24,365,930 9,590,670 6,318,940 60,065,540 56,137,986 16,174 255,158 1,089,098 624,419 1,098,275 1,618,032 60,080 4,761,236 4,761,237 16,174 77,093,241 54,304,753 34,083,075 62,639,342 35,838,259 6,587,220 270,562,064 263,737,879 2016 12 31 3,164,100 275,085 3,439,185 3,432,407 1,608,389 20,717,695 10,457,276 11,371,604 1,027,000 150,563 45,332,527 45,018,569 2,766,053 2,295,039 1,887,961 6,949,053 6,925,270 16,050,834 1,003,255 17,054,089 17,043,065 66,471,216 18,128,322 11,610,291 24,710,680 23,286,928 193,040 144,400,477 141,604,761 6,870,000 12,282,930 10,283,000 12,160,620 2,691,920 44,288,470 41,786,221 14,469 128,360 879,204 784,633 1,118,090 1,556,664 60,420 4,541,840 4,541,840 14,469 68,207,965 68,576,208 38,708,509 49,371,335 38,031,212 3,095,943 266,005,641 260,352,133 150

37 (c) 2017 6 30 4,249,242 4,249,242 (4,298,332) (4,298,332) (49,090) (49,090) (4) (5) 151

37 2012 2017 6 302016 12 31 2017 6 30 2016 12 31 17,796,535 17,635,973 4,058,713 4,058,713 6,826,276 6,826,276 1,013,649 1,013,649 3,696,090 3,696,090 2,442,158 1,978,101 (341,375) 63,144 101,024 (170,866) (171,661) 17,625,669 17,464,312 13,470 17,639,139 17,464,312 6,087,162 3,319,322 5,200,000 2,200,000 860,222 1,119,322 26,940 23,726,301 20,783,634 173,518,763 173,267,933 10.16% 10.08% 10.17% 10.08% 13.67% 12.00% 152

38 (1) (a) (b) (c) (d) 153

38 (2) 2017 6 30 (i) (i) (i) ~ (ii) 1,936 1,936 19,792,556 19,792,556 6,939,199 3,879,978 10,819,177 6,387,801 6,387,801 496,345 2,368,270 2,864,615 2,226,274 2,226,274 29,456,310 12,636,049 42,092,359 49,880 49,880 49,880 49,880 2016 12 31 (i) (i) (i) ~ (ii) 320,315 320,315 30,584,602 30,584,602 20,314,636 20,314,636 388,907 1,001,753 1,390,660 2,591,753 2,003,746 4,595,499 1,502,025 1,502,025 54,200,213 4,507,524 58,707,737 154

38 (i) (ii) 2017 6 306 2017 6 30 6 2,003,746 70,907 2,622,590 (817,265) 3,879,978 55,117 1,502,025 105,476 6,300,000 (1,519,700) 6,387,801 87,801 1,001,753 32,488 2,350,500 (1,016,471) 2,368,270 17,770 4,507,524 208,871 11,273,090 (3,353,436) 12,636,049 160,688 2016 3,746 2,000,000 2,003,746 3,746 2,025 1,500,000 1,502,025 2,025 1,753 1,000,000 1,001,753 1,753 7,524 4,500,000 4,507,524 7,524 155

38 (3) (i) (ii) (iii) (iv) (v) 156

38 (vi) 2017 6 30 32,797,214 31,980,519 31,980,519 32,797,214 31,980,519 31,980,519 16,084,958 15,697,287 15,697,287 40,053,028 40,065,440 40,065,440 56,137,986 55,762,727 55,762,727 2016 12 31 31,324,703 31,299,756 31,299,756 31,324,703 31,299,756 31,299,756 13,087,167 12,920,228 12,920,228 28,699,054 28,619,728 28,619,728 41,786,221 41,539,956 41,539,956 157

39 (1) 2017 6 30 2016 12 31 15,835,547 17,084,672 1,873,051 2,750,188 2,775,696 2,324,330 379,321 371,657 184,300 195,000 21,047,915 22,725,847 (2) 2017 6 30 2016 12 31 9,248,049 9,328,680 158

39 (3) 2017 6 30 2016 12 31 91,141 109,494 273,872 277,007 103,828 109,968 468,841 496,469 (4) 2017 6 30 2016 12 31 226,598 476,479 226,598 476,479 (5) 2017 6 302016 12 31 159

39 (6) 2017 6 30 2016 12 31 3,585,695 3,390,234 (7) 2017 6 30 2016 12 31 25,105,805 22,704,450 510,925 25,105,805 23,215,375 12 2017 6 30 13.65 2016 12 3119.55 2017 6 302016 12 31 160

40 (1) 2017 6 302016 12 31 2017 6 30 10,819,177 24,819,770 35,638,947 35,638,947 2,864,615 14,045,575 16,910,190 16,910,190 6,387,801 5,501,694 11,889,495 11,889,495 1,989,254 1,989,254 1,989,254 2,226,274 2,226,274 2,226,274 24,287,121 44,367,039 68,654,160 68,654,160 2016 12 31 4,595,499 31,079,477 35,674,976 35,674,976 1,390,660 10,876,265 12,266,925 12,266,925 1,502,025 18,855,505 20,357,530 20,357,530 2,789,113 2,789,113 2,789,113 20,314,636 20,314,636 20,314,636 30,591,933 60,811,247 91,403,180 91,403,180 161

40 (2) 2017 6 302016 12 31 2017 6 30 452.30 2016 12 31 507.93 2017 6 300.30 2016 12 31 0.45 (3) 1 1 6 30 2017 6 3060.32 2016 6 3060.37 2017 1 12017 6 30 489.19 2016 6 306456.00 41 2017 6 30 102.14 2016 12 31 108.86 42 2017 7 12 201710 20 2027 7 14 5 162

1 (1) 2018 100% 2014 2015 2016 2017 60% 70% 80% 90% 2017 6 30 2016 12 31 31,658,786 35,122,080 30 19,866,883 34,693,024 159.35% 101.24% (2) 2017 6 30 2016 12 31 5.82% 5.82% 2015 4 1 4% 163

2 2017 6 30 4,514,972 20,898 56,018 4,591,888 (7,599,877) (14,090) (5,726) (7,619,693) (3,084,905) 6,808 50,292 (3,027,805) 2016 12 31 7,108,125 12,828 25,696 7,146,649 (6,216,080) (5,810) (492) (6,222,382) 892,045 7,018 25,204 924,267 164

3 10% 2017 6 30 31,306 3,656,911 615,697 4,303,914 2,407,636 2,407,636 206,439 206,439 8,151 8,151 31,306 3,871,501 615,697 4,518,504 2016 12 31 26,164 5,971,005 593,744 6,590,913 2,100,081 2,100,081 446,889 446,889 5,756 5,756 26,164 6,423,650 593,744 7,043,558 165

4 2017 6 30 2016 12 31 3 66 410,588 225,537 6 1 1 813,347 623,854 1 970,330 635,415 2,194,265 1,484,806 3 66 0.43% 0.26% 6 1 1 0.86% 0.71% 1 1.03% 0.73% 2.32% 1.70% 166

571 2017 6 30 167

[2009]37 2015 [2013]185 MPA 168