2 New China Life Insurance Company Ltd Annual Report

New China Life Insurance Company Ltd. 新華人壽保險股份有限公司 (於中華人民共和國註冊成立的股份有限公司) 股份代號: 601336 年度報告 2016

2 New China Life Insurance Company Ltd. 2016 Annual Report

1. 2. 2017 3 292016 12 10 3. AH 20160.4814.97 201630.3% 4. 2016 5. 2016 6. New China Life Insurance Company Ltd. 2016 Annual Report 1

3 5 7 12 18 40 49 58 64 79 103 104 109 116 117 118

2016 3

2008 8 72 2016 6 27 20152016 8 24 571 4 2016

NEW CHINA LIFE INSURANCE COMPANY LTD. NCI 86-10-85213233 86-10-85213219 ir@newchinalife.com 12 13 852-35898678 852-35898555 mandy.mok@tmf-group.com 1 36 1 102100 12 100022 1 36 http://www.newchinalife.com ir@newchinalife.com 3,119,546,600 2016 5

95567 A A http://www.sse.com.cn H http://www.hkexnews.hk A A A 601336 A 166 36 H H H 01336 H 183 17 1712-1716 1996 9 28 911100001000238753 1 16 1 22 A 12 6 H 2 11 6 2016

2016 2016 1,125.60 0.6% 476.79 8.9% 141.34 23.2% 648.81 9.0% 104.49 36.4% 1,294.50 17.0% 49.7%17.6 29.6%7.7 20.9%6.1 57.6%4.4 1388.3%3.3 6.9% 2.4 437.77 19.4% 2016 7

2016 2016 1,122.68 16.5% 1.5 2016 1,010.56 14.9% 2.5 2016 2016 2,254.23 33.2% 10.5 31.6% AAA97.1% 8 2016

2016 2015 2014 146,173 158,453-7.7% 143,187 112,560 111,859 0.6% 109,868 4,942 8,601-42.5% 6,406 4,905 8,084-39.3% 6,010 7,330 7,449-1.6% 25,052 2016 1 2016 2 2016 3 2016 4 55,267 32,184 30,334 28,388 46,575 24,460 22,383 19,142 1,994 1,339 1,453 156 1,959 1,318 1,449 179 4,825 4,018 976 (2,489) 2016 2015 2014 699,181 660,560 5.8% 643,709 59,118 57,835 2.2% 48,359 2016 2015 2014 1.58 2.76-42.8% 2.05 1.58 2.76-42.8% 2.05 1.57 2.59-39.4% 1.93 8.45% 16.20% 7.75 14.63% 8.39% 15.23% 6.84 13.72% 2.35 2.39-1.7% 8.03 2016 2015 2014 18.95 18.54 2.2% 15.50 2016 9

2016 (3) 36 4 37 2016 2016 2015 2015 2014 2014 (1) 679,794 635,688 6.9% 625,718 (2) 5.1% 7.5% 2.4 5.8% 111,547 111,220 0.3% 109,271 0.3% 1.8% 1.5 5.9% 37,744 24,528 53.9% 16,942 4,562 3,912 16.6% 3,506 35,147 20,924 68.0% 13,615 (1,965) (308) 538.0% (179) (3) 6.9% 9.3% 2.4 9.2% 1. 2. 3. + 2016 2016 12 31 10 2016

2016 2016 11

第四节董事长致股东函

2016 2016 2016 2016 1,125.60 104.49 36.4% 5.1% 2016 6,991.81 5.8% 1,294.50 17.0% 259.74% 11.2 281.3% 0.34 2016 2016 117.0 236.8569.2 41.3% 9.0% 201532.0% 49.7% 59.7% 57.6% 20.9% 6.1 65 2016 13

2016 2016 (1) 54.1% 1.3 (2) 5,7983.8% 2016 2016 3 2016 2016 20 1. = 月均 = >0 ={ [ + 2]} 2. = 14 2016

2016 70% 70%70% 50% 2016 15

2017 2016-2017 2018-2020 2017 2017 2017 3 29 16 2016

2016 1 2016 3 2016 3 2016 5 2016 6 2016 7 2016 7 2016 9 2016 10 2016 11 2016 12 2016 12 2016 12 2016 12 (SEEC) 2015 WPPBRANDZ TM 10042 42% 18.25 20 2016 2000500 297 20162016 500 311.644090 100 50035 2016 2016Magnum 27 20152015 2015 2016 2015-20162015- 2016 2016 21 21 V 2016 2016 17

12 3112 2016 2015 112,560 111,859 0.6% 47,679 52,338-8.9% 23,685 16,765 41.3% 14,134 11,474 23.2% (1) 32,279 45,603-29.2% 4,942 8,601-42.5% (2) 10,449 7,663 36.4% (3) 5.2% 7.1% 1.9 13 (4) 88.3% 85.0% 3.3 25 (5) 78.8% 79.5% 0.7 12 31 2016 2015 699,181 660,560 5.8% 59,125 57,841 2.2% 679,794 635,688 6.9% 59,118 57,835 2.2% (2) 129,450 110,650 17.0% 28,106 27,106 3.7% 72 71 1.4% 18 2016

1. 2. 2016 2016 11 2015 2016 3. 4. 13 13 5. 25 25 1 12 3112 2016 2015 (1) 73,466 61,085 20.3% 20,679 16,160 28.0% 17,948 12,856 39.6% 13,920 11,195 24.3% 2,731 3,304-17.3% 52,787 44,925 17.5% 37,727 49,473-23.7% 25,675 34,928-26.5% 5,710 3,904 46.3% 214 278-23.0% 19,965 31,024-35.6% 12,052 14,545-17.1% 1,368 1,301 5.1% 112,560 111,859 0.6% 1. 2. 2016 19

(1) 2016 734.66 20.3% 179.48 39.6% 139.20 24.3% 527.87 17.5% 2016 2016 32.8 9.0% 15.3 29.0% 54.1% 1.3 5,7983.8% 2016 377.27 23.7% 256.75 26.5% 57.10 46.3% 20.80 76.4% 199.65 35.6% (2) 2016 13.68 5.1% 20 2016

2 12 3112 2016 2015 112,560 111,859 0.6% (1) 49,033 49,988-1.9% 8,573 2,670 221.1% 40,460 47,318-14.5% 38,677 44,215-12.5% 27,958 40,914-31.7% 10,719 3,301 224.7% 23,509 16,517 42.3% 9,945 7,722 28.8% 13,564 8,795 54.2% 1,302 1,100 18.4% 1,203 1,032 16.6% 99 68 45.6% 39 39 0.0% 1 (2) 38 39-2.6% (2) (2) (2) (2) (2) (2) 1 2 500,000 3 2016 235.09 42.3% 13.02 18.4% 386.77 12.5% 490.33 1.9% 2016 21

3 12 3112 2016 2015 112,560 111,859 0.6% 10,067 9,693 3.9% 9,300 9,207 1.0% 8,590 9,205-6.7% 8,366 7,689 8.8% 6,053 6,059-0.1% 4,995 5,084-1.8% 4,970 5,128-3.1% 4,725 4,093 15.4% 4,575 3,751 22.0% 4,380 4,189 4.6% 46,539 47,761-2.6% 2016 2016 35 2016 58.7% 10 4 5 1 19,909 1,991 2 8,850 4,588 3 C 5,937 4,545 4 4,994 1,882 5 (2014) 4,438 687 22 2016

1 2016 2015 12 31 (1) 679,794 100.0% 635,688 100.0% 6.9% (2) 79,845 11.7% 127,679 20.1% -37.5% 436,810 64.3% 348,281 54.8% 25.4% 242,647 35.7% 229,235 36.1% 5.9% 62,534 9.2% 49,903 7.9% 25.3% (3) 32,835 4.8% 29,299 4.6% 12.1% 20,000 3.0% 20,000 3.1% 0.0% (4) 78,794 11.6% 19,844 3.1% 297.1% 112,268 16.5% 114,322 18.0% -1.8% 47,029 6.9% 52,271 8.2% -10.0% (5) 29,404 4.3% 33,499 5.3% -12.2% 4,575 0.7% 3,626 0.6% 26.2% (6) 31,260 4.6% 24,926 3.9% 25.4% (2) 14,230 2.1% 13,904 2.2% 2.3% (7) 36,641 5.4% 31,502 4.9% 16.3% 11,834 1.7% 13,856 2.2% -14.6% 283,308 41.7% 216,897 34.1% 30.6% 195,126 28.7% 177,502 27.9% 9.9% (8) 184,951 27.2% 223,807 35.2% -17.4% 4,575 0.7% 3,626 0.6% 26.2% 1. 2. 3. 4. 5. 6. 7. 8. 2016 23

6,797.94 6.9% 798.45 11.7% 8.4 4,368.10 64.3% 9.5 16.5% 1.5 2.1% 0.1 5.4% 0.5 7.6 2 12 3112 2016 2015 83 105-21.0% 5,501 7,924-30.6% 19,989 18,292 9.3% (1) 5,482 2,830 93.7% (2) 1,081 1,033 4.6% (3) 32,136 30,184 6.5% 1,243 16,026-92.2% (373) (9) 4044.4% (1,356) (610) 122.3% 481 (1) 148 12 1133.3% (4) 32,279 45,603-29.2% (5) 5.1% 4.9% 0.2 (5) 5.1% 7.5% 2.4 24 2016

1. 2. 3. 4. = +++++ 5. = 322.79 29.2%5.1%2.4 321.36 6.5%5.1%0.2 4.86 154.072016 3 (1) (%) 1 002152 244.21 11.75 156.08 30.84-74.55 2 002299 128.98 4.77 101.28 20.01-33.72 3 600079 50.68 2.85 56.85 11.23 6.42 4 600999 30.78 1.80 29.40 5.81-0.01 5 600739 23.36 1.25 22.45 4.44-0.91 6 000069 A 19.95 2.85 19.84 3.92 0.26 7 300098 19.08 1.25 19.80 3.91 0.71 8 000959 12.79 2.66 17.64 3.48 4.85 9 600153 15.05 1.30 13.91 2.75-1.14 10 300332 13.73 1.40 13.20 2.61-0.29 52.31 55.70 11.00-4.35-30.86 610.92 506.15 100.00-133.59 2016 25

1. 2. 3. (2) % % 600900 1,119.57 0.03 0.42 1,157.30 35.77 33.59 600079 1,011.16 1.70 4.06 1,041.51 2.69-39.04 002007 543.20 2.53 2.28 757.81 50.34 145.67 002415 393.13 0.51 0.51 735.77 14.42 27.30 600739 700.05 0.00 2.40 659.34 0.26-40.71 600196 426.04 1.12 0.93 520.72 12.54-23.37 360009 2 500.00 1.25 1.25 500.00 27.50 0.00 600085 345.54 1.68 1.16 497.30 81.81-372.55 600153 411.40 1.54 1.58 477.98 57.62-242.52 06886 617.49 0.44 0.44 413.90-189.53 143.93 23,155.51 22,136.33 500.21-4,102.65 29,223.09 28,897.96 593.63-4,470.35 1. 2. /() (3) (%) (%) 36.00 3.00 3.00 36.00 (4) ( ) ( ) 2,424.65 28,275.45 2,594.33 1,345.67 26 2016

4 (1) AAA 97.1% AAA 97.1% AA+ 2.5% AA 0.4% 100.0% (2) 194,163 86.2% 62,534 27.7% 32,835 14.6% 20,000 8.9% 71,126 31.6% 5,000 2.2% 2,668 1.2% 31,260 13.8% 13,769 6.1% 2,728 1.2% 11,063 4.9% 3,700 1.6% 225,423 100.0% (3) 22,050 9.78% 20,050 8.89% 20,014 8.88% 16,938 7.51% 16,186 7.18% 14,999 6.65% 14,990 6.65% 7,630 3.38% 5,350 2.37% 5,200 2.31% 143,407 63.60% 2016 27

1 (1) 2016 12 31 2015 12 31 (2) 2,322 91 2451.6% 720 95 657.9% 1,410 2,883-51.1% 468 297 57.6% 866 8,556-89.9% 79,845 127,762-37.5% 283,308 216,897 30.6% 195,126 177,502 9.9% 54,235 50,722 6.9% 3,395 2,177 55.9% 6,292 4,566 37.8% 1,557 2,261-31.1% 308 6 5033.3% 69,329 66,745 3.9% 699,181 660,560 5.8% 1. 2. 20152451.6% 2015657.9% 201551.1% 28 2016

201557.6% 201589.9% 201537.5% 201530.6% 20159.9% 20156.9% 201555.9% 201537.8% 201531.1% 20155033.3% 2016 29

2 2016 12 31 2015 12 31 543,228 524,441 3.6% 1,164 1,083 7.5% 640 559 14.5% 502,493 491,441 2.2% 38,931 31,358 24.2% 39,246 19,816 98.1% 215 95 126.3% 1,550 1,171 32.4% 2,950 1,624 81.7% 54 853-93.7% 411 312 31.7% 52,402 54,407-3.7% 640,056 602,719 6.2% 20153.6% 201598.1% 2015126.3% 201532.4% 201581.7% 30 2016

0.54201593.7% 201531.7% 3 591.1820152.2% 1 12 3112 2016 2015 111,547 111,220 0.3% 112,560 111,859 0.6% (936) (690) 35.7% (77) 51 34,011 46,223-26.4% (373) (9) 4044.4% 475 305 55.7% 513 714-28.2% 146,173 158,453-7.7% 0.6% 35.7% 2016 31

26.4% 4044.4% 55.7% 28.2% 2 12 3112 2016 2015 (43,777) (54,336) -19.4% (39,709) (24,836) 59.9% 1,965 308 538.0% (26,077) (40,178) -35.1% (1,296) 323-501.2% (168) (985) -82.9% (13,530) (10,669) 26.8% (13,322) (12,839) 3.8% 241 184 31.0% (2,693) (3,533) -23.8% (1,342) (613) 118.9% (139,708) (147,174) -5.1% 19.4% 32 2016

(1) 53.9% (2) 31.3% 82.9% 26.8% 3.8% 23.8% 118.9% 3 15.39 51.6% 4 49.42 42.5% 5 27.41 15.30 1. = 2. = 2016 33

12 3112 2016 2015 7,330 7,449-1.6% (26,314) 39,809 18,935 (48,099) 1 20162015 73.30 74.49 201620151,124.58 1,124.53 20162015 1,090.11 1,075.72 20162015 821.60 788.49 2 20162015263.14 398.092016 2015 3,629.48 4,776.10 20162015 3,892.62 4,378.01 3 20162015 189.35480.992016 2015 47,675.00 30,677.46 20162015 47,485.65 31,158.45 34 2016

4 142.30798.45 4,368.10 1,076.93 1-17 2016 12 31 2015 12 31 168,616 145,680 182,616 164,680 64,917 58,613 1 259.74% 248.54% 1 281.30% 280.96% 1. = = 2016 35

2016 12 31 2015 12 31 91.5% 91.2% (1) 13,856 11,834 (2,022) (373) (2) 216,897 283,308 66,411 (1,356) 230,753 295,142 64,389 (1,729) 1. 2. 12 3112 2016 2015 638 462 284 213 (1) 14 15 936 690 1. 36 2016

2016 12 31 500 99.4% 1,408 1,097 185 99.6% 208 167 40 50 1 2 3 632 100% 558 536 (21) 5 100% 3 3 664 100% 897 522 (49) 500 100% 996 495 (5) 15 100% 15 15 100 100% 36 29 (23) 4 500 100% 246 2 (5) 5 1,908 100% 1,288 1,151 (15) 2016 37

10 100% 7 7 (2) 500 100% 467 462 7 6 1,127 45% 1,241 1,107 (112) 2,500 24% 3,919 2,752 (21) 30% 60 49 4 4 9.97% 148,490 43,802 1,919 7 19 40% 595 101 12 39.86% 153 137 98 39 1. 20152016 12 31 2. 2016 4 19 1.02 6.64 2016 8 3 3 9.64 2016 12 313 3. 2016 8 262016 9 19599% 1% 2016 10 28 4.950.05 2016 12 319.90 0.1 38 2016

4. 2016 12 20 5 32 2016 12 310.08 5. 2014 3 26 7.60 19.08 2018 4 29 201520160.84 3.29 2016 12 31 11.73 6. 2015 10 30 2016 1 11.27 45% 7. 2015 2015 9 222016 4 14 2017 2017 2016 39

2016 12 31 2016 11 2016 12 31 2016 12 31 2016 12 312015 12 31 2016 12 31 2015 12 312016 12 31 40 2016

2016 Michael Freeman FIAA FSA, FCAA 2017 3 29 2016 41

2016 2016 12 31 2016 11 [2016]36 Willis Towers Watson 42 2016

2016 43

2016 12 31 11.5% 2016 12 31 2016 12 31 2017 2018 2019 2020+ 4.50% 4.60% 4.80% 5.00% 4.50% 4.60% 4.80% 5.00% 4.50% 4.70% 5.00% 5.10% 7.60% 7.60% 7.80% 7.90% (2000-2003) (2006-2010) 44 2016

20162.0% 70% 25% 100% 2016 45

2016 12 31 2016 12 31 2015 12 31 81,313 76,817 65,084 50,510 (16,947) (16,677) 48,137 33,834 129,450 110,650 13,295 10,313 (2,846) (2,650) 10,449 7,663 1 2 3 2016 12 312015 12 31466.89512.02 4. 2016 2016 12 31 2015 12 31 10,271 7,780 235 (58) (57) (59) 10,449 7,663 1 2 3 2016 12 312015 12 31466.89512.02 4. 2016 5. 46 2016

2015 12 312016 12 3111.5% 11.5% 2015 12 312016 12 31 1 103,280 2 13,224 3 10,449 4 11,100 5 1,953 6 (4,414) 7 292 8 (6,325) 9 (873) 10 293 11 472 12 129,450 2 11 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 2016 47

2016 12 31 48,137 10,449 12.0% 45,625 9,916 11.0% 50,814 11,017 50 57,630 12,072 50 38,614 8,820 10%110% 46,605 9,454 10%90% 49,669 11,444 10%110% 46,785 9,739 10%90% 49,443 11,154 10%110% 47,705 10,367 10%90% 48,572 10,532 10%110% 46,462 10,044 10%90% 49,823 10,856 75% 43,575 10,114 48 2016

- 2016 49

1. 2015 3 25 2015 6 242014 2015 2016 20152016 30 2015 2016 50 302015 3 26 2. 2015 8 25 2015-2016 2015-2016 2016 2016 7 2010 2015 8 26 3. 2016 2016 12 31 50 2016

10% 10% [2012]60 2016 2016 12 31 5,861.57 20072 [2012]93 2016 2016 12 31149.40 201613.56 2017 2017 2017 2016 51

5% 2014 2 14 2016 6 272015 2016 2016 2016 2016 6 28 2015 2014 2014 1 23 3 2016 20151,540.9 2016 2016150 52 2016

2016 2016 2 4 2016 3 42016 201650 50 2016 2016 2 192016 3 5 2016 2017 2 24 150 20172019 2017 2 252017 3 14 2017 2017 2 24 20 20172019 2017 2 252017 3 14 2017 18.6 2016 53

2013 3 18 2013 12 25 5.75 2014 5 13 2016 5 15,807,978.56 2016-01-13 http://www.sse.com.cn http://www.hkexnews.hk 2016-01-13 http://www.sse.com.cn http://www.hkexnews.hk 2016-01-15 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-01-19 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-01-19 http://www.sse.com.cn http://www.hkexnews.hk 2016-02-18 http://www.sse.com.cn http://www.hkexnews.hk 2016-02-19 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-02-20 http://www.sse.com.cn http://www.hkexnews.hk 2016-02-26 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-03-5 http://www.sse.com.cn http://www.hkexnews.hk H 2016-03-12 http://www.sse.com.cn http://www.hkexnews.hk 2016-03-15 http://www.sse.com.cn http://www.hkexnews.hk 2016-03-25 http://www.sse.com.cn http://www.hkexnews.hk 54 2016

2016-03-25 http://www.sse.com.cn http://www.hkexnews.hk 2016-03-25 http://www.sse.com.cn http://www.hkexnews.hk 2015 2016-03-30 http://www.sse.com.cn http://www.hkexnews.hk 2016-03-30 http://www.sse.com.cn http://www.hkexnews.hk 2016-03-30 http://www.sse.com.cn http://www.hkexnews.hk 2016-04-14 http://www.sse.com.cn http://www.hkexnews.hk H 2016-04-15 http://www.sse.com.cn http://www.hkexnews.hk 2016-04-26 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-04-30 http://www.sse.com.cn http://www.hkexnews.hk 2016-04-30 http://www.sse.com.cn http://www.hkexnews.hk 2016-04-30 http://www.sse.com.cn http://www.hkexnews.hk 2016-05-12 http://www.sse.com.cn http://www.hkexnews.hk 2015 2016-05-13 http://www.sse.com.cn http://www.hkexnews.hk 2015 2016-05-13 http://www.sse.com.cn http://www.hkexnews.hk 2016-05-28 http://www.sse.com.cn http://www.hkexnews.hk 2016-06-15 http://www.sse.com.cn http://www.hkexnews.hk 2016-06-21 http://www.sse.com.cn http://www.hkexnews.hk 2015 2016-06-28 http://www.sse.com.cn http://www.hkexnews.hk 2016-07-14 http://www.sse.com.cn http://www.hkexnews.hk 2016 55

2016 2016-07-23 http://www.sse.com.cn http://www.hkexnews.hk 2016-07-27 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-2 http://www.sse.com.cn http://www.hkexnews.hk 2015 2016-08-4 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-11 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-11 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-11 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-12 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-15 http://www.sse.com.cn http://www.hkexnews.hk H 2016-08-16 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-27 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-08-31 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-31 http://www.sse.com.cn http://www.hkexnews.hk 2016-08-31 http://www.sse.com.cn http://www.hkexnews.hk 2016-09-1 http://www.sse.com.cn http://www.hkexnews.hk 2016-09-7 http://www.sse.com.cn http://www.hkexnews.hk 2016-09-13 http://www.sse.com.cn http://www.hkexnews.hk 2016-09-24 http://www.sse.com.cn http://www.hkexnews.hk H 2016-10-15 http://www.sse.com.cn http://www.hkexnews.hk 56 2016

2016-10-18 http://www.sse.com.cn http://www.hkexnews.hk 2016 2016-10-29 http://www.sse.com.cn http://www.hkexnews.hk 2016-10-29 http://www.sse.com.cn http://www.hkexnews.hk 2016-11-15 http://www.sse.com.cn http://www.hkexnews.hk 2016-12-13 http://www.sse.com.cn http://www.hkexnews.hk 2016-12-17 http://www.sse.com.cn http://www.hkexnews.hk 2016-12-20 http://www.sse.com.cn http://www.hkexnews.hk 2016-12-21 http://www.sse.com.cn http://www.hkexnews.hk H 2016-12-21 http://www.sse.com.cn http://www.hkexnews.hk 2016 57

2016 12 31 2015 年 12 月 31 日報告期內變動增減 (+,-) 2016 年 12 月 31 日數量比例发行新股送股公積金轉股其他小計數量比例 1 2,085,439,340 66.85% 2,085,439,340 66.85% 2 3H 1,034,107,260 33.15% 1,034,107,260 33.15% 4 3,119,546,600 100.00% 3,119,546,600 100.00% 3,119,546,600 100.00% 3,119,546,600 100.00% 58 2016

38,352A 37,754H 598 (%) (+,-) HKSCC Nominees Limited 33.14 1,033,879,836-67,700 H (2) 31.34 977,530,534 A (3)(4) 15.10 471,185,465-26,721 164,973,279 A 2.93 91,444,922 7,271,475 A 0.91 28,249,200 A 0.71 22,080,000 A (5) 0.59 18,357,712-3,926,557 A 0.24 7,538,697 1,806,319 A 53 0.23 7,276,311 A 50 0.20 6,168,862 2,240,643 A 1. AH 2. HKSCC Nominees Limited HKSCC Nominees Limited 3. 2016 12 2016 12 17 2016 59

4. 2014 12 12 A 2014 165,000,000A 14 EB 2014 12 17 A A26,721A 5. 2017 2 28 39,141A 38,545H 596 2003 12 168,282.09 1 34.71% 2 40.03% 3 64.02% 4 57.11% 5 21.96% 6 71.56% 7 31.34% 8 25.03% 9 28.45% (2) 10 33.29% (3) 1 A H 2 2016 11 4 100% 201658.58% 3 2016 12 30 2017 1 5 32.93% 60 2016

10%10% 2016 12 1 527.9 2016 12 31 10% 10% 2016 12 31 10%10% 31.34% 15.10% 2016 61

2016 12 31 471,185,465 A 15.10%A22.59% 2016 12 31 XV23 336 A H % % % 1 A 977,530,534 31.34 46.87 28,249,200 0.91 1.35 2 Swiss Re Ltd H 152,857,800 4.90 14.78 3 3 Fosun International Holdings Ltd. H 155,120,200 4.97 15.00 4 4 Fosun International Limited H 124,018,300 3.98 11.99 31,101,900 1.00 3.01 4 5 H 155,120,200 4.97 15.00 4 6 Goldman Sachs (UK) L.L.C. H 85,326,194 2.74 8.25 9,691,237 0.31 0.94 5 7 Goldman Sachs Group UK H 85,326,194 2.74 8.25 Limited 9,691,237 0.31 0.94 5 8 Goldman Sachs International H 85,326,194 2.74 8.25 9,691,237 0.31 0.94 5 9 The Goldman Sachs Group, Inc. H 71,226,662 2.28 6.89 47,746,702 5 6 1.53 4.62 62 2016

1 (www.hkexnews.hk) 2 336 3 Swiss Re Ltd 4 Fosun International Holdings Ltd.Fosun International Limited 5 The Goldman Sachs Group, Inc. Goldman Sachs (UK) L.L.C. 100%Goldman Sachs (UK) L.L.C.Goldman Sachs Group UK Limited 100% Goldman Sachs Group UK Limited Goldman Sachs International 100%Goldman Sachs International H 6. The Goldman Sachs Group, Inc. 2016 12 31 336 2016 63

1958 4 2014 11 284.98 195.02 2016 3 1960 7 2017 1 30.81 18.89 2016 3 2016 12 1969 6 2010 10 1963 12 2016 3 1971 2 2014 7 1973 12 2016 6 DACEY John Robert 1960 5 2014 8 1949 11 2016 3 21.05 4.16 1974 3 2016 3 21.05 4.16 1951 6 2011 9 22.36 4.28 1955 9 2016 8 9.15 1.74 1946 11 2016 9 6.80 1.30 64 2016

1948 7 2009 12 2016 3 1965 1 2009 12 2016 3 1955 11 2009 12 2016 3 1954 11 2009 12 2016 3 1949 5 2009 12 2016 3 1965 12 2009 12 2016 3 1954 6 2009 12 2016 3 1965 4 2016 3 2017 3 CAMPBELL Robert David 1954 8 2010 4 2016 8 77.99 50.41 4.46 0.85 4.46 0.85 4.46 0.85 5.35 1.02 15.28 2.92 1. 2016 3 42016 DACEY John RobertCAMPBELL Robert David DACEY John Robert CAMPBELL Robert David 2016 3 18 2016 6 8 2016 9 12 2016 3 18 2. 2016 3 24 3. 2016 32016 122016 10 28 2017 1 25 2016 112016 12 4. 2016 6 27 2015 2016 8 5 5. 2016 8 25 CAMPBELL Robert DavidCAMPBELL Robert David 6. 2017 3 152017 3 15 7. 2016 65

1959 4 2014 7 1972 3 2016 3 1967 10 2016 3 98.24 40.73 1975 1 2016 3 60.48 16.71 1971 2 2010 1 2016 3 1959 3 2010 1 2016 3 1976 2 2013 3 2016 3 1960 4 2010 1 6.15 2.29 2016 3 1958 4 2010 1 28.61 10.58 2016 3 1962 6 2010 1 18.87 5.13 2016 3 1970 12 2016 5 2016 7 1. 2016 3 42016 2016 3 18 2016 5 20 2. 2016 3 24 3. 2016 7 31 4. 66 2016

1958 4 2016 3 284.98 195.02 2014 10 2016 3 1960 7 2017 1 30.81 18.89 1970 5 2016 12 37.66 24.49 2017 2 1959 9 2004 12 225.62 146.44 1962 8 2016 10 159.60 92.45 2013 2 2016 9 1970 10 2016 10 156.22 89.66 2010 9 2017 3 2013 2 2016 9 1964 12 2016 10 156.22 89.66 2013 2 2016 9 1963 2 2013 2 184.17 112.53 2010 4 2017 3 1972 4 2011 7 151.40 85.72 1963 5 17.03 7.61 1968 4 2017 2 45.45 30.32 1948 7 2013 2 72.99 50.41 2016 3 1956 3 2001 4 188.48 122.99 2016 10 1967 4 2011 7 99.39 56.50 2016 8 1971 2 2013 2 151.35 85.68 2017 1 2013 2 2017 1 2013 10 2017 1 1971 4 2013 2 2016 10 132.10 76.39 2016 67

1. 2016 3 24 2. 2016 10 28 2017 1 25 2016 12 27 2017 2 28 2017 3 6 2017 2 7 3. 2017 3 29 4. 2016 8 20 2017 2 1 5. 2016 11 2016 12 6. 2016 58 2016 32014 112016 5 2015 22014 102016 3 2003 82014 8 LFC 601628 026282007 9 2014 8 1982 2001 2003 68 2016

56 2017 12016 32017 1 2012 12016 6 2012 12013 1 2007 92011 12 2004 92007 82000 5 2007 8 1982 1987 1994 47 2010 102009 12 2010 11 2003 72009 12 1999 2009 53 2016 32016 12 2010 82016 6 601939 0093919852010 1985 72000 46 2014 7 600019 2016 62017 2 2013 82016 6 2006 52013 8 (CPA)(CIA) 19932004 2008 2016 69

43 2016 6 2016 52016 11 2014 32016 5 2012 62014 32003 62012 6 1995 DACEY John Robert 56 DACEY John Robert 2014 8 DACEY DACEY 2012 112015 5 Admin Re 20072012 (AXA)20052007 (Winterthur Insurance)DACEY 1982 1986 67 2016 3 19902007 43 2016 3 (CCISSR) 601998 00998 1999 3 1999 82000 11995 19982003 70 2016

65 2011 9 00934 01680 Worldsec Limited WSL 601808 02883 2009 62013 12 Grant Thornton International Ltd. 2007 62009 5 19802010 1972 1973Surrey 61 2016 8 2013 52016 1 2008 12013 4 2006 62007 12 70 2016 9 601398 01398 00267 2010 62016 7 LFC 601628 026282004 8 2013 9 601988 3988 1990 1976 2003 2009 2013 2016 2016 71

57 2014 7 601601 02601 2009 122014 12013 42015 2 600845 B 900926 2009 52015 3 600150 2008 42015 8 2012 62016 112015 62016 4 2003 62012 6 2009 62010 11982 45 2016 3 2003 72011 11994 20022017 49 2016 32011 2 2010 42011 1 1988 72010 3 1988 42 2016 32016 1 2003 10 1999 72 2016

46 2016 122017 2 2016 122005 72016 8 1993 2000 57 2004 122017 2 2014 11 2016 12 2010 42013 2 2004 102004 11 (CSERM) 1996 54 2016 10 2001 10 2010 46 2016 102010 9 2017 3 2017 11999 1 1996 2011 2016 73

52 2016 10 1997 4 2007 3 1986 1998 2010 EMBA 54 2013 22010 42017 3 2010 1 2010 3 2008 102010 1 2004 12008 10 19842003 44 2011 72013 3 2002 11 2011 53 2016 10 28 2017 3 29 1997 52016 6 19862013 1 EMBA 48 2017 22010 5 1995 2004 74 2016

2009 12 2010 8 2016 12 DACEY John Robert 2012 10 2012 11 2016 5 2015 2 2016 12 2016 6 2013 11 2007 4 2010 9 2016 6 2015 5 2004 9 Worldsec Limited 1997 2 2012 6 2015 6 2016 2 2016 6 2016 6 2004 6 2015 4 2014 12 2016 75

2015 1 2010 3 2010 1 2010 6 2015 8 2010 1 2013 12 2013 12 2015 1 2015 2 2015 2 2015 2 2011 1 2014 7 2017 1 2012 5 2014 1 2014 4 2016 1 2016 1 2016 1 2016 1 2016 1 2016 1 2016 12 2017 2 2017 1 2017 1 2016 8 76 2016

2,420.21 1,382.31 A A 2016 12 31 XV 352 2016 12 31 3554,378 1,703 3.13% 3,012 5.54% 42,629 78.39% 31,879 58.62% 7,034 12.94% 54,378 100.00% 2016 77

1,251 2.30% 22,670 41.69% 30,457 56.01% 54,378 100.00% 78 2016

2016 79

2 2016 2016-3-4 www.sse.com.cn 2016-3-5 www.hkexnews.hk 2015 2016-6-27 www.sse.com.cn 2016-6-28 www.hkexnews.hk 80 2016

1317 5 36 14 A.5.62013 8 27 2016 81

82 2016

12 2016-1-12 www.sse.com.cn 2016-1-13 www.hkexnews.hk 2016-1-20 2016-1-26 2016-2-4 2016-2-25 www.sse.com.cn 2016-2-26 www.hkexnews.hk 2016-3-24 www.sse.com.cn 2016-3-25 www.hkexnews.hk 2016-3-29 www.sse.com.cn 2016-3-30 www.hkexnews.hk 2016-4-29 www.sse.com.cn 2016-4-30 www.hkexnews.hk 2016-7-26 www.sse.com.cn 2016-7-27 www.hkexnews.hk 2016 83

2016-8-30 www.sse.com.cn 2016-8-31 www.hkexnews.hk 2016-10-28 www.sse.com.cn 2016-10-29 www.hkexnews.hk 2016-12-20 www.sse.com.cn 2016-12-21 www.hkexnews.hk 2016 3 4 2016 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% DACEY John Robert 1 0 0 CAMPBELL Robert David 1 0 0 1 1 100% 1 0 0 1 1 100% 1 1 100% 1 1 100% 84 2016

2016 6 27 2015 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% 1 1 100% DACEY John Robert 1 0 0 1 1 100% CAMPBELL Robert David 1 0 0 1 1 100% 1 1 100% 1 0 0 0 0 0 0 0 0 2016 85

2016 5 5 5 0 100% 5 5 0 100% 5 3 2 60% 5 4 1 80% 5 5 0 100% 5 4 1 80% DACEY John Robert 5 4 1 80% CAMPBELL Robert David 5 4 1 80% 5 5 0 100% 5 4 1 80% 5 5 0 100% 5 4 1 80% 5 5 0 100% 86 2016

2016 7 7 0 100% 7 7 0 100% 7 6 1 86% 7 6 1 86% 7 6 1 86% 4 4 0 100% DACEY John Robert 7 4 3 57% 7 6 1 86% CAMPBELL Robert David 4 0 4 0 7 6 1 86% 7 7 0 100% 7 4 3 57% 3 3 0 100% 2 2 0 100% 2016 87

2016 32 4DACEY John Robert 1 CAMPBELL Robert David 15 DACEY John Robert 1 1 88 2016

2 72 5 2 2 0 2 2 0 2 1 1 2 2 0 2 2 0 DACEY John Robert 2 2 0 CAMPBELL Robert David 2 2 0 5 5 0 5 5 0 5 5 0 5 5 0 4 3 1 DACEY John Robert 5 2 3 2 1 1 3 2016 (1) 2016-2018 2017 (2) 2016 2017 20162016-2018 (3) 2015 (4) 2016 89

2016 325 CAMPBELL Robert David CAMPBELL Robert David 34 1 14 90 2016

2 9 3 6 CAMPBELL Robert David 3 2 1 3 3 0 3 2 1 3 3 0 3 3 0 3 3 0 3 3 0 6 6 0 6 5 1 6 3 3 6 6 0 6 1 5 6 6 0 3 3 0 2016 91

3 2016 (1) 20152015 201520162016 2016 2016 (2) 2015 2015 (3) 2016 2015 (4) 2016 20162016 (5) 2015 2016 2015 2015 (6) 92 2016

2016 32 DACEY John Robert 4CAMPBELL Robert David 3DACEY John Robert 5 1 14 2 3 11 3 8 3 3 0 3 2 1 DACEY John Robert 3 3 0 3 3 0 3 3 0 CAMPBELL Robert David 3 2 1 2016 93

8 8 0 3 3 0 8 5 3 DACEY John Robert 8 2 6 8 6 2 8 3 5 2 1 1 3 2 1 4 2016 (1) (2) 2015 2015 2016 (3) (4) 94 2016

2016 312 DACEY John Robert 2 5DACEY John Robert 1 1 2 2 2 2 2 0 0 0 0 2 2 0 0 0 0 DACEY John Robert 2 0 2 2 2 0 2016 95

3 2016 (1) 2015 2015 (2) (3) 2015 422 615 2016-1-12 www.sse.com.cn 2016-1-13 www.hkexnews.hk 2016-3-24 www.sse.com.cn 2016-3-25 www.hkexnews.hk 2016-3-29 www.sse.com.cn 2016-3-30 www.hkexnews.hk 2016-4-29 www.sse.com.cn 2016-4-30 www.hkexnews.hk 2016-8-30 www.sse.com.cn 2016-8-31 www.hkexnews.hk 2016-10-28 96 2016

1 1 0 100% 1 1 0 100% 1 1 0 100% 1 1 0 100% 1 1 0 100% 1 1 0 100% 1 1 0 100% 5 5 0 100% 5 5 0 100% 5 5 0 100% 5 5 0 100% 2016 97

2013 2 2016 3 15 2016 3 292016 6 27 2015 48 98 2016

70 300 21 210 200 80 50 E 2017 5 2016 12 31 2016 99

2016 100 2016

[2008]7 [2010]11 [2010]69 [2015]114 2016 2016 2016 101

2016 [2008]7 [2010]11 2016 2016 1 12016 12 31 2016 102 2016

2016 103

2016 2016 2016 104 2016

(VaR) 2016 1. 2. 3. 4. 5. 6. 7. 1. AAA95% AAA 2016 (1) (2) (3) (4) 2016 105

2. 2016 10A9AA+ 1AA-3A+4A-1 1 A+ 1. 2. 3. 4. 5. 1. 2016 2016 (1) (2) (3) (4) (5) 106 2016

2. 2016 (1) (2) (3) (4) 3. 2016 2016 (1) (2)95567 (3) (4) (5) 4. 2016 (1) (2) (3) (4) 2016 107

2016 2016 1. 2. 3. 4. 5. 2016 1. 2. 3. 4. 5. 6. 108 2016

(www.sse.com.cn) 2016 2016 109

30% 30% (www.sse.com.cn)2016 110 2016

268 1 2 3 4 2016 111

3 2016 0.48 1,497 4,942 30.3% 2015 0.28 873 8,601 10.1% 2014 0.21 655 6,406 10.2% 1 2016 2016 2017 3 292016 0.4814.97 2016 2 2015 2015 0.288.73 2015 2016 8 4 2015 3 2014 2014 0.21 6.55 2014 2015 8 13 2014 112 2016

2016 2016 12 31 2016 12 3131.86 30.59 62.45 949.77 (www.sse.com.cn)2016 23 24 2016 113

73 114 2016

[2008]7 [2010]11 2016 12 31 2016 12 31 25% 15% H 2016 12 31 2016 115

(www.sse.com.cn)2016 116 2016

1. 2. 3. 4. 2016 117

2016 118 2016

(2017) 60847268_A01 2016 12 31 2016 2016 12 31 2016 2016 119

(2017) 60847268_A01 2016 12 31 5,432.28 85% 4(21)(c) 5 (1) 35 74(1)(c) 120 2016

(2017) 60847268_A01 2016 12 31 2,833.08 50% 4(5)(c) 5 (3) 27 2016 121

(2017) 60847268_A01 2016 12 31 2,833.08 116.78 1,368.28 5 (2) 10 17 75(1) 122 2016

(2017) 60847268_A01 2016 123

(2017) 60847268_A01 (1) (2) (3) (4) (5) (6) 124 2016

(2017) 60847268_A01 2017 3 29 2016 125

2016 12 31 2016 12 31 2015 12 31 2016 12 31 2015 12 31 9/69(1) 14,132 13,765 12,634 12,376 10 11,678 13,625 11,585 13,393 2,322 91 2,211 91 11 9,664 9,754 9,312 9,407 12 1,846 1,525 1,846 1,525 13 720 95 720 95 35 57 53 57 53 35 38 32 38 32 35 1,410 2,883 1,410 2,883 35 468 297 468 297 14 23,831 20,879 23,831 20,879 15/69(2) 866 8,556 1,911 7,725 16 79,845 127,762 79,245 127,208 17 283,308 216,897 277,844 216,307 18 195,126 177,502 195,126 177,502 19 54,235 50,722 34,235 30,709 20/69(3) 4,575 3,626 33,652 27,531 21 816 716 715 715 22 3,395 2,177 3,395 2,177 23 6,292 4,566 4,546 4,020 24 1,557 2,261 508 1,511 25 1,792 1,693 1,595 1,647 38 308 6 290 26 643 788 931 988 64 257 289 257 289 699,181 660,560 698,362 659,360 134 288 126 2016

2016 12 31 2016 12 31 2015 12 31 2016 12 31 2015 12 31 9 22 28 39,246 19,816 39,246 19,816 3,042 2,823 3,042 2,823 1,713 1,547 1,713 1,547 29 215 95 215 95 30 2,078 1,748 1,781 1,457 31 1,550 1,171 1,491 1,133 32 2,950 1,624 2,950 1,624 33 1,460 2,072 1,484 1,172 34 29,820 26,881 29,820 26,881 35 1,164 1,083 1,164 1,083 35 640 559 640 559 35 502,493 491,441 502,493 491,441 35 38,931 31,358 38,931 31,358 36 14,000 19,000 14,000 19,000 37 29 29 29 29 38 54 853 853 39 411 312 408 311 64 251 285 251 285 640,056 602,719 639,658 601,467 40 3,120 3,120 3,120 3,120 41 23,919 23,964 23,917 23,962 42 921 3,662 900 3,651 43 3,403 2,955 3,403 2,955 43 3,403 2,955 3,403 2,955 44 24,352 21,179 23,961 21,250 59,118 57,835 58,704 57,893 45 7 6 59,125 57,841 58,704 57,893 699,181 660,560 698,362 659,360 134 288 126 288 2016 127

2016 2016 2015 2016 2015 146,173 158,453 145,661 157,998 111,547 111,220 111,547 111,220 46 112,560 111,859 112,560 111,859 47 (936) (690) (936) (690) 48 (77) 51 (77) 51 49/69(5) 34,011 46,223 33,607 46,063 148 535 105 516 50 (373) (9) (375) (6) 475 305 475 305 51 513 714 407 416 (139,708) (147,174) (139,678) (146,821) 52 (43,777) (54,336) (43,777) (54,336) 53 (39,709) (24,836) (39,709) (24,836) 1,965 308 1,965 308 54 (26,077) (40,178) (26,077) (40,178) 55 (1,296) 323 (1,296) 323 56 (168) (985) (143) (956) (13,530) (10,669) (13,530) (10,669) 57 (13,322) (12,839) (13,339) (12,697) 241 184 241 184 58 (2,693) (3,533) (2,671) (3,351) 59 (1,342) (613) (1,342) (613) 6,465 11,279 5,983 11,177 60 127 610 126 589 1 1 1 1 61 (110) (107) (109) (107) (4) (6) (4) (6) 6,482 11,782 6,000 11,659 62 (1,539) (3,180) (1,420) (3,125) 4,943 8,602 4,580 8,534 134 288 128 2016

2016 2016 2015 2016 2015 4,942 8,601 1 1 42 (2,741) 1,530 (2,751) 1,523 (2,741) 1,530 (2,751) 1,523 (107) (107) (2,643) 1,524 (2,644) 1,523 9 6 2,202 10,132 1,829 10,057 2,201 10,131 1 1 63 1.58 2.76 1.58 2.76 134 288 2016 129

2016 2015 1 1 3,120 23,964 2,132 2,102 2,102 14,939 48,359 5 48,364 1,530 853 853 6,240 9,476 1 9,477 1,530 8,601 10,131 1 10,132 853 853 (2,361) (655) (655) 853 (853) 853 (853) (655) (655) (655) 2015 12 31 3,120 23,964 3,662 2,955 2,955 21,179 57,835 6 57,841 2016 1 1 3,120 23,964 3,662 2,955 2,955 21,179 57,835 6 57,841 (45) (2,741) 448 448 3,173 1,283 1 1,284 (2,741) 4,942 2,201 1 2,202 458 458 (1,789) (873) (873) 458 (458) 458 (458) (873) (873) (873) (45) (10) (10) 20 (45) (45) (45) (45) (45) (10) (10) 20 2016 12 31 3,120 23,919 921 3,403 3,403 24,352 59,118 7 59,125 134 288 130 2016

2016 2015 1 1 3,120 23,962 2,128 2,102 2,102 15,077 48,491 1,523 853 853 6,173 9,402 1,523 8,534 10,057 853 853 (2,361) (655) 853 (853) 853 (853) (655) (655) 2015 12 31 3,120 23,962 3,651 2,955 2,955 21,250 57,893 2016 1 1 3,120 23,962 3,651 2,955 2,955 21,250 57,893 (45) (2,751) 448 448 2,711 811 (2,751) 4,580 1,829 458 458 (1,789) (873) 458 (458) 458 (458) (873) (873) (45) (10) (10) (80) (145) (45) (45) (10) (10) (80) (100) 2016 12 31 3,120 23,917 900 3,403 3,403 23,961 58,704 134 288 2016 131

2016 2016 2015 2016 2015 112,458 112,453 112,458 112,453 765 765 2,002 2,002 483 1,812 483 1,812 65(1) 633 756 581 496 116,341 115,021 116,289 114,761 (82,160) (78,849) (82,160) (78,849) (185) (185) (2,303) (2,303) (13,372) (10,179) (13,372) (10,179) (9,329) (8,295) (8,957) (7,863) (1,430) (3,301) (1,340) (3,218) 65(2) (2,720) (4,460) (4,089) (4,287) (109,011) (107,572) (109,918) (106,884) 66(1)/69(6) 7,330 7,449 6,371 7,877 223,571 275,001 221,620 268,096 31,378 31,031 31,318 30,924 3 4 2 4 46 46 107,950 171,574 107,654 171,364 362,948 477,610 360,640 470,388 (273,331) (259,295) (271,580) (252,882) (2,952) (5,976) (2,952) (5,976) (1,932) (2,475) (1,227) (1,905) (855) (110,182) (170,051) (109,775) (169,880) (10) (4) (487) (430) (389,262) (437,801) (386,021) (431,073) (26,314) 39,809 (25,381) 39,315 134 288 132 2016

2016 2016 2015 2016 2015 783 4,767,500 3,066,963 4,767,500 3,066,963 4,767,500 3,067,746 4,767,500 3,066,963 (1,814) (1,598) (1,814) (1,598) (10) (5,000) (5,000) (4,741,741) (3,114,247) (4,741,741) (3,114,247) (4,748,565) (3,115,845) (4,748,555) (3,115,845) 18,935 (48,099) 18,945 (48,882) 375 242 365 237 326 (599) 300 (1,453) 13,904 14,503 12,432 13,885 66(3)/69(6) 14,230 13,904 12,732 12,432 134 288 2016 133

2016 12 31 1 1996 9 5 2000 122011 31226 2011 12 A 158,540,000 H 358,420,000 2012 1H 2,586,60031.20 1 8 2 15 2014 3 2016 12 312016 134 2016

2016 12 31 4 (1) 1 1 12 31 (2) (3) (a) (b) 2016 135

2016 12 31 4 (4) (5) (a) (i) 136 2016

2016 12 31 4 (5) (a) (i) (ii) (iii) (iv) 2016 137

2016 12 31 4 (5) (b) (c) (1) (2) 138 2016

2016 12 31 4 (5) (c) 50% (d) 2016 139

2016 12 31 4 (5) (e) (i) (ii) (6) (a) (b) 140 2016

2016 12 31 4 (6) (c) (d) (7) (8) 2016 141

2016 12 31 4 (9) 6 (10) (11) (a) 50 (b) (c) 142 2016

2016 12 31 4 (12) (13) (a) 2016 143

2016 12 31 4 (13) (a) 7 12 (b) 144 2016

2016 12 31 4 (13) (c) (d) (e) 2016 145

2016 12 31 4 (14) 20% (15) 40-45 5% 2.11%~2.38% 4(20) 146 2016

2016 12 31 4 (16) 40-45 5% 2.11%~2.38% 5-8 5% 11.88%~19.00% 5-12 5% 7.92%~19.00% 4(20) 2016 147

2016 12 31 4 (17) 4(20) (18) 4(20) 40 3-5 (19) (20) 148 2016

2016 12 31 4 (21) (a) (b) 2016 149

2016 12 31 4 (21) (c) (i) (ii) 150 2016

2016 12 31 4 (21) (c) (iii) (1) (2) (3) 2016 151

2016 12 31 4 (21) (c) (iii) 152 2016

2016 12 31 4 (21) (c) (iii) Bornhuetter-Ferguson 2016 153

2016 12 31 4 (21) (c) (iii) (d) 154 2016

2016 12 31 4 (21) (e) 4(6)(b) 4(6)(d) (22) 2009 1 120082 (a) 0.15%0.05% (b) 0.8%0.15% (c) 0.8% 0.08% 0.05% 1% (23) 2016 155

2016 12 31 4 (23) (a) (b) (a) (b) 156 2016

2016 12 31 4 (23) (24) (a) 4(21)(c)(i) (b) (c) (d) 2016 157

2016 12 31 4 (25) (26) 158 2016

2016 12 31 4 (27) (28) (a) (b) 2016 159

2016 12 31 4 (28) (b) (c) (29) 2009 10% (30) (31) (a) 160 2016

2016 12 31 4 (31) (c) (32) (1) (2) (3) 162 2016

2016 12 31 4 (33) 2016 163

2016 12 31 5 (1) (a) = 100% 5% 164 2016

2016 12 31 5 (1) (b) 1% = 100% (2) 2016 165

2016 12 31 5 (1) (a) 2016 12 312015 12 31 2016 12 31 4.50%~5.00% 2015 12 31 5.00%~5.50% 2016 12 312015 12 31 2016 12 31 3.23%~5.32% 2015 12 31 3.57%~5.93% 166 2016

2016 12 31 5 (1) (d) 70% (e) (2) (a) 168 2016

2016 12 31 5 (2) (b) (c) (d) 75 (3) (4) (5) 37 2016 169

2016 12 31 5 (6) 19982006 2,910 2007 1,455 2011 3354 2015 1702001 2002170 170 2013 3 18 2013 12 25 5.75 2014 5 132014 7 8 2015 11 24 1,623 1,581 2016 5 25 170 2016

2016 12 31 5 (6) 915 2016 12 31 9152015 12 31 931 (7) (8) 5(1)2016 12 31 2016 12 31 3,186 3,059 6,245 2017 3 29 2016 171

2016 12 31 6 (1) 25% (2) 2016 5 1 5% 5% (3) [2016]36 2016 5 1 2016 5 1 6% (4) 2016 5 1 2016 5 1 172 2016

2016 12 31 7 (1) 2016 12 31 563 99.40% 99.40% 6 40 99.64% 99.64% 1 1 5 100% 100% 632 100% 100% 2 964 100% 100% 15 100% 100% 100 100% 100% 3 1,173 100% 100% 10 100% 100% 4 1,000 99.99% 99.99% 5 8 100% 100% 530 100% 100% 5,040 7 2016 173

2016 12 31 7 (1) 1 2015 2 2016 4 19102 664 2016 8 3 300 9642016 12 31 300 964 3 2014 3 26760 1,908 2018 4 2920152016 84 3292016 12 311,173 4 2016 8 26 2016 9 19 500 99% 1%2016 10 28 49552016 12 31 990 10 5 2016 4 292016 12 20 500 3,200 2016 12 31 8 500 911100007899 57546R 50 61181637-000- 03-14-6 5 530000000005 596 632 911102297832 48802X 174 2016

2016 12 31 7 (1) 664 911102295938 83274Y 15 911102295938 83282R 100 911101070938 162519 1,908 914690020987 0905XR 2016 175

2016 12 31 7 (1) 10 914401013046 02350H 500 91110105 MA008ABN6W 500 91340100099 501517Y 500 91110302675 050065Q 176 2016

2016 12 31 7 (2) 100% 10,000 100 309 100% 10,000 100 21 94.12% 12 1.6 85 9 59 99.99% 10 1,000 99.99% 40 4,000 (3) 20 2016 177

2016 12 31 8 (1) 2016 (2) 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 178 2016

2016 12 31 8 (2) 2015 12 4 765 170 507 113 2016 1 1 45% 45% 10% 2016 1 12016 1 1 2015 12 31 967 200 (883) 284 765 481 2015 190 158 (101) 2016 179

2016 12 31 9 2016 12 31 2015 12 31 5,412 1.0000 5,412 7,357 1.0000 7,357 452 6.9370 3,135 553 6.4936 3,594 3,106 0.8945 2,778 3,085 0.8378 2,585 11,325 13,536 2,807 1.0000 2,807 229 1.0000 229 2,807 229 8,219 1.0000 8,219 7,586 1.0000 7,586 452 6.9370 3,135 553 6.4936 3,594 3,016 0.8945 2,778 3,085 0.8378 2,585 14,132 13,765 180 2016

2016 12 31 10 2016 12 31 2015 12 31 19 216 168 367 413 434 816 801 7,768 9,470 506 630 8,274 10,100 2,588 2,588 2,588 2,588 136 136 11,678 13,625 2016 181

2016 12 31 11 2015 12 31 2016 12 31 4,688 5,607 (7,654) 2,641 4,626 19,988 (18,114) 6,500 440 1,057 (974) 523 9,754 26,652 (26,742) 9,664 9,754 26,652 (26,742) 9,664 2014 12 31 2015 12 31 5,594 8,054 (8,960) 4,688 4,718 18,292 (18,384) 4,626 327 1,008 (895) 440 10,639 27,354 (28,239) 9,754 10,639 27,354 (28,239) 9,754 (1) 2016 12 31 2015 12 31 (2) 2016 12 31 2015 12 31 (3) 2016 12 31 70(5) 5%5% 2015 12 31 (4) 2016 12 312015 12 31 182 2016

2016 12 31 12 2016 12 31 2015 12 31 1,189 1,131 637 378 20 16 1,846 1,525 1,846 1,525 (1) 2016 12 31 3 2015 12 31 (2) 2016 12 31 2015 12 31 (3) 2016 12 31 5%5% 2015 12 31 (4) 2016 12 31 2015 12 31 2016 183

2016 12 31 13 2016 12 31 2015 12 31 714 82 5 11 1 2 720 95 720 95 (1) 2016 12 31 12015 12 31 (2) 2016 12 31 2015 12 31 (3) 2016 12 31 5%5% 2015 12 31 (4) 2016 12 31 714 1 99% 5% 5 1 1% 1 1 720 100% (5) 2016 12 31 2015 12 31 184 2016

2016 12 31 14 2016 12 316 2015 12 31 15 2016 12 31 2015 12 31 15(10) 353 353 5,963 5,963 15(9) 165 165 637 637 124 124 941 941 15(4) 915 (915) 931 (931) 49 49 78 78 15(12) 37 (37) 37 (37) 30 30 34 34 15(14) 16 (16) 16 (16) 15(13) 14 (14) 14 (14) 15(15) 12 (12) 12 (12) 15(11) 4 4 5 5 145 (4) 141 903 (5) 898 1,864 (998) 866 9,571 (1,015) 8,556 (1) 2016 12 31 2015 12 31 1 1 507 7,261 12 2 187 1,054 23 3 152 126 34 4 31 95 45 5 19 10 5 968 1,025 1,864 9,571 (998) (1,015) 866 8,556 2016 185

2016 12 31 15 (2) 2016 (1,015) (2) 16 3 (998) 2015 (1,022) (6) 3 10 (1,015) (3) 2016 12 31 2015 12 31 915 49% (915) 100% 931 10% (931) 100% 696 37% 7,624 79% 170 9% 932 10% 83 5% (83) 100% 84 1% (84) 100% 1,864 100% (998) 54% 9,571 100% (1,015) 11% (4) 2016 12 31 915 (915) 100% 5(6) 915 (915) 2015 12 31 931 (931) 100% 5(6) 931 (931) 186 2016

2016 12 31 15 (5) 2016 12 31 37 (37) 100% 15(12) 14 (14) 100% 15(13) 16 (16) 100% 15(14) 12 (12) 100% 15(15) 4 (4) 100% 83 (83) 2015 12 31 37 (37) 100% 15(12) 14 (14) 100% 15(13) 16 (16) 100% 15(14) 12 (12) 100% 15(15) 5 (5) 100% 84 (84) 2016 187

2016 12 31 15 (6) 2016 12 31 915 49% 5 (915) 353 19% 1 165 9% 1 1-2 124 7% 1 1-2 49 3% 1-5 1,606 87% (915) 2015 12 31 5,963 62% 1 941 10% 1 1-2 931 10% 5 (931) 637 7% 1 1-2 78 1% 1-5 8,550 90% (931) (7) 2016 12 31 5%5%2015 12 31 (8) 2016 12 312015 12 31 (9) 188 2016

2016 12 31 15 (10) (11) (12) 2005372005 37 (13) 2009 295 277 18 2011 72012 202012 2012 80 1002012 12 31 26162 2013 9 2015 3 2016 189

2016 12 31 15 (14) 2005 477 20092012 373 2012 16 88 (15) 2004 1042004 100 162007 12 16 2016 12 31 2015 12 31 33 18,308 16,934 3 1 1 26,728 52,683 12 2 2,209 44,836 23 3 7,000 2,209 34 4 4,100 7,000 45 5 15,000 4,100 5 6,500 79,845 127,762 190 2016

2016 12 31 17 2016 12 31 2015 12 31 300 40 3,523 3,387 28,917 31,841 12,565 14,241 62,534 49,903 71,126 17,176 80 80 179,045 116,668 5,000 5,000 39,105 42,570 27,642 31,820 1,256 913 13,769 10,552 81,772 85,855 2,728 996 3,700 3,200 11,063 10,178 17,491 14,374 283,308 216,897 2016 12 31 2015 12 31 2016 191

2016 12 31 17 (1) 2016 12 31 2015 12 31 179,045 116,668 177,464 113,625 1,581 3,043 81,772 85,855 81,610 75,041 1,519 10,978 (1,357) (164) 260,817 202,523 259,074 188,666 3,100 14,021 (1,357) (164) 192 2016

2016 12 31 17 (1) 2016 5,000 5,000 4 996 1,755 (23) 2,728 5 3,200 500 3,700 5 10,178 885 11,063 18 14,374 8,140 (23) 22,491 32 2015 366 664 (34) 996 9 3,200 3,200 10,178 10,178 366 14,042 (34) 14,374 9 (2) 2016 2015 (164) (164) (536) (536) (1,356) (1,356) (610) (610) (610) (610) 163 163 982 982 (1,357) (1,357) (164) (164) 2016 193

2016 12 31 18 2016 12 31 2015 12 31 62,359 66,363 45,834 50,405 34,639 37,317 29,724 32,214 42,913 45,103 42,792 46,679 55,215 57,250 59,152 64,238 195,126 206,033 177,502 193,536 2016 12 312015 12 31 2016 2016 19 2016 12 31 2015 12 31 13 (1) 20,000 20,000 (2) 32,835 29,299 1,400 1,410 54,235 50,722 194 2016

2016 12 31 19 (1) (2) 20 2016 12 31 2015 12 31 2,833 2,822 757 763 199 56 26 15 15 715 4,575 3,626 2016 2.09 2016 12 31 2016 195

2016 12 31 20 2016 2,917 2,822 95 45 153 (148) (71) (63) 2,833 600 763 (6) 757 192 192 7 199 7 26 43 (13) 56 10 15 1 (1) 15 8(2) 507 765 (50) 715 4,233 3,626 287 45 765 148 (148) (85) (63) 4,575 2015 9 22 40% 192 2016 4 142016 12 31 116 2015 2,822 2,822 2,822 8,500 8,768 (8,500) 509 (777) 600 770 (7) 763 1 100 100 (100) 3 (3) 2 470 497 (470) 10 (37) 7 7 19 26 10 15 1 (1) 15 12,509 10,150 (6,241) 535 (818) 3,626 196 2016

2016 12 31 20 9.97% 0% 9.97% 24% 0% 24% 2,500 40% 0% 40% 19.1 0% 39.86% 39.86% 39 30% 0% 30% 4 45% 0% 45% 1,127 2011 8 232011 24% 2016 12 312016 2015 12 312015 2016 12 31 2015 12 31 86,283 61,797 80,621 71,326 166,904 133,123 71,382 45,413 39,778 38,363 111,160 83,776 31,626 33,547 (2,638) (3,844) 28,988 29,703 2,890 2,822 (57) 2,833 2,822 2016 197

2016 12 31 20 2016 2015 27,304 17,753 4,574 4,097 3,223 (51) 71 2016 2015 1,027 804 45 13 45 13 198 2016

2016 12 31 20 8(2) 2016 1 1 2016 1 1 2016 12 312016 2016 12 31 123 1,118 1,241 134 134 1,107 499 216 715 2016 221 (112) (112) 2016 199

2016 12 31 21 2016 12 31 195 520 1 50 50 816 2015 12 31 465 10 240 1 716 200 2016

2016 12 31 22 2016 2,409 2,409 1 1 1,414 1,414 (96) (96) 3,728 3,728 (232) (232) (78) (78) (41) (41) 18 18 (333) (333) 3,395 3,395 2,177 2,177 2015 1,840 1,840 599 599 (30) (30) 2,409 2,409 (175) (175) (48) (48) (14) (14) 5 5 (232) (232) 2,177 2,177 1,665 1,665 2016 201

2016 12 31 22 (1) 2016 512 553 2015 198 212 (2) 2016 12 318272015 12 31 (3) 2016 12 314,421 2015 12 31 3,208 1,930 53,700-83,000 84,000-93,000 1,200-1,600 3.5%-4.5% 981 10-12 6%-7% 431 2.7-3.2 6%-7% 283 3.7-4 5.5%-7% 202 2016

2016 12 31 22 162 46,000-53,000 147 1.7-2.5 4.5-6.67 3-6% 5-5.5% 132 3.3-4.3 6.25%-6.5% 109 7.8-8.3 5%-5.5% 108 7.6-8.3 4.5-6% 48 1.7-2.5 6%-7% 25 1.4-1.6 4.5%-5.5% 2016 203

2016 12 31 22 25 2.0-2.5 5%-6% 10 2.5-3.2 6.5%-7.5% 27 1.5-2.0 7%-8% 3 1.4-1.6 5%-6% 204 2016

2016 12 31 23 2016 4,424 1,184 185 5,793 40 127 1 168 2,277 51 2,328 96 96 (116) (4) (120) (553) (553) (80) (2) (82) 6,284 1,166 180 7,630 (473) (682) (72) (1,227) (107) (124) (14) (245) 32 1 33 (18) (18) 41 41 75 3 78 (557) (699) (82) (1,338) 5,727 467 98 6,292 3,951 502 113 4,566 2016 205

2016 12 31 23 2015 4,001 1,076 188 5,265 8 171 8 187 598 7 605 30 30 (212) (212) (1) (70) (11) (82) 4,424 1,184 185 5,793 (387) (610) (64) (1,061) (95) (138) (14) (247) (5) (5) 14 14 66 6 72 (473) (682) (72) (1,227) 3,951 502 113 4,566 3,614 466 124 4,204 2016 12 311,473 2015 12 31 459 206 2016

2016 12 31 24 2016 12 31 2015 12 31 624 624 290 290 660 660 132 132 46 46 107 107 82 82 423 423 169 169 143 143 404 404 738 738 1,557 1,557 2,261 2,261 2016 12 31 1%2015 12 31 25 2016 1,426 676 2,102 159 20 179 71 71 (10) (10) 1,585 757 2,342 (84) (325) (409) (39) (104) (143) 2 2 (123) (427) (550) 1,462 330 1,792 1,342 351 1,693 2016 207

2016 12 31 25 2015 1,426 433 1,859 10 10 233 233 1,426 676 2,102 (49) (251) (300) (35) (74) (109) (84) (325) (409) 1,342 351 1,693 1,377 182 1,559 2016 12 311,2772015 12 31 1,312 208 2016

2016 12 31 26 2016 12 31 2015 12 31 (1) 357 369 135 213 11 140 206 643 788 [2016]22 2016 2016 (1) 2015 12 31 2016 12 31 279 94 (91) 282 90 6 (21) 75 369 100 (112) 357 2014 12 31 2015 12 31 207 152 (80) 279 69 44 (23) 90 276 196 (103) 369 2016 209

2016 12 31 27 2015 2016 12 31 12 31 1,015 2 (16) (3) 998 164 1,356 (163) 1,357 1,179 1,358 (16) (3) (163) 2,355 2014 2015 12 31 12 31 1,022 6 (3) (10) 1,015 536 610 (982) 164 1,558 616 (3) (10) (982) 1,179 28 2016 12 31 2015 12 31 (1) 6,531 4,890 (2) 32,715 14,926 39,246 19,816 2016 12 31 2015 12 31 39,246 19,816 39,246 19,816 210 2016

2016 12 31 28 2016 12 31 2015 12 31 33 39,246 19,816 39,246 19,816 (1) 2016 12 31 6,5632015 12 31 4,932 (2) 2016 12 31 57,1032015 12 31 31,874 29 2016 12 31 2015 12 31 123 44 89 46 3 5 215 95 (1) 2016 12 31 5%5% 2015 12 31 (2) 2016 12 31 2015 12 31 (3) 2016 12 31 2015 12 31 2016 211

2016 12 31 30 2016 (1) 1,560 8,757 (8,428) 1,889 (2) 30 863 (861) 32 4 (4) 158 100 (101) 157 1,748 9,724 (9,394) 2,078 2015 (1) 1,351 7,694 (7,485) 1,560 (2) 35 768 (773) 30 3 (3) 126 109 (77) 158 1,512 8,574 (8,338) 1,748 2016 12 312015 12 31 2016 212 2016

2016 12 31 30 (1) 2015 12 31 2016 12 31 1,341 7,695 (7,442) 1,594 198 195 (113) 280 3 328 (329) 2 294 (294) 12 (12) 3 22 (23) 2 14 389 (390) 13 4 150 (154) 1,560 8,757 (8,428) 1,889 2014 12 31 2015 12 31 1,174 6,774 (6,607) 1,341 158 160 (120) 198 304 (301) 3 (2) 264 (262) 17 (17) 2 23 (22) 3 17 333 (336) 14 2 123 (121) 4 1,351 7,694 (7,485) 1,560 2016 213

2016 12 31 30 (2) 2015 12 31 2016 12 31 9 714 (713) 10 14 39 (40) 13 7 110 (108) 9 30 863 (861) 32 2014 12 31 2015 12 31 8 624 (623) 9 13 44 (43) 14 14 100 (107) 7 35 768 (773) 30 31 2016 12 31 2015 12 31 1,313 1,007 56 145 120 4 32 32 12 1,550 1,171 214 2016

2016 12 31 32 2016 12 31 2015 12 31 2,832 1,551 118 73 2,950 1,624 (1) 2016 12 31 5%5%2015 12 31 (2) 2016 12 312015 12 31 (3) 2016 12 318052015 12 31 612 33 2016 12 31 2015 12 31 275 243 100 92 67 55 50 49 43 15(12) 37 37 29 34 33(4) 783 823 815 1,460 2,072 (1) 2016 12 31 5%5%2015 12 31 (2) 2016 12 312015 12 31 2016 215

2016 12 31 33 (3) 2016 12 312832015 12 31 337 (4) 2015 12 4 765 170 507 113 2015 12 317832016 1 22 1,12745% 45% 10% 34 2016 2015 26,881 27,965 10,609 8,865 (8,615) (11,140) (88) (135) 1,084 1,294 (51) 32 29,820 26,881 2016 12 31 2015 12 31 1 1 2,650 2,768 13 3 6,854 5,436 35 5 2,890 2,878 5 17,426 15,799 29,820 26,881 216 2016

2016 12 31 35 (1) 2015 2016 12 31 12 31 1,083 3,213 (3,132) 1,164 559 1,372 (1,291) 640 491,441 92,843 (36,889) (43,224) (1,678) 502,493 31,358 11,256 (1,528) (553) (1,602) 38,931 524,441 108,684 (39,708) (43,777) (6,412) 543,228 2014 2015 12 31 12 31 1,132 2,831 (2,880) 1,083 562 1,201 (1,204) 559 452,805 118,110 (22,605) (53,980) (2,889) 491,441 25,601 8,240 (1,026) (356) (1,101) 31,358 480,100 130,382 (24,835) (54,336) (6,870) 524,441 2016 217

2016 12 31 35 (1) 2015 2016 12 31 12 31 (53) (149) 145 (57) (32) (100) 94 (38) (2,883) (287) 1,711 36 13 (1,410) (297) (314) 158 18 (33) (468) (3,265) (850) 1,963 54 125 (1,973) 2014 2015 12 31 12 31 (51) (177) 175 (53) (35) (127) 130 (32) (2,768) (268) 47 84 22 (2,883) (86) (259) 131 14 (97) (297) (2,940) (831) 308 98 100 (3,265) 218 2016

2016 12 31 35 (2) 2016 12 31 2015 12 31 1 1 1 1 1 1 1,164 1,164 1,083 1,083 640 640 559 559 24,193 478,300 502,493 27,270 464,171 491,441 2 38,929 38,931 3 31,355 31,358 25,999 517,229 543,228 28,915 495,526 524,441 2016 12 31 2015 12 31 1 1 1 1 1 1 (57) (57) (53) (53) (38) (38) (32) (32) (74) (1,336) (1,410) (58) (2,825) (2,883) (181) (287) (468) (95) (202) (297) (350) (1,623) (1,973) (238) (3,027) (3,265) (3) 2016 12 31 2015 12 31 486 419 124 114 30 26 640 559 2016 219

2016 12 31 36 2011 95,000105.7% 5 6 57.7%2016 9 2012 710,000104.6% 5 6 56.6% 2014 114,00010 5.6%5 7.6% 2015 2016 12 31 12 31 19,000 5,000 14,000 2014 2015 12 31 12 31 19,000 19,000 2016 12 31 14,100 220 2016

2016 12 31 37 2016 2015 29 29 29 29 38 (1) 2016 12 31 2015 12 31 1,643 3,062 (1,389) (3,909) 308 6 (54) (853) 2016 221

2016 12 31 38 (1) 2016 12 31 2015 12 31 22 87 (1) (3) (319) (1,280) (2) (10) 227 907 97 388 8 33 428 1,713 192 768 (303) (1,213) (36) (147) 1 4 308 1,223 6 24 222 2016

2016 12 31 38 (1) 2016 12 31 2015 12 31 (19) (77) (1,199) (4,795) 25 100 66 262 387 1,547 189 758 (302) (1,208) (54) (216) 1 (54) (216) (853) (3,412) 2016 223

2016 12 31 38 (2) 2016 12 31 2015 12 31 45 178 339 1,357 41 164 97 389 74 295 428 1,713 387 1,547 192 768 189 758 30 119 486 1,944 2,340 9,360 53 210 3 12 1 5 1,643 6,571 3,062 12,248 11 1,132 4,527 2,897 11,587 1 511 2,044 165 661 1,643 6,571 3,062 12,248 224 2016

2016 12 31 38 (3) 2016 12 31 2015 12 31 (50) (199) (805) (3,224) (3,541) (14,165) (23) (91) (112) (450) (16) (64) (356) (1,424) (302) (1,207) (93) (375) (1,389) (5,564) (3,909) (15,635) 11 (831) (3,332) (3,591) (14,363) 1 (558) (2,232) (318) (1,272) (1,389) (5,564) (3,909) (15,635) (4) 2016 12 31 2015 12 31 364 495 364 495 2016 12 31 2016 225

2016 12 31 38 (4) 2016 2015 2016 13 2017 51 54 2018 28 58 2019 72 176 2020 96 194 2021 117 364 495 39 2016 12 31 2015 12 31 237 310 166 5 1 3 1 411 312 226 2016

2016 12 31 40 2015 2016 12 31 12 31 2,086 2,086 1,034 1,034 3,120 3,120 2014 2015 12 31 12 31 2,086 2,086 1,034 1,034 3,120 3,120 1 41 2015 12 31 2016 12 31 17 (62) (45) 23,964 23,964 23,964 17 (62) 23,919 2016 227

2016 12 31 42 2016 2015 10,964 (2,742) 8,222 21,758 (5,440) 16,318 (23) 6 (17) (15,482) 3,871 (11,611) (7,416) 1,854 (5,562) (4,244) 1,061 (3,183) 143 (36) 107 (9) (9) 6 6 3,659 (918) 2,741 2,038 (508) 1,530 2015 12 31 2016 12 31 10,624 (10,941) 2,736 2,419 (7,020) 7,416 (1,854) (1,458) 5 (143) 36 (102) 5 9 14 48 48 3,662 (3,659) 918 921 228 2016

2016 12 31 42 2014 12 31 2015 12 31 5,917 6,276 (1,569) 10,624 (3,837) (4,244) 1,061 (7,020) 5 5 (1) 6 5 48 48 2,132 2,038 (508) 3,662 43 2015 12 31 2016 12 31 2,955 458 (10) 3,403 2,955 458 (10) 3,403 5,910 916 (20) 6,806 2014 12 31 2015 12 31 2,102 853 2,955 2,102 853 2,955 4,204 1,706 5,910 10% 50% 201610%4582015 10% 853 2007 3 202016 10% 2015 10% 2016 229

2016 12 31 44 2015 1 1 14,939 8,601 43 (853) 10% 43 (853) 10% (655) 2015 12 31 21,179 2016 1 1 21,179 4,942 20 43 (458) 10% 43 (458) 10% 44(1) (873) 2016 12 31 24,352 (1) 2016 6 18 0.28 2015 873 (2) 2016 12 31682015 12 31 49 2016 192015 16 45 2016 12 31 2015 12 31 6 6 1 7 6 230 2016

2016 12 31 46 2016 2015 87,077 93,562 24,182 17,197 1,301 1,100 112,560 111,859 47 2016 2015 638 462 284 213 14 15 936 690 48 2016 2015 77 (51) 2016 231

2016 12 31 49 2016 2015 14,015 24,167 8,584 8,302 5,607 8,054 3,410 3,161 1,030 979 704 995 481 148 535 27 29 5 1 34,011 46,223 26,652 27,354 (1) 2016 2015 (2) 20165%2015 50 2016 2015 (42) 10 (326) (25) (368) (15) (7) 8 (7) 8 2 (2) (373) (9) 232 2016

2016 12 31 51 2016 2015 88 135 173 135 252 444 513 714 52 2016 2015 43,224 53,980 553 356 43,777 54,336 53 (1) 2016 2015 39,709 24,836 (2) 2016 2015 1,291 1,205 25,664 12,424 9,483 8,500 3,271 2,707 39,709 24,836 2016 233

2016 12 31 54 (1) 2016 2015 81 (3) 18,225 34,530 7,771 5,651 26,077 40,178 (2) 2016 2015 10 (28) 67 25 4 81 (3) 55 2016 2015 (5) 3 1,471 (115) (170) (211) 1,296 (323) 234 2016

2016 12 31 56 2016 2015 61 54 885 22 47 19 45 3 3 6 8 168 985 [2016]22 2016 5 1 57 2016 2015 9,721 8,520 848 837 496 436 360 564 347 711 279 302 197 189 159 227 126 143 102 75 73 98 50 63 48 48 20 26 496 600 13,322 12,839 2016 235

2016 12 31 58 2016 2015 1,067 1,331 896 969 558 888 82 71 8 10 82 264 2,693 3,533 59 2016 2015 1,356 610 15(13) (3) (16) 2 6 1,342 613 60 2016 2015 45 571 46 11 26 1 1 24 12 127 610 20162015 236 2016

2016 12 31 61 2016 2015 4 6 106 101 110 107 20162015 62 2016 2015 1,707 2,822 (168) 358 1,539 3,180 2016 2015 6,482 11,782 25% 1,621 2,945 (1,837) (893) 1,729 1,204 29 (70) (2) (3) (4) 1,539 3,180 2016 237

2016 12 31 63 (1) 2016 2015 4,942 8,601 3,120 3,120 1.58 2.76 1.58 2.76 (2) 2016 2015 238 2016

2016 12 31 64 (1) 2000 6 30[2000]262015 4 1 [2015]32 2016 5 3 [2015]32i 2016 239

2016 12 31 64 (1) (2) 5-(2) (3) 2016 12 31 2015 12 31 98 56 156 231 156 231 3 2 257 289 2016 2015 12 31 12 31 251 285 240 2016

2016 12 31 64 (4) 2016 12 31 2015 12 31 23 25 10.8704 11.3423 2016 12 31 2015 12 31 4 1.0121 (5) 0.1% 16 0.2%1.5% i 0.4% 2016 241

2016 12 31 65 (1) 2016 2015 222 154 411 602 633 756 (2) 2016 2015 848 857 360 564 347 711 279 302 197 189 159 227 126 143 102 69 73 98 50 63 179 1,237 2,720 4,460 242 2016

2016 12 31 66 (1) 2016 2015 4,943 8,602 1,342 613 323 295 143 109 112 103 3 5 77 (51) 26,077 40,178 1,296 (323) 373 9 (34,011) (46,223) (475) (305) 1,454 1,857 (168) 358 (45) (571) 258 1,325 5,628 1,468 7,330 7,449 (2) 2016 2015 3 83 1,812 13,821 12,691 13,904 14,503 3 83 14,230 13,821 14,230 13,904 326 (599) 2016 243

2016 12 31 66 (3) 2016 12 31 2015 12 31 11,423 13,673 2,807 231 14,230 13,904 67 2016 12 31 2015 12 31 452 6.9370 3,135 553 6.4936 3,594 3,106 0.8945 2,778 3,085 0.8378 2,585 6.9370 6.4936 1 0.8945 104 0.8378 87 239 6.9370 1,656 229 6.4936 1,485 244 2016

2016 12 31 68 (1) (a) (b) (c) (2) (3) (4) (5) 2016 245

2016 12 31 68 2016 143,918 1,743 758 (246) 146,173 110,187 1,360 111,547 110,987 1,573 112,560 (802) (134) (936) 2 (79) (77) 33,264 343 65 339 34,011 (339) 339 (370) (5) 2 (373) (2) 2 463 12 475 374 33 693 (587) 513 44 4 539 (587) (137,300) (2,377) (616) 585 (139,708) (43,581) (196) (43,777) (38,851) (858) (39,709) 1,872 93 1,965 (26,112) 35 (26,077) (1,301) 5 (1,296) (91) (52) (25) (168) (13,266) (264) (13,530) (12,400) (939) (568) 585 (13,322) (498) (38) (49) 585 214 27 241 (2,469) (201) (23) (2,693) (1,315) (27) (1,342) 6,618 (634) 142 339 6,465 127 127 (110) (110) 6,618 (634) 159 339 6,482 (1,485) (54) (1,539) 54 (54) 6,618 (634) (1,326) 285 4,943 672,883 6,427 20,023 (152) 699,181 616,121 6,317 17,770 (152) 640,056 1,932 1,932 (516) (39) (23) (578) 146 2 148 246 2016

2016 12 31 68 2015 156,093 1,904 901 (445) 158,453 109,927 1,293 111,220 110,515 1,344 111,859 (528) (162) (690) (60) 111 51 45,496 567 127 33 46,223 (33) 33 (6) (1) (2) (9) 2 (2) 292 13 305 384 31 775 (476) 714 18 1 457 (476) (144,679) (2,142) (829) 476 (147,174) (54,301) (35) (54,336) (24,007) (829) (24,836) 193 115 308 (40,092) (86) (40,178) 325 (2) 323 (902) (53) (30) (985) (10,458) (211) (10,669) (11,850) (848) (617) 476 (12,839) (406) (51) (19) 476 169 15 184 (3,152) (199) (182) (3,533) (604) (9) (613) 11,414 (238) 72 31 11,279 610 610 (107) (107) 11,414 (238) 575 31 11,782 (3,180) (3,180) 11,414 (238) (2,605) 31 8,602 630,545 6,185 23,939 (109) 660,560 573,111 5,945 23,772 (109) 602,719 2,475 2,475 (451) (32) (24) (507) 516 6 13 535 2016 247

2016 12 31 69 (1) 2016 12 31 2015 12 31 4,006 1.0000 4,006 6,034 1.0000 6,034 452 6.9370 3,135 553 6.4936 3,594 3,006 0.8945 2,687 3,009 0.8378 2,521 9,828 12,149 2,806 1.0000 2,806 227 1.0000 227 2,806 227 6,812 1.0000 6,812 6,261 1.0000 6,261 452 6.9370 3,135 553 6.4936 3,594 3,006 0.8945 2,687 3,009 0.8378 2,521 12,634 12,376 248 2016

2016 12 31 69 (2) 2016 12 31 2015 12 31 1,144 1,144 272 272 15(10) 294 294 5,963 5,963 15(9) 162 162 637 637 15(4) 915 (915) 931 (931) 123 123 101 101 44 44 70 70 30 30 34 34 15(11) 4 4 5 5 15(12) 37 (37) 37 (37) 15(13) 14 (14) 14 (14) 15(14) 16 (16) 16 (16) 15(15) 12 (12) 12 (12) 114 (4) 110 648 (5) 643 2,909 (998) 1,911 8,740 (1,015) 7,725 (3) 2016 12 31 2015 12 31 69(3)(a) 29,348 23,931 69(3)(b) 3,805 3,600 69(3)(c) 499 33,652 27,531 2016 249

2016 12 31 69 (3) (a) 2015 12 31 2016 12 31 95 563 563 99.40% 99.40% 15 15 15 40% 99.64% 40% 59.64% 5 5 5 100% 100% 1 632 632 100% 100% 15 562 102 664 100% 100% 15 15 15 100% 100% 100 100 100 100% 100% 535 844 329 1,173 100% 100% 10 10 10 100% 100% 495 495 495 99.00% 99.99% 99% 0.994% 8 8 8 100% 100% 50 530 530 100% 100% 500 507 (507) 140 140 140 82.35% 94.12% 82.35% 11.76% 10,000 10,000 10,000 100% 100% 685 10,000 10,000 10,000 100% 100% 692 999 999 999 99.90% 100% 99.90% 0.0994% 3,999 3,999 3,999 99.98% 100% 99.98% 0.01988% 26,982 23,931 5,924 (507) 29,348 1,377 250 2016

2016 12 31 69 (3) (a) 2014 12 31 2015 12 31 95 563 563 99.4% 99.4% 15 15 15 40% 99.64% 40% 59.64% 5 5 5 100% 100% 1 632 632 100% 100% 15 562 562 100% 100% 15 15 15 100% 100% 10 10 (10) 100 100 100 100% 100% 535 535 309 844 100% 100% 10 10 10 100% 100% 8 8 8 100% 100% 50 50 480 530 100% 100% 500 500 7 507 100% 100% 20 20 (20) 100% 100% 20 20 (20) 100% 100% 140 140 140 77.78% 88.82% 77.78% 11.04% 10,000 10,000 10,000 100% 100% 683 10,000 10,000 10,000 100% 100% 690 21,539 23,045 936 (50) 23,931 1,373 2016 251

2016 12 31 69 (3) (b) 20 (c) 20 (4) (5) 2016 2015 13,997 24,122 8,584 8,302 5,577 8,024 2,033 1,787 1,381 1,373 1,030 979 726 963 142 106 516 27 29 4 (32) 33,607 46,063 25,233 25,935 (a) 2016 2015 (b) 20165% 2015 252 2016

2016 12 31 69 (6) 2016 2015 4,580 8,534 1,342 613 306 262 137 106 109 92 3 5 77 (51) 26,077 40,178 1,296 (323) 375 6 (33,607) (46,063) (475) (305) 1,454 1,857 (211) 328 (45) (571) (1,213) 1,191 6,166 2,018 6,371 7,877 2016 253

2016 12 31 69 (6) 2016 2015 3 1,553 12,432 12,332 12,432 13,885 3 12,732 12,432 12,732 12,432 300 (1,453) 2016 12 31 2015 12 31 9,926 12,204 2,806 228 12,732 12,432 254 2016

2016 12 31 70 (1) 2016 (a) (b) (c) (d) (e) (2) 7 (3) 20 (4) 5%5% 911000007109329615 5%5% 91310000132200821H 2016 255

2016 12 31 70 (5) (a) 2016 2015 70(5)(a)(i) 30 17 70(5)(a)(ii) 466 399 70(5)(a)(ii) 55 26 70(5)(a)(iii) 9 5 70(5)(a)(iii) 1 70(5)(a)(iii) 7 7 7(1) 329 309 480 70(5)(a)(iii) 31 70(5)(a)(iv) 11 6 70(5)(a)(v) 6 12 7(1) 102 7(1) 495 7 70(5)(a)(v) 12 70(5)(a)(iii) 7 20 95 20 192 70(5)(a)(vi) 13 70(5)(a)(vi) 1 70(5)(a)(vi) 71 70(5)(a)(v) 20 70(5)(a)(iii) 10 256 2016

2016 12 31 70 (5) (a) (i) 2009 2016 12 31 31.34% 20102015300 500 2016 12 318002015 12 31 799 2016302015 17 (ii) 2016 1 2016 1 2016 257

2016 12 31 70 (5) (a) (iii) 12 92015 5 12 2016 1 12 72015 7 2016 2 137 2016 31 A 5 442AB 301172 604 219302 3032016 102015 7 (iv) 2016 IT2016 112015 6 258 2016

2016 12 31 70 (5) (a) (v) 2016 62015 12 2016202015 12 (vi) 201613 171 2016 259

2016 12 31 70 (5) (b) 2016 12 31 2015 12 31 9 9 2016 12 31 2015 12 31 8 2 2016 12 31 2015 12 31 260 2016

2016 12 31 70 (5) (b) 2016 12 31 2015 12 31 236 207 348 43 17 17 48 495 5 2016 12 31 2015 12 31 132 108 15 1 2016 12 31 2015 12 31 2016 261

2016 12 31 72 (1) 2016 12 31 2015 12 31 1,541 2,250 43 522 1,584 2,772 (2) 2016 12 31 2015 12 31 1 1 406 489 12 2 235 339 23 3 135 209 3 163 478 939 1,515 (3) 2016 12 31 2015 12 31 581 2,007 1,659 2,007 2,240 (4) 2015 12 31 2016 263

2016 12 31 73 (1) 2017 3 29 2016 1,497 0.48 (2) 2017 2 24150 20 74 (1) (a) 264 2016

2016 12 31 74 (1) (b) 2016 12 31 2015 12 31 i C 96,339 17.79% 102,207 19.55% ii 38,763 7.16% 23,636 4.52% iii 33,239 6.14% 31,429 6.01% iv A 27,084 5.00% 23,140 4.43% v A 25,269 4.67% 22,288 4.26% 320,730 59.24% 320,099 61.23% 541,424 100.00% 522,799 100.00% 2016 2015 i C 1,583 1.45% 4,920 4.51% ii 19,909 18.21% 15,563 14.27% iii 2,939 2.69% 4,272 3.92% iv A 3,964 3.62% 4,027 3.69% v A 3,153 2.88% 3,100 2.84% 77,800 71.15% 77,146 70.77% 109,348 100.00% 109,028 100.00% 2016 265

2016 12 31 74 (1) (b) 2016 2015 i C 9,705 11.81% 13,521 17.34% ii 6,594 8.02% 338 0.43% iii 1,886 2.29% 1,595 2.05% iv A 450 0.55% 475 0.61% v A 237 0.29% 233 0.30% 63,323 77.04% 61,805 79.27% 82,195 100.00% 77,967 100.00% (i) C C = 3 =2 266 2016

2016 12 31 74 (1) (b) (ii) 1% (iii) 80 1% 60 9% 60 80 9% 105% 18 60 2016 267

2016 12 31 74 (1) (b) (iv) A A 10% (v) A A 10% 268 2016

2016 12 31 74 (1) (c) (i) 502016 16,593 18,7542015 11,625 12,865 10%2016 4,177 4,3942015 3,216 3,367 10%2016 3,520 3,7412015 3,092 3,245 10%2016 2,086 2,1472015 1,805 1,852 (ii) 1002016 252015 23 2016 269

2016 12 31 74 (1) (c) (ii) 2012 2013 2014 2015 2016 1,122 1,276 1,272 1,252 1,393 6,315 1 1,128 1,265 1,239 1,242 4,874 2 1,112 1,249 1,224 3,585 3 1,112 1,249 2,361 4 1,112 1,112 1,112 1,249 1,224 1,242 1,393 6,220 (1,112) (1,249) (1,224) (1,202) (823) (5,610) 40 570 610 2 28 30 42 598 640 270 2016

2016 12 31 74 (1) (c) (ii) 2012 2013 2014 2015 2016 1,058 1,186 1,166 1,137 1,292 5,839 1 1,067 1,157 1,124 1,130 4,478 2 1,047 1,137 1,107 3,291 3 1,047 1,137 2,184 4 1,047 1,047 1,047 1,137 1,107 1,130 1,292 5,713 (1,047) (1,137) (1,107) (1,091) (759) (5,141) 39 533 572 2 28 30 41 561 602 (2) 2016 271

2016 12 31 74 (2) (a) (i) 2016 12 3150 62015 12 31 462015 12 31 4 3442015 12 31 443355 2015 12 31 459 (ii) 2016 12 31 10% 5122015 12 31 648 3,4942015 12 31 3,733 272 2016

2016 12 31 74 (2) (a) (iii) 2016 12 312015 12 31 2016 12 31 2015 12 31 127 127 142 142 3,135 2,778 5,913 3,594 2,585 6,179 28 28 25 1 26 1,656 1,656 1,485 1,485 633 3,987 4,620 768 3,975 4,743 5,452 6,892 12,344 5,872 6,703 12,575 2016 12 31 10% 6102015 12 31 568 4412015 12 31 481 2016 273

2016 12 31 74 (2) (b) 2016 (1) (2) (3) 274 2016

2016 12 31 74 (2) (c) 2016 12 31 1 1 1-3 3 3-5 5 5 436,810 104,918 112,212 120,554 257,853 595,537 107,693 107,693 107,693 79,845 46,863 12,277 21,055 6,521 86,716 816 196 676 872 14,230 14,230 14,230 2,325 2,326 2,326 23,831 23,831 23,831 720 720 720 1,973 308 (203) (193) 2,405 2,317 1,846 1,846 1,846 9,664 9,650 14 9,664 5 5 5 679,758 107,693 204,893 124,976 141,416 266,779 845,757 (9) (9) (9) (14,000) (10,684) (4,448) (15,132) (29,820) (3,693) (5,367) (5,506) (34,982) (49,548) (2,950) (2,950) (2,950) (215) (215) (215) (39,246) (39,252) (39,252) (1,164) (601) (601) (640) (640) (640) (502,493) (26,990) (53,470) (20,804) (988,270) (1,089,534) (38,931) 14,063 26,826 24,357 (224,801) (159,555) (251) (27) (51) (46) (379) (503) (629,719) (9) (70,989) (36,510) (1,999) (1,248,432) (1,357,939) 276 2016

2016 12 31 74 (2) (c) 2015 12 31 1 1 1-3 3 3-5 5 5 348,281 40,212 79,266 118,444 254,052 491,974 110,696 110,696 110,696 127,762 72,788 51,109 11,969 135,866 716 722 1 723 13,821 13,821 13,821 91 91 91 20,879 20,879 20,879 95 95 95 3,265 1,712 30 (183) 2,138 3,697 1,525 1,525 1,525 9,754 9,478 276 9,754 62 62 62 636,947 110,696 161,385 130,682 130,230 256,190 789,183 (22) (22) (22) (19,000) (5,969) (10,908) (4,224) (21,101) (26,881) (2,384) (5,807) (5,691) (36,924) (50,806) (1,624) (1,624) (1,624) (95) (95) (95) (19,816) (19,817) (19,817) (1,083) (570) (570) (559) (559) (559) (491,441) (38,741) (57,572) (45,962) (941,710) (1,083,985) (31,358) 9,632 18,195 16,317 (157,375) (113,231) (285) (31) (57) (52) (438) (578) (592,164) (22) (60,158) (56,149) (39,612) (1,136,447) (1,292,388) 2016 277

2016 12 31 74 (2) (d) 62,534 3,558 32,835 1,949 20,000 1,377 80 5 2,588 199 5,000 4 71,126 2,032 3,700 5 13,769 797 11,063 18 2,728 5 (e) 2016 279

2016 12 31 74 (2) (f) 2016 12 31 2015 12 31 168,616 145,680 182,616 164,680 64,917 58,613 259.74% 248.54% 281.30% 280.96% i) A ii) B iii) C iv) D 20164 [2017]459 A 280 2016

2016 12 31 75 (1) 2016 80,240 1,032 500 81,772 1,806 43,499 133,740 179,045 8,398 32 8,430 317 499 816 2,588 2,588 90,761 45,062 136,828 272,651 9 9 251 251 260 260 2016 281

2016 12 31 75 (1) 2015 83,213 2,142 500 85,855 2,110 47,399 67,159 116,668 10,305 26 10,331 199 602 801 136 136 2,588 2,588 95,827 50,305 70,247 216,379 22 22 285 285 307 307 282 2016

2016 12 31 75 (1) (a) 2016 12 31 2016 1,028 634 (634) (1,028) 552 (552) 12 (12) 2016 283

2016 12 31 75 (1) (a) 2016 12 31 2015 809 1,548 (1,548) (809) 1,721 882 (882) (1,721) 92 (92) 20152016 284 2016

2016 12 31 75 (1) (b) 2016 1 1 500 67,159 67,659 2,588 91,599 91,599 (25,018) (25,018) 2016 12 31 500 133,740 134,240 2,588 2015 1 1 174 60,704 60,878 2,588 500 42,323 42,823 (174) (35,868) (36,042) 2015 12 31 500 67,159 67,659 2,588 2016 285

2016 12 31 75 (1) (b) 2016 62,534 4.1%~11% 71,126 2.8%~4.1% (2) 2016 12 31 19,587 186,446 206,033 54,235 54,235 4,421 4,421 19,587 186,446 58,656 264,689 (14,100) (14,100) (14,100) (14,100) 286 2016

2016 12 31 75 (2) 2015 12 31 8,138 185,398 193,536 13 50,709 50,722 3,208 3,208 8,138 185,411 53,917 247,466 (19,492) (19,492) (19,492) (19,492) 76 2017 3 29 2016 287