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- 莎 萧
- 9 years ago
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1
2 MicroPort Scientific Corporation * 252,740,000 25,274, ,466, %0.005% 0.004% C %0.004% 0.005% (i)144a (ii)s *
3 (1) (2) (3) eipo (4) eipo (A) (B) (5) (6) (C) (A)(B) (7) (1) (2) i
4 (1) (3) (4) (5) (6) (7) ii
5 i iii iii
6 I II III IV V VI VII-1 iv
7 Frost & Sullivan 26.6%28.7%28.9% 18 Firebird 2 FirebirdFirebird 2 Firebird 2 Firebird 50% Frost & Sullivan % Firebird Firebird 2 Firebird (TAA) (AAA) Hercules AegisHercules Aegis
8 FireMagic La Fenice 1, % %10.7%10.6%7.0% Frost & Sullivan Frost & Sullivan 95.7%4.3%
9 15.2%15.6% % , % 484, % 557, % 137, % 175, % % 3, % % % 421, , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
10 4
11 5
12 6 75
13 7
14 , , , , , (60,171) (87,703) (78,037) (17,290) (22,684) , , , , , ,637 20,559 22,519 3,059 1, (2,122) (3,231) (1,867) (54,192) (59,391) (86,384) (15,090) (25,310) (81,350) (66,244) (98,177) (18,851) (19,545) (54,946) (48,068) (50,850) (9,952) (13,184) (27,264) (3,036) (1,022) (383) (100) , , ,908 79,426 97, (44,200) (9,875) (17,153) (5,827) (2,990) , , ,755 73,599 94, (11,424) (49,405) (63,382) (19,212) (14,643) , , ,373 54,387 80, (c) 8
15 , , , , ,619 4,517 37,548 37,353 97, , , , ,442 10,023 9, ,432 38,928 14,412 29, ,105 2,105 2, ,454 6,667 6, , , , , ,714 48,476 56,695 64, , , , , , , , , ,852 66,461 90, , , , , , ,814 68, ,260 54, ,681 20, , , ,070 72,078 82,262 83, ,662 11,523 26,299 16, , , , , , , , , , , , , ,013 4,579 4,131 4, ,377 16,212 23,740 23, ,505 34,883 34,843 12,390 44,296 62,754 62, , , , , , , , , , , , ,910 9
16 (1) , ,565.1 (2) (1) 252,740,000 (2) 1,404,112, ,404,112,
17 10% 50% 50% , % Firehawk 25% ,0001,000,000 20%
18 5% Firebird 220,000 40,
19 22 13
20 Device Best Device Best Technology Limited Device Best CMT ChinaValue Capital Partners, L.P. Device Best CMT ChinaValue Capital Partners, L.P. 14
21 Frost & Sullivan Frost & Sullivan eipo 25,274,000 15
22 Info Trinity Info Trinity Holdings Limited Info Trinity Info Trinity Info Trinity CMT ChinaValue Capital Partners Limited CMT ChinaValue Capital Partners, L.P. 277,466, A S 16
23 Leader City Leader City Limited MP B.V. MicroPort Medical B.V. MP Cayman MicroPort Medical (Cayman) Corp. MP Cayman MP Cayman 17
24 MP Medical MicroPort Medical Limited 1%0.004% 0.005% Otsuka Holdings Co., Ltd. Otsuka Group Employee Shareholding Fund 34.6% 7,000 18
25 Otsuka Pharmaceutical Co., Ltd. 37,911,000 15% %
26 144A S S 144A 144A 571 Shanghai We Tron Shanghai We Tron Capital Corp Shanghai We Tron 49% Shanghai We TronShanghai We Tron Shanghai We Tron Shanghai We Tron Shanghai Zhangjiang Health Solution Holdings Limited SIIC MedTech Shanghai Zhangjiang Health Solution Industry Limited Info Trinity Shanghai Zhangjiang Health Solution Investment Limited Device Best 20
27 Shanghai ZJ Hi-Tech Investment Corporation SIIC MedTech SIIC MedTech Health Products Limited SIIC MedTech SIMST Medical Science and Technology Development Limited SIIC MedTech SIMST Medical Science and Technology Development Limited 2 21
28 Shanghai We Tron Capital 49% Shanghai We Tron Capital 94.19% eipo eipo eipo MP Cayman 22
29 AF 23
30 EP GMP 24
31 ISO MRI X MRI CT X 25
32 PTCA
33 501 27
34 28
35 Firebird Firebird 2 Firebird Firebird 2 Firebird 2 FirebirdFirebird 89.4%83.7%5.8%3.0% Firebird 2 3.2% 80.5%83.9% Firebird 2 Firebird 2 Firebird 2 Firehawk Firebird
36 Firehawk 1,000 Firebird 2 Firebird 220,000 40,
37 0.2% MP B.V. 31
38 %58.7%54.1%54.6% 40% 58.1%54.7%46.9%55.8% 24.3%21.9%17.6%22.2% 32
39 33
40 Firebird % 15.6% %
41
42 545 70,832 36
43 Sompo Japan Insurance Inc
44 38
45 Firebird Crownus FireMagic Hercules B 39
46 Firebird 20.7% 6.1% Firebird Firebird 2 8,500(i) (ii) 90%(iii) (iv) 40
47 Cordis (Medtronic, Inc.) (Boston Scientific Corporation) (Abbott Laboratories) ev3 Inc. C.R. Bard, Inc. ev3 Inc.C.R. Bard, Inc. (Medtronic, Inc.) (Boston Scientific Corporation) Cook MedicalCook Group Inc. CordisSt. Jude Medical Inc. (Medtronic, Inc.)C.R. Bard, Inc. (Medtronic, Inc.) 41
48 Firebird Firebird Firebird 2 Firebird 17.6% Firebird Firebird 2 Firebird Firebird 2 42
49 CE Firebird CE CE CE 43
50 44
51 (i) (ii)(iii) 45
52 75 46
53 10% 25% 25% 10% 10% 47
54 10% 50% 50% 25% 48
55 7.5%7.5%9%15%15% 25% 0.3%0.3% 0.5%
56
57 SARSSARS 51
58 1.3% 33.4%32.5%
59 53
60 54
61 17.02(1)(b)1A27I10(d) 4356,622, % 252,740,000 1,077, % 252,740, (i)17.02(1)(b) 1A27(ii)342AI 10(d) (i)
62 (ii) (iii) (iv) (v) E. (i) E. 10(d)17.02(1)(b) 1A27 (ii) (1) (2)(3) (4) (iii) (iv) E. (v) 17.02(1)(b)1A27I10 (i) E. 10(d) 56
63 (ii) (1) (2)(3) (4) (iii) I A.19TC Capital Asia Limited 14A.34(1) 57
64 571V 25,274, ,466,000 58
65
66 A F
67 A B B 8 11 Ropes & Gray LLP
68 Maples and Calder
69 XI PO Box 309, Ugland House Grand Cayman, KY Cayman Islands FCS (PE), FCIS ACS, ACIS E
70 TC Capital Asia Limited
71 (Frost & Sullivan) Frost & Sullivan Frost & Sullivan Frost & Sullivan Frost & Sullivan 500,000Frost & Sullivan Frost & Sullivan Frost & Sullivan 200 Frost & Sullivan Frost & Sullivan Espicom Business Intelligence ,500 2,000 30,000 65
72 1,0455,151 1,1926,780 90% % % %8.3% Espicom Business Intelligence 16.3%4.7% 66
73 19.7% 67
74 10.0% Frost & Sullivan 95.7% 4.3% 24.0% Frost & Sullivan 68
75 X- Cordis Medtronic, Inc. (Abbott Laboratories) Sorin Biomedical (Boston Scientific Corporation) 69
76 Frost & Sullivan 26.6%28.7%28.9% 25.1% % (1) (2) Cordis (3) (4) (5) (6) (1) (2) (3) Cordis (4) (5) (6) 70
77 % (1) (2) Cordis (3) (4) (5) (6) (1) (2) (3) Cordis (4) (5) (6) 71
78 % 72
79 (New England Journal of Medicine) 9.7% III Espicom Business Intelligence
80 74
81
82 15 Firebird 2 Firebird Mustang Pioneer PTCA (1) Cronus Crownus Apollo Aether (1) Hercules T Aegis T Hercules B Aegis B (1) (1) (1) FireMagic La Fenice (1) 76
83 Firebird Firebird 2 Firebird Firebird 2 77
84 8 78
85 FirebirdFirebird ,500 (i)(ii) 90%(iii)(iv) 79
86 ISO
87 33%30% 3% 33% 25% 81
88 25% 25% 15% 7.5% 15% 15%25% 18%20%22%24%25% 9% 15% 17% 82
89
90 142 10%50% 75 (1)(2) (1)(2)(3) (4)(5) 75 84
91 (i) (ii) (iii)
92 ,000200,000 86
93 2, ,000250,000500, ,000 90% 87
94 177,000 88
95 MP Cayman MP Cayman MP Cayman SIIC MedTech 52.78%40%7.22% Firebird MP Cayman Leader City MP Medical 100% MP B.V. MP B.V. MP B.V. MP B.V. MP B.V. A.W.J. de Korte Holding B.V. A.W.J. de Korte Holding B.V. MP B.V. A.W.J. de Korte MP Cayman A.W.J. de Korte Holding B.V. MP B.V. 100% MP Cayman MP B.V Firebird 2 MP Cayman
96 300,000 1,500,000 MP Cayman MP Cayman MP CaymanSIIC MedTech (i) 1,652, ,300 MP Cayman 90.78%9.22% (ii) 2,362, , ,800 MP Cayman 63.5%18.6%17.9% (iii) 2,899, , ,70089,300 MP Cayman51.73% 24.38%20.81%3.08% (iv) 3,685,000MP Cayman SIIC MedTech 405,400379,900 MP CaymanSIIC MedTech 51.71%19.18%16.38%10.31%2.42% MP CaymanSIIC MedTech MP Cayman SIIC MedTech 52.78%40%7.22% (i) 17.15%14.65%2.16%3,612,812 3,086,163455,025 (ii) 2.03%1.73%0.26% MP Cayman 427, , , (iii) 5,261,773MP Cayman 871,763705,010MP Cayman SIIC MedTech 52.78%40%7.22% 90
97 (iv) 12,000,000MP Cayman SIIC MedTech 3,556,4372,695,290486,500 MP Cayman SIIC MedTech 52.78% 40%7.22% MP Cayman MP Cayman 50,000 5,000, MP Cayman SIIC MedTech Device BestInfo Trinity MP Cayman 59.29% 26.05%10.42%1.84%2.40% (i) MP Cayman SIIC MedTech 7,871 2, ,105,400 SIIC MedTech SIIC MedTech MP Cayman 78.73%21.27% (ii) MP Cayman 7, Shanghai We Tron Winning Forward LimitedWinning Forward 47%47%6% Winning Forward 1Shanghai We TronSIIC MedTech Winning Forward MP Cayman 70.03%21.27%5.31% 3.39% (iii) MP Cayman 500,000 50,000, Shanghai We TronSIIC MedTech Winning Forward MP Cayman 54,62316,5914,1422,644 MP Cayman 70.03%21.27%5.31%3.39% (iv) MP Cayman Shanghai We TronSIIC MedTech Winning Forward 34,962,161 10,618,409 2,649,0741,692,356349, , , ,923.56Shanghai We TronSIIC MedTech Winning Forward MP Cayman 70.03% 21.27%5.31%3.39% (v) MP Cayman 700,00065,000, ,000,
98 (vi) MP Cayman MP Cayman 1,229,8174,974,000 Shanghai We TronSIIC MedTech Winning Forward MP Cayman 68.35%20.76%5.18%3.31% 2.40% (vii) Shanghai We Tron MP Cayman 2,710,000 SIIC MedTech602,422 Shanghai We TronSIIC MedTechWinning Forward MP Cayman 63.06%26.05%5.18%3.31%2.40% (viii) Winning Forward MP Cayman 1,440,750254,250 Device Best Info Trinity850, ,007.50Winning Forward MP Cayman Shanghai We TronSIIC MedTech Device Best Info Trinity MP Cayman 63.06% 26.05%5.18%2.81%2.40%0.50% (ix) MP Cayman 1,473,898260,100 Device Best Info Trinity977,500172,500 Shanghai We TronSIIC MedTech Device Best Info Trinity MP Cayman 63.06%26.05%5.69%2.40%1.79%1.00% (x) MP Cayman 781,335137,883 Device Best Info Trinity989, , MP Cayman Shanghai We TronSIIC MedTechDevice Best Info Trinity MP Cayman 63.06%26.05%7.21%2.40% 1.27% (xi) MP Cayman Shanghai We Tron MP Cayman 32,306,784Shanghai We Tron SIIC MedTechDevice Best Info Trinity MP Cayman 63.06%26.05%7.21% 2.40%1.27% (xii) MP Cayman MP Cayman 32,306,784 MP Cayman SIIC MedTechDevice Best Info Trinity MP Cayman 63.06%26.05%7.21%2.40% 1.27% 92
99 (xiii) MP Cayman 1,643,874290,095 Device Best Info Trinity2,082, ,550 SIIC MedTech Device Best Info Trinity MP Cayman 59.29% 26.05%10.42%2.40% 1.84% MP Cayman ,261,030 MP Cayman 8,869,2454,058,000 MP Cayman % 15,090,00045,665,595 15,090,000MP Cayman 52.78% MP MedicalSIIC MedTech 7.22% Leader City MP Cayman SIIC MedTech MP Cayman SIIC MedTech 5, ,0001,229,817 MP Cayman SIIC MedTech 60,255,782 8,242,640 MP Medical Leader City MP Cayman MP Cayman MP Cayman MP Cayman MP Cayman MP Medical Leader City MP Medical Leader City100% SIIC MedTechDevice BestInfo Trinity 40.9%18.9%18.8% 4.7%0.8%15.9% 93
100 MP B.V. MP B.V. A.W.J. de Korte Holding B.V. A.W.J. de Korte Holding B.V. MP B.V A.W.J. de Korte MP Cayman A.W.J. de Korte Holding B.V. MP B.V. 18,000MP Cayman 94
101 2% (i)994,800 50%(ii) 95
102 994,800(x)497,400(y)994, %
103 110 (1) (2) (3) (7) (4)(6) (5)(6) 40.7% 0.6% 18.9% 2.2% 4.1% 9.3% 100% 100% 100% 18.8% 4.6% 0.8% (3) 100% 100% 100% MP Medical Leader City MP B.V. 52.8% 40% 7.2% 100% 100% 100% 100% (1) 1,229,817 (2) (3) Shanghai We Tron 49% Shanghai We Tron 94.19% 97
104 (4) 1,091,9550.9% MP B.V. 605, % 461,2610.4% 320, % Xiangyuan Li 35, % 3 (5) 4,705,258 1% (6) (7) Gao Yang Investment CorporationEssex Woodlands Health Ventures Fund VII, L.P.Qi Capital Corporation World Accord Limited10,732,835 Gao Yang Investment Corporation 5% 98
105 110 (1) (2) (3) (4) (4) 33.4% 0.5% 15.5% 1.8% 3.4% 25.6% 100% 100% 100% 15.4% 3.8% 0.7% 100% 100% 100% MP Medical Leader City MP B.V. 52.8% 40% 7.2% 100% 100% 100% 100% (1) (2) (3) Shanghai We Tron 49% Shanghai We Tron 94.19% (4) (5) 7 99
106 Otsuka Group Employee Shareholding Fund34.6% 7, Shanghai ZJ Holdings Limited Shanghai Zhangjiang Science & Technology Investment (Hong Kong) Company Limited Shanghai ZJ Holdings Limited Shanghai Zhangjiang Science & Technology Investment (Hong Kong) Company Limited (i)66.1 SIMST Medical Science and Technology Development Limited SIIC MedTech 21,588,362(ii)16.4 CMT ChinaValue Capital Partners, L.P. Device Best 5,339,857(iii)2.9 Info Trinity 942,328 SIIC MedTechDevice Best Info Trinity 100
107 Shanghai We Tron 49% Shanghai We Tron 94.19%Shanghai We Tron %21%0.026% Shanghai We Tron Shanghai We Tron5.81% 101
108 Frost & Sullivan 26.6%28.7%28.9% 18 Firebird 2 FirebirdFirebird 2 Firebird 2 Firebird 50% Frost & Sullivan % Firebird Firebird 2 Firebird (TAA) (AAA) Hercules AegisHercules Aegis FireMagic La Fenice 102
109 1, % %10.7%10.6%7.0% Frost & Sullivan Frost & Sullivan 95.7%4.3% %15.6% % 103
110 Frost & Sullivan 26.6%28.7%28.9% FirebirdCordisCypher (Boston Scientific Corporation) Taxus Firebird Cypher Taxus CypherFirebird Firebird Firebird
111 18 La Fenice Firebird 291,561 Firebird 451,029 Firebird 2 805,084 Firebird 2 1,000 Frost & Sullivan 105
112 (Medtronic, Inc.)Guidant CorporationEndocare Inc.Cryomedical Sciences Inc.C.R. Bard, Inc. St. Jude Medical Inc. 76.0% 106
113 FirehawkFirehawk Firehawk FireMagic EasyFinder La Fenice 8,500 2,00030,000 PTCA 90% 107
114 20 16 Firebird 2Firebird 2 Firebird Firebird 89.4%83.7% 5.8%3.0% Firebird 2 3.2%80.5%83.9% 108
115 18 Firebird 2 Firebird Mustang Tango Jive PTCA (1) Pioneer/Scipio PTCA (1) Catenaccio PTCA (1) (1) (1) 109
116 Cronus (1) Apollo (1) Aether (1) Hercules T Aegis T Hercules B Aegis B FireMagic La Fenice Shengtang A (1) (1) 110
117 54 3 Crownus EasyFinder Willis Taurus Firebird 2 Long V Pump 111
118 Firehawk Castor Hercules Firebird 2 Firebird 2 Firebird 2 Firebird 2Firebird Firebird 2 112
119 Firebird 2 Firebird Firebird 2 Firebird 2 Long Firebird 2 Firebird Firebird FirebirdFirebird Firebird Firebird Firebird 2 Firebird Firebird 2 Firebird Firebird 2 Firebird CordisCypher (Boston Scientific Corporation) Taxus Firebird Cypher Taxus CypherFirebird Focus Firebird 2 Firebird 2 Firebird Firebird 2 Firehawk Firehawk Firehawk Firehawk Firehawk Mustang Mustang Mustang Mustang Firebird 2 113
120 Tango PTCA PTCA PTCA PTCA PTCA JivePioneer/Scipio CatenaccioJive PTCA Pioneer PTCA Pioneer Scipio Catenaccio PTCA Catenaccio JivePioneer/Scipio Catenaccio JivePioneer/Scipio Catenaccio Hercules T Aegis T Hercules B Aegis B Hercules T Ageis T Hercules T 3.8%4.3% 4.7%6.7% Hercules B Aegis B Aegis B Hercules B Aegis B 114
121 Hercules Herclule Cronus Cronus Apollo Apollo Apollo Apollo Willis Willis Crownus Crownus Crownus Taurus Taurus Taurus Aether Aether 115
122 FireMagic FireMagic EasyFinder EasyFinder MP3 La FeniceLa Fenice Shengtang A Shengtang A La FeniceLa Fenice III La Fenice V Pumps V Pump La Fenice V Pump V Pump 116
123 Firebird Firebird 2 (TAA)(AAA)Hercules AegisApollo FireMagic 117
124 28 Firehawk ,000 EasyFinder Willis Taurus Firebird 2 long V Pump 118
125 Firebird Firebird %
126 %12.2%15.4%14.3% Firebird 2 Apollo Hercules 120
127 Firebird 2 Firebird
128 Firehawk 1,000 Firebird 2 Firebird Firebird in China Fireman Firebird Focus Firebird 2 Firebird Firebird in ChinaFIC Firebird FIC 291,561 FICFIC 750FIC FIC Fireman Firebird Fireman 451,029 Fireman Focus Firebird 2 Focus80 5,084 Focus Focus Firebird 2 122
129 1, FirebirdFirebird 2MustangTangoScipioJive CatenaccioHercules THercules B 10.2%10.7%10.6%7.0% 1, %
130 0.2% MP B.V
131 (i)(ii) (iii)(iv)
132 50% 50% %58.7% 54.1%55.6%12540% 126
133 MP B.V. 127
134 %54.7%46.9%54.6% %21.9%17.6%22.2% MP B.V. 128
135 5% Firebird Frost & Sullivan 26.6%28.7%28.9% 25.1% 129
136 Firebird in ChinaFireman Focus Firebird Firebird 2 Firebird Firebird (i) (ii) %31.5%36.1%54.6% % 10.1%17.5%17.2% 130
137 5% 9,326 70, ,0001,000, , , ,000 70, , , ,000 59,400 %
138 (i) (ii) (iii)
139 ISO La FeniceISO ISO TÜV SÜD Product Service GmbHISO TÜV SÜD Product Service GmbH ISO 133
140 MicroPort 134
141 Cordis Medtronic, Inc.Boston Scientific Corporation Abbott Laboratories Abbott Laboratories Abbott Laboratories ev3 Inc. C.R. Bard, Inc. ev3 Inc.C.R. Bard, Inc.Medtronic Inc.Boston Scientific Corporation Cook MedicalCook Group Inc. Cordis St. Jude Medical, Inc.MedtronicInc. C.R. Bard, Inc. Shenzhen APT Medical Device Co., Ltd. Medtronic, Inc. (i) (ii)(iii)(iv) (v)(vi)(vii) (viii) 135
142 ,1511, (1) (2) ,196 (1) (2) MP B.V. (i) 136
143 (ii) (iii) (iv) FirebirdMustang 137
144 138
145 139
146 91,819112,670277,42764,920 PTCA Firebird) 220,
147 40, % 84.2%1.3% Aegis TAegis B (FirebirdFirebird 2) Firebird FirebirdFirebird 2FiremanFocus 7,600 (i) CPPCC (ii) (iii) 141
148 (i) (ii) (iii) (iv) (v) 11 a. b. c. 142
149 d. a. b. c. d
150 30 144
151 145
152 146
153 602,
154 1,
155 (i) (ii) (iii) (i) (ii) 149
156 3A.15(5) 3A.15(5) A16 150
157 32.5% Otsuka Group Employees Shareholding Fund Otsuka Estate Ltd.Nomura Trust and Banking Co., Ltd.Otsuka Founder Family Shareholding Fund5.38%7.79%10.63% Nomura Trust and Banking Co., Ltd.Otsuka Group Employees Shareholding Fund Nomura Trust and Banking Co., Ltd.Otsuka Founder Family Shareholding Fund 1.56% Nomura Trust and Banking Co., Ltd. 5% Taiho Pharmaceutical Co., Ltd. Taiho Pharmaceutical Co., Ltd. JIMRO Co., Ltd.JIMRO JIMRO JIMRO 151
158 Pocari Sweat Calorie Mate Oronamin-C Drink Nature Made %10.7%10.6%7.0%
159 3.3%4.7%5.5%2.9% 89.8%89.3%89.4%93.1% 30%70%
160 32.5% Thai Otsuka Pharmaceutical Co., Ltd Otsuka (Philippines) PharmaceuticalInc P.T. Otsuka Indonesia Otsuka Pakistan Ltd Japan Immunoresearch Laboratories Co., Ltd. 154
161 0.05%0.11%0.15%0.17% (a)(b) (c)(d) (i) (ii) (iii)
162 (i) (ii) (iii) (iv) (v) 156
163 A 12 A ,730, ,649, ,144, % 157
164 14A.07 5% 14A.4514A.47 14A.3714A.4014A.48 14A.35(1) 14A.35(2)14A.35(5)14A.3614A.3714A.38 14A.3914A
165 Endocare Inc. Cryomedical Sciences Inc
166 48 19 Medtronic AVE Vas Cath Inc.C.R. Bard, Inc Mizuho Corporate Bank Ltd. IBJ 3iBJ Ltd.3i Group plc IBJ IBJ (Canada) 66 JIMRO Co., Ltd.JIMRO JIMRO 53 European University of Ireland
167 American Dairy Inc.ADY Honeywell International Tyco International Lucent Technologies State University of New York at BuffaloFuqua School of Business at Duke University 52 Terry McCarthyShui Ming Chung SIIC MedTech 161
168 Medtronic Inc. Guidant Corporation St. Jude Medical Inc. Jostens Inc. William F. McKeon William Weili Dai 162
169 William F. McKeonWilliam Weili Dai William F. McKeon HK489.HK 3323.HK2222.HK C3 B1 163
170 658,000559,000656,000166, (i) (ii) (iii) XV 164
171 13.51(2)(h)(v) Shanghai We Tron (i) PTCAPTCA PTCA(ii) (iii) (a) (b) (c) (i) 10% (ii) 10% (i) (ii) 10% 165
172 (a) (b) (i) (ii) (i) (ii)
173 3A.19 TC Capital Asia Limited 3A
174 XV23 5% % % (1) ,994, ,994, (2) ,110, ,110, (3) ,883, ,883, (3) ,398, ,398, (3) ,423, ,423, ,042, ,042, (1) (2) Shanghai We Tron Capital Corp 49% Shanghai We Tron Capital Corp 94.19% Shanghai We Tron Capital Corp Shanghai We Tron Capital Corp 33% (3) Shanghai ZJ Holdings Limited Shanghai Zhangjiang Science and Technology Investment (Hong Kong) Company Limited 50% Shanghai (Z.J.Holdings Limited Shanghai Zhangjiang Science and Technology Investment (Hong Kong) Company Limited Shanghai Zhangjiang Haocheng Venture Capital Co., Ltd Shanghai Zhangjiang Science and Technology Investment Co., Shanghai Zhangjiang Haocheng Venture Capital Co., Ltd Shanghai Zhangjiang Hi-Tech Park Development Co., Ltd53.58% Shanghai Zhangjiang Science and Technology Investment Co. ZJ Holdings LimitedShanghai Zhangjiang Science and Technology Investment (Hong Kong) Company Limited Shanghai Zhangjiang Haocheng Venture Capital Co., LtdShanghai Zhangjiang Hi-Tech Park Development Co., Ltd XV23 5% 168
175 500,000, ,770, ,229, , ,907, , ,229, ,000,000, , ,151,372, , ,740, , ,404,112, ,041.1 (a) (b) (c) (d) 169
176 (a) 20% (b) (a) (b) (c) 10% (a) (b) (c) 170
177 Frost & Sullivan 26.6%28.7%28.9% 18Firebird 2 FirebirdFirebird 2 Firebird 2 Firebird 2Firebird % %10.7%10.6%7.0% %15.6% % Firebird 171
178 Firebird 20.7% 6.1% Cordis ev3 Inc. C.R. Bard, Inc. 172
179 Firebird FirebirdFirebirdFirebird %FirebirdFirebird 2 Espicom Business Intelligence ,
180 Firehawk 25% 7.5%7.5%9%15%15% 174
181 25% 2 175
182 176
183 (i)(ii) (iii) Firebird %10.7%10.6%7.0% %99.9%99.3%99.5% , % 484, % 557, % 137, % 175, % % 3, % % % 421, % 485, % 560, % 137, % 176, % 177
184 , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
185 Firebird ,517 4, ,059 (1) 3,795 11,603 2,796 2,566 3,197 2,094 2,512 Firebird ,704 4, ,092 3,856 29,007 3,943 38,233 3, ,517 4, ,763 3, ,695 3,791 31,573 3,883 40,327 3, ,181 1,199 19,212 1,519 19, , , , , , , , (1) 12,548Firebird 0.2% %54.7%46.9%54.6% %21.9%17.6%22.2% 179
186 (i) (ii) (iii)firebird , , , , , , , , , , , , , , , , , , , , , , , , , , (i)(ii)
187 (i) (ii)(iii) (iv) (i) (ii) (iii)(iv) (i)(ii) (iii) (iv) MP CaymanMP Cayman 10,261,030 MP Cayman11 10,261, MP Cayman8,869,
188 MP Cayman 6,009,157 6,195,3623,169, MP Cayman ,755 2,223 2, ,211 (2,764) 1, , ,841 2,215 2, (i) (ii) (iii) (i)(ii) 182
189 MP Medical Leader City MP Medical Leader City MP B.V. 20%25.5% 33%30%3% 33% 25% 25% 25% 183
190 15% 7.5% 15%15%25% 18%20%22%24%25% 9% 15%25% , , , , , (60,171) (14.3) (87,703) (18.1) (78,037) (13.9) (17,290) (12.6) (22,684) (12.8) , , , , , , , , , , (2,122) (0.5) (3,231) (0.7) (1,867) (0.3) (54,192) (12.9) (59,391) (12.2) (86,384) (15.4) (15,090) (11.0) (25,310) (14.3) (81,350) (19.3) (66,244) (13.7) (98,177) (17.5) (18,851) (13.7) (19,545) (11.1) (54,946) (13.0) (48,068) (9.9) (50,850) (9.0) (9,952) (7.2) (13,184) (7.5) (27,264) (6.5) (3,036) (0.6) (1,022) (0.2) (383) (0.3) (100) (0.1) , , , , , (44,200) (10.5) (9,875) (2.0) (17,153) (3.1) (5,827) (4.2) (2,990) (1.7) , , , , , (11,424) (2.7) (49,405) (10.2) (63,382) (11.3) (19,212) (14.0) (14,643) (8.3) , , , , ,055 45,3 184
191 % %153.5 Firebird 2Firebird 2 29,00738,233Firebird 2(i)(ii)Firebird 2 Firebird % 12.8Hercules T Hercules BHercules THercules B (i) (ii)hercules B %3.3 MustangMustang %6.3 ApolloCronusApollo Cronus La Fenice La Fenice %
192 % % % %25.3 (i) 4.4(ii) % 13.2 (i) 1.2(ii) %
193 % % %15.5% % %45.3% % % 484.1Firebird Firebird 2Firebird Firebird 298,215Firebird94,511Firebird 23,704 12,548Firebird 127,695Firebird11,603Firebird 2116,092 (i) (ii)firebird 2(iii)FirebirdFirebird 2 FirebirdFirebird %28.9 Hercules T %23.8 ApolloCronus 187
194 Hercules TApolloCronus La Fenice La Fenice(i) La Fenice(ii) La Fenice %78.0 (i) 13.6(ii) % %86.1% % % % 86.4(i) 15.3(ii) 188
195 Firehawk3.9 (iii)2.8(iv) % 98.2Firebird 2 (i) 12.5(ii) Firebird 26.0(iii) 5.2(iv) %1.0 (i)2.3(ii) % %63.4 (i)9% 15%(ii)(iii) 21.6% 25.4% % %33.2% 189
196 % % 421.7FirebirdFirebird 81,51794,51112,548Firebird Firebird (i)(ii)firebird Firebird 23,704 Firebird FirebirdFirebird 217.6% Firebird %23.1Hercules T Hercules T(i) (ii)hercules T % 18.2MustangMustang (i)(ii)mustang % 21.5JiveScipio Catenaccio 0.7 La Fenice %87.7 (i) 190
197 13.6(ii) % %81.9% %20.6 (i)(ii) % % 59.4(i) 3.7(ii) Firehawk % 66.2(i) 10.8(ii) (i) (ii) % (i)(ii) 191
198 (i) 7.0(ii) 3.3(iii) % % (i)7.5%9% (ii)(iii) 10.1%21.6% % %36.9% (i)6.8 Firebird 2 Firebird 2Firebird 2FirebirdFirebird 2Firebird (ii)4.3 Firebird 2Firebird Firebird 2 192
199 ,285 32,382 29,560 33, ,080 10,935 15,225 17, ,349 5,159 11,910 14,089 47,714 48,476 56,695 64, ,552 12,008 11, ,552 12,464 2, (2,008) (2,613) ,552 12,008 11,806 12,147 (i) (ii) (iii) (1) (1)
200 %50% , , , , ,204 6,758 14,701 12, , , , , (8,651) (6,148) (2,551) (2,551) 129, , , , ,413 6,089 7, ,899 6,025 3,906 6, , , , ,
201 ,201 8,651 6,148 2, (2,503) (17) (3,580) ,651 6,148 2,551 2, , , , , , ,247 2, , ,848 5, ,228 6,378 3,476 3, , , , , %50%
202 (1) (1) (i) (ii) ,552 4,332 5,176 8, , ,204 54,022 42,412 45, ,213 10, , ,845 2, ,814 68, ,260 54,
203 ,248 4,045 4,991 7, ,552 4,332 5,176 8, (1) (1)
204 , , ,917 39,589 30, (30,956) (268,254) (33,968) (31,064) (13,526)..... (112,935) (251,463) (145,222) (19,284) (5,298) ,174 (242,540) 23,726 (10,759) 11, , ,852 66,461 66,461 90, (21) (851) 7 (24) (50) ,852 66,461 90,194 55, , (i)94.7(ii) 11.2(i)52.3(ii) 13.0(iii) (i) 250.0(ii)19.7(iii)17.2 (i)40.4(ii)29.8 (iii) (i) 228.3(ii)29.5(iii) 18.0(iv)16.3(i) 19.9(ii) (i) 113.7(ii)44.2(ii) 21.6(iv)13.4(i)33.5 (ii)11.7(iii) (i)
205 (ii) (i) 241.0(ii) 53.9(iii)3.5(i) 255.1(ii) (i) 320.1(ii) 64.2(iii)4.5(i) 115.0(ii) (i)104.3(ii) (i) 127.2(ii) (i) 250.0(ii) (i) 121.9(ii)
206 ,714 48,476 56,695 64,698 72, , , , , , , , , ,595 32, ,852 66,461 90, ,983 66, , , , , , ,814 68, ,260 54,990 88, ,681 20, ,000 50, , ,070 72,078 82,262 83,976 93, ,662 11,523 26,299 16,130 4, , , , , , , , , , ,
207 % Shanghai Venture Capital Co., Ltd.Shanghai Venture Shanghai Venture ,681 20, , , ,751 20, , ,386 1,429 1,473 1, ,193 2,702 2,196 2,213 5,013 4,579 4,131 4,162 25,764 25,248 4, ,
208 ,798 6,821 24,271 24, , ,944 7,798 6, , , ,774 1,134 1, , ,875 1,242 2,001 1,
209 ,229,817 (i)994,800 50%(ii) 994,800(x)497,400(y)994,800 (i)(ii) 2% 2% % 203
210 0.05% 25 34%26%22%27% 77%62%49%63%
211 4.8% 5.9%(0.7)% 28 (1) (2) (3) , ,679 1,388, ,966 1,248,890 1,705, (1) (2) (3) 1,404,112, (4)
212 ,404,112, 别 % 50% 50% 206
213
214 5.35 1, % Firehawk 25% ,0001,000,000 20% %
215 25,274, ,466,000 25,274,
216 (a) (i) (ii) (1) (2) (iii) (iv) (v) 210
217 (vi) ( (vii) (1) (2) (3) (A) (B) (b) (i) (ii) (iii) (iv) 211
218 10.08 (a) ,770, ,229, (b) (a) (c) (a) (a) 10.07(1) (i) (ii)(i) (i) 212
219 12 (a) 155 (b) (a) (b) (c) (a)(b) (a) (i) (ii) (b) 213
220 (c) 30 37,911,000 15% 4.3%
221 (a) (b) (c)(a)(b) 80.7% 215
222 (a) 25,274,000 (b) (a)144a(b) S227,466, % 20.2% 25,274,000 10% 1.8% 216
223 5,000,000 5,000,000 25,274,00050% 12,637,000 (i)(ii) (i)15 50(ii)50100(iii)100 75,822,000(i)101,096,000(ii)126,370,000 (iii)30%40%50% 217
224 (a) (b) (c) (d)
225 155 (i)(ii) 227,466,00090% 16.2% (a)144a (b)s
226 37,911,00015% 2.6% 37,911, (3) 10.07(1)(a) (1) (2) (3) (i) (ii) (4) (5)
227 37,911,000 15% (i) (ii) (iii) (i)(ii)(iv) (v) (vi)(ii)(iii)(iv)(v)
228 , , , ,
229 223
230 (i)(ii) eipoeipo( (iii) S eipo eipo 224
231 eipo eipo B B
232 4 4A C A 1A B C G047 G052 G37 40 (a) 1992 (b) 226
233 (a) (b) (c) (d) (e) (f) (g) (a) (b) (i) 227
234 (ii) (c) (i) (ii) (d) (i) (ii) eipo eipoeipo eipowww.eipo.com.hk eipo eipo eipowww.eipo.com.hk 228
235 eipoeipo eipo eipo1,0001,000 www. eipo.com.hk eipo www. eipo.com.hkeipo eipo eipo eipowww.eipo.com.hk eipo eipoeipo eipo eipo eipo eipowww.eipo.com.hk eipo 229
236 eipoeipo 230
237 eipo( eipo(
238 eipo eipo eipo 25,274,000 eipo eipo eipo eipo 232
239 eipo eipo 233
240
241 (a) eipo(i) (ii) (b) (i) (ii) (iii) 1%0.004%0.005% eipo eipo (a) 1,000,
242 (b) 1,000,000 1,000,0001,000,
243 (c) eipo eipowww.eipo.com.hkeipo 1,000, eipo eipo 1,000,000 eipo eipo ( 237
244 199 2 (a) (b) 238
245 40 239
246 1,0001,000 (1) (1) (1) (1) (1) 240
247 24 241
248 1%0.004% 0.005% (i) (ii) 3. eipo 242
249 eipoeipo eipoeipo 40 eipo eipo 243
250 eipoeipo 50% %0.004% 0.005%1,0006, ,637,
251 5. 1%0.004%0.005% 1%0.004%0.005% 1%0.004%0.005% 6. 1,
252 246
253 MicroPort Medical Limited Leader City Limited B15 I-1
254 3.340 B 2410 I-2
255 A 1 B , , , , , (60,171) (87,703) (78,037) (17,290) (22,684) , , , , , ,637 20,559 22,519 3,059 1, (2,122) (3,231) (1,867) (54,192) (59,391) (86,384) (15,090) (25,310).... (81,350) (66,244) (98,177) (18,851) (19,545) (54,946) (48,068) (50,850) (9,952) (13,184).... (27,264) (3,036) (1,022) (383) (100) , , ,908 79,426 97, (a) (44,200) (9,875) (17,153) (5,827) (2,990) , , ,755 73,599 94, (a) (11,424) (49,405) (63,382) (19,212) (14,643) , , ,373 54,387 80, I-3
256 2 B , , ,373 54,387 80, ,029 3, (595) (1,132) , , ,950 53,792 78,923 I-4
257 3. B , , , , ,619 4,517 37,548 37,353 97, , , , ,442 10,023 9, ,432 38,928 14,412 29, ,105 2,105 2, (b) 766 3,454 6,667 6, , , , , ,714 48,476 56,695 64, , , , , (a) , , , , ,852 66,461 90, , , , , , ,814 68, ,260 54, ,681 20, , , (c)(ii) 70,070 72,078 82,262 83, (a) 1,662 11,523 26,299 16, , , , , , , , , , , , , ,013 4,579 4,131 4, ,377 16,212 23,740 23, (b) 23,505 34,883 34,843 12,390 44,296 62,754 62, , , , , , , , , , , , ,910 I-5
258 4 B , , , , , , ,713 4,162 8, ,586 11, ,595 8, ,662 36, ,653 23, (c)(ii) 70,070 72,078 82,262 83, (a) 4, , , , , (95,146) (96,829) (98,074) (99,254) , , , , (b) 8,358 12,972 12, , , , , (a) , , , , , , , ,387 I-6
259 5 B ,654 1, , (c)(i) (1) (1) (b)(ii) (226,129) (226,129) (c) 21,614 21, (c)(iii) 3,788 (3,122) , , , ,828 (13,828) , ,525 7,749 18,492 13,828 88, , (b)(ii) (136,632) (136,632) (c) (c)(iii) 2,849 (2,495) (6,008) 6, , , ,668 25(c)(i) 25(d)(i) 25(d)(ii) 25(d)(iii) 25(d)(iv) 25(d)(v) ,638 91,893 11,569 10,263 13, , , (b)(ii) (91,893) (123,819) (215,712) (c) 4,841 4, (c)(iii) 10,260 (6,249) 4, (1,505) 1, , , ,898 12,146 7,350 13, , , (c) 2,047 2, (c)(iii) 354 (107) (1,132) 80,055 78, ,252 11,014 9,290 13, , , ,638 91,893 11,569 10,263 13, , , (c) 2,215 2, (120) (595) 54,387 53, ,638 91,893 10,974 12,358 13, , ,610 I-7
260 6 B (b) 163, , ,000 42,894 55,611.. (11,747) (19,935) (40,423) (3,305) (13,048).. (11,884).. (1,770) (1,839) 340 (16) , , ,917 39,589 30, (36,695) (64,216) (53,884) (4,252) (30,220) (300) (320,084) (241,000) (21,000) (15,000) , ,084 31, (229) 455 (110) (5,919) ,932 5,082 9, (4,494) (3,529) (30,956) (268,254) (33,969) (31,064) (13,526) (c)(i) (1).. 9, , (590) (21,590) (9,000).. 25(c)(iii) , (682) (1,193) (480) (96) (1,240) (116,915) (235,421) (124,191) (10,188) (101,709).... (5,003) (14,613) (2,972) (2,596) (112,935) (251,463) (145,222) (19,284) (5,298) ,174 (242,540) 23,726 (10,759) 11, , ,852 66,461 66,461 90, (21) (851) 7 (24) (50) (a) 309,852 66,461 90,194 55, ,983 I-8
261 B (a) (b) (c) 25(c)(ii) (d) I-9
262 30 (e) (f) 2(j) (g) (i) 2(j) I-10
263 (ii) (iii) (h) 2(j) I-11
264 (i) (i) (ii) (j) (i) I-12
265 (ii) I-13
266 (k) I-14
267 (l) 2(j) (m) (n) (o) 2(n) (p) (q) (i) I-15
268 (ii) (iii) (r) I-16
269 I-17
270 (s) (i) 2(s)(ii) 2(s)(ii) (ii) (t) (i) (ii) (iii) I-18
271 (u) (v) (w) I-19
272 (x) (i) (ii) (iii) (iv) (v) (i) (vi) (y) 3 I-20
273 17% TAAAAA , , , , , ,199 23,075 28,864 7,391 12, ,032 18,217 20,288 2,389 3, ,412 22,202 27,478 5,199 7, , , , , ,727 4 (a) I-21
274 (d) , , ,852 (926) 192, , , ,424 11, ,552 1, , , , , ,286 66,286 (d) , , ,010 (1,828) (2,935) 211, , , ,581 (70) 28, ,464 12, ,695 52, , ,739 60, , ,558 4, ,443 I-22
275 (d) ,056 3, , ,197 (5,643) (9,810) 230, ,601 1, , ,051 (90) 39, , , ,274 3,861 8,193 84, ,142 56,973 49, , ,628 4, ,046 (d) , , ,087 (964) (1,700) 67, , , , , ,075 1, , , ,013 62, , ,594 4,990 93,584 (d) , , ,401 (2,461) (3,317) 83, , , ,668 (25) 14, , , ,912 57,848 47, , ,990 4, ,806 I-23
276 (b) , , ,744 67,423 83, (21,614) (274) (4,841) (2,215) (2,047)..... (20,894) (23,421) (5,518) (13,848) (5,768) (5,568) (28,680) (2,008) (10,184) (5,255) (1,714) (26,553) (3,455) (357) (48) , , ,373 54,387 80, , , , , , ,867 6,311 1,550 8, , , , , , , ,443 93,046 93, , , , , , , , , , , ,449 I-24
277 (c).. 378, , , , , ,343 22,902 31,192 6,333 5, ,104 16,629 15,495 1,650 5, ,703 12,425 12,787 1,433 43,150 51,956 59,474 7,983 12, , , , , ,727 (d) 10% , ,350 98,544 28,437 39, ,591 62,045 56,873 15,908 24, ,860 63,213 14,755 20, , , ,630 59,100 84,693 26(a) I-25
278 ,702 11,259 14, ,932 9,282 7,592 2,154 1, ,637 20,559 22,519 3,059 1, (117) (7) (1,694) (2,005) (3,224) (173) (2,122) (3,231) (1,867) (a) ,069 1, , ,672 2,099 1, ,276 25(b)(iii).. 13,848 5,768 5, ,680 2,008 10,184 5,255 1,714 44,200 9,875 17,153 5,827 2,990 (b) ,575 72,245 99,040 16,841 24, ,858 9,110 12,299 2,354 4,549 24(c) ,396 (6) 4,691 2,163 2,031 87,829 81, ,030 21,358 31,566 I-26
279 (c) 16(b) , ,947 98,056 20,431 29, ,390 16,281 19,730 4,840 5, (2,503) (17) (100) ,796 2,488 1, ,144 1, (a) ,513 29,337 54,882 10,791 14, (3,742) 1, ,771 30,844 55,183 10,791 14, , (186) 18,639 8,165 8,421 (136)..... (97) (511) (283) 18,128 8,165 8,421 (136) 11,424 49,405 63,382 19,212 14,643 MP Medical Leader City MP Medical Leader City I-27
280 MP B.V. 20%25.5% 15% 7.5% 25% 18%20%22%24% 15%9% 15% 25% 10% I-28
281 (b) , , ,755 73,599 94, % 25% 25% 25% 25%.. 37,506 57,063 62,439 18,400 23, (31,806) (20,225) (28,933) (9,425) (9,187) (565) (129) (9) 12 (6) ,796 2,808 4,026 1, (13,138) (29,328).. 7, , , , ,575 4,122 3, (8,856) (3,656) (6,002) (1,252) (2,414) , (97) (511).. 20,894 23,421 5, (3,742) 1, ,424 49,405 63,382 19,212 14,643 I-29
282 Terry McCarthy Shuiming Chung Shuiming Chung I-30
283 I-31
284 ,157 6,029 4,065 1,047 1, ,000 3,270 4,366 3,850 4, ,868 2,949 1,714 1, ,089 12,322 10,274 6,314 6,134 2(q)(ii) 24 1,000, ,000,0011,500, ,500,0012,000, ,000,0012,500, ,500,0013,000, ,500,0014,000, ,000,0014,500, ,500,0015,000, ,000,0015,500, ,500,001 12,000, ,700,000 I-32
285 10 68,981,00019,585,00025,461,000 7,489,0001,432, (68,981) (19,585) (25,461) (7,489) (1,432). 235, , ,256 25(a) , , ,795 (7,489) (1,432) 25(b) 11 (a) , , , , ,506 25(c)(i) (1,300) 25(c)(iii) , , , , ,509 I-33
286 (b) (c) 102,231, ,848,000186,373,00054,387,000 80,055, , , , , , , , , , , , ,129,692 1,130,295 1,131,199 1,130,643 1,135, I-34
287 .... 1,130,698 1,131,145 1,141,633 1,131,277 1,139, I-35
288 12 (a) ,228 4,295 49,100 6,884 5,957 3,615 5, ,857 5, , ,862 3,317 5, (13,028) ,528 1,098 4,354 3,379 1,878 1,094 10,866 24,197 24, (2) (314) (221) (537) (537) ,618 8,710 58,955 10,287 7,634 4,718 3, ,538 5, , ,618 8,710 58,955 10,287 7,634 4,718 3, ,538 5, , (25) (38) (63) (63) ,999 9,176 1, (45,206) ,562 3,196 2, ,336 42,582 52,757 52, (319) (319) (319) ,617 21,448 63,540 12,023 8,310 6, ,946 5, , ,617 21,448 63,540 12,023 8,310 6, ,946 5, , ,786 1, (6,774) (163) ,140 3,751 1,707 1,719 26,373 50,382 33,646 84, (607) (5) (5,992) (113) (6,717) (6,717) ,634 22,300 77,474 15,664 11,963 7,830 20, ,456 38, , ,634 22,300 77,474 15,664 11,963 7,830 20, ,456 38, , (9) (23) (32) (32) ,230 15, (16,941) ,352 2, ,865 9,662 9, (32) (28) (60) (60) ,634 24,882 95,927 16,241 11,963 7,864 8, ,026 38, ,939 I-36
289 , ,530 1,997 1, , , ,641 1,540 1,172 1,300 13, , (2) (183) (199) (384) (384) ,401 1,800 24,258 3,359 2,194 1,896 36, , ,401 1,800 24,258 3,359 2,194 1,896 36, , (13) (9) (22) (22) ,087 1,425 8,812 1,949 1,342 1,666 16, , (309) (309) (309) ,488 3,225 33,070 4,986 3,536 3,553 52, , ,488 3,225 33,070 4,986 3,536 3,553 52, , ,310 2,153 10,345 2,304 1,652 1,966 19, , (1) (4,307) (105) (4,413) (4,413) ,798 5,377 39,581 7,187 5,188 5,523 68,654 1,365 70, ,798 5,377 39,581 7,187 5,188 5,523 68,654 1,365 70, (6) (14) (20) (20) , , , (32) (28) (60) (60) ,225 6,235 42,526 7,830 5,728 5,718 74,262 1,560 75, ,217 6,910 34,697 6,928 5,440 2,822 3,616 92,630 4,619 97, ,129 18,223 30,470 7,037 4,774 2, ,088 4, , ,836 16,923 37,893 8,477 6,775 2,307 20, ,802 37, , ,409 18,647 53,401 8,411 6,235 2,146 8, ,764 37, ,117 I-37
290 (b) ,836 69, , , ,217 65,129 63,836 63, ,619 4,517 37,548 37,353 36,836 69, , ,762 (c) 32,217,00031,186,000 30,164,00029,908,000 21(a) I-38
291 ,128 2,630 10, ,128 2,630 10, ,128 2,630 10, ,128 2, , ,128 2, , , , , ,889 2,553 10, ,411 2, , ,291 2, ,839 I-39
292 , , , , , ,105 2,105 2,105 18% , , , ,613 I-40
293 MicroPort Medical Limited MP Medical % % Leader City Limited Leader City MicroPort Medical B.V. MP B.V. 18, * 12,000, * 45,000, * 3,000, * 45,000, * 29 I-41
294 * MP B.V. i) ii) i) ii) PricewaterhouseCoopers Accountants B.V. * * * 16 * (a) ,285 32,382 29,560 33, ,080 10,935 15,225 17, ,349 5,159 11,910 14,089 47,714 48,476 56,695 64,698 I-42
295 (b) ,619 75,239 75,626 16,215 22, ,552 12,464 2,411 1, ,171 87,703 78,037 17,290 22, ,712 15,244 20,019 3,141 7, , ,947 98,056 20,431 29, , , , ,275 28(c) ,204 6,758 14,701 12, , , , , (8,651) (6,148) (2,551) (2,551) 129, , , , ,413 6,089 7, ,899 6,025 3,906 6, , , , , , ,433 I-43
296 (a) , , , , , ,247 2, , ,848 5, ,228 6,378 3,476 3, , , , ,022 26(a) (b) 2(j) ,201 8,651 6,148 2, (2,503) (17) (3,580) ,651 6,148 2,551 2,551 I-44
297 18 8,651,000 6,148,0002,551,0002,551,000 2,144,000301, , , , , ,940 2,485 2,595 2,595 2, , , , , (a) ,801 66,461 90, , , ,852 66,461 90, , ,713 4,162 8, ,078,00054,295,00085,232,000 92,839,000 I-45
298 (b) , , ,755 73,599 94, (c) 13,390 16,281 19,730 4,840 5, (c) (c) (c) (c) 450 (2,503) (17) (100) (c) (a) 44,200 9,875 17,153 5,827 2, (5,932) (9,282) (7,592) (2,154) (1,052) , (c) 21, ,841 2,215 2, (256) (8,219) 3,922 (8,003) (33,549) 29,549 (30,731) (32,123) (52,343) ,500 18,026 (12,334) (12,850) 11,193.. (1,410) 8,085 6,750 (475) , , ,000 42,894 55, ,552 4,332 5,176 8, , ,204 54,022 42,412 45, ,213 10, , ,845 2, ,814 68, ,260 54,990 I-46
299 ,115 7, ,489 18,450 25,112 23, ,213 10, , ,845 2, ,662 36, ,653 23, ,248 4,045 4,991 7, ,552 4,332 5,176 8, (a) ,0001,193, , ,000 (i) 32,217,000 31,186,00030,164,00029,908,000 12(c)(ii) 651, (n) I-47
300 23 4,809, , ,000156,00039,00035, ,000169,000156,000 39,00035,000 (b) Shanghai Venture Capital Co., Ltd. Shanghai Venture Capital Co., Ltd. Shanghai Venture Shanghai Venture 21,000,000 12,000,0009,000,000 Shanghai Venture Shanghai Venture 12(c)Shanghai Venture Shanghai Venture Shanghai Venture 10,656,0008,525, ,000671, ,000671,000 Shanghai Venture 9,000,00012,000,000 19,498,0001,502, ,000765, ,000737, ,000437,000 I-48
301 ,681 20, , , ,751 20, , ,386 1,429 1,473 1, ,193 2,702 2,196 2, (a) 5,013 4,579 4,131 4,162 25,764 25,248 4, , ,513 29,337 54,882 14, (12,899) (17,814) (28,599) , ,523 26,283 16, ,048 (358) 16 1,662 11,165 26,299 16,130 (i) ,754 (i) MP Medical Leader City 238,429, ,841,000 11,884,000 40% 40%60% I-49
302 (358) ,662 11,523 26,299 16,130 1,662 11,165 26,299 16, ,754 I-50
303 (b) (i).... (310) (173) (483) (471) 194 (6) (283).... (471) (116) (179) (766).... (471) (116) (179) (766) ,689 2, (485) (1,686) (517) (78) 20,894 18, (956) (1,802) (696) 2,611 20,894 20, (956) (1,802) (696) 2,611 20,894 20, (3,816) (159) 11,537 8, (387) (1,768) (4,512) 2,452 32,431 28, (387) (1,768) (4,512) 2,452 32,431 28, (51) (45) (40) (136).... (387) (1,819) (4,557) 2,412 32,431 28,080 I-51
304 (ii) , , , , , ,972 (iii) (766) (3,454) (6,667) (6,763) ,505 34,883 34,843 (766) 20,051 28,216 28,080. 8,358 12,972 12,972 (c) 2(r) 66,0004,700,000 7,887,000 66,000 4,634,0003,187,000 I-52
305 (d) 49,684, ,900 2,252 9, , , (1,920) (991) (2,911).. 6,480 1,736 8, ,480 1,736 8, ,341 1,502 10, (350) (1,577) (1,927).. 15,471 1,661 17, ,471 1,661 17, ,970 11, (4,299) (921) (5,220).. 23, , , , (30) (35) (65) , , ,377 16,212 23,740 23,758 8,216 17,132 23,882 23,896 I-53
306 24 (a) MicroPort Medical (Cayman) CorporationMP Cayman MP Cayman 10,261,030 MP Cayman ,261,030 8,869,245 MP Cayman MP Cayman 8,869,245 13,043,0001,009,760 MP Cayman 990, , , ,000 26,000 MP Cayman MP Cayman 1,391,785 MP Cayman 1,009,760382,025 (i) ,009, , ,391,785 I-54
307 (ii) ,391, ,260, ,009, ,009, (131,190) 2.97 (119,645) (131,190) ,260, ,009, ,009, ,009, ,190 (iii) % % % % I-55
308 (b) 6,009,157 (i) ,635,362 41, ,000 1, , ,000 2, ,000 4, ,000 8, ,220,362 57, ,000 6, , ,000 6, I-56
309 , , ,000 1, ,195,362 64, (ii) ,653, ,665, ,554, ,780, , , (29,352) (1,908) 9.12 (439,741) (13,173) (97,986) (2,775,975) (295,782) (1,707) ,653, ,665, ,554, ,539, , , , , I-57
310 (iii) %55.0% %1.17% %5.23% %6% 21,237,000248,000 4,841,0002,215,0002,047,000 1,009,760 (iv) ,160,000 I-58
311 %55.28% 54.54%55.28% %1.17% 0%1.17% %2.70% 2.33%2.70% %6% 5%6% (c) ,755 2,223 2, ,211 (2,764) 1, , ,841 2,215 2,047 6(b)... 21,396 (6) 4,691 2,163 2, , ,841 2,215 2,047 (d) 1,009,7602,539, ,884 I-59
312 25 (a) 25(c)(i) 25(d)(i) 25(d)(ii) ,654 1,699 (75) 456, (c)(i) (1) (1) (b)(ii) (226,129) (226,129) (c) 21,614 21, (c)(iii) 3,788 (3,122) , , , , ,525 7,043 18, , , (b)(ii) (136,632) (136,632) (c) (c)(iii) 2,849 (2,495) (6,008) 6, , , , ,638 91,893 8,671 10, , , (b)(ii) (91,893) (123,819) (215,712) (c) 4,841 4, (c)(iii) 10,260 (6,249) 4, (1,505) 1, , , ,898 8,718 7, , ,520 25(d)(iii) 25(d)(iv) I-60
313 25(c)(i) 25(d)(i) 25(d)(ii) ,898 8,718 7, , , (c) 2,047 2, (c)(iii) 354 (107) (1,432) (1,427) ,252 8,723 9, , ,387 25(d)(iii) 25(d)(iv) ,638 91,893 8,671 10, , , (c) 2,215 2, (120) (14) (7,489) (7,503) ,638 91,893 8,657 12, , ,250 I-61
314 (b) (i) , , ,203 (ii).. 226, , ,712 (iii).... 5,768 5,568 4,888 I-62
315 ... 13,848 5,768 5,568 25(c)(ii) 6(a) I-63
316 (c) (i) , , , , , , , , (1,392) (1) , , , , MP Cayman 1,391,785 I-64
317 (ii) 1,229, MP Cayman (1) 994,800 50% 994,800 (i)497,400(ii)994,800 (2) (i)(ii) (i) (ii) 30 1,229,817 2% (3) (i) (ii)(a) (b) I-65
318 (i) (4) 0.05% 2(o) Black-Scholes %3.58% 27.41%67.83% 0%1.17% 70,070,000 72,078,00082,262,00083,976,000 6(a) I-66
319 (iii) , ,788 (3,122) , ,788 (3,122) , ,825 (2,488) (7) , ,849 (2,495) , (44) ,565 2,211 5,881 (3,670) , (74) ,702 1,491 3,952 (2,461) ,741 4,011 10,260 (6,249) , (11) , (26) , (70).. 13, (107) I-67
320 (iv) , ,009,760 1,009,760 1,009,760 1,009,760 1,260,595 1,009,760 1,009,760 1,009, ,616,010 1,034, , , , ,000 31,000 31, ,000 50,000 50,000 50, , , , , , , , , , , , , ,000 25, , , , , ,000 50,000 50,000 50,000 4,653,024 2,665,141 2,554,618 2,539,738 5,913,619 3,674,901 3,564,378 3,549, I-68
321 (d) (i) (ii) MP MedicalLeader City MP B.V.100% (iii) 2(u) (iv) 2(q)(ii) (v) 10% 50% 13,828,000 49,636,00050% I-69
322 (e) 424,216, ,449,000413,431,000414,298, ,091,00025(b) (f) 314,373, ,649,000298,443,000481,409, (a) 50% I-70
323 34%26%22%27% 77%62%49%63% 17 (b) (i) ,764 28,315 21, ,087 3, , , , , , , ,087 3, ,248 27,620 21, ,042 3, ,945 68,945 68,945 94,193 96,565 90, ,042 3,111 I-71
324 ,579 5, ,996 2, , , , , , , ,996 2, , , , ,985 2, ,990 54,990 54, , , , ,985 2,302 (ii) , , , ,467 36,467 36, , , , ,901 23,901 23,901 I-72
325 70,070,00072,078,000 82,262,00083,976,000 (c) (i) (i) % % % % % 205, % 191, % 175, % (20,329) 7.56% (20,235) 4.76% (100,000) (20,329) 184, ,000 75, % 143, % 166, % 66, % 90, % 101, % 2, % 2, % 2, % 2, % (5,435) 3.10% (5,013) 3.10% (4,579) 3.10% (4,614) 307,357 63,933 88,210 99, % 80.1% 0.0% 95.6% (ii) 2,842,000589,000721, ,000 I-73
326 (d) (i) ,474 3,959 19, ,006 3,101 28,307 1, , , , (1,056) (1,269) (748) (897) (5,873) (199) (1,874) (422) ,992 15,467 (142) 15,607 (272) 16, ,969 6,758 14,701 12, ,111 2,753 46,179 (354) 57,257 2,916 61,268 1,910 I-74
327 (ii) % 2,468 6% 2,521 5% 2,433 6% 3,125 (7)% (2,468) (6)% (2,521) (5)% (2,433) (6)% (3,125) % (106) 10 (622) 2% (7) 2% (29) (4)% 106 (10)% 622 (2)% 7 (2)% % 414 3% 144 2% 50 2% 53 (10)% (414) (3)% (144) (2)% (50) (2)% (53) (e) 7 I-75
328 25(c)(ii) 70,070,00072,078,000 82,262,00077,333,00083,976,000 28,680,0002,008,000 10,184,0005,255,0001,714, (a) ,798 6,821 24,271 24, , ,944 7,798 6, , ,938 I-76
329 (b) ,774 1,134 1, , ,875 1,242 2,001 1, (a) JIMRO Co., Ltd JIMRO Thai Otsuka Pharmaceutical Co., Ltd Thai Otsuka Otsuka (Philippines)Pharmaceutical, Inc Otsuka Philippines P.T. Otsuka Indonesia Otsuka Indonesia Otsuka Pakistan LtdOtsuka Pakistan Qingdao Hi-Tech Trading Company Qingdao Hi-Tech Qingdao Hi-Tech25% I-77
330 (b) JIMRO ,116 8,397 3, Thai Otsuka ,731 5,435 14,283 1, Otsuka Philippines ,940 2,028 3,508 1, Otsuka Indonesia ,551 3,439 5,392 1,345 1,142 Otsuka Pakistan ,726 3,451 3, ,744 Qingdao Hi-Tech ,001 22,750 30,569 6,136 5,171 Qingdao Hi-Tech.. 5,194 (c) JIMRO ,609 1, Thai Otsuka ,694 9,859 7,625 Otsuka Philippines Otsuka Indonesia ,077 1,142 Otsuka Pakistan , ,899 Qingdao Hi-Tech ,204 6,758 14,701 12,298 I-78
331 (d) ,815 6,588 4,721 1,211 1, ,000 3,270 4,366 3,850 4, ,868 2,949 1,714 1, ,747 12,881 10,930 6,478 6, (b) 8,000,000 2,520,000 (i)1,000,000 (ii) 166% 2,520, ,000491, ,642,000178,571,000 I-79
332 ,758 10, (394) (394) 22(b) (2,689) (2,689) ,069 8, , , , (10,520) (10,514).. (4,494).... (3,500).... (29) (2,491) (10,514) 8,128,000 2,630, (a) I-80
333 (b) (c) (d) I-81
334 C. 1) 123,094 2,864,873500, ) 176,091,00025(b) 3) 110 D. I-82
335 A (1) (2) (3) , ,679 1,388, ,966 1,248,890 1,705, (1) (2) (3) 110 1,404,112, (4) II-1
336 B (1) (2) 1,404,112,340 (3) II-2
337 C (A)(B) II-1II-2(A)(B) (7) 300 II-3
338 4.29(1) (a) (b) (c) 4.29(1) II-4
339 A. B. III-1
340 C III-2
341 D B David Cheng Stacey Wong III-3
342 C IV-1
343 5 12 IV-2
344 P.O. Box 309 Ugland House Grand Cayman, KY Cayman Islands B.Sc. FRICS FHKIS IV-3
345 ,604, % 19,604, ,675, % 21,675, ,619, % 52,619,000 93,898,000 93,898,000 IV-4
346 /40 31,767, % 31,767,000 31,767,000 31,767, % IV-5
347 C IV-6
348 11. 52C IV-7
349 JD ,665, ,665,000 IV-8
350 , ,604, % 19,604, ,317 15,523, (2009) , IV-9
351 , ,675, % 21,675, ,535 16,984, , IV-10
352 ,320 9, ,619, % 52,619, (2009) , , ,199, a. 1 b. 2 c ,500,000 IV-11
353 4. 155/40 20, ,767, % 31,767, ,416 32,665, (2009) , (2010) FA , a. b. IV-12
354 , , ,268, a. b. IV-13
355 , , a. (2009) b. c. d. e. IV-14
356 , ,320 4% 2. a. (2008) b. c. d. e. IV-15
357 8. 2 C , , a. 256 b. c. d. e. IV-16
358 , , a b. c. d. IV-17
359 , , a b. c. d. e. IV-18
360 C , , a b. c. d. IV-19
361 , , a b. c. d. IV-20
362 , , a b. c. d. IV-21
363 ,364 1,308, ,364 1,308,8901,391,526 1,474, a. (2010) b. c. IV-22
364 JD , Hartentwee B.V. MicroPort Medical B.V.MP B.V. 2,808 IV-23
365 A. 50,000 5,000,000, B. (a) V-1
366 (b) (c) (d) (e) (f) V-2
367 (i) (ii) (iii) (iv) (v) (aa) (bb) (vi) (g) V-3
368 (h) V-4
369 (i) (ii) (iii) (iv) (v) (vi) (vii) (i) (j) C. V-5
370 D. E. A1.7(6) (i) (ii) (iii) V-6
371 F. G. V-7
372 H. I. V-8
373 J. (a) (b) 95% (a) (b) (c) (d) (e) (f) 20% (g) (g) K. V-9
374 (a) (b) (c) (d) (e) (f) L. M. V-10
375 N. (a) (b) V-11
376 O V-12
377 P Q. V-13
378 2.50 R. D S. T. V-14
379 U. (i) (ii)(iv) (iii) (iv) A. B. C. V-15
380 (a) (b) (c) 37 (d) (e) (f) V-16
381 D C E. Foss v. Harbottle (a)(b) (c) F. G. H. (a) (b) (c) V-17
382 I. J. K. L. M. 75% N. 90% V-18
383 O. P. (i)(ii) Q. R. 6 (1) (2) (i) (ii) 6(3) V-19
384 S. T. Maples and Calder V-20
385 A. 1. PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands1328 XI 2. 50,000500,000, , ,770,1831,229, ,770, ,987,701, ,229, ,298,170 50, ,987,701, ,298, (a) ,298,170 13(1)(e) VI-1
386 49, ,987,701,830 (b) ,298,170 49, ,987,701,83050, ,000,000,000 20,000,000 45,000, ,000 3,000, (a) 50,0004,987,701, ,298, (b) (c) (1) (2) VI-2
387 (3) 20% (4) 10% (5) (3) (4) (3) (3)(4)(5)(i) (ii) (iii) 4. VI-3
388 5. (a) (b) 10%(i) (ii)(iii) (c) (d) (e) VI-4
389 (f) 1,404,112, ,411,234 (g) 26 B. 1. (a) 8,000,0006% VI-5
390 (b) 2. (a) (1) 10 CN (2) 10 CN (3) 10 CN (4) 10 CN (5) 10 CN CN (1) 10 (2) (3) (4) (5) VI-6
391 (1) 10 CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN VI-7
392 (1) 10 CN CN CN CN CN CN CN CN CN CN CN CN CN CN VI-8
393 (b) (2) 10 CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN CN VI-9
394 (2) 10 CN CN CN CN CN CN CN CN CN CN CN CN CN CN (2) 10 VI-10
395 (c) (3) MicroPort Medical B.V BNL JP NZ HK IL JP Madrid (3) (d) 10 HK HK HK US VI-11
396 (e) (4) IDM IDM VI-12
397 (4) 10 IDM Kor Kor Kor (4) 10 VI-13
398 (a) CN CN CN X CN CN CN X CN CN CN CN CN VI-14
399 CN CN CN CN CN X CN CN Y CN Y CN CN X CN CN CN VI-15
400 CN CN CN CN CN CN CN CN X CN CN CN VI-16
401 CN CN CN CN CN CN CN CN X CN CN CN VI-17
402 CN CN CN CN CN CN EP EP (b) VI-18
403 X X X VI-19
404 X VI-20
405 X VI-21
406 X VI-22
407 X VI-23
408 X EP JP US10/943,633 US11/233,865 VI-24
409 US11/348,829 US11/572,908 EP EP US EP EP (c) PCT/CN03/00489 PCT/CN2005/ PCT/CN2005/ PCT/CN2005/ PCT/CN2006/ PCT/CN2007/ PCT/CN2008/ VI-25
410 PCT/CN2008/ PCT/CN2009/ PCT/CN2009/ PCT/CN2009/ PCT/CN2009/ PCT/CN 2009/ PCT/CN 2009/ PCT/CN 2009/ PCT/CN 2009/ PCT/CN 2009/ PCT/CN 2009/ PCT/CN 2010/ PCT/CN2010/ PCT/CN2010/ VI-26
411 PCT/CN2010/ PCT/CN2010/ PCT/CN2010/ / PCT/CN2010/ VI-27
412 C. 1. XV XV (i) ,110,000(L) 15.5% 10,919,550(L) 0.8% 4 6,052,260(L) 0.4% 4 3,200,000(L) 0.2% (1) Shanghai We Tron Capital Corp. 49% Shanghai We Tron Capital Corp % Shanghai We Tron Capital Corp. Shanghai We Tron Capital Corp. 33% (2) L (3) (4) VI-28
413 (ii) 4 10,000,000(L) 15.4% (7) (6) 4,500,000(L) (4) 0.5% 2,780,450(L) 0.9% 40,000,000(L) 0.3% (6) 3,500,000(L) 0.2% 1,044,430(L) 0.5% (5) (6) (7) 0.6%14.8%(i) 2. 10% ,000600,000700, , VI-29
414 D. (a) XV XV (b) (c) (d) (i) (ii) (e) (f) 5% E. MP Cayman MP Cayman 10,261,030 MP Cayman VI-30
415 10,261,030 MP Cayman MP Cayman MP Cayman 6,009, ,509, ,509,157 VI-31
416 (i) (ii) (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) VI-32
417 5. 6. (i)(ii)(iii) (d)100, (i) (ii)(iii)(iv)(v)(vi)(vii) (viii)(ix)(x)(xi)(xii) (xiii)(xiv)(xv)(xvi) (xvii) VI-33
418 (m) 162(m) (10) (10%) (5) 15. (i)(ii)(a) (B) VI-34
419 (i) (A) (10%) (110%) (B) (100%) (ii) (100%) (iii) 100% (iv) 100% v (vi) (i) (ii) (iii) (iv) (A) VI-35
420 (B) (i) (A)(B) (ii) (d)(e) (a) (b) (c) (d) (A) (B) (40%) (e) (50%)13d-3 (v) (i) (ii) VI-36
421 (vi) 議 VI-37
422 23. (i) (ii) (iii) (i)(iii) (x)(y) (z) 24. (i)(ii) VI-38
423 (i) (50%)13d-3 12b-2 (ii) (12) 422(d)100, (10) VI-39
424 (12) 424(a) (12) ,622, % 252,740,000 VI-40
425 ,000, ,000** ,045** 250,000** ,711,000* 250, , , , ,000** 15,000 42,500 42,500 87,500 87,500 87,500 87, ,091,955 7,012 7,011 7,011 69,511 62,500 62,500 62,500 VI-41
426 MP B.V , ,000** , , , , ,704** 250,000** , , , , ,500 62,500 87,500 87,500 25,000 25, ,226 59,669** 29,443 25,000 25,000 25, , ,934 25,000 25,000 25, ,000 15,926 15,926 15,926 78,426 62,500 62,500 62,500 VI-42
427 10066 Fox Run Cove Woodbury, MN55129 United States ofamerica , , , ,073** 214,873** , , , , , , , ,000** 27,569 25,000 25,000 25,000 2, ,812 20,885** 52,019 52,018 52, ,737 53,718 53,718 53, ,500 62,500 62,500 62,500 25,000 VI-43
428 ,077, ,000 25,000 25,000 25, ,392 12,500 12,500 12, ,268, ,146,630 52,112 19,091 54,983 50,057 87, , , , ,774 35, , , ,000 10,000 22, ,868 65,000 55,000 42,500 30,000 20, ,001 50, , , ,716 5,863 10,433 15,433 37, , ,433 91,865 72, , ,396 13,228 34,550 24,624 27,165 90,013 96,589 73,010 35,774 5,000 6,622, VI-44
429 * ** (1) (2) 1,000, (3) 100, , , (4) 28, , (5) (6) 250, , (7) 4, , (8) 3, , (9) 63, , (10) 400, , (11) 2, , (12) 208, , (13) 150, , (14) (15) VI-45
430 6,622,162 2,686,2277 1,589,2195 1,077,892171,268, %30.4% 4.7%4.5%4.5% 17.02(1)(b)A27I10(d) 4356,622,162 1,077, % 252,740,000 VI-46
431 1710 (i)17.02(1)(b) 1A27(ii)342AI 10(d) (i) (ii) (iii) (iv) (v) E. (i) E. 10(d) 17.02(1)(b)1A27 (ii) (1) (2)(3) (4) VI-47
432 (iii) (iv) E. (v) 17.02(1)(b)1A27I10 (i) E. 310(d) 10(d)17.02(1)(b) 1A27 (ii) (1) (2)(3) (4) (iii) I10 F VI-48
433 3. 10%10%140,411,234 10%30% 10% 10% 10% 30%30% 421,233, % 1% 1.01 (a) 0.1% (b) 500 VI-49
434 (i) (ii) 5. (a) (b) (i) (ii)(iii)12(f) (c) (d) (1) (i)12(f) (ii) (2) (i)12(f) (ii) VI-50
435 (1) (2) (e) 12(f) (f) 12(f) (g) 5(h) (h) (i) VI-51
436 (j) 5(h) (k) 5(g)(h)(i)(j) (i) (ii) (iii) (a) VI-52
437 (b) 5(b)(c)(d)(e)(f)(g)(j) (c) 5(h)5(h) (d) 5(i) (e) (f) (i) (ii) (iii) (g) (h) 5(b)5(k) (i) 13. VI-53
438 17.03(13) VI-54
439 (i) 10% (ii) 30 G. 1. Shanghai We Tron (a) (b) (c) (d) VI-55
440 (a) (b) (c) (d) Maples and Calder VI-56
441 5. Maples and Calder 6. 44A44B 7. 32L A.19 TC Capital Asia Limited 3A.23 (a) (b) (c) (d) VI-57
442 H. (a) (b) (c) (d) (e) (f) (g) VI-58
443 (a) (b) (c) (a) (b) (c) (d) (e) (f) (g) (h) Maples and Calder (i) (j) (k) VII-1
444 (l) (m) (1)(b)IA27 (n) (o) (p) VII-2
445
untitled
2015 2/ 2015 3 4 5 6 7 9 27 29 35 52 65 66 67 68 70 72 74 2015 / 1 2/ 2015 FCS (PE), FCIS PO Box 309, Ugland House Grand Cayman, KY1-1104 Cayman Islands 1601 201203 183 54 183 17M www.microport.com.cn
目 錄 公 司 背 景...3 行 業 分 析...4 投 資 要 點...6 盈 利 預 測...8 投 資 風 險...10 估 值 與 建 議...11 SWOT 分 析...12 財 務 資 料...13 SINOPAC SECURITIES 2
Asia Equity Research 中 國 / 香 港 證 券 研 究 2010 年 12 月 8 日 微 創 醫 療 (0853..HK) 醫 療 保 健 醫 療 器 械 股 價 目 標 價 HK$7.60 HK$9.30 微 創 醫 療 (0853.HK) 以 科 技 創 新 為 主 要 成 長 動 力 的 醫 療 器 械 新 秀 買 進 Greater China Equity Report
JINTIAN PHARMACEUTICAL GROUP LIMITED 500,000,000400,000,000 100,000,000 50,000,000 450,000,000350,000,000 100,000,000 4.23 1% 0.003%0.005% 0.001 2211
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2008311 WANT WANT CHINA HOLDINGS LIMITED 2,717,882,000397,582,000 2,320,300,000 2,446,094,000125,794,000 2,320,300,000 271,788,000 4.101% 0.004%0.005% 0.02 0151 342C 2008 31420083244.103.00 2008324 8 (1)
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Da Sen Holdings Group Limited 180,000,000 18,000,000 162,000,000 0.901.0% 0.0027%0.005% 0.01 1580 342C 0.900.60 0.60 0.90 S (1) www.eipo.com.hkeipo (2)... (3)...... (4)... eipo......... (a) (b)www.msdscn.com
* 3,000,000, ,000,000 2,700,000, %0.004% 0.005% C %0.004%0.005% (i)144a (ii) 501(a) (iii)s *
* 3,000,000,000 300,000,000 2,700,000,000 1.71 1%0.004% 0.005% 0.01 1387 32 342C 1.711.40 1.711%0.004%0.005% (i)144a (ii) 501(a) (iii)s903904 * (1) (2)................. (3)................ eipowww.eipo.com.hk
Hospital Corporation of China Limited [ ] [] [][] [] [][] [] [][][] [] [][] [] [ ] [] [] [] C [] [][][][] [] [][][][][] [][][]1% %0.
Hospital Corporation of China Limited (a) (b) (c) (d) (e) (f) (g) (h) (i) 1933 (j) (k) Hospital Corporation of China Limited [ ] [] [][] [] [][] [] [][][] [] [][] [] 0.001 [ ] [] [] [] 32 342C [] [][][][]
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NNK Group Limited 100,000,000 10,000,000 90,000,000 1.76 1.0%0.0027% 0.005% 0.01 3773 32 342C 1.761.00 1.761.0%0.0027%0.005% 1.76 1.001.76 www.hkexnews.hkwww.nnk.com.hk S (1) www.eipo.com.hk eipo (2)...
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TM CHINA PIONEER PHARMA HOLDINGS LIMITED 333,334,000 33,334,000 300,000,000 5.001.0%0.003% 0.005% 0.01 01345 32 342C 5.00 4.10 5.001.0%0.003% 0.005% 4.10 5.00 www.hkexnews.hk www.pioneer-pharma.com 1 (
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06 18 33 35 39 2012 04 08 32 34 37 40 2012 FCS (PE), FCIS PO Box 309, Ugland House Grand Cayman, KY1-1104 Cayman Islands 501 201203 1 28 183 17 1712 1716 www.microport.com.cn 6 2012 484,916 448,824 8.0%
2018 Hope Education Group Co., Ltd
2018 Hope Education Group Co., Ltd. 2018 7 14 2018 8 3 1 2018 Hope Education Group Co., Ltd. 2018 7 14 2018 8 3 2 2018 Hope Education Group Co., Ltd. 2018 7 14 2018 8 3 1 Hope Education Group Co., Ltd.
VICON HOLDINGS LIMITED 100,000,000 10,000,000 90,000, % % 0.005% C % % 0.005% 1.2
VICON HOLDINGS LIMITED 100,000,000 10,000,000 90,000,000 1.201% 0.0027% 0.005% 0.01 3878 32 342C 1.21.0 1.21%0.0027%0.005%1.2 (1) www.vicon.com.hkwww.hkexnews.hk... www.eipo.com.hkeipo (2)... (3)......
Q TECHNOLOGY (GROUP) COMPANY LIMITED 250,000,000 25,000, ,000, % %0.005% C %0.0027%0.005%
Q TECHNOLOGY (GROUP) COMPANY LIMITED 250,000,000 25,000,000 225,000,000 3.601.0% 0.0027%0.005% 0.01 1478 32 342C 3.602.79 3.601.0%0.0027%0.005% 2.793.60 www.hkexnews.hkqtechglobal.com (1) www.eipo.com.hkeipo
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2 3 6 13 17 25 31 44 48 49 51 52 54 116 1 Cricket Square, Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands B 9-A 1 36 SMP Partners (Cayman) Limited 3rd Floor, Royal Bank House 24 Shedden
China Xinhua Education Group Limited 400,000,000 40,000, ,000, % % 0.005% C
CHINA XINHUA EDUCATION GROUP LIMITED 中國新華教育集團有限公司 於開曼群島註冊成立之有限公司 股份代號 02779 全球發售 獨家保薦人 聯席全球協調人 聯席賬簿管理人及聯席牽頭經辦人 China Xinhua Education Group Limited 400,000,000 40,000,000 360,000,000 3.69 1.0% 0.0027%
[] Honma Golf Limited 133,991,000 13,400,000 120,591,000 10.981.0% 0.0027%0.005% 0.0000025 6858 32 342C 10.98 8.4610.981.0% 0.0027%0.005%10.98 144A144A S (1) www.eipo.com.hkeipo (2)... (3)...... eipo...
目 錄 頁 次 釋 義......................................................... 1 董 事 會 函 件..................................................... 3 言.............
此乃要件 請即處理 閣下如對本通函任何方面或應採取的行動有任何疑問 應諮詢 閣下的股票經紀 其他持牌證 券商 銀行經理 律師 專業會計師或其他專業顧問 閣下如已售出或轉讓名下所有金嗓子控股集團有限公司的股份 應立即將本通函連同隨附的代 表委任表格送交買主或承讓人 或經手買賣的銀行 股票經紀或其他代理人 以便轉交買主或 承讓人 香 交易及結算所有限公司及香 聯合交易所有限公司對本通函的內容概不負責 對其準確性
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2 3 4 7 14 18 20 29 30 31 32 33 34 72 1 , FCPA, FCCA, ACIS ACS, FCPA, FCCA, ACIS ACS 4th Floor P.O. Box 2804 George Town Grand Cayman Cayman Islands 18 28 2805 Butterfield Fund Services (Cayman) Limited
[ ] Infinity Global Corporation Limited [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] 1% % 0.005% 0.01 [ ] [ ] [ ] [ ] [ ] C [ ]
Infinity Global Corporation Limited (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) GEM [ ] Infinity Global Corporation Limited [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] 1% 0.0027% 0.005% 0.01
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COGOBUY GROUP 343,800,000 34,380,000 309,420,000 4.48 1% 0.003%0.005% 0.0000001 400 342C UBS AG 2014 7 112014 7 17 4.48 3.20 2014 7 17 144A S 2014 7 8 (2).......................... 2014 7 11..................
(I)... 2 (II)... 4 (III)... 6 (IV) (V) (VI) (VII) (VIII)
5 7.50 5880 2018 6 30 2018 6,650 2017 5.3% 2018 1,455 2018 752 2018 0.22 (I)... 2 (II)... 4 (III)... 6 (IV).... 7 (V)... 23 (VI)... 30 (VII).... 45 (VIII)... 93 1 (I) 2018 1 1 2018 6 30 Pioneer Cement
GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED 410,000,000 41,000, ,000, %0.004% 0.005% D % 0.004%0.005%
GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED 410,000,000 41,000,000 369,000,000 5.63 1%0.004% 0.005% 0.10 1788 3238D 5.63 5.631.0% 0.004%0.005% 5.63 3.885.63 (www.hkexnews.hk) (www.gtja.com.hk) S (1)...
CT ENVIRONMENTAL GROUP LIMITED 340,000,000 34,000, ,000, % 0.005% 0.003% C %0.003%0.005% 1.98 S
CT ENVIRONMENTAL GROUP LIMITED 340,000,000 34,000,000 306,000,000 1.98 1% 0.005% 0.003% 0.10 1363 32 342C 1.981.48 1.981%0.003%0.005% 1.98 S (1) www.eipo.com.hk eipo (2)... (3)...... (4)... eipo......
Asiaray Media Group Limited 110,000,000 11,000,000 99,000, % % 0.005% C % %0.005%
Asiaray Media Group Limited 110,000,000 11,000,000 99,000,000 7.02 1% 0.0027% 0.005% 0.10 1993 342C 2015 1 7 2015 1 13 7.025.85 7.02 1% 0.0027%0.005% 7.02 2015 1 13 8 S 2014 12 31 www.asiaray.com www.hkexnews.hk
02 12 14 16 18 23 36 38 41 45 64 81 82 83 85 86 88 90 140 02 301 125 26.74 39% 25% 31% 3 8 4 60 43 2 38% 56% 41% 40,000 5,000 450 35,000 30,000 4,000 360 25,000 3,000 270 20,000 15,000 2,000 180 10,000
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KINGWELL GROUP LIMITED 1195 413 70 B1B68 18317M 48 ...................................................... 1................................................. 4.................................. 14...............................
2 4 5 7 18 32 39 47 49 51 53 55 58 03799 183 54 Maples Corporate Services Limited PO Box 309, Ugland House Grand Cayman, KY1-1104 Cayman Islands http://www.dali-group.com 2 2015 183 17 1712-1716 Maples
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Zhou Hei Ya International Holdings Company Limited (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) 1933 Zhou Hei Ya International Holdings Company Limited [ ] [ ] [ ] [ ][ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ][ ]
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MicroPort Scientific Corporation * 00853 484,916 448,824 8.0 413,083 379,597 8.8 222,671 203,598 9.4 0.16 0.14 14.3 0.16 0.14 14.3 1 3 484,916 448,824 (71,833) (69,227) 413,083 379,597 4 24,716 15,395
HUAXI HOLDINGS COMPANY LIMITED : 75,000,000 60,000,000 15,000,000 : 67,500,000 : 7,500,000 : %0.003% 0.005% : 0.01 : C
HUAXI HOLDINGS COMPANY LIMITED 華禧控股有限公司 HUAXI HOLDINGS COMPANY LIMITED 華禧控股有限公司 於開曼群島註冊成立的有限公司 股份代號 1689 股份發售 HUAXI HOLDINGS COMPANY LIMITED 華禧控股有限公司 保薦人 獨家賬簿管理人及獨家牽頭經辦人 海通國際資本有限公司 海通國際證券有限公司 HUAXI HOLDINGS
02 04 06 08 12 14 21 38 42 46 51 67 87 88 89 90 92 93 95 97 148 38.75 10.13 22.81 4,700 680 615,000 1 50,000 7,000 700 2,000 40,000 6,000 600 1,800 1,600 5,000 500 1,400 30,000 4,000 400 1,200 1,000 20,000
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KML Technology Group Limited (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) 32 [ ] KML Technology Group Limited [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ][] [ ] [ ] 1%0.0027% 0.005% [ ] 0.01 [ ] [ ] [ ]
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Hansoh Pharmaceutical Group Company Limited (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) 1933 (k) [Logo] Hansoh Pharmaceutical Group Company Limited [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] 0.00001 [
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The United Laboratories International Holdings Limited 32 342C 2.752.25 2.751%0.004%0.005% 2.75 2.252.75 www.eipo.com.hk (2)..................... (3)..............................................................
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SINO-LIFE GROUP LIMITED 150,000,000 1.0 0.51% 0.004% 0.005% 0.10 8296 32342C 1.0 0.5 i 1 2.......................................................................................... 3..............................................................
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年報 (1) (2) (3) 2 3 4 7 10 13 21 32 34 35 36 37 38 39 CPA CPA 28 29 PO Box 309 Ugland House Grand Cayman KY1-1104 Cayman Islands 168 200 21 2115 2116 Royal Bank of Canada Trust Company (Cayman) Limited
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Boyaa Interactive International Limited 0434 238 1 2 12 15 183 17M 48 ... 1... 3... 4... 5... 7... 8... 8... 8... 8... 9... 12 i 238 1 2 12 15 1 5 571 0.00005 6 2 Boyaa Interactive International Limited
Virscend Education Company Limited [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] 1.0% % 0.005% 0.01 [ ] [ ][ ] C [ ] [ ] [ ] [ ] [ ] [ ] [ ]
Virscend Education Company Limited (a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) Virscend Education Company Limited [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] [ ] 1.0% 0.0027% 0.005% 0.01 [ ] [ ][ ] 32 342C
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RICI HEALTHCARE HOLDINGS LIMITED : 1526 2016 2 6 8 9 10 12 16 28 48 67 81 88 2017 2017 6 2 2016 6 23 2015 5 20 2014 7 11 2013 11 6 500 2 2014 7 11 (i)(ii) 2015 2 16 2015 6 29 3 2016 10 6 2016 10 6 2008
7Road Holdings Limited 666,680,000 66,668, ,012, % %0.005% C
797 7Road Holdings Limited 666,680,000 66,668,000 600,012,000 2.22 1.50 1% 0.0027%0.005% 0.000005 797 342C 2.22 1.50 1.50 2.22 www.hkexnews.hkwww.7road.com S (1).......................... www.eipo.com.hkeipo
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CHINA SEVEN STAR HOLDINGS LIMITED 245 (1) (2) (3) (4) (5) 6 41 42 43 44 68 57 73 EGM 1 EGM 3 48 183 22 ............................................................ i............................................................
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中國新高教集團有限公司 China New Higher Education Group Limited ( 在開曼群島註冊成立之有限公司 ) 股份代號 :2001 2016 年報 .... 1.... 5... 6... 18.... 29... 78... 89.... 95... 96... 97... 99... 100... 102.... 152... 154 i 1 1 20 2001
... 2... 3... 5... 6... 8... 13... 19.... 26... 41... 60... 62... 63... 64... 66... 68.... 71 1 2015
2015 Intime Retail (Group) Company Limited () : 1833 ... 2... 3... 5... 6... 8... 13... 19.... 26... 41... 60... 62... 63... 64... 66... 68.... 71 1 2015 2006 11 8 2007 3 20 199817 29172,895,674 201061
Shanghai Haohai Biological Technology Co., Ltd. * 40,000,000H 36,000,000H 4,000,000H H59.001% %0.005% H C H
Shanghai Haohai Biological Technology Co., Ltd. * 40,000,000H 36,000,000H 4,000,000H H59.001% 0.0027%0.005% H1.00 6826 32 342C H 2015423 201542859.00 48.502015428 59.00 1%0.0027%0.005%59.00 (www.hkexnews.hk)
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SinoMedia Holding Limited 139,400,000 13,940,000 125,460,000 3.48 1%0.004% 0.005% 0.0003125 623 3238D 3.482.63 3.481% 0.004%0.005%3.48 144A S (1) (2).......................... www.eipo.com.hk eipo (3).....
40% 6 1920 21 22 40 138 15 N-1 N-3 (http://www.hkexnews.hk) (http://www.tfkf.com.hk) 183 22 .................................................................. 1............................................................
% 5, % 15.9% 2, % HONMA HONMA ,991, ,339,910,000 2
Honma Golf Limited 6858 269.5% 1,110.3 9.7 10.6% 68.2% 1,620.1 14.2 15.4% 3.1% 1.7% 186.3% 16.5% 88.1% 1 1.4 58.7% 5,914.2 6.0% 15.9% 2,285.0 13.9% HONMA HONMA 50 133,991,000 0.0000025 10.00 1,339,910,000
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Mary, Qiutian, Grady, Tushar, 2010 2007 Alibaba.com Limited : 1688 2007 2005 2002 1999 2,162,757 1,363,862 +59% 967,795 219,938 +340% 20.41 4.46 +358% 27,599,959 19,764,226 +40% 4,405,557 3,115,153 +41%
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CHONG KIN GROUP HOLDINGS LIMITED 1609 CHONG KIN GROUP HOLDINGS LIMITED 191,200,000 113,400,000 77,800,000 19,120,000 172,080,000 94,280,000 77,800,000 0.70 0.66 1% 0.0027% 0.005% 0.01 1609 342C 0.700.66
Grace Wine Holdings Limited GEM 200,000,000 20,000, ,000, % %0.005% C S
Grace Wine Holdings Limited GEM 200,000,000 20,000,000 180,000,000 0.40 0.30 1% 0.0027%0.005% 0.001 8146 32 342C S GEM GEM GEM GEM GEM GEM i (1) www.hkeipo.hk (2)................ (3)........... (4)...................................................
Intime Retail (Group) Company Limited () : 1833 2016 ... 2... 3... 5... 6... 7... 12... 17.... 22.... 37... 70... 82... 83... 88... 89... 90... 92... 94.... 97 1 2016 2006 11 8 2007 3 20 199818 29203,301,023
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Reach New Holdings Limited () : 8471 2017 GEM GEM GEM GEM GEM GEM GEM GEM GEM 1 2017 2 3 4 10 11 14 15 24 25 34 35 38 39 40 41 42 43 44 79 80 PO Box 1350 Clifton House 75 Fort Street Grand Cayman KY1 1108
2898 2016 2 3 4 8 11 21 30 32 33 34 36 37 39 94 1 2016 122 FCCA, CPA Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman KY1-1111, Cayman Islands. 9 3007A-B 11 5 Conyers Dill & Pearman Cricket
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CHINA MEDICAL SYSTEM HOLDINGS LIMITED * 200,000,000170,000,000 30,000,000 20,000,000 180,000,000150,000,000 30,000,000 5.06 1% 0.004%0.005% 0.005 867 32 342C 5.063.60 5.06 1% 0.004%0.005% 3.60 5.06 www.hkex.com.hk
2 4 5 8 14 28 30 32 36 61 67 69 70 72 73 75 77 HKICPA, FCCA HKICPA, FCCA Diamond Bar, CA 28 26 2008 2 777 Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands 77 3306 www.nd.com.cn
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INTERNATIONAL ELITE LTD. 228,000,000 1.36 1% 0.004% 0.005% 0.01 8313 32342C (www.hkgem.com) i www.hkgem.com www.iel.hk........................................................................................................................................
目 錄 頁 碼 定 義... I 董 事 會 函 件... 1 附 錄 I 財 務 信 息... I-1 附 錄 II 一 般 信 息... II-1 1
此 乃 要 件 請 即 處 理 閣 下 對 本 通 函 任 何 方 面 或 對 應 採 取 之 行 動 如 有 任 何 疑 問, 應 諮 詢 閣 下 之 註 冊 證 券 商 銀 行 經 理 律 師 專 業 會 計 師 或 其 他 專 業 顧 問 閣 下 如 已 售 出 或 轉 讓 名 下 全 部 康 哲 藥 業 控 股 有 限 公 司 股 份, 應 立 即 將 本 通 函 送 交 買 主 或 承 讓
目錄
: 1393 2012 目錄 2 4 8 17 21 32 38 40 41 43 45 47 116 Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands 185 16 617000 88 35 168 200 37 3702 02 Royal Bank of Canada Trust Company
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* 00853 00853 309,867 217,339 42.6% 219,429 158,344 38.6% 24,203 20,614 17.4% 23,769 21,372 11.2% 1.64 1.50 9.3% 1.57 1.46 7.5% 309.9 35.3%42.6 21.1% 51.4% 46.2% 33.6% 8.4% LivaNova PLC LivaNova 43.8 24.2
0.4% 25.7% 2, % 92.2% 2, , % HONMA HONMA 50 2
Honma Golf Limited 6858 9.3% 4.5% 6.9% 171.3% 51.0% 15.3% 15.1% 5.6% 4.0% 27.3% 10.5% 74.6% 18 22.8% 8.1% 48.2% 4.7% Honma 1 0.4% 25.7% 2,036.5 18.5 2.3 17.7% 92.2% 2,134.5 19.4 3,256.3 29.6 42.5% HONMA
2014 12 3,600 2013 (i) (ii) 2014 12 2015 1
: 1381 2014 2014 12 3,600 2013 (i) (ii) 2014 12 2015 1 目 錄 2 3 4 8 10 20 25 33 40 49 51 52 53 55 56 58 60 114 116 118 2014 年 年 報 2 12 31 2014 2013 793,967 390,173 +103.5% 342,321 202,636 +68.9% 43.1% 51.9%
