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联合国防治荒漠化公约 Distr.: General 16 December 2010 Chinese Original: English ICCD/CRIC(9)/4 公约执行情况审评委员会 }k ~ 2011 2 21 Ž 25 g zèr 3 (b) ¹ q Ÿ À Ë É ö² Šü Â xö¹kj º p n dør 2 q f ±q 初步分析受影响国家缔约方和发达国家缔约方联合国机构和政府间组织以及全球环境基金关于战略业务目标 2 的报告中所载的信息秘书处的说明 z± ö² ¹kj ¹k Í rqºp n dør 2 } q ² Ë É zv ¹k É o y ü v ç ç ÇÈ q Ž qé z ÇoºpdØr 2 ÙgÀq ( ) ¹ Ÿ À ~ qºp ~ Ø rº Ùx j²qr q q (r ) np ºw ƒ d p q roë g ²x ²z «q ICCD/CRIC(9)/10 ú zkê o qºp q q q GE.10-63959 (C) 060111 180111

目录 Šx x.... 1-3 3 p. np 2.1 2.2 2.3 q CONS-O-5... 4-32 3 A. ¹kÉ... 4-12 3 B. ( ç ç É )... 13-32 7. np 2.4 q CONS-O-6... 33-41 21 ¹kÉ... 34-41 21. np 2.5 q CONS-O-7... 42-93 23 A. ¹kÉ... 42-49 23 B. ( ç ç É )... 50-84 26 C. ö²... 85-90 36 D. ¹kj... 91 37 E. ¹k Í... 92-93 37 p.... 94-101 37 ¹.... 102 39 2 GE.10-63959

一. 导言 1. z ² Ë É rqºp n dør 2 } q 1 2. gºp ÈdØr q f ( }p } } ) ¹ ké ö² q u v¹ k rºqjg f o q ²q g xö gö² 2 ¹kj ¹k Í²Ÿq ç ç É 3. ÇºpdØr 2 ÙgÀq ±Ê q rºq ÁÈ( ) ² g j n r Ä / ~/Ø qüè Ù Ço q (r ) ¹ Ÿ À ~ ( ) ˆn p q ý ¹ ùw ŸÙq xžœ ¾ q ý ~ Çý º 二. 用于结果 2.1 2.2 和 2.3 的绩效指标 CONS-O-5 Ímggk x~ Ê }xö «o / n é Žq ŸÙ / ç ŸÙ /ç ŸÙ q ç ç ƒ r (õ CONS-O-5, ±p} 13/COP.9 úà Âz ) A. 全球分析 1. Ímggk x~ Ê }xö «o / n é Žq ŸÙ q r 4. 89 f r q f f ² Â ŸÙ ²Ÿo n é Žq ù f ³² n i ý o ŸÙ ²Ÿo n é Ž ë r q q 2.2% p 8 f n é Žq gà ( x }p B.1.a B.1.b B.1.e) 4 f 2010 í ² o ŸÙ q n é Ž q 1 õ } 3/COP 8 úà ±p ICCD/COP(8)/16/Add.1 2 â nö² qç ƒä (í ²zfq Šr) GE.10-63959 3

íˆ Ào²q v ku q q ŸÙ n é Ž 5. 89 f f 54 f q ŸÙ n é Ž 19 f ³² ŸÙ ² s 20%x r q ŸÙ ef }ºpº ŸÙ qáè 6. Å ç ŸÙ q r ä f fd f ŸÙ q r p ŸÙ q r Ÿ 1 ŸÙ n é ŽgÀ(¹k) Region NAP adopted or aligned in the reporting period (2008 2009) NAP adopted but not aligned NAP not adopted Status of NAP alignment Planned time to have an aligned NAP unclear or outside the reporting period 2010 2011 2012 2013 2014 2015 Africa 0 21 4 4 13 10 1 Asia 0 18 3 6 9 8 1 LAC 1 11 4 1 8 5 1 NMED 0 2 3 0 1 3 0 CEE 1 2 5 1 2 5 0 Global (total) 2 54 19 12 33 31 3 2. r q«h Í 2014 Ž 80%q ç ç ƒ / o n é Žq ŸÙ / ç ŸÙ /ç ŸÙ ( } 13/COP.9 úà Âz CONS-O-5, r ) 7. rðº ¹f n é Žq ŸÙ (2010 ) ²r ² j q r ~ 2014 Ð 72 f º ŸÙ n é Ž r ~² Í 66 f Ä Ž ¼žÇÙ º 64 f Ÿx Ê 2013 Ð È ù 3 f 2014-2015 e È ² s ² r È jüžr oá p xö pä ² Å q ¹ ² È 4 GE.10-63959

3. ŸÙ / n é Ž ÿ Í µ Ùq } q ÿ ox f f (zl ¹k Í ¹kj ö² ²(Šü Â Â }))q Ù } q o y q Ù( «Œ ) ( ICCD/CRIC(9)/INF.2, }p C.5, CONS-O-5 f) 8. º ŸÙ n é Ž À q 8 f Ê u 2 f ² Â o ŸÙ 与战略协调一致 q ² (73 f) ÁÈ Ço} ²y À ef i²q ŸÙ n é Žq²z v º q i²q o y ² ið iý º ŸÙ Å q np çé²eyùœñ d npvé Íq f Ço q º q x ~ ²y v Çv 9. ÁÈ Ç} q f 60%q y ŸÙ / n é Ž Å Ío 40%q Í fd Í qç Å Í qç 10. q riâ ¹k ¼ q r rü zl ¹k Í ² Í q f é Ío² f f f q Ù Í q f Éi ÊÇo¹kj u 9 f Íö² ýü ŸÙ / n é Ž q Å zl ¹k Í q ƒ 11. q ké Å q i ä¹ zl ¹ kj ºw ² ý 4 f ç o Ù ¹k Íý 3 f ç o uý 2 fç oö² 12. «Ù g (71%) 9 f (22%) y Ío u 3 f (7%) ÍoŒ GE.10-63959 5

Ÿ 2 ŸÙ / n é Ž q (¹k) NAP formulation and/or alignment supported Support by institutions Type of support Region Yes No secretariat GM GEF Bilateral Multilateral Technical Financial CB Africa 16 9 6 9 6 6 10 4 10 1 Asia 15 9 7 5 3 0 6 3 10 0 LAC 10 7 8 9 3 3 4 2 6 2 NMED 0 0 0 0 0 0 0 0 0 0 CEE 3 4 2 0 1 0 2 0 3 0 Global (total) 44 29 23 23 13 9 22 9 29 3 1 ü ŸÙ / n é Ž q (¹k) 25 23 23 22 20 15 13 secretariat GM GEF 10 5 0 6 10 9 9 9 8 7 6 6 6 5 4 3 3 3 2 2 1 0 0 0 0 0 0 0 0 Africa Asia LAC NM CEE Global (total) Bilateral Multilateral 6 GE.10-63959

2 ŸÙ / n é Ž q (¹k) Capacity building 7% Technical 22% Financial 71% B. 受影响国家缔约方 ( 次区域和区域分析 ) 1. Ímggk x~ Ê }xö «o / n é Žq ŸÙ q r a. 13. Å ÁÈ Ç} q 29 f f 4 f v ŸÙ ( µå 2 f fµ êµå ü 1 f ) º 21 f y ŸÙ n é Ž ÿ²ÿoé Ž ² ÁÈ Ç } q 4 f o ²zqrptrqŸµ 3 np ²q fqef n é Ž q (íˆ nùœ ) ² ¼(2008-2009 ) ºfŽ f é Ž ²Ÿq g Ð qrq ²q Ÿ gº é Ž gà p ² ¼ 3 f z ç 2005 ²Ÿq(í n ³²iÐ) f z ²Ÿo ŸÙ qç öÿx Ê 2010-2011 Â²Ÿç f z 2010 ²Ÿo ŸÙ ç ü öz Ê 2010-2011 ²È f z 2010 11 ²Ÿo ŸÙ ç GE.10-63959 7

Ÿ 3 ŸÙ n é ŽgÀ(Å ) Subregion NAP adopted or aligned in the reporting period (2008 2009) NAP adopted but not aligned NAP not adopted Status of NAP alignment Planned time to have an aligned NAP unclear or outside the reporting period 2010 2011 2012 2013 2014 2015 Central Africa 0 3 1 2 3 1 0 Eastern Africa 0 3 0 1 2 1 0 Northern Africa 0 3 0 0 3 0 0 Southern Africa 0 5 1 0 2 2 1 Western Africa 0 7 2 1 3 6 0 Africa (total) 0 21 4 4 13 10 1 3 ŸÙ n é ŽgÀ(Å ) NAP alignment status unclear or outside the reporting period 14% NAP not adopted 14% NAP adopted but not aligned 72% 8 GE.10-63959

b. 14. Ã 3 f ( 1 f êq 1 f dêq 1 f) q q r q µ ŸÙ 18 f y ŸÙ n é Ž 2 f (dq 1 f dêq 1 f) wy 2010 kí ² ²Ÿo ŸÙ n é Žq ù ŸÙ n é ŽÁÈ Ç } q 4 f gà 1 f 1998 kí n ³² ið²ÿo ŸÙ n é Ž d v ~ 2010-2011 ²Ÿ²È 1 f p 2003 ²Ÿo ŸÙ n é Ž ( n ³²iÐ) 2 f n é Žq Ÿx y Ê 2010-2011 Â²Ÿ²È g Ð qrq ² 6 f Ÿ gº é ŽgÀ p ² ¼ Ÿ 4 ŸÙ n é ŽgÀ(q ) Subregion NAP adopted or aligned in the reporting period (2008 2009) NAP adopted but not aligned NAP not adopted Status of NAP alignment Planned time to have an aligned NAP unclear or outside the reporting period 2010 2011 2012 2013 2014 2015 Central Asia 0 4 0 1 1 3 0 East Asia 0 1 0 1 1 0 0 Pacific 0 1 1 1 1 1 0 South Asia 0 3 1 0 2 1 0 South-East Asia 0 3 1 1 2 0 0 West Asia 0 6 0 2 2 3 1 Asia (total) 0 18 3 6 9 8 1 GE.10-63959 9

4 ŸÙ n é ŽgÀ(q ) Status of NAP alignment unclear or otuside the reporting period 22% NAP not adopted 11% NAP adopted but not aligned 67% c. å Ãé 15. ˆ ØÝ q x ˆ ØÝ ç q 17 f f 11 f q ŸÙ n é Ž 4 f Í ŸÙ (ØÝ 3 f ê ƒ 1 f ) f (ø ) ² ¼(2008 )²Ÿo ŸÙ n é Ž ù f 2008 ³² n ýí o f n é Žq ŸÙ ² Â(2010 ) 10 GE.10-63959

Ÿ 5 ŸÙ n é ŽgÀ( ˆ ØÝ ) Subregion NAP adopted or aligned in the reporting period NAP adopted but not aligned NAP not adopted NAP adopted Planned time to have an aligned NAP outside the reporting period 2010 2011 2012 2013 2014 2015 2016 2017 Andean 0 3 0 0 1 0 1 0 Caribbean 1 2 3 1 4 1 0 1 Mesoamerica 0 4 0 0 2 2 0 0 South Cone 0 2 1 0 1 2 0 0 LAC (total) 1 11 4 1 8 5 1 1 5 ŸÙ n é ŽgÀ( ˆ ØÝ ç ) NAP adopted or aligned in the reporting period 6% NAP adopted outside the reporting period 6% NAP not adopted 24% NAP adopted but not aligned 64% 16. ² Â²Ÿo ŸÙ n é Ž q ŸÁ öº ŸÙ qg ø } n é Žq ŸÙ fê omggk x~ ä/ ²ä Ù ù ~kqãvxö Ã²qÃvq ø ç Ÿ Ù ü «if rð º ö Ê rºqµá «Ê }if ç ŸÙ Ã«n zif ø ˆn ICCD/COP(9)/2/Add.1 ú z ± ê(x ~z ê ) GE.10-63959 11

d. 17. efä f n ÁdÐ³²o ŸÙ º n rç f ³² ŸÙ Ÿ 6 ŸÙ n é ŽgÀ(ä f ) NAP adopted and aligned in the reporting period (2008 2009) NAP adopted but not aligned Planned time to have an aligned NAP NAP not adopted 2010 2011 2012 2013 2014 2015 NMED (total) 0 2 3 1 3 0 6 ŸÙ n é ŽgÀ(ä f ) NAP adopted but not aligned 40% NAP not adopted 60% e. p 18. f r qfd n ÁdÐ³²o ŸÙ pf ŸÙ f ( ØÌq) n ³²iÐ³²o ŸÙ (2008 ) ˆ ŸÙ n é Ž f z o ŸÙ n é Žq öz Ê 2010-2011 Â²Ÿ é Ž q gº ŸÙ n é ŽgÀ 12 GE.10-63959

Ÿ 7 ŸÙ n é ŽgÀ(fd ) NAP adopted or aligned in the reporting period (2008 2009) NAP adopted but not aligned NAP not adopted Planned time to have an aligned NAP NAP alignment status unclear 2010 2011 2012 2013 2014 2015 CEE (total) 1 2 5 1 2 5 0 7 ŸÙ n é ŽgÀ(fd ) NAP alignment status unclear 11% NAP not adopted 56% NAP adopted and aligned 11% NAP adopted but not aligned 22% 19. ØÌqq ŸÙ Ímggk x~ q ŸÙ o gù ~kãvq ä/ ²ä Ù q Ê o Ã²qÃvq ŸÙ ü «if r ö Ê rºqµá «Ê }if ŸÙ Ÿ Í qã«n zif ØÌq Í n é Žq ŸÙ õdo ê 2. r q«h Í 2014 Ž 80%q ç ç ƒ / o n é Žq ŸÙ / ç ŸÙ /ç ŸÙ ( } 13/COP.9 úà Âz CONS-O-5, r ) GE.10-63959 13

a. 20. Å ŸÙ n é ŽgÀ qá È Â (2010 ) º 1 f n é Žq ŸÙ ë r q 3% x 80%q r (24 f ) g Â ² s 23 f (77%)vÄ 2014 Ð ŸÙ n é Žq ~ jºr q É ² ž r ~ j ² ¹prÐ ² s È b. 21. ŸÙ n é ŽgÀ o v q q rðù ef n é Žq ŸÙ ë r q 7% j 80%q¹µ (23 f )µ n é Žq ŸÙ qr i 21 f (73%) Ä 2014 Ð ² ŸÙ º 18 f Ÿx ~² ž íˆ ²q µ jºr 80%r v ²Í c. å Ãé 22. ˆ ØÝ q ÊµŒ ç p 2014 Ð jr rð 2 f n é Žq ŸÙ j r Ê s Í 2014 Ð 14 f Ä n é Žq ŸÙ ² Ÿx Ê Ð n é Žq ŸÙ q r Å j r Ê È d. 23. fä f º ŸÙ n é Žq Ê ºw 4 f º Ê x j 2014 Ð n é Ž q ŸÙ ² s 80%r ~²Í e. 24. 7 ffd Ÿx ~ 2014 Ð n é Žq ŸÙ g 1 f ² q ŸÙ ² s Œ²Ír 14 GE.10-63959

3. ŸÙ q / n é Žq ÿ Í µ Ùq } q ÿ ox f f (zl ¹k Í ¹kj ö² ²(Šü Â Â }))q Ù } q o y Ù( «Œ ) (õ ICCD/CRIC(9)/INF.2, }p C.5, CONS-O-5 f ) a. 25. Å 16 f ŸÙ / n é Žq Å Ío µ Ù º 9 f y Í{ Ù 26. ² ¹k Í Ÿ ö q g «q ƒ ² Å q q ù ² Šü n¼ý qé µ ²Ÿ ŽqÉ Ÿ 8 ŸÙ / n é Ž q (Å ) NAP formulation and/or alignment supported Support by institutions Type of support Subregion Yes No secretariat GM GEF Bilateral Multilateral Technical Financial CB Central Africa 4 2 2 3 3 0 4 1 3 0 Eastern Africa 2 1 1 0 0 2 0 0 2 0 Northern Africa 2 0 0 0 0 1 1 1 1 0 Southern Africa 4 2 1 3 3 1 2 1 2 0 Western Africa 4 4 2 3 0 2 3 1 2 1 Africa (total) 16 9 6 9 6 6 10 4 10 1 GE.10-63959 15

8 ü ŸÙ q / n é Ž q (Å ) 12 10 10 9 8 Bilateral GEF 6 6 6 6 GM Multilateral 4 3 3 4 3 3 3 3 secretariat 2 0 2 2 2 2 2 1 1 1 1 1 0 0 0 0 0 0 0 0 Central Africa Eastern Africa Northern Africa Southern Africa Western Africa Africa (total) 9 ŸÙ / n é Ž q (Å ) Technical support 27% Capacity building 7% Financial support 66% 16 GE.10-63959

b. 27. ºpq ŸÙ / n é Ž Å Íq µ éx q y Ío µ Ù É i q y Í y Ù 28. ä¹ zl ² Å g g «Ÿ 9 ŸÙ / n é Ž q (q ) NAP formulation and/or alignment supported Support by institutions Type of support Subregion Yes No secretariat GM GEF Bilateral Multilateral Technical Financial CB Central Asia 3 1 2 0 1 0 1 0 2 0 East Asia 1 1 0 0 0 0 1 1 0 0 Pacific 3 0 2 0 1 0 1 0 3 0 South Asia 3 1 2 2 1 0 0 0 3 0 South-East Asia 2 2 1 2 0 0 1 0 1 0 West Asia 3 4 0 1 0 0 2 2 1 0 Asia (total) 15 9 7 5 3 0 6 3 10 0 10 ü ŸÙ / n é Ž q (q ) 8 7 7 6 6 5 5 4 3 2 2 2 2 2 2 2 3 Multilateral Institutions GM GEF 1 1 1 1 1 1 1 1 1 1 secretariat 0 0 0 0 0 0 Central Asia East Asia Pacific South Asia South East Asia 0 0 0 0 West Asia Asia (total) GE.10-63959 17

11 ŸÙ / n é Ž q (q ) Technical support 23% Financial support 77% c. å Ãé 29. 10 f ˆ ØÝ y ŸÙ / n é Ž Å Ío 7 f y Í 30. zl ¹k Í q g «Ÿ 10 ŸÙ / n é Ž q ( ˆ ØÝ ) NAP formulation and/or alignment supported Support by institutions Type of support Subregion Yes No secretariat GM GEF Bilateral Multilateral Technical Financial CB Andean 2 1 2 1 1 1 1 1 0 1 Caribbean 4 3 3 4 2 1 2 0 3 1 Mesoamerica 3 1 2 3 0 1 1 0 3 0 South Cone 1 2 1 1 0 0 0 1 0 0 LAC (total) 10 7 8 9 3 3 4 2 6 2 18 GE.10-63959

12 ü ŸÙ / n é Ž q ( ˆ ØÝ ) 10 9 8 8 9 7 6 5 4 3 2 1 0 4 4 3 3 3 3 2 2 2 2 1 1 1 1 1 1 1 1 1 0 0 0 0 Andean Caribbean Southern Cone Meso America LAC (total) secretariat GM GEF Bilateral Multilateral 13 ŸÙ / n é Ž q ( ˆ ØÝ ) Capacity building 20% Technical support 20% Financial support 60% GE.10-63959 19

d. go x 31. ç ŸÙ / n é Ž Å Ío µ Ù ²ùŒ s º Ù nž ««Ùq e. 32. fd Í q p Í q q ç g Íz l ² q u Ío«Ÿ 11 ŸÙ / n é Ž q (fd ) NAP formulation and/or alignment supported Support by institutions Type of support Yes No secretariat GM GEF Bilateral Multilateral Technical Financial CB CEE (total) 3 4 2 0 1 0 2 0 3 0 14 ü ŸÙ / n é Ž q (fd ) 3 2 2 2 secretariat GM GEF Bilateral 1 1 Multilateral 0 0 0 20 GE.10-63959

三. 用于结果 2.4 的绩效指标 CONS-O-6 ö² /Šü Â xö iâ ¹ ¼² q~ º é r (õ ±p} 13/COP.9 úà Âz q CONS-O-6 ) 33. u ö² Šü Â â ¹kj Ç Ã¹kj i ²zf Šü Â r d¹kj }ºp qáè 4 x È q¹ké Â ö² } qé 全球分析 1. ö² iâ² q~ º é r 34. ö² f 25%q }²qÁÈ 5 f z y { ~ º é q ~ «p 4 fö² ( Ìq Šr l ) q} 35. ¹p ~ º é q r qé rk ƒ º 20 f~ º é (2008 2009 ) q~ º é (ë¹ µé q 60%) ¹k Í ü «ni üy ü «nfq ü «~ º é ¹k Í ü «nfq~ º é uë q 5% Ÿ 12 ö² iâ² q~ º é r Partnership agreement relating to integrated investment frameworks established within the IFS devised by the GM Partnership agreement relating to integrated investment frameworks established within other integrated financing strategies Partnership agreement not relating to integrated investment frameworks 2008 2009 2008 2009 2008 2009 DCP (total) 2 1 11 12 7 7 4 ¹kj zl ä¹ zl iâ²ÿo r iý ¹kj np ¼µ Ä º rºqáè ¹kj d ² Ÿ ¹kj qºp º ÂÍqöË ²x²z xˆºœ f ý rº GE.10-63959 21

2. r q«h Í 2014 f Ž eè ä¹ rºq~ º é p if ( } 13/COP.9 úà Âz CONS-O-6, r ) 36. g o rºqr r r ºq ~ pö² Šü Â q np²q ƒq} i ƒ ùœ r q j À Â 37. º 27 f Ÿö² Êgüy~ º é q~ ² 27 f f 20 f q ( 5 ffq 2 fdq 1 f 6 fêq 6 fdêq ) 3 f Å (2 fäå 1 f Å ) 4 f ˆ ØÝ (2 føý 1 ffˆ 1 fê ƒ ) ² 27 f f f uÿ Í fö² q Êg È~ º é ç 38. ö² ŸÁö r y ÿ Ê f f È È~ º é 12 fö² f 4 f ÁÈ Ç} 6 f } y Ê ~ º é 2 f } y Ê 2010-2011 Â² ž 39. v g 168 f Í 2014 Ž 336 È~ º é rð 27 f ~ º é r q j g 8% n pu 2 fö² y Ê é q ² r ùœ~ j 3. ~ º é q ÿ Í ¹ rº Í q ² } q n ²q(zl ¹k Í ¹kj º ) (õ ICCD/CRIC(9)/INF.3, }p C.4, CONS-O-6 f ) 40. 12 f r qö² f 8 f ÁÈ o} 4 f } 22 GE.10-63959

41. ùvrº f qg ~ º é Í ¹ º q À q ef ¹k ÍÊg özl ¹kj Ÿ 13 ü ~ º é q Support by institutions secretariat GM GEF No support 0 2 0 6 四. 用于结果 2.5 的绩效指标 CONS-O-7 ü q ¹ Šü Ÿ Íqéü Ê/ h r (õ ±p} 13/COP.9 úà Âz q CONS-O-7 ) A. 全球分析 1. ¹ Šü Ÿ Íqéü Ê/ h r 42. rð 64 f 116 Èéüh e éü h (Šü Ê/ h Šü Ÿ rpø qdø Í) 43. š üç qéüh n v¹k Å r Šüh dø Íq rr}( g 58 È) 12 Èh ö ¹ fqeè ¹ Šüh r Å q p }qè ƒˆ dø Í Å qç 44. Ãä f ç qdø Íi ç éüh q p éüh q 45. x 2009 g Â éüh q 64 f f 16 f (25%) Íö² q 5 5 npõ q ¹ p gö² q r q Ç¹Åq ±É GE.10-63959 23

Ÿ14 ¹ Šü Ÿ Íqéü Ê/ h r(¹k) Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement egion Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions Africa 16 12 2 21 9 0 Asia 17 10 1 13 12 2 LAC 11 4 2 10 2 5 NMED 3 2 0 2 3 0 CEE 6 3 0 5 4 0 Global (total) 53 31 5 51 30 7 46. Ìqéüh µ ¹ ŸÁÈ é ~Ã 64 f f u 20 f y é ~ r q ( Šüh Éi q dø Í é ) ºh üp Êh Ÿ 15 ¹ Šü Ÿ Íqéü Ê/ h (¹k) Subregion Type Africa Asia LAC NM CEE Global (total) Joint planning/programming initiatives for the three Rio conventions Review of national plans and identification of gaps in synergies 11 11 5 3 5 35 Identification of sectors and policies that could benefit from synergies and cooperation 13 12 10 3 5 43 Review of plans and policies to enhance cooperation 11 12 6 2 5 36 Enhancement of the institutional and scientific capacity of relevant stakeholders as well as of their awareness 16 12 11 2 4 45 Other 7 4 4 0 3 18 24 GE.10-63959

Subregion Type Africa Asia LAC NM CEE Global (total) Operational mechanisms for joint implementation or mutual reinforcement Carry out periodic meetings between focal points and focal point teams 16 11 8 2 3 40 Establishment of a national coordinating committee for implementation of the three Rio conventions 12 5 2 0 1 20 Other 13 7 10 0 1 31 2. r q«h Í 2014 f Í o ÈŠü Ê o² Í( f f) xv ¹ iâqéü n ( } 13/COP.9 úà Âz CONS-O-7, r ) Ÿ 16 éüh jg r q«h(¹k) Status of synergistic initiatives Region 2008 2009 Planned for 2010 2011 Planned for 2012 2013 No plan By 2014 Africa 21 1 5 3 27 Asia 19 0 5 4 24 LAC 15 1 1 0 17 NM 3 0 1 1 4 CEE 6 0 2 1 8 Global (total) 64 2 14 9 80 47. jí 2014 µ Èéüh r qð èéj r q f Åi Éip Ž È yh Å q q Î éüh q qé ˆ ØÝ È (88%) ºwç q Àk j Å g 70% q g 68% ä f g 60% fd g 80% 48. ˆ ØÝ k éüh q Ÿx ~ 2014 Ð Èéüh qç 2014 Ð Ê ² jr q ç GE.10-63959 25

49. v¹k r 90%q Í 2014 Èéüh š ² r qð v s ²Ír efö² Ÿ x y ~ý Í yh B. 受影响国家缔约方 ( 次区域和区域分析 ) 1. ¹ Šü Ÿ Íqéü Ê/ h r a. 50. Å º o 39 Èéüh 16 få ¹ qšü Ê/ h 12 f yh 2 f yh Âp eè ¹ ( äµå ) { f ç º Ž È yh µå 7 È yh pè ƒ fµå êµå ²ef ç h q p h q 51. qšü Ÿ rpø qdø Íz ÎpŠü Ê/ h ( ç g 21:16) ² Å µå q rv Î f ç º È yh u fµå yh q p yh q Ÿ 17 ¹ Šü Ÿ Íqéü Ê/ h r(å ) Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement Subregion Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions Central Africa 3 4 0 3 4 0 Eastern Africa 3 1 0 4 0 0 Northern Africa 1 0 2 3 0 0 Southern Africa 2 4 0 3 3 0 Western Africa 7 3 0 8 2 0 Africa (total) 16 12 2 21 9 0 52. Šü Ê/ h ² Šü Ÿ rpø qdø Í qg ºéüh âÿ²qh q ¹µrº r q ºh üp Ê 26 GE.10-63959

Ÿ 18 ¹ Šü Ÿ Íqéü Ê/ h (Å ) Type Central Africa Eastern Africa Northern Africa Joint planning/programming initiatives for three Rio conventions Southern Africa Subregion Western Africa Africa (total) Review of national plans and identification of gaps in synergies 3 3 1 1 3 11 Identification of sectors and policies that could benefit from synergies and cooperation 2 2 2 1 6 13 Review of plans and policies to enhance cooperation 2 2 3 1 3 11 Enhancement of the institutional and scientific capacity of relevant stakeholders as well as of their awareness 2 2 3 2 7 16 Other 1 1 1 2 2 7 Operational mechanisms for joint implementation or mutual reinforcement Carry out periodic meetings between focal points and focal point teams 2 4 1 2 7 16 Establishment of a national coordinating committee for implementation of the three Rio conventions 2 3 1 2 4 12 Other 2 2 2 2 5 13 b. 53. q º 33 Èéüh 54. ºp¾ ¹ qšü Ê/ h q (61%)µ yh 1 f q yh uâpeè ¹ º 10 f (36%) { Šüh 55. Šüh À dq ± (48%) y ¹ Šü ŸqdØ Í(2 f geè ¹ o y Í 12 f { ydø Í) 1 f ÁÈ Ç} f ç º Ž È yh u dêq q yh q rîp yh q GE.10-63959 27

Ÿ 19 ¹ Šü Ÿ Íqéü Ê/ h r(q ) Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement Subregion Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions Central Asia 4 1 0 3 2 0 East Asia 1 1 0 2 0 0 Pacific 4 0 0 4 0 0 South Asia 1 2 1 1 2 1 South-East Asia 3 2 0 0 3 1 West Asia 4 4 0 3 5 0 Asia (total) 17 10 1 13 12 2 56. Šüh q 1 f o f Ê 5 yšüh 4 f o 4 yºwšüh 6 f Ž 3 yšüh 4 f o 2 y Šüh º 2 f u o 1 yšüh u 2 f o 3 y dø Í 4 f o 2 ydø Í ºf u o 1 ydø Í 57. qšüh µ Ío n dø Í Š Š iâq ~ g ž ²ef Å ü kˆnºw qéüh Ÿ 20 ¹ Šü Ÿ Íqéü Ê/ h (q ) Subregion Type Central Asia East Asia Pacific South Asia South East Asia West Asia Asia (total) Joint planning/programming initiatives for the three Rio conventions Review of national plans and identification of gaps in synergies 2 3 2 1 3 0 11 Identification of sectors and policies that could benefit from synergies and cooperation 2 1 2 2 2 3 12 Review of plans and policies to enhance cooperation 2 1 4 0 2 3 12 28 GE.10-63959

Subregion Type Central Asia East Asia Pacific South Asia South East Asia West Asia Asia (total) Enhancement of the institutional and scientific capacity of relevant stakeholders as well as of their awareness 4 1 3 0 2 2 12 Other 0 0 0 1 2 1 4 Operational mechanisms for joint implementation or mutual reinforcement Carry out periodic meetings between focal points and focal point teams 3 1 3 1 0 3 11 Establishment of a national coordinating committee for implementation of the three Rio conventions 0 1 3 0 0 1 5 Other 1 1 1 1 1 2 7 c. å Ãé 58. ˆ ØÝ ç º 28 Èéüh 59. x 17 f f 11 f g ¹ q ÈŠüh 2 f ygeè ¹ Í ošüh ç q f 17 f fq 13 f (76%) Ø ¹ iâéü nqšüh 4 f y yh f ç º È yh ç yh q p yh q 60. ¹ Šü ŸdØ Íqz zî ˆ ØÝ ç q (88%) y y Í ² 15 f f 5 f yugeè ¹ o y Í 2 f dø Í f ç º È yh ç yh q p yh q Ÿ 21 ¹ Šü Ÿ Íqéü Ê/ h r( ˆ ØÝ ) Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement Subregion Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions Andean 2 0 1 1 0 2 Caribbean 4 3 0 5 2 0 Mesoamerica 3 0 1 2 0 2 GE.10-63959 29

Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement Subregion Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions South Cone 2 1 0 2 0 1 LAC (total) 11 4 2 10 2 5 61. Å q üq ü h qˆn ü yí ox ÅqŠüh ÎÌrrº qƒí y Œ Îº qh v ùvéü n ü f rqµá }qh dø Í ¼ Ÿ Š º iâq ~ ˆn qh Å q r q ü ˆno ºw qéüh Ÿ 22 ¹ Šü Ÿ Íqéü Ê/ h ( ˆ ØÝ ) Subregion Type Andean Caribbean Mesoamerica Joint planning/programming initiatives for three Rio conventions South Cone LAC (total) Review of national plans and identification of gaps in synergies 1 3 1 0 5 Identification of sectors and policies that could benefit from synergies and cooperation 2 4 3 1 10 Review of plans and policies to enhance cooperation 2 3 1 0 6 Enhancement of the institutional and scientific capacity of relevant stakeholders as well as of their awareness 3 4 3 1 11 Other 1 1 1 1 4 Operational mechanisms for joint implementation or mutual reinforcement Carry out periodic meetings between focal points and focal point teams 3 2 2 1 8 Establishment of a national coordinating committee for implementation of the three Rio conventions 1 1 0 0 2 Other 2 3 3 2 10 30 GE.10-63959

d. 62. ä f ç º 5 Èéüh 63. 3 f Šüh (2 f Šüh ) 3 f ošü Ÿ rpø qdø Í(3 f y Í) ²qéüh ö È ¹ Ÿ 23 ¹ Šü Ÿ Íqéü Ê/ h r(ä f ) Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions NMED (total) 3 2 0 2 3 0 64. Šüh Å Ì dø Í f Ÿ ¹ ÁÈ é ~ q { ºwç ü ç ˆn f Êi qºwéüh Ÿ 24 ¹ Šü Ÿ Íqéü Ê/ h (ä f ) Type NMED (total) Joint planning/programming initiatives for the three Rio conventions Review of national plans and identification of gaps in synergies 3 Identification of sectors and policies that could benefit from synergies and cooperation 3 Review of plans and policies to enhance cooperation Enhancement of the institutional and scientific capacity of relevant stakeholders as well as of their awareness 2 2 Other 0 Operational mechanisms for joint implementation or mutual reinforcement Carry out periodic meetings between focal points and focal point teams 2 Establishment of a national coordinating committee for implementation of the three Rio conventions 0 Other 0 GE.10-63959 31

e. p 65. ä f ç º 11 Èéüh 66. Šüh (6 f 3 f ) dø Í(5 f 4 f )q rr ²qéüh ö È ¹ Ÿ 25 ¹ Šü Ÿ Íqéü Ê/ h r(fd ) Joint planning/programming initiatives for Rio conventions Operational mechanisms for joint implementation or mutual reinforcement Yes No Yes, but for only two of the Rio conventions Yes No Yes, but for only two of the Rio conventions CEE (total) 6 3 0 5 4 0 67. Šüh Å º ç Š öº Âq ~ v é ~ˆn qdø Í Ÿ 26 ¹ Šü Ÿ Íqéü Ê/ h (fd ) Type CEE (total) Joint planning/programming initiatives for the three Rio conventions Review of national plans and identification of gaps in synergies 5 Identification of sectors and policies that could benefit from synergies and cooperation 5 Review of plans and policies to enhance cooperation 5 Enhancement of the institutional and scientific capacity of relevant stakeholders as well as of their awareness 4 Other 3 Operational mechanisms for joint implementation or mutual reinforcement Carry out periodic meetings between focal points and focal point teams 3 Establishment of a national coordinating committee for implementation of the three Rio conventions 1 Other 1 32 GE.10-63959

2. r q«h Í 2014 f Í o ÈŠü Ê o² Í( f f) xv ¹ iâqéü n ( } 13/COP.9 úà Âz CONS-O-7, r ) a. 68. ² Â(2008-2009 ) 30 f r qå f 21 f Í o ÈŠü Ê ² Í( f f) xv ¹ iâq éü n 9 f y Ê Í 69. dø Íö Šüh q 9 f f ù 6 f Ê 2013 Ð y Í º 3 f y Ê 6 70. ²q Ê Ø Å 2014 Ð²Ír 71. då äå Ž Èéüh y²íor Ÿ 27 Ê²ŸŠü Ê/ dø Í(Å ) Plan to have joint planning/programming or operational mechanisms Subregion 2010 2011 2012 2013 2014 2015 No plan yet Central Africa 2 2 0 1 Eastern Africa 1 1 1 0 Northern Africa 1 1 0 0 Southern Africa 0 2 0 2 Western Africa 6 4 0 0 Africa (total) 10 10 1 3 b. 72. ² Â(2008-2009 ) 28 f r qq f 19 f Í o ÈŠü Ê ² Í( f f) xv ¹ iâq éü n 9 f y Ê Í 73. dø Íö Šüh q 9 f f 5 f Ê 2013 Ð Í È yh º 4 f (fq 1 f êq 2 f q 1 f) y Ê 7 6 2008-2009 Â { éüh q r pÿx ~ éüh q r g y qéüh q q Ÿx ºw qh 7 õ Œ 6 GE.10-63959 33

74. ²q Ê Ø q 2014 Ð²Ír Ÿ 28 Ê²ŸŠü Ê/ dø Í(q ) Plan to have joint planning/programming or operational mechanisms Subregion 2010 2011 2012 2013 2014 2015 No plan yet Central Asia 2 2 0 1 East Asia 1 0 0 1 Pacific 1 1 0 0 South Asia 0 0 0 3 South East Asia 0 2 0 0 West Asia 0 6 0 1 Asia (total) 4 11 0 6 c. å Ãé 75. ² Â(2008-2009 ) 17 f r q ˆ ØÝ f 15 f Í o ÈŠü Ê ² Í( f f) xv ¹ iâqéü n 2 f y Ê Í 76. dø Íö Šüh q 2 f f f Ê 2010-2011 ÐÍ È yh ù f Ê 2012-2013 ÐÍ yh 8 77. ²q Ê x j ² s ˆ ØÝ 2014 Ð¹Å² Ír 78. ç Å } fˆ ê ƒ ç µ ²Íor Ÿ 29 Ê²ŸŠü Ê/ dø Í( ˆ ØÝ ) Plan to have joint planning/programming or operational mechanisms Subregion 2010 2011 2012 2013 2014 2015 No plan yet Andean 1 1 0 1 Caribbean 2 2 0 1 Mesoamerica 2 1 0 1 South Cone 1 2 0 0 LAC (total) 6 6 0 3 8 õ Œ 6 34 GE.10-63959

d. 79. ² Â(2008-2009 ) 5 f r qä f f 3 f Í o ÈŠü Ê ² Í( f f) xv ¹ iâ qéü n 2 f y Ê Í 80. dø Íö Šüh q 2 f f f Ê 2012-2013 ÐÍ È yh ù f Ê y Ê 9 81. ² Ê Ø ä f 2014 Ð²Ír Ÿ 30 Ê²ŸŠü Ê/ dø Í(ä f ) Plan to have joint planning/programming or operational mechanisms 2010 2011 2012 2013 2014 2015 No plan yet NMED (total) 1 1 0 1 e. p 82. 9 f r qfd f 6 f Í o ÈŠü Ê ² Í( f f) xv ¹ iâqéü n 3 f y Ê Í 83. dø Íö Šüh q 3 f f 2 f Ê 2012-2013 ÐÍ È yh 1 f y Ê 10 84. ² Ê Í 2014 Ð fd ² Ír Ÿ 31 Ê²ŸŠü Ê/ dø Í(fd ) Plan to have joint planning/programming or operational mechanisms 2010 2011 2012 2013 2014 2015 No plan yet NMED (total) 1 5 0 2 9 õ Œ 6 10 õ Œ 6 GE.10-63959 35

C. 发达国家缔约方 1. ö² q / «ç ¹k q «Œ º r Ÿ 32 ö² q / «q«œ º r Joint planning/programming initiatives Operational mechanisms for joint implementation or mutual reinforcement 2008 2009 2008 2009 DCP (total) 14 21 14 14 85. 12 fö² f 4 f } ÁÈ 2 f Ÿx y q{ éü º º 6 f 2008 yýü} rqšüh dø Í o Í qšüh r Øo 50% Í qdø Í r 86. ö² ýº o / «x öéü ºq 19 f ç ç f 11 f Å ( q Í q { ç fµ dµ êµ µå ç Å ) 8 f q (Â í q ü ü (e ) ü iºì (e ) ê) 1 f ˆ ØÝ (zò) 1 f fd (i º) 87. ö² ²ŸÁö y ÿ º q nxé v Ÿ ¹ fqƒˆ 88. 7 f ÁÈ Ç} 5 f } 5 f } ²y º 1 f } ²y º u geè ¹ Í q í Šü ä ¹ mg ¹ 1 f } y º 2. r q«h Í 2014 f Í o ÈŠü Ê o² Í( f f) xv ¹ iâqéü n ( } 13/COP.9 úà Âz CONS-O-7, r ) 89. ö² ŸÁö r y ÿ Êý f f / ç /ç x ² ¹ iâéü n q º 36 GE.10-63959

90. 5 fö² ÁÈ Ç} 5 f Ÿx y Ê y 2 f } 2010-11 Â y Êýx /ç Í { Å (ç ) 5 ffq zò D. 全球环境基金 91. ¹kj g ý f¹k qšü Ÿ rpø dø Í( p ä¹ q ) g «²} ¹kj ¼µÍ o ² ¹ Åqé ü nq º 11 E. 全球机制 ö² q / «ç ¹k q «Œ º r 92. ¹k Í q i{çÿ ýšü ŸdØ Í q pý Ê h q 2009 uý 1 È yh o ¹k Í 2008 ý( ç ¹k) º 11 ÈdØ Í o Ù 2009 ý 13 ÈdØ Í o Ù º Ì r q ¹ k Í² o q ff öq qºw qšüh 93. ¹k Í Íox ¹k h y ¹k Í q / «r Å ŸÙ Ê dµ êµå ºü fµå ~ ü ~ º Šü ¹k¾ ö Ù ú Í qºƒ ïm í Í ê µå fˆ ç k Í o ¹k Í² í Í qe ¼ éü nè ºƒ ùœq r ICCD/CRIC(9)/4 五. 结论 94. v q ùxrç yv p ŸÙ n é Ž²zqË ² Â u 2 f d n º ŸÙ ²Ÿo ºw 4 f ² ý ²È q ² s jí 2014 80%q º ŸÙ n é Žqr È q{ø º Ÿx y ~ 2014 Ð È ² s ¼ 20 f j² r ² ý q q Èg {Ø g 40%q y²v Íý ²z q{ ¹kj À 11 np j zl Å º rºqáè j Ä GE.10-63959 37

º Ùfg ŸÙ n é Ž Ç«² À p j¹kr qù ùœèéö 95. zl ¹k Íxö q ² (g «)qg ö² Ù ² xtºéqáè íˆzl ¹k Í qrðg Àq k x Ä Ù 96. vg È Äq fù Çù ef Ë Ç (} 8/COP.4 úà ) ö f ²p 2005 ŸÙ öÿ 10 iý 20% r q Ÿ Ù º ü i ²z o g q ² Å orp trq ²Ÿ fq v ÅÄ ² ² ²kùŒ s ü n é Ž²zqüf Å 97. f ö² y ² o 20 È~ º é q ~ º é qö² p yé q éö² } y y Ê ² ö oö² ~ º é qº ƒ ~ qö² À Á qç ç ü z ²q ç / ç ~ º 98. nprð 27 f ~ ~ º é Í 2014 f eè~ º é qr ²v jo 8% o rð f eè~ º é 99. q ~ È q ù ü rð ~ º é rq ~ pö² Šü Â q«np²q q} i ƒ g q k ƒ 100. rð 89 f f 64 f 116 Èéüh º f u 25%q éüh Å Íoö² q ö² ²Ÿx y ~ yh 101. y q À Ä jí 2014 Ž Èéüh qr q Ê x j 90% q Í 2014 Èéüh Ä ÇÙ xv Ê 2010-2011 2012-2013 Â éüh q É j²q Ê y Êq 9 f f gìù xˆº 2014 Ðº yh 38 GE.10-63959

六. 建议 102. Í z që É }k ~ x x r}è ~ qà Ë w (a) Ø Ù ˆº ŸÙ n é Ž º v ŸÙ q y x jí 2014 µº È y qr (b) ² j q«ê ŸÙ n é Žq g jr Å ² Ä q Ù q µé ý ¹ ³ ² Å Ä qùœ (c) ä¹ zl j º Ÿ Éü q À ÈùŒq¹k j Š Ÿµ ÙÈ «Ùq (d) ä¹ zl ¹k Í Í «Ä n qrº }ÁÈ xžg ²x²z «ºw ƒq (e) ² ä¹ zl j w xˆ Œ ¼µº q À Äq (f) ö² Ø x eè q Í ~ º é éüh (g) d p q Â ¹ üžq 2012-2013 f ²q x düžq{ø ý j n qdør 2 Å Ä q Ù (h) ä¹ zl ¹k Í Ç Ù gºšü q µé ŸÙ / n é Ž²z â ³ ² Î ² ²zq ² ž GE.10-63959 39