2002* 4 * 9 2002 3 13 2002 8
2-7 8 9 8-8- 10-11 12-15 16-17 18-19 20-21 2001-2002 22-27 28-39 40-47 48-53 54-57 58-63 64-67 68-79 80-93 94-103 104-110 111 112-114
2 2001-2002 (Harvey Pitt)
Chairman s Statement 3 103 2001-200225% 77 1,010 2000 2001 216,164 9.11 9 8,934 0.005% 2001 9 15% 1,800 8,800 13.5% 20.4% 2002 3 11,033204 901 39,240 5,030 11
4 4.4% 5,420 38.3% 10 2003 3 5 14 1105,290 2.5% 27%2002 3 6 2,400 1993 28% 8% 2002-2003 2002 3 70 2001-2002 9.1%73% 2001-2002 7.9% 2002-20033 5% 2002-2003 1 1,7605% 9,650 10 2,480 1 1 (2000)
Chairman s Statement 5 2002 3 13 25 10 54 57 2001-2002 2001-2002 (McKinsey & Co) Accenture 25 16 13 111 22 27 40 47 2000 3 6
6 33 36 2002-2003 1999 2000 60 61
Chairman s Statement 7
8
9 4 * 14 11 76 49 26 10 17 5 65 19 11 5 28 25 *
10 1998 10 1 (1993-1998) 1976-1993 1989 1993 * 2003 9 30 1999 4 1 (1997-1999) (1992-1996) (1991-1992) (1980-91) * 2005 3 31 2001 12 1 2001 3-2001 11 1999-2001 1998-1999 1997-1998 1981-1997 * 2003 2 28 2001 10 1 1984-2001: 1994-20011986 1990 * 2004 9 30 2001 11 1 (1993-2001) 1985 1988 * 2004 10 31 1996-20011998 1 1-2001 11 30 1989-20011999 4 1-2001 10 31 1999 1 1-2001 9 30
11 1995 11 15 *2003 11 14 1998 8 1 *2002 7 31 1999 1 1 1990 1997 1994-1998 1993-19941985- 1990 1999 *2002 12 31 1999 1 1 *2002 12 31 1999 1 1 (PCLL) 1993-1995 1997-1999 *2002 12 31 2001 11 15 *2003 11 14 2001 1 1 2001 9 27
12 11 56 10% 1 13 2000 11 76% 83% 70% 12
13 2000 11 1 8 3 21 4 2 2 5 108 109 1 1 75% 4 4 83% 1989
14 2 3 93% 4 2001 1 2001 10 2001-2002 1
15 38 2001 8 2001 10 104 110 26 (enquiry@hksfc.org.hk) 2
16 2610 7649 6519 4 175 * 5341
17 2001-2002 (i) (ii) 2,316 226 14812 4 3 32 143105 3 (CCASS/3) (DCASS) 2002 3 13 3
18 2001-2002 2000-2001 1999-2000 * 3,924.4 (-7%) 4,239.9 (-16%) 5,070.1 * 11,033 (-14%) 12,761 (-27%) 17,407 1 7.7 (-25%) 10.3 (-9%) 11.3 15.2 (-89%) 132 (+329%) 30.8 363 (-27%) 494.7 (+11%) 445.1 391.6 (-2%) 399.5 (+4%) 385.5 * 361 (+1.4%) 356 (+8%) 329 (%) 7.4 (-57%) 17.1 (+116%) 7.9 7.7 (+54%) 5 2 (+6%) 4.7 2 33 (+18%) 28 (-22%) 36 7 (0%) 7 (0%) 7 3,306 (-74%) 12,933 (+41%) 9,158 3 * 28,395 (-1.6%) 28,844 (+13%) 25,549 215 (-18%) 262 (-4%) 273 41 (+86%) 22 (-84%) 134 4 101 5 533 (-34%) 833 (+9%) 765 * 2,316 (+2%) 2,267 (+26%) 1,797 6 285 (-8%) 311 (+4%) 299 *
19 2001-2002 2000-2001 1999-2000 311 (+5%) 297 (+11%) 268 7 50 (+16%) 43 (+8%) 40 143 (-5%) 150 (+32%) 114 105 (-21%) 133 (+29%) 103 * 780 (+24%) 629 (+139%) 263 * 116 (+13%) 103 (+12%) 92 183,671 (+149%) 73,888 (+315%) 17,794 8 26,367 (+26%) 21,000 721 (+28%) 562 (+46%) 385 3,073 (-11%) 3,453 (-14%) 4,001 449 (+17%) 385 (+68%) 229 113 (+38%) 82(+134%) 35 9 216 (+10%) 197 (+22%) 162 25 (+150%) 10 (+150%) 4 8 (+167%) 3 (+200%) 1 16 (+23%) 13 (+225%) 4 1 2 3 4 5 6 7 8 9 2001 2001 2000 1999 12 31 2000 6
20 2001-2002 2001 5 8 500 " 8 31 " 9 3 9 28 2001 10 12003 9 30 5 12 24 " " 5 22-27 10 8 10 15 6 27 7 5 10 19 35% 30%5%2% 8 14 2001 46 SFC (AR) Folder 09. SFC 3-year 2nd Proof 18th April, 2002 005 (Client) AR00228
2001-2002 21 10 26 10 29-31 257 10 30 2002 1 28 1 28 11 1 11 9 1 30-2 1 2873 2 5 12 13 2 25 (eirc) 12 18 3 13 2002 3 18 3 28
22
23
24 2000 4 1 2001 3 31 30 26 3 2 26 21 205 223 4 11 2 0 0 1 2 0 3 6 7 7 365 349 19 18 38A 342A 53 68 2001 4 2001 6 76 2002 1 35%30% 2002 1 2001 12 314 283 5%2% 2001 10 192002 2 1
25 2001 7 10 1 6 2001 12 5 2002 2 2002 3
26 24 2001 7 2001 10 2002 1 2002 5 24 2001 5 14 5 2001 12 1 David Webb
27
28
29 2,316
30 2001 4 1 2001 11 1 78% 2,423 67% 524 1 2000-2001 2001-2002 28,844 1.6%28,3952 16715332 30 2002 2
31 2001 4 12002 3 31 (%) 0 (0) 30 (73) 0 (0) 207 (436) 1,169 (5,536) 1,406 (6,045) -76.7 0 (0) 40 (55) 0 (0) 279 (337) 2,348 (4,456) 2,667 (4,848) 0 (0) 0 (0) 0 (0) 0 (0) 2 (2) 2 (2) 0 (0) 7 (2) 0 (0) 2 9 (28) 105 (154) 141 (184) (%) 0 (2) 49 (99) 0 (0) 203 (426) 735 (4,139) 987 (4,666) -78.8 0 (1) 57 (87) 0 (0) 249 (378) 2,347 (2,845) 2,653 (3,311) 0 (0) 0 (0) 0 (0) 0 (1) 0 (4) 0 (5) 0 (1) 10 (13) 0 (0) 2 7 (41) 1 20 (253) 157 (308) (%) 0 (0) 9 (12) 0 (0) 63 (105) 375 (1,282) 447 (1,399) -68 0 (0) 10 (3) 0 (0) 78 (71) 538 (1,087) 626 (1,161) 0 (0) 0 (0) 0 (0) 2 (0) 0 (0) 2 (0) 0 (0) 2 (2) 0 (0) 3 (12) 51 (25) 56 (39) (% ) 0 (0) 9 (17) 0 (0) 22 (61) 46 (130) 77 (208) -63 0 (0) 8 (17) 0 (0) 2 6 (55) 59 (120) 93 (192) 0 (0) 0 (0) 0 (0) 1 (0) 0 (0) 1 (0) 0 (0) 1 (3) 0 (0) 15 (7) 3 (2) 19 (12) (% ) 0 (0) 1 (0) 0 (0) 1 (1) 357 (296) 3 59 (297) 20.9 0 (0) 1 (1) 0 (0) 1 (2) 320 (271) 322 (274) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (1) 39 (28) 39 (29) (% ) 0 (10) 1 (17) 29 (291) 30 (318) -90.6 0 (10) 1 (17) 36 (268) 37 (295) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 3 (11) 3 (11) 3,306(12,933) -74.4 2001 3 31
32 2002 3 31 (%) 60 (73) 1 (1) 433 (435) 494 (509) 7 (9) 0 (0) 216 (207) 223 (216) 67 (82) 1 (1) 649 (642) 717 (725) -1.1 15 (17) 0 (0) 652 (642) 667 (659) 1.2 0 0 (0) 8 (10) 8 (10) -20.0 0 (0) 0 (0) 132 (135) 132 (135) 0 (0) 0 (0) 23 (23) 23 (23) 0 (0) 0 (0) 155 (158) 155 (158) -1.9 1 (1) 0 (0) 125 (127) 126 (128) -1.6 7 (6) 7 (6) 4 (4) 4 (4) 0 (0) 0 (0) 11 (10) 11 (10) 10.0 83 (100) 1 (1) 1,600 (1,589) 1,684 (1,690) -0.36 (%) 1,114 (1,111) 8,350 (8,917) 9,464 (10,028) 322 (310) 4,946 (4,560) 5,268 (4,870) 1,436 (1,421) 13,296 (13,477) 14,732 (14,898) -1.1 1,122 (1,140) 5,277 (5,176) 6,399 (6,316) 1.3 17 17 193 (251) 210 (268) -21.6 301 (299) 3,490 (3,835) 3,791 (4,134) 27 (24) 262 (288) 289 (312) 328 (323) 3,752 (4,123) 4,080 (4,446) -8.2 171 (185) 209 (224) 380 (409) -7.1 35 (30) 875 (787) 0 (0) 910 (817) 11.4 3,109 (3,116) 23,602 (24,038) 0 (0) 26,711 (27,154) -1.6 28,395 (28,844) -1.6 2001 3 31
33 3 2000 6 12 7 2000 122001 2001 01 12 31 00 12 31 719 720 624,700 696,956 63,568 73,819 2 57,721 54,936 3 12,004 14,757 21,192 30,972 24,667 25,696 115,584 126,361 41,568 46,091 5,762 5,117 19,889 24,907 48,365 50,246 115,584 126,361 01 12 31 00 12 31 12 7 4 5 7,248,805 5,123,888 11,915 8,430 3,243 2,811 6 16,474 15,222 (31,203 ) (22,173) 429 4,290 1 2 3 01 12 31 00 12 31 3.8 3.8 4 2000 6 12 7 5 6
34 2002 1 22 2002 1 23 2002 2 6 280 2002 3 28 276 1 1,440 2001 10 2002 3 2002 2 20 2002 2 21 2002 4 13
35 2 3 2 12 2 1 9 8 62 2 4 14 12 8 24 23 72 97 45 1 5 0 0 1 53 2 0 1 0 0 16 1 1 0 0 0 28 0 0 0 0 1 4 2 0 1 0 0 30 2 2 0 0 1 / 10 1 2 0 1 0 2 0 6 0 0 0 2 0 0 0 0 0 93 12 9 1 1 2 86 7 7 0 0 1 0 0 0 0 1 0 1 1 0 0 0 0 2 3 0 0 0 0 5 0 1 0 0 0 2 0 5 0 0 0 379 32 38 3 3 6
36 6 0 4 1 4 0 3 0 5 2 3 0 / 2 1 1 0 20 6 19 2 6 4 1 0 1 0 1 0 76 16 1,200 7 282002 2 1(FinNet)
37 25 100 7 2002 3 312,316 340 6 1,890 1,870 100 76 39 40 49 49 * 217 214 21 18 2,316 2,267 * 79 72001 12 2,850 E Gerald Corrigan, 2001 10 8
38 2001 10 2002 5 2001 10 2001 7 2002 1 3 2001 58 2001 5 2002 3 31 290 17 48,498.8 17.0 1,063 61 181,547.2 63.7 121 7 26,122.9 9.2 61 4 12,222.0 4.3 82 5 2,283.0 0.8 4 0 1.3 0.0 38 2 5,210.3 1.8 73 4 5,779.5 2.0 # 8 0 3,545.0 1.2 1,740 100 285,210.0 100 150 1,890 2001 12 31 #
39 9.11 25 12 2002 3 31 11 22 57 90 5 5,996.4 2.1 3 35 0 38 2 3,288.9 1.2 57 952 11 1,020 54 170,369.8 59.7 38 271 20 329 17 35,363.5 12.4 4 66 4 74 4 2,884.2 1.0 2 36 19 57 3 24,264.2 8.5 0 0 15 15 1 11,850.0 4.2 2 25 9 36 2 1,158.4 0.4 3 8 12 23 1 1,020.4 0.4 29 118 42 189 10 8,888.2 3.1 1 4 14 19 1 20,126.0 7.0 150 1,537 203 1,890 100 285,210.0 100 2001 12 31
40
41 226 14812 4 3 32 143105
42 10635 18 9 96
43 6 181 311492226 266 4 4 56 3 12 1 1 2 3 4 2001 4 12002 3 31 1) 2001 12 18 1 3 66,080 12 2) 2002 2 18 1 30,000 67,424 3) 2002 3 18 2 8 26,084 4) 2002 3 18 1 4 13,043 172,631 7 21 4 6 11 3 4 5,000 2
44 2001 4 12002 3 31 1) 2001 6 28 4,005,818 5,000,000 3,178,542 1,088,721 1,000,000 373,946 1,175,474 750,000 186,973 2) 2001 11 2 16,500,000 16,500,000 315,695 3) 2002 22,770,013 23,250,000 4,055,156 2000 2001 6 3 1,300370 3,300 315,695 2001 8 5 2002 3 2002 2001 11 3 14 8 9 3 3 72 2001 12 24 25% 90%
45 2001 4 1 2002 3 31 1) 2001 4 24 12 63,000 39,531 2) Lawnside International Ltd. 2001 5 17 1 5,000 3) 2001 6 5 1 6,000 4,400 1 5,000 4,400 4) 2001 7 31 2 20,000 14,990 5) 2001 8 7 5 25,000 7,337 6) 2001 8 21 4 20,000 5,693 7) 2001 9 4 4 20,000 12,949 4 20,000 12,949 8) 2001 9 11 4 14,000 12,112 9) 2001 9 25 1 4,000 9,806 10) 2001 10 9 2 10,000 23,771 11) 2001 10 16 6 30,000 28,139 D. H. International Ltd. 6 30,000 18,089 12) 2001 11 27 6 24,000 16,154 7 35,000 10,937 13) 2001 12 11 1 2,000 7,559 14) 2002 1 8 2 14,000 9,318 Gold Chief Investment Ltd. 2 14,000 9,318 15) 2002 1 15 1 5,000 9,432 16) 2002 1 15 2 8,000 14,515 17) New Excellence Holdings Ltd. 2002 1 30 6 24,000 16,430 80 398,000 287,829 29A 3 1 11 34 14 2001 4 1 2002 3 31 1) 2001 4 10 1 10,000 7,000 1 10,000 7,000 Talent Best Ltd. 1 10,000 3,566 2) 2001 7 3 1 2,000 6,585 1 2,000 7,649 2001 9 25 1 3,000 5,000 2001 9 26 1 1,000 1,500 3) 2001 10 3 1 3,000 8,150 1 10,000 2,465 4) 2001 10 5 3 15,000 14,997 2001 10 17 1 2,000 2,000 5) 2001 12 11 1 20,000 22,025 1 50,000 22,025 6) 2002 2 26 5 12,500 3,000 20 150,500 112,962 4 6 5
46 2001 4 12002 3 31 1) Yourshare Holdings Corp 2001 8 21 1 10,000 11,253 2) Crown Asset Management Ltd. 2001 9 24 2 4,000 16,000 Cousins Pauline Ellen 2 3) 2002 2 25 6 40,000 5,000 2 10,000 500 2 10,000 500 4 10,200 500 4) 2002 2 26 4 10,000 3,000 5) LM Investment Management HK Ltd. 2002 2 26 5 50,000 7,187 Nutbeam Melanie Jane 1 5,000 7,187 29 149,200 51,127 143 92105 5 6 10 3 1 6 4 2 2 1 1 2001 4 12002 3 31 1) 2001 4 19 2) 2001 7 24 3) 2001 8 16 4) 2001 10 26 5) 2001 11 8 6) 2001 11 15 7) 2001 11 15 8) 2001 12 6 9) 2001 12 20 10) 2002 1 15 11) 2002 1 29 12) 2001 7 12 30 13) 2002 3 27 24 14) 2001 10 11 12 15) 2002 2 11 12 16) 2002 3 11 12 17) 2001 10 4 9 39 14 130 22 2 1 10 33
47 13 1 101 17 7 79 1,100 3 1999 2000 13 Gay Giano International Group Ltd 2002 6 106 25 61 60 2002 1 Global Options Trading 200 2001 7 Brinton Group and Benson Dupont Capital Management
48
49 3
50 2001 10 26 2001 12 2001 10 6 20 20 10.2 0.50.1 2001 113 2001 11
51 2001 11 2002 2 1999 9 (FinNet) 2002 3 2001 8 (TOPS) (HKATS) (DCASS) (CCASS/3) CCASS/3 DCASS
52 2002 2 2001 8 150,000 0.002% 2001 9 1 0.007% 2002 3 31 7 7,9701 1,630 2,100 258 15 2002 508 1,900,000 52
53 2002 1 15 2,140 2002 3 31
54 2002 3 13 3
55 2002 3 13 2000 11 2001 10 26 2002 2 40 2002 3 13 38 11 2002 3 13
56 135(1)(a)4 1999 11 19 23 135(3) 1999 11 15 60,000 4 4 39,128 3 4 12 15 33(4)
57 4 5% 10% 5 3 15 101,000
58
59 2001-2002 3 6,300 27% 25% 103 77 12% 2001 3 5,2908,800 4.4% 12.4% 5,420 5,290 2.5%2002 36 2,400 2002-2003 17 124 5,030 2002-2003 4 5,0301 1,760 2002 3 2002-2003 300,000 250,000 200,000 150,000 100,000 50,000 0-25% -12% -28% -96% 2000-2001 2001-2002
60 1.4% 361 2002 3 31355 6037% 17.1%7.4% 2001-2002 2001 4 3,138 9 100 3 3 1 1 1 82 1 1 2001 4 4 6
61 2002 9 2002 3 71% 2002 (ISO)10 ISO9001:2000
62 2001 A-Z www.hkeirc.org 500 26,367 2001 7 76 68
63 760 18 31 3,000 200 3 257 3,073721 3,453 562 449 113 21651 2,2382 www.hksfc.org.hk 183,6712000-200173,888 2001 5 500 2001 10 24
64
65 3410 1 1 1 2 30 5 110 61 Dr Prasarn Trairatvorakul
66 3 2001-2002 2000-2001 1999-2000 4 4 13 15 16 16 40 3 36 6 25 5 18 14 224 474 214 825 257 776 273 495 255 846 315 793 4 2002 49 1336 5 5 2115 224 474 2002 1 28 73 4 2001 4 23 35 38 29127,493 7
67 2002 128 3 8 12 60
68 6979 2002 3 31 2002 5 3
69 2002 3 31 2002 2001 $ 000 $ 000 202,620 270,250 117,481 133,311 5 41,399 57,704 6 1,485 33,476 362,985 494,741 7 313,445 327,988 20,010 20,009 11,215 10,822 8 46,958 40,708 391,628 399,527 25,563 21,814 417,191 421,341 (54,206) 73,400 635,359 591,959 581,153 665,359 16 (30,000) 581,153 635,359 7279
70 2002 3 31 2002 2001 $ 000 $ 000 9 39,868 38,696 10 298,110 370,204 10 319,113 277,046 38,815 102,624 11 24,049 29,821 1,076 4,469 383,053 413,960 16 30,000 66,174 33,301 31,271 33,737 47,216 97,038 144,661 286,015 269,299 623,993 678,199 12 42,840 42,840 581,153 635,359 623,993 678,199 2002 5 3 7279
71 2002 3 31 2002 2001 $ 000 $ 000 (67,011) 42,889 40,425 54,568 (36,174) (163,826) (246,935) (175,125) 277,000 25,000 198,184 (34,600) (30,181) 93 145 (4,442) 18,023 (67,202) (48,346) 107,093 155,439 39,891 107,093 2002 2001 $ 000 $ 000 (54,206) 73,400 (41,399) (57,704) 25,563 21,814 (43) 42 6,708 16,359 (5,664) (14,772) 2,030 3,750 (67,011) 42,889 2002 2001 $ 000 $ 000 38,815 102,624 1,076 4,469 39,891 107,093
72 2002 3 31 1. 2. 52 54 (a) (b) 1994 3 31 (c) 3. (a) (b) (c)
73 3 3 5 3 4 4 (a) (b) (c)
74 2002 3 31 4. 3(3) 5. 2002 2001 $ 000 $ 000 41,362 57,557 (589) (420) 626 364 203 41,399 57,704 6. 2002 2001 $ 000 $ 000 241 30,605 585 1,894 535 573 43 81 404 1,485 33,476 7. 2002 2001 $ 000 $ 000 1,433 1,345 26,327 27,956 1,263 3,795 267 322 264,730 276,913 11,062 9,683 7,451 6,769 912 1,205 313,445 327,988
75 2002 2001 $0 $1,000,000 7 8 $1,500,001 $2,000,000 1 $2,000,001 $2,500,000 2 $2,500,001 $3,000,000 1 $3,000,001 $3,500,000 1 $4,000,001 $4,500,000 2 3 $4,500,001 $5,000,000 2 $6,500,001 $7,000,000 1 $7,000,001 $7,500,000 1 15 14 1,433,00020011,345,000 2001 20025 22,214,000 4 1 2000 2001524,978,000 (a) 12% 86,0002001856,000 5% 4,166 456,0002001451,000 5 (b) 2000 12
76 2002 3 31 8. 2002 2001 $ 000 $ 000 4,380 5,104 14,048 13,872 (2,500) (3,000) 15,672 11,236 160 159 4,824 8,704 * 7,214 1,550 3,160 3,041 42 46,958 40,708 * 9. $ 000 $ 000 $ 000 $ 000 $ 000 $ 000 2001 4 1 31,390 8,451 66,973 19,497 1,456 127,767 2,926 824 19,934 3,101 26,785 (102) (101) (1,967) (2,170) 2002 3 31 34,316 9,173 86,806 20,631 1,456 152,382 2001 4 1 28,957 6,752 38,404 13,622 1,336 89,071 3,076 843 16,977 4,547 120 25,563 (100) (55) (1,965) (2,120) 2002 3 31 32,033 7,495 55,326 16,204 1,456 112,514 2002 3 31 2,283 1,678 31,480 4,427 39,868 2001 3 31 2,433 1,699 28,569 5,875 120 38,696
77 10. 2002 2001 $ 000 $ 000 1 23 145,138 226,520 8,987 138,376 3 14,596 134,697 298,110 370,204 1 310,116 169,019 8,997 28,006 80,021 319,113 277,046 617,223 647,250 3 31 469,850 530,236 8,997 36,993 138,376 80,021 617,223 647,250 3 31 487,196 550,566 9,074 37,416 136,719 80,652 632,989 668,634 11. 200177,000 77,0002001267,000 12.
78 2002 3 31 13. 2002 3 31 2002 2001 $ 000 $ 000 24,225 27,784 10,868 8,911 14. 2002 2001 $ 000 $ 000 1 25,059 18,794 1-5 33,411 58,470 58,470 77,264 2002 3 3120,010,0002001 20,009,000 15. 333 250333 16 18 24
79 16. 1998 11 800 1999 3 31 1.52000 2001 3 31 1.53,000 2002 2001 $ 000 $ 000 66,174 200,000 30,000 (36,174) (163,826) 30,000 66,174 17. (a) 15% 20% (b) (c) 18. 200
80 2002 3 31 1. 333X 2. 8293 3. 2001 12 1 2001 11 30 2001 4 12001 11 18 2001 11 19 4. 5. 2002 5 3
81 8293 99 2002 3 31 2002 5 3
82 2002 3 31 2002 2001 $ 000 $ 000 6 37,536 32,367 9,779 47,315 32,367 41 41 218 190 807 132 5 22 1,071 385 46,244 31,982 191,534 159,552 237,778 191,534 8793
83 2002 3 31 2002 2001 $ 000 $ 000 7 390,060 7 728,519 123,147 14 30,000 102,347 8,383 5,358 6,248 49,723 132,128 211 57 823,084 363,037 2,724 585 4 10 40,613 123,280 43,337 123,865 779,747 239,172 779,747 629,232 8 46,450 46,450 9 (80,743) (72,582) 4 10 (12,343) (10,880) 11 11,277 9,854 12 16,360 16,360 (18,999) (10,798) 13 353,787 353,787 3,500 3,500 14 630,000 630,000 15 3,002 3,002 16 41,181 237,778 191,534 1,269,248 1,181,823 9 (442,232) (429,393) 4 10 (28,270) (112,400) 798,746 640,030 779,747 629,232 2002 5 3 8793
84 2002 3 31 2002 2001 $ 000 $ 000 11 1,423 6,323 12 3,627 14 330,000 16 41,181 15 3,002 82,667 54,670 9 (21,000) (63,646) 104,271 333,976 46,244 31,982 150,515 365,958 8793
85 2002 3 31 2002 2001 $ 000 $ 000 1,068 (827) 38,207 30,160 123,000 142,000 24,737 (332,229) (516,721) (209,229) (349,984) 1,423 6,323 3,627 72,347 327,653 3,002 34,933 (21,000) (63,646) 87,703 276,959 (82,251) (43,692) 132,185 175,877 49,934 132,185 2002 2001 $ 000 $ 000 46,244 31,982 (37,536) (32,367) (9,779) 2,139 (442) 1,068 (827)
86 2002 3 31 $'000 $'000 2000 4 1 3,531 (438,329) 6,323 (63,646) 2001 3 31 9,854 (501,975) 2001 4 1 9,854 (501,975) 1,423 (21,000) 2002 3 31 11,277 (522,975) 2002 2001 $ 000 $ 000 211 57 49,723 132,128 49,934 132,185
87 2002 3 31 1. 2000 3 6 2. X 8,000,000 19986 150,000 8,000,000 2002 3 132002 3. 50,000 2001
88 2002 3 31 3. 13 14 111215 16 4. 2 (i)(ii) (iii) 118 107 112
89 1998 11113 8,000,000 104 1068,000,000 8,000,000 (i) (ii) (iii) 5. 87 6. 2002 2001 $ 000 $ 000 37,536 33,274 (1,005) 22 76 37,536 32,367
90 2002 3 31 7. 2002 2001 $ 000 $ 000 1 23 40,985 315,117 281,728 3 40,985 67,347 356,102 390,060 1 41,673 13,990 330,744 109,157 372,417 123,147 728,519 513,207 3 31 4 2002 3 31 9,779,000 2002 2001 $ 000 $ 000 41,673 56,084 686,846 470,990 728,519 527,074 8. 50,000 106 6 6 2002 3 316 18 2001 3 316 28
91 9. 2002 2001 $ 000 $ 000 109(3) 8,000,000 72,582 68,815 8,161 3,767 80,743 72,582 113(5A)8,000,000 429,393 369,514 12,839 59,879 442,232 429,393 522,975 501,975 21998 6 150,000 8,000,000 $1,713,000 $1,761,000 $161,000 $17,365,000 10. 2002 2001 $ 000 $ 000 8,000,000 10,880 26,658 (8,161) (3,767) (372) (12,233) 9,996 222 12,343 10,880 8,000,000 112,400 151,292 (12,839) (59,879) (84,701) (47,136) 13,410 68,123 28,270 112,400 6 1125 8,000,000
92 2002 3 31 11. 2002 2001 $ 000 $ 000 9,854 3,531 1,423 6,323 11,277 9,854 12. 2002 2001 $ 000 $ 000 16,360 12,733 3,627 16,360 16,360 13. 19921994 14. 19983 2000/013,000 15. 2000 113,002,000 16. 2001 9 10.002% 41,181,0002001 17. 8 14
93 18. (i) 15% 20% (ii) (iii) 19. 7 1098,000,000 56,000,0002001 96,000,000
94 2002 3 31 1. 250VIII 2. 96103 3. 2001 12 1 2001 11 30 2001 4 12001 11 18 2001 11 19 4. 5. 2002 5 3
95 96 103 77 2002 3 31 2002 5 3
96 2002 3 31 2002 2001 $ 000 $ 000 6 5,618 6,691 1,572 7,190 6,691 41 41 66 36 37 16 1 1 145 94 7,045 6,597 35,596 28,999 42,641 35,596 100103
97 2002 3 31 2002 2001 $ 000 $ 000 7 43,071 7 111,159 39,505 1,154 881 481 593 3,677 19,141 60 8 116,531 60,128 253 252 116,278 59,876 116,278 102,947 8 21,600 21,300 9 63,643 57,684 42,641 35,596 127,884 114,580 (24,457) (24,457) 10 12,851 12,824 116,278 102,947 2002 5 3 100103
98 2002 3 31 2002 2001 $ 000 $ 000 8 300 (500) 9 5,959 5,315 10 27 6,286 4,815 7,045 6,597 13,331 11,412 100103
99 2002 3 31 2002 2001 $ 000 $ 000 (144) (90) 6,095 6,794 39,500 5,500 8,029 (67,261) (18,053) (27,761) (4,524) 300 (500) 6,071 5,179 27 6,398 4,679 (15,412) 6,859 19,149 12,290 3,737 19,149 2002 2001 $ 000 $ 000 7,045 6,597 (5,618) (6,691) (1,572) 1 4 (144) (90) 2002 2001 $ 000 $ 000 60 8 3,677 19,141 3,737 19,149
100 2002 3 31 1. 2000 3 6 2. VIII 2,000,000 2002 3 132002 3. 100,000 9 10
101 4. 2 (i)(ii) (iii) 95 (i) (ii) (iii)
102 2002 3 31 5. 87 6. 2002 2001 $ 000 $ 000 5,618 6,736 (123) 48 30 5,618 6,691 7. 2002 2001 $ 000 $ 000 1 23 54,826 28,040 3 3,265 15,031 58,091 43,071 1 3,988 5,833 15,003 47,235 20,514 53,068 39,505 111,159 82,576 3 31 4 2002 3 31 1,572,000 2002 2001 $ 000 $ 000 4,040 5,833 15,124 105,326 65,880 111,159 85,044
103 8. 2002 2001 $ 000 $ 000 21,300 21,800 800 200 (500) (700) 21,600 21,300 9. 2002 2001 $ 000 $ 000 57,684 52,369 5,959 5,315 63,643 57,684 10. 95 27,0002001 11. 8 10 12. (i) 15% 20% (ii) (iii)
104 2001 4 1 2001 4 1 2001 4 1 2001 4 1 2001 4 1 2001 4 1 David Webb 2001 4 1 2002 1 31 2001 11 30 2001 12 3 2001 6 1 2001 6 1 2001 6 1 2001 6 1 2001 6 1 2001 6 1 2001 6 1 2001 6 1 2001 4 23 2001 6 1 2001 5 31 2001 5 31 2001 5 31 2001 5 31 2001 5 31 2001 5 31 2001 5 31 2001 11 30 2002 1 2 2002 2 6
105 2001 12 1 2001 11 30 2001 9 11 2001 6 26 2002 3 31 2001 9 11 2001 12 20 2001 6 25 2001 6 18 David Hughes 2001 4 1 2002 1 1 2001 11 30 2001 4 1 2001 4 1 2001 4 1 2001 4 1 2001 4 1 2001 4 1 David Webb 2001 4 1
106 2001 12 1 2001 11 30 2002 3 31 2001 5 15 2002 3 31 2001 6 26 2002 3 31 2001 5 15 2001 6 25 2001 4 1 2001 4 1 2002 3 31 2002 3 31 2001 12 1 2001 11 19 2001 4 1 2001 11 18 2001 11 30 2001 12 1 2001 11 19 2001 4 1 2001 11 18 2001 11 30
107 2002 1 11 2002 1 10 2002 2 19 2002 2 19 2002 2 19 Paul B McGuinness 2002 1 11 2002 2 18 2002 2 18 2002 2 18 2002 1 10 2001 9 20 2001 4 1 2001 9 19 2001 4 1 2001 4 1 2001 9 19 2001 4 1 2002 3 31 2001 4 1 2002 3 31 2002 3 31 2002 3 31 2001 4 1 2001 4 1
108 2001 10 1 2001 9 1 2001 4 23 2001 11 1 2002 1 21 2002 1 21 2001 12 1 2002 2 25 2001 10 31 2001 9 30 2001 11 4 2001 11 30
109 2001 11 1 2001 11 30
110 2002 1 1 2001 10 13 OBE 2001 10 13 Rajat K Jindal
111 1. 2001 4 2. 4 3. 4 4. 7 5. 8 6. 9 7. 10 8. 10 9. 11 10. 11 11. 12 12. 12 13. 2002 2 14. 2 15. 2 16. 2 17. 3 18. 3 19. 3 20. 3 21. 3 22. 3 23. 3 24. 3 25. 3 1. 2001 5 2. 10 3. 11 4. 2002 1 5. 1 6. 2 7. 3 8. 3 1. 2001 4 2. 4 3. 4 4. 5 5. 6 6. 6 7. 8 8. 10 9. 10 10. 10 11. 12 12. 12 13. 2002 1 14. 1 15. 2 16. 3
112 2002-2003 4, 59 24, 26 34, 51 7, 67 42, 43 26 14, 62 4, 5, 55, 63 6, 11, 26 26 24 24, 56, 104 52 63 6, 62 15 52 26 51 FinNet 36, 51 5, 51 39, 45 5, 12, 67 20 14, 17 45 2 6, 60 51 24 25, 47 5, 8, 50, 51 5, 60, 67
113 12, 13, 20 10, 12, 13, 20, 59 50 25, 27 45, 47 3, 18 4, 12, 25, 43, 59 33 13, 109 25, 38, 50, 66 5, 60 52 ISF 50 50 ISO 61 65 38 60, 62 66 2 3, 25 30 37, 38 51 4 12 33, 35 25 13, 45 61
114 60 6, 38 66 62 31, 63 13 9, 13 65 50 5, 8, 17, 19, 41, 42, 43, 45, 47, 56, 61, 66 2, 3, 6, 12, 56 45 20, 60, 65 7, 104 42, 43, 56 34, 52 14, 109 47 60 25 44 25, 66 13, 56 13, 56, 5, 10, 21, 30, 35, 52, 55, 57 15
(852) 2840 9222 (852) 2521 7836 www.hksfc.org.hk www.hkeirc.org (852) 2840 9222 (852) 2840 9287 (852) 2840 9333 enquiry@hksfc.org.hk 962-7470-88-X 100
(852) 2840 9222 (852) 2521 7836 www.hksfc.org.hk www.hkeirc.org