- PDF Free Download

665 2014

2 4 6 10 14 22 42 48 57 74 76 205 206 207

12 31 2014 2013 2,713,291 1,646,814 65 1,018,269 529,152 92 % 1 15.71 12.57 25 56.17 41.07 37 50.42 39.15 29 5.85 4.21 39 3.74 2.99 25 2014 12 31 2013 12 31 8,596,502 4,920,252 75 48,159,973 29,438,104 64 2 3.96 3.37 18 3 2,184,397,016 1,395,959,624 56 3.94 3.52 12 1. 2. 2014 12 311,414,490 20131,284,630 3. 2014 4 232014 5 30 697,979,812 2014 6 32014 12 31 2,184,397,016 2

3 2014 2014 2014 2014 12 31 2014 12 31 43% 15% 5% 15% 9% 2014 2014 2014 2014 2014 2014 2,713,291 48,159,973 1,018,269 15.71 8,596,502 56.17 1,177,055 14,628,101 293,450 9.34 3,254,034 27.99 1,646,814 29,438,104 529,152 12.57 4,920,252 41.07 2013 2013 2013 2013 2013 2013 2012 2012 2012 2012 2012 2012 (%) 1 6% 7% 26% 26% 2% 21% 9% 7% 9%

2014 1 2014 5 Asiamoney 2014 3 300ETF RQFII ETF 2014 6 FinanceAsia 2013 2013 4

2014 11 Japaninvest 2014 8 BBB 2014 9 2014 12 / / 2014 2014 5

2012 2014 3IPO 15 IPO21 20143 17 2013 2014 3 300ETF RQFII ETF 2014RQFII107 QFII 201313 2014MPF 6

350 300 RQFII ETF 20% 5.8% 2014 7

2014 1.3% 825,0006 23,605 2014 122201334% 293 2IPO9,360 11 RQFII 2,70090% 9 A2014 12.64 1.424 1.772 14.940 8 2014 20146 7.5%500 11.39% 2014 DAX2.65% 2014 2013 10

2015 21 51,000 2015 Japaninvest 2015 2015 ETF RQFII 2015 3 11 2014 11

2014 5 2014 A 2014 27.1 65% 10.292% (ROE)15.7%20133.1 48264% 3 80% 2014 3.392014 12 31 15.5 14

2012 2014 3IPO IPO 2014 15 IPO 21 2014 RQFII 107 QFII 2 2014 3 RQFII 300ETF MPF 2014 2014 15

(FICC) FICC 350 300 2014 12 / / 2014 2014 21RQFII ETF RQFII 5.8% 2015 bestlend.com 2014 118 20133.37 3.96 2014 8 (S&P)BBB 7 6 11.6 16

3 5 11175 2014 17

2014 2014 1 2014 (Japaninvest) 18

2015 3 11 2014 19

2014 12 31 2 A.6.7 2014 4 15 5 22

2014 12 31 4/4 1/1 2/2 2/2 1/1 4/4 2/2 1/1 4/4 8/10 2/2 1/1 4/4 9/10 1/1 4/4 9/10 1/1 3/4 2/2 2/2 0/1 4/4 2/2 0/1 1 0/0 0/0 4/4 2/2 1/1 2/2 1/1 4/4 2/2 1/1 2/2 1/1 4/4 2/2 1/1 4/4 1/2 1/1 2014 23

9/10 9/10 10/10 2 2/3 9/10 9/10 3 1/1 3 1/1 98% 100% 89% 100% 90% 100% 82% 1. 2015 1 2 2. 2014 5 1 3. 2014 11 11 124 4 4 48 56 24

2013 11 2014 12 31 30-39 40-60 0 1 2 3 4 5 6 7 8 9 10 11 2014 25

4 14 7 4 98% 26

3 2014 12 31 1 2014 12 31 3 2014 27

2014 12 31 28

(a) (b) (c) (d) (e) (f) 2014 12 31 57 73 3 1 2014 29

2014 12 31 2 2014 12 31 2013 12 31 2014 6 306 2014 12 31 2014 6 306 30

3 12 3.13 1 2014 12 31 2014 31

3 2 8 2014 12 31 2014 2013 3 2015 1 22 2014 12 31 15 32

2014 33

2014 35

12 31 2014 2013 2,600 3,340 339 330 2014 37

1981 1. 5874 189 22 2 21 3 2. 38

3. 59(1) (a) 2120 (b) 14 10 2014 39

2014 200411 10 Plus 17 2014 4 A A 42

201440 A CPT CPD 2014 43

201440 ERB 300 2014 615 3 44

2006 10 2014 Bloomberg Square Mile Relay Bloomberg Square Mile Relay 2014 45

2014 2013 JAM 2014 JAM 40 46

2014 40 110 2014 2014 47

512010 1 13 2010 3 10 2319921998 19981998 1999 19992008 2008 2010 8 9 452009 12 23 2010 3 10 2011 4 29 201996 20012007 2014 12 30 2007 200620062014 20142010 5 12 2014 3 31 48

502008 82009 7 1 5519952011 4 29 14 2014 49

572010 1 132011 4 29 1983 7 1999 6 32 6 81995 19951997 19972011 2 2010 8 9 2011 3 17 322009 62009 7 1 2010 1 13 50

502012 9 1 14 2001 52003 6 2003 7 482015 1 2 Haitong International Investment (Singapore) Pte. Ltd. Harveston Asset Management Pte. Ltd. Tze San Investment Pte Ltd China Aviation Oil (Singapore) Pte Ltd Dow Chemical Singapore 2014 51

632004 7 1 1980 1977 1980 1983 19851988 19972013 Vision Values Holdings Limited 502006 12 1 20 Vision Values Holdings Limited 52

522012 12 31 Grant Thornton International Ltd. 29 642012 12 31 20042008 2014 53

392010 42010 9 2008 1 382010 38 142000 20072010 4 2010 54

522004 4 2012 72014 4Columbia Southern University 25 432010 2012 20092010 KMV 2014 55

442012 10 32014 11 11 22 1992 39(FICC) 2014 11 11 10 56

2014 12 31 2014 12 31 2014 12 3176204 2015 6 162014 12 31 338,582,000 2014 12 312,184,397,016 15.58 2014 9 11 2015 7 7 2015 6 4 2015 6 8 2015 6 34 30 18322 2014 57

2015 6 12 2015 6 16 2015 6 114 30 183222015 6 10 2014 12 31 10 205 2014 12 31 2014 12 31500,000 2014 12 31 38 2014 12 31 1981 464,869,000 338,581,537 2014 12 315,875,967,000 2014 12 31 14 58

2014 12 3136 2014 12 31 2014 12 3152014 12 31 30% 5%5 2014 59

2014 12 31 2015 1 2 86(2)2015 1 2 87(1) (2) 1 60

4856 31 1 2014 12 31 2014 61

2014 12 31352 XV * 576,077 1 921,722 2 576,077 0.03 921,722 0.04 1,072,788 3 921,722 4 1,994,510 0.09 1,382,583 5 2,346,610 6 576,077 7 576,077 8 576,077 9 1,382,583 0.06 2,346,610 0.11 576,077 0.03 576,077 0.03 576,077 0.03 * 2014 4 23 2014 5 30 697,979,8122014 6 31,395,959,624 2,093,939,436 62

1. 20022014 5 30 2014 6 3572,604 576,0774.234 4.2082014 12 312011 3 32019 3 2 2. 2002 2014 5 30 2014 6 3916,165 921,7224.2344.208 2014 12 312011 3 32019 3 2 3. 4. 2002 2014 5 30 2014 6 3916,165 921,7224.2344.208 2014 12 312011 3 32019 3 2 5. 2002 2014 5 30 2014 6 31,374,247 1,382,5834.2344.208 2014 12 312011 3 32019 3 2 6. 2002 2014 5 30 2014 6 3(i)2007 12 11,187,255 1,194,457 5.1295.098 (ii)2010 9 31,145,206 1,152,1534.234 4.2082014 12 31(i)2007 12 12008 6 12016 5 31 (ii)2010 9 32011 3 32019 3 2 7. 2002 2014 5 30 2014 6 3572,604 576,0774.2344.208 2014 12 312011 3 32019 3 2 8. 2002 2014 5 30 2014 6 3572,604 576,0774.2344.208 2014 12 312011 3 32019 3 2 9. 2002 2014 5 30 2014 6 3572,604 576,0774.2344.208 2014 12 312011 3 32019 3 2 2014 63

2014 12 31 352 XV 2014 12 3118 2002 8 23200220022012 8 2220022002 2002 2002 2002 64

2002 2002 2002 10% 2002 10% 10%2002 2002 30% 2002 71,503,270 7.81% 2002 122002 1% 12 0.1% 500 610 2014 65

30 1 (i) (ii) 5(iii) 2002 2002 2012 8 222002 20022014 12 31 *** 2014 1 1 2014 12 31 * ** 572,604 3,473 1 576,077 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 916,165 5,557 1 921,722 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 916,165 5,557 1 921,722 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 1,374,247 8,336 1 1,382,583 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 1,187,255 7,202 1 1,194,457 2007 12 1 2008 6 1 2016 5 31 5.098 1 5.69 1,145,206 6,947 1 1,152,153 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 66

*** 2014 1 1 2014 12 31 * ** 572,604 3,473 1 576,077 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 572,604 3,473 1 576,077 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 572,604 3,473 1 576,077 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 7,829,454 47,491 7,876,945 10,374,003 53,564 1 (80,000) (1,543,433) 2 8,804,134 2007 12 1 2008 6 1 2016 5 31 5.098 1 5.69 5.85 11,783,964 65,924 1 (522,000) (916,165) 2 10,411,723 2010 9 3 2011 3 3 2019 3 2 4.208 1 4.79 5.49 22,157,967 119,488 (602,000) (2,459,598) 19,215,857 29,987,421 166,979 (602,000) (2,459,598) 27,092,802 * 6 ** *** 1. 2014 5 30 2. 2014 12 31 2014 67

2014 12 19 10 2024 12 18 10% 217,248,566 1%21,724,856 2014 12 31 37 68

2014 12 31 336 (1) 1,453,087,080 1,453,087,080 66.93 (1) 1,453,087,080 1,453,087,080 66.93 Cheng Yu Tung Family (Holdings) Limited CYTF Cheng Yu Tung Family (Holdings II) Limited CYTF II (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 Chow Tai Fook Capital LimitedCTFC (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 NWSSM (Cayman) NWS Service Management Limited NWSSM (BVI) NWS Financial Management Services Limited NWSFM (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 (2) 144,480,897 144,480,897 6.61 2014 69

(1) (2) CYTF CYTF II CTFC 48.98% 46.65%CTFC 78.58% 43.35% 61.31%NWSSM (Cayman)NWSSM (BVI)NWSSM (BVI)NWSFM CYTF CYTF II CTFC NWSSM (Cayman) NWSSM (BVI) NWSFM 2014 12 31 336 (i) 4 (ii) 70

(iii) (iv) (v) (vi) (i) (ii) 2014 12 31 43 43(i) (ii) (iii) 2014 71

3000 740 14A.56 43 13.21 2013 5 16 I 33,000,000,000 2014 5 23 II 1,336,000,0002,004,000,000 36 III (1) 51% (2) (i) (ii) III2013 5 162014 5 23 25% 72

2239 2014 12 31 2015 3 11 2014 73

76204 2014 12 31 90 74

2014 12 31 2013 12 31 2014 3 4 2015 3 11 2014 75

2014 12 31 2014 2013 6 2,713,291 1,646,814 6 20,512 2,807 2,733,803 1,649,621 7 (545,281) (421,312) 7 (240,031) (160,191) 14 (33,494) (45,113) (356,986) (313,540) (1,175,792) (940,156) 7 (375,475) (126,146) 13 33,212 15,157 7 1,215,748 598,476 10 (197,479) (68,311) 1,018,269 530,165 1,018,269 529,152 1,013 1,018,269 530,165 11 56.17 41.07 50.42 39.15 76

2014 12 31 2014 2013 1,018,269 530,165 592 (4,953) (9,058) 55,694 (20,195) (28,661) 50,741 989,608 580,906 989,608 579,893 1,013 989,608 580,906 2014 77

2014 12 31 2014 2013 13 2,585,166 178,181 14 101,255 115,306 15 9,854 9,854 16 6,609 6,609 18 57,458 41,184 22 471,083 728,418 23 182,306 449,421 24 811,000 1,188,200 6,030 5,726 4,230,761 2,722,899 25 9,619,965 7,938,421 24 1,819,200 1,872,200 26 4,495,624 1,642,922 27 277,293 331,685 72,317 19,383 23 3,811 358,182 30 263,027 60,602 29 9,962,803 1,950,230 34 2,485,154 50 24,765 31 11,668,936 12,053,559 3,236,317 488,021 43,929,212 26,715,205 48,159,973 29,438,104 78

2014 12 31 2014 2013 36 218,440 139,596 38 8,039,480 4,627,100 12 338,582 153,556 8,596,502 4,920,252 35 1,781,445 966,273 35 4,580,804 12,026 14,910 34 620,000 35 426,503 6,994,275 1,407,686 32 15,630,644 13,407,180 28 489,396 289,903 20 105,795 222,184 113,503 33 326,072 144,795 34 1,645,886 170,553 30 217,793 6,842 35 13,931,426 8,977,390 32,569,196 23,110,166 39,563,471 24,517,852 48,159,973 29,438,104 11,360,016 3,605,039 15,590,777 6,327,938 2014 79

2014 12 31 2014 2013 14 23,873 21,190 19 959,855 105,377 39 11,112,904 1,095 12,097,727 126,567 39 11,966,653 11,881,785 27 35,710 24,605 3,272 3,536 17,320 12,856 12,022,955 11,922,782 24,120,682 12,049,349 36 218,440 139,596 38 6,087,698 3,177,708 12 338,582 153,556 6,644,720 3,470,860 80

2014 12 31 2014 2013 35 1,781,445 966,273 39 5,584,696 7,366,141 966,273 39 934,772 1,885,874 28 192,434 141,002 2,501 4,334 35 8,980,114 5,581,006 10,109,821 7,612,216 17,475,962 8,578,489 24,120,682 12,049,349 1,913,134 4,310,566 14,010,861 4,437,133 2014 81

2014 12 31 1 1 1 1 1 1 1 1 1 1 2013 1 1 91,534 1,787,879 18,058 5,102 21 45,501 4,183 (30) 68,651 1,233,135 3,254,034 5,811 3,259,845 529,152 529,152 1,013 530,165 55,694 (4,953) 50,741 50,741 55,694 (4,953) 529,152 579,893 1,013 580,906 36 45,767 1,107,292 1,153,059 1,153,059 3,223 (3,223) (5,118) (5,118) (6,824) (11,942) 35 32,299 32,299 32,299 2012 12 (68,651) (68,651) (68,651) 2013 12 2,295 82,282 (109,841) (25,264) (25,264) 201312 153,556 (153,556) 2013 12 31 139,596 2,980,676 14,835 5,102 21 40,383 59,877 (30) (4,953) 32,299 153,556 1,498,890 4,920,252 4,920,252 2014 1 1 139,596 2,980,676 14,835 5,102 21 40,383 59,877 (30) (4,953) 32,299 153,556 1,498,890 4,920,252 4,920,252 1,018,269 1,018,269 1,018,269 (29,253) 592 (28,661) (28,661) (29,253) 592 1,018,269 989,608 989,608 36 69,798 2,573,521 2,643,319 2,643,319 36 8,986 318,800 (10,257) 317,529 317,529 36 60 2,887 (343) 2,604 2,604 1,283 (1,283) 35 45,091 45,091 45,091 201312 (153,556) (153,556) (153,556) 201412 (168,345) (168,345) (168,345) 201412 338,582 (338,582) 2014 12 31 218,440 5,877,167 13,209 5,102 21 40,383 30,624 (30) (4,361) 67,133 338,582 2,010,232 8,596,502 8,596,502 1 80.39 2013 12 3146.27 82

2014 12 31 2014 2013 1,215,748 598,476 (1,045,982) (742,123) (52,598) (130,136) 375,475 126,146 (33,212) (15,157) (24,797) (11,173) 490 6,392 33,494 45,113 14,521 (11,950) (20,195) 33,500 496,444 (134,412) (16,274) (22,381) (1,681,544) (3,239,324) 430,200 (1,980,050) (2,852,702) (217,123) 11,628 (72,499) (7,720,849) (1,529,671) (2,485,154) 384,623 (6,961,024) 2,223,464 6,661,277 763,193 426,503 (24,765) 181,277 144,795 5,578 2,095,333 170,553 9,118 (37,551) (35,959) 94,199 (8,216,389) (6,696,708) 997,576 736,888 24,797 11,173 (182,142) (102,092) (144,920) (8,218) (7,521,078) (6,058,957) 2014 83

2014 12 31 2014 2013 31 100 324,348 533,584 200,899 49,709 118,355 (19,964) (24,114) (24,881) (541,034) (6,218) (167,985) (2,373,773) (163,024) 114,471 8,859 (130,476) (11,942) (1,533,169) (579,886) 2,643,319 1,153,059 4,594,678 1,146,540 1,020,261 2,604 (5,002) (35,527) (22,035) 3,764,340 4,615,152 (321,901) (93,915) 11,802,543 6,659,030 2,748,296 20,187 488,021 467,834 3,236,317 488,021 3,236,317 488,021 84

2014 12 31 1. 18922 2014 12 31 2. 10 1227 32 39 21 2014 85

2014 12 31 2. 101227 10 1227 2014 1 110 32 32 39 39 86

2014 12 31 2. 21 21 21 9 1 14 2 15 3 1 5 11 5 16 5 38 16 5 41 19 4 27 5 10 5 28 10 5 1228 20102012 6 20112013 4 20122014 5 1 2018 1 1 2 2016 1 1 3 2017 1 1 4 2014 7 1 5 2016 1 1 6 2014 7 1 2014 87

2014 12 31 2. 9 2009 99 20102013 2014 9 a) b) 9 39 9 88

2014 12 31 2. 9 9 39 39 9 9 9 9 2014 89

2014 12 31 2. 15 2014 715 1518 11 15 1 2 3 4 5 15 15 15 15 15 15 11 113 3 36 3 112016 1 1 11 11 90

2014 12 31 2. 1638 16 38 a) b) 2016 1 1 1638 1638 19 19 19 19 2014 91

2014 12 31 2. 27 9939 28 2728 10 27 27 1028 28 92

2014 12 31 2. 1028 10 10 1028 1028 20102012 20102012 2(i)(ii) 2 2014 7 1 3 939 32014 7 1 8(i) (ii) 2014 93

2014 12 31 2. 20102012 1313 39 9 1638 24 20102012 20112013 20112013 3 13 399 32 94

2014 12 31 2. 20112013 40 403 (a) (b) 40 3 20112013 20122014 20122014 5 5 7 2011 122013 1 17 34 19 3434 20122014 2014 95

2014 12 31 3. 6229 11 76 8732 2 172 36 96

2014 12 31 3. 2014 97

2014 12 31 3. (i) (ii) 39 12 19 2 5 98

2014 12 31 3. 2014 99

2014 12 31 3. 5 39 36 36 100

2014 12 31 3. 39 2014 101

2014 12 31 3. 102

2014 12 31 3. 2.5% 20% 20% 30% 2014 103

2014 12 31 3. 104

2014 12 31 3. 2014 105

2014 12 31 3. 106

2014 12 31 3. 2014 107

2014 12 31 3. 10 108

2014 12 31 3. 2014 109

2014 12 31 3. 110

2014 12 31 3. 112

2014 12 31 3. 2014 113

2014 12 31 3. 39 46 114

2014 12 31 3. 2014 115

2014 12 31 3. 116

2014 12 31 3. 2014 117

2014 12 31 3. 118

2014 12 31 3. 4. 3 2014 119

2014 12 31 4. 2425 47 (a) (b) (c) 120

2014 12 31 5. 10% 2014 12 31 (a) (b) (c) (d) (e) (f) (g) 2014 121

2014 12 31 5. 2014 12 31 1,181,294 396,294 123,457 421,206 233,953 196,417 160,670 2,713,291 1,852 16,192 2,468 20,512 307,960 303,163 25,614 246,700 112,223 104,034 82,842 1,182,536 33,212 (197,479) 1,018,269 (26,318) (256) (2,827) (1,679) (1,318) (1,096) (33,494) (168,004) (93,327) (30,954) (35,397) (47,793) (375,475) 122

2014 12 31 5. 2013 12 31 802,310 167,854 92,346 401,029 187,390 (8,156) 4,041 1,646,814 1,566 1,241 2,807 203,907 99,847 6,820 207,142 86,582 (16,217) (4,762) 583,319 15,157 (68,311) 530,165 (38,772) (932) (3,687) (1,722) (45,113) (55,431) (40,218) (20,203) (1,627) (8,667) (126,146) 2014 123

2014 12 31 6. 2014 2013 405,280 311,559 123,021 126,687 3,274 6,159 24,943 16,811 180,558 132,210 215,736 35,644 76,476 38,492 46,981 53,854 421,206 401,029 624,776 341,094 52,598 130,136 536,313 28,977 (34,718) (6,498) 12,050 19,487 24,797 11,173 2,713,291 1,646,814 20,195 317 2,807 20,512 2,807 124

2014 12 31 7. 2014 2013 72,682 77,214 2,797 12,140 2,600 3,340 24,809 (1,213) 490 6,392 58,056 33,367 3,964 3,515 16,932 18,747 44,801 39,350 (1,593) 3,823 536,542 414,180 240,031 160,191 8,739 7,132 785,312 581,503 23 33,500 245,513 96,918 50,642 18,917 61,001 3543(a)(iv) 18,319 10,311 375,475 126,146 2014 125

2014 12 31 8. 2014 2013 300 300 600 600 850 850 1,750 1,750 8,482 8,078 (a) 28,512 22,464 66 60 37,060 30,602 38,810 32,352 (a) 126

2014 12 31 8. 2014 12 31 200 200 200 200 250 250 200 200 850 850 2013 12 31 200 200 200 200 250 250 200 200 850 850 2014 127

2014 12 31 8. 2014 12 31 300 15 315 * 3,599 14,256 17 17,872 2,570 7,128 17 9,715 2,313 7,128 17 9,458 300 8,482 28,512 66 37,360 200 200 200 200 200 200 600 600 900 8,482 28,512 66 37,960 128

2014 12 31 8. 2013 12 31 300 15 315 * 3,427 10,360 15 13,802 2,448 6,098 15 8,561 2,203 6,006 15 8,224 300 8,078 22,464 60 30,902 200 200 200 200 200 200 600 600 900 8,078 22,464 60 31,502 * 2014 129

2014 12 31 9. 8 20142013 12 31 2014 2013 17,928 13,200 34 11 17,962 13,211 2014 2013 6,000,0016,500,000 1 6,500,0017,000,000 1 7,000,0017,500,000 7,500,0018,000,000 8,000,0018,500,000 8,500,0019,000,000 1 9,000,0019,500,000 1 2 2 130

2014 12 31 9. 2014 2013 2,500,0013,000,000 1 3,000,0013,500,000 3,500,0014,000,000 1 4,000,0014,500,000 2 4,500,0015,000,000 2 5,000,0015,500,000 1 2 5,500,0016,000,000 6,000,0016,500,000 6,500,0017,000,000 1 7,000,0017,500,000 2 7,500,0018,000,000 1 7 6 10. 2014 2013 201,614 83,253 1,019 1,101 202,633 84,354 (1,966) (8,506) (3,188) (7,537) 197,479 68,311 2014 131

2014 12 31 10. 16.5% 25% 2014 2013 1,215,748 598,476 16.5% 200,598 98,749 (1,966) (8,506) 13,136 10,131 (30,880) (29,857) (10,796) 3,316 2,031 905 (188) 12,370 6,747 197,479 68,311 2014 12 312013 12 3170,000,00047,000,000 2014 12 3127,000,0002013 12 3113,000,000 132

2014 12 31 11. 2014 2013 1,018,269 529,152 (a) 1,812,884 1,288,311 56.17 41.07 2014 2013 1,018,269 529,152 (b) 42,286 15,796 1,060,555 544,948 (a) 1,812,884 1,288,311 (b) 290,066 103,600 (c) 402 2,103,352 1,391,911 50.42 39.15 2014 133

2014 12 31 12. 2014 2013 820138 168,345 109,841 15.5201311 338,582 153,556 506,927 263,397 2013 8 21 8 2013 11 825,264,000 22,945,565 2014 3 4 2013 12 31 11 153,556,000 2014 5 20 2014 8 7 2014 6 306 8 168,345,000 2014 9 11 2015 3 11 2014 12 31 338,582,0002014 12 31 2014 135

2014 12 31 13. 2014 2013 281,530 7,757 29,073 310,603 7,757 2,255,267 155,267 19,296 15,157 2,274,563 170,424 2,585,166 178,181 2014 2013 12 31 12 31 Haitong-AC Asian Special 43.6% 44% Opportunities Fund a 50% 50% New Bridge China Auto Caymans L.P. b 38.9% Harveston Asset Management Pte.Ltd 50% 20% 20% 300ETFc 31.9% 300ETF 136

2014 12 31 13. 2014 12 31 300ETF 303,000,000131 (a) 2014 12 312013 12 31 20,000Haitong-AC Asian Special Opportunities Fund 43.6% 2013 12 3144% 2014 12 312013 12 31 50%50% 1.75 2013 12 311.70 (b) 2014 12 31New Bridge China Auto Caymans L.P.New Bridge38.9% 2013 12 31 New BridgeNew Bridge New Bridge New BridgeNew Bridge New Bridge New Bridge21.00 2013 12 31 New Bridge21.00 6.20 2017 12 4 New BridgeNew Bridge New Bridge 14.80 14.809.9% 34 47 (c) 2014 12 31 300ETFETF 19,467,200ETF31.9% 2013 12 31ETF ETF 21 ETFETF 2014 137

2014 12 31 14. 2014 12 31 2014 1 1 3,092 46,964 39,363 363,951 453,370 (1,293) (33,614) (30,176) (272,981) (338,064) 1,799 13,350 9,187 90,970 115,306 2014 1 1 1,799 13,350 9,187 90,970 115,306-6,820 3,891 9,253 19,964 - (244) (133) (144) (521) (77) (4,436) (3,128) (25,853) (33,494) 2014 12 31 1,722 15,490 9,817 74,226 101,255 2014 12 31 3,092 53,004 42,711 403,126 501,933 (1,370) (37,514) (32,894) (328,900) (400,678) 1,722 15,490 9,817 74,226 101,255 2013 12 31 2013 1 1 3,092 72,703 54,350 357,698 487,843 (1,215) (62,276) (45,751) (235,804) (345,046) 1,877 10,427 8,599 121,894 142,797 2013 1 1 1,877 10,427 8,599 121,894 142,797-12,546 4,658 6,910 24,114 - (5,087) (1,293) (112) (6,492) (78) (4,536) (2,777) (37,722) (45,113) 2013 12 31 1,799 13,350 9,187 90,970 115,306 2013 12 31 3,092 46,964 39,363 363,951 453,370 (1,293) (33,614) (30,176) (272,981) (338,064) 1,799 13,350 9,187 90,970 115,306 138

2014 12 31 14. 2014 12 31 2014 1 1 1,178 21,513 19,785 334 42,810 (405) (8,955) (11,926) (334) (21,620) 773 12,558 7,859-21,190 2014 1 1 773 12,558 7,859-21,190-6,491 3,294-9,785 - (232) (57) - (289) (29) (4,226) (2,558) - (6,813) 2014 12 31 744 14,591 8,538-23,873 2014 12 31 1,178 27,223 22,758 277 51,436 (434) (12,632) (14,220) (277) (27,563) 744 14,591 8,538-23,873 2013 12 31 2013 1 1 1,178 47,782 35,377 334 84,671 (375) (37,757) (27,962) (334) (66,428) 803 10,025 7,415-18,243 2013 1 1 803 10,025 7,415-18,243-11,979 3,854-15,833 - (5,085) (1,204) - (6,289) (30) (4,361) (2,206) - (6,597) 2013 12 31 773 12,558 7,859-21,190 2013 12 31 1,178 21,513 19,785 334 42,810 (405) (8,955) (11,926) (334) (21,620) 773 12,558 7,859-21,190 2014 139

2014 12 31 14. 2014 2013 1,722 1,799 15. 2014 2013 9,854 9,854 17 16. 2014 2013 10,131 10,131 (3,522) (3,522) 6,609 6,609 2005 38 4,609,00020134,609,000 38 2,000,000 17 140

2014 12 31 17. 15 854 9,000 9,854 2014 12 312013 12 31AB (i) A A 5% 20135% 10% 201310% A 2014 141

2014 12 31 17. (ii) B 5% 20135% 6% 20136% 6% 20136% B AB 6,609 2014 12 312013 12 31 142

2014 12 31 18. 2014 2013 650 650 350 350 350 350 500 500 26,377 23,119 300 300 17,396 8,631 8,338 5,796 486 486 300 300 387 387 2,024 315 57,458 41,184 19. 2014 2013 105,377 105,377 854,478 959,855 105,377 39 2014 143

2014 12 31 19. 2014 12 31 % % 10 100 2013 100 10 100 2013 100 100 100 2013 100 20,000,000 100 2013 100 10,000,000 100 2013 100 Haitong China Select Investment Fund S.P. 100 e Haitong International Alternative Investment (Fund I) L.P. Haitong International Alternative Investment GP Limited a Haitong International Alternative Investment GP Holding Limited a Haitong International Alternative Investment Holding Limited a 100 1 100 1 100 1 100 144

2014 12 31 19. % % Haitong International Alternative Investment Management Limited a Haitong International Alternative Investment Participation Limited a Haitong International Alternative Investment Success Limited a 1 100 1 100 1 100 13,000,000 100 2013 100 6,000,000 100 2013 100 Haitong International (BVI) Limited 11,576 100 2013 100 7,000,000 100 2013 100 20,000,000 100 2013 100 Haitong International Capital Management Limited 1 100 2013 100 b 100 2014 145

2014 12 31 19. % % 5,000,000 100 2013 100 10 100 2013 100 2,000,000 100 2013 100 Haitong International Finance 2014 Limited a 1 100 300,000,002 100,700,001 c 100 2013 100 500,000 100 2013 100 50,000,000 100 2013 100 1,000,000 100 2013 100 200,000,000 100 2013 100 100,000 100 2013 100 146

2014 12 31 19. % % Haitong International Information Systems Inc. 1 100 2013 100 11,000,000 100 2013 100 Haitong International Information Technology Inc. 1 100 2013 100 I 19,000,000 100 2013 100 Haitong International Investment (Singapore) Pte. Ltd. a 1 100 1,000,000 100 2013 100 10 100 2013 100 Haitong International Investment Management Inc. 1 100 2013 100 47,000,000 100 2013 100 42,500,000 100 2013 100 2014 147

2014 12 31 19. % % 2 100 2013 100 Haitong International Net Inc. 1 100 2013 100 Haitong International New Energy I Limited a 1 100 Haitong International New Energy II Limited a 1 100 Haitong International New Energy III Limited a 1 100 Haitong International New Energy IV Limited a 1 100 Haitong International New Energy V Limited a 1 100 Haitong International New Energy VII Limited a 1 100 Haitong International On-line Inc. 1 100 2013 100 6,000,000 100 2013 100 Haitong International Products & Solutions Limited a 1 100 148

2014 12 31 19. % % 1,000,000 100 2013 100 4,500,000,000 2013 2,500,000,000 f 100 2013 100 Haitong International Securities (Singapore) Pte. Ltd. Haitong International Securities Group (Singapore) Pte. Ltd. 5,000,001 100 2013 100 7,000,001 100 2013 100 2 100 2013 100 3,708,000 2013 1,240,000 g) 100 2013 100 Haitong Middle Kingdom Fund 65.14 e Haitong PE Investment Management Ltd. Haitong Special Opportunities Fund I S.P. 10 100 2013 100 100 e 2 100 2013 100 2014 149

2014 12 31 19. % % it Technology Holdings Inc. 1 100 2013 100 Ocean Pilot Investments Limited 1 100 2013 100 2 100 2013 100 d 10,000,000 100 2013 100 d d d d d 2,000,000 100 2013 100 700,000 100 2013 100 2,000,000 100 2013 100 2,000,000 100 2013 100 2,000,000 100 2013 100 150

2014 12 31 19. (a) (b) (c) 100,000,000,000,000 (d) (e) 20 (f) 2014 9 4 2,000,000,000 2,000,000,000 (g) 2014 3 3 2014 7200,000,000 Haitong Middle Kingdom FundMiddle Kingdom Fund65.14%20 Middle Kingdom Fund 200,000 2014 151

2014 12 31 19. Middle Kingdom Fund 291,724 32,317 69,524 (86,534) 307,031 Middle Kingdom Fund 307,031 65.14% 200,000 Middle Kingdom Fund 152

2014 12 31 19. Middle Kingdom Fund 2014 200,000 (69,524) 130,476 Middle Kingdom Fund 2014 12 31 Middle Kingdom Fund 11,039,0003,097,0002014 12 31 Middle Kingdom Fund16,003,000 2013 12 31 40%40 Haitong International Finance 2014 Limited600,000,000 35 2014 11Haitong International (BVI) LimitedHaitong BVIJapaninvest Group plcjapaninvestjapaninvesthaitong BVIJapaninvest Japaninvest2,878,200,000 2014 12 31 187,831,000Japaninvest Japaninvest 2014 153

2014 12 31 19. 2014 12 31Japaninvest2015 3 2 52 Haitong BVI 2014 11Japaninvest 2,878,200,000 2014 12 31 187,831,000 2014 12 31 7,500,0002013 12 316,100,000 20. 20145,600,0002013 2014 12 312013 12 31 154

2014 12 31 21. 22 29 34 2014 155

2014 12 31 22. 2014 2013 a 460,833 629,658 b 10,250 15,375 83,385 471,083 728,418 (a) 461,000,0002013 12 31630,000,000 (b) H HH 47 156

2014 12 31 23. 2014 2013 186,117 807,603 (3,811) (358,182) 182,306 449,421 4.1% 11.75% 2013 12 312.95% 13.75% 201520182013 12 3120142018 2014 12 31 188,541,0002013 12 31818,189,000 47 7 51,191,000 2014 157

2014 12 31 24. 2014 2013 2,630,200 3,060,400 (811,000) (1,188,200) 1,819,200 1,872,200 2014 12 31 1.5%7% 4% 11%2013 12 312%10% 2% 13% 6 158

2014 12 31 25. 2014 2013 9,627,076 7,945,532 (7,111) (7,111) 9,619,965 7,938,421 2014 12 3196.2 2013 12 3179.38 492.42 2013 12 31360.88 2014 12 31 2013 12 31 26. 2014 2013 123,466 146,725 3,446,165 1,456,466 872,798 228 53,195 39,503 4,495,624 1,642,922 : 2014 159

2014 12 31 26. 2014 2013 0 3 4,453,312 1,616,085 4 6 23,853 7,174 7 12 6,728 12,910 1 11,731 6,753 4,495,624 1,642,922 2014 12 312015 1 8 2014 12 31210 2013 12 31280 160

2014 12 31 27. 2014 2013 2014 2013 277,293 217,214 35,710 24,605 114,471 277,293 331,685 35,710 24,605 2013 12 31 114,471,00011%2014 9 28. 2014 2013 2014 2013 489,396 289,903 192,434 141,002 1 29. 2014 2013 938,454 122,484 547,280 64,405 533 428,781 98,393 5,942,706 1,208,515 2,105,049 456,433 9,962,803 1,950,230 2014 161

2014 12 31 29. 2,105,000,0002013 12 31456,000,000 47 30. 2014 2013 35,840 21,054 31,383 39,548 195,536 268 263,027 60,602 4,595 5,065 7,428 1,777 205,770 217,793 6,842 2014 12 312013 12 31 10 162

2014 12 31 31. 32 32. 2014 2013 14,144,852 12,846,277 973,033 316,749 512,759 244,154 15,630,644 13,407,180 2014 12 310.001% 2013 12 310.001% 11,668,936,0002013 12 31 12,053,559,000 824,204,0002013 12 31860,264,000 2014 163

2014 12 31 33. 2014 2013 292,145 139,812 4,983 33,927 326,072 144,795 34. 2014 2013 (a)&(b) 608,901 (a)&(b) 315,625 (b) 14,777 (a)&(b) 85,631 ((b)) 1,460,220 2,485,154 164

2014 12 31 35. 2014 2013 2014 2013 (a), (b) (h) 1,781,445 966,273 1,781,445 966,273 (c) 4,580,804 (f) 426,503 6,362,249 1,392,776 1,781,445 966,273 (d) (e) (g) 3,144,969 2,806,875 (f) 1,189,696 (e) (g) 8,074,149 4,565,515 7,457,502 3,976,006 (e)43 1,522,612 1,605,000 1,522,612 1,605,000 13,931,426 8,977,390 8,980,114 5,581,006 20,293,675 10,370,166 10,761,559 6,547,279 (a) 2013 7 187.762013 10 10105% 2.322013 10 102013 7 18 2018 7 18112.89% 1.25% 2013 8 27 42014 12 3136(c) 2014 4 233.61 2014 9 2 166

2014 12 31 35. (a) 2014 12 31325,000,000 2013 12 3171% (b) 2014 11 498.5%11.642019 11 4 105.11%1.25%2014 12 1410 6 2014 12 3164%36% (c) 2014 9 11Haitong International Finance 2014 Limited98.809%600,000,000 3.99% 2019 9 11 Haitong International Finance 2014 LimitedHaitong International Finance 2014 Limited (d) 3,145,000,0002013 12 312,807,000,000 8,594,000,0002013 12 31 6,807,000,000 (e) 12014 12 3174,700,0002013 12 31144 (f) 49 0.28% 4.05% 1.3% 2013 12 312013 12 31 2.965% 2014 167

2014 12 31 35. ( ) (g) 0.55% 2.75% 2013 12 310.55% 2% (h) 2017 11 42016 7 18 103.04% 107.46% 36. 2014 2013 4,500,000,0002013 12 312,000,000,000 0.10 450,000 200,000 2,184,397,0162013 12 311,395,959,624 0.10 218,440 139,596 2013 1 1 915,342,706 91,534 (a) 457,671,353 45,767 (b) 22,945,565 2,295 2013 12 312014 1 1 1,395,959,624 139,596 (c) 697,979,812 69,798 35(a) 89,855,580 8,986 602,000 60 2014 12 31 2,184,397,016 218,440 2013 12 31 168

2014 12 31 36. (a) 2013 3 62013 3 202.55 1 II2013 4 15 457,671,3532013 4 16 I1,40011.53 2013 12 3131% 30% 21% 18% (b) 2013 8 21 822,945,565 2013 11 8 (c) 2014 4 232014 5 83.801 IIII2014 5 30 697,979,8122014 6 3 II9,000,000 26.43 2014 12 3144% 33% 23% 2014 169

2014 12 31 37. 2002 8 2320022012 8 22 2002 2002 2002 2002 2002 10% 2002 10% 10%2002 2002 30% 122002 1% 170

2014 12 31 37. 12 0.1% 500 30 1 6 10 20026 (i) (ii) 5(iii) 2002 2012 8 222002 2014 171

2014 12 31 37. 2014 2013 4.58 29,988 5.25 32,140 4.53 167 4.59 3,951 4.33 (602) 4.77 (2,460) 5.14 (6,103) 4.54 27,093 4.58 29,988 2014 12 31 9,999 5.098 2008 6 12016 5 31 17,094 4.208 2011 3 32019 3 2 27,093 2013 12 31 11,561 5.129 2008 6 12016 5 31 18,427 4.234 2011 3 32019 3 2 29,988 172

2014 12 31 37. 200220122014 12 312013 12 31 2013 12 31 2014 12 31 200227,092,8022013 29,987,421 1.24% 20132.15% 27,092,802201329,987,421 2,709,28020132,998,742 120,195,9772013134,315,324 200226,894,802 2013 29,987,421 1.20% 20132.15% 2014 12 19 0.1 2014 12 19 10% 12 1% 2014 173

2014 12 31 37. 2014 12 1910% 12 12 174

2014 12 31 38. 35 2013 1 1 1,786,679 18,058 5,102 2,697 34,945 1,847,481 371,751 371,751 36 1,107,292 1,107,292 35 32,299 32,299 2013 12 82,282 (109,841) (27,559) 201312 (153,556) (153,556) 3,223 (3,223) 2013 12 31 2,979,476 14,835 5,102 2,697 32,299 143,299 3,177,708 2014 1 1 2,979,476 14,835 5,102 2,697 32,299 143,299 3,177,708 487,218 487,218 36 2,573,521 2,573,521 36 318,800 (10,257) 308,543 36 2,887 (343) 2,544 35 45,091 45,091 201412 (168,345) (168,345) 201412 (338,582) (338,582) 1,283 (1,283) 2014 12 31 5,875,967 13,209 5,102 2,697 67,133 123,590 6,087,698 2014 175

2014 12 31 38. 1996 1981 3 2014 12 31487,218,000 2013 371,751,000 39. 12 4,633,645,00020134.36% 12 40. 2013 12 31 40%11,942,000 6,824,0006,824,000 5,118,000 176

2014 12 31 41. 65 52014 12 312013 12 31 2014 2013 2014 2013 1 59,194 73,239 38,587 45,311 25 23,418 88,102 15,708 54,294 82,612 161,341 54,295 99,605 42. 41 2014 2013 2,772 3,004 5,776 2014 177

2014 12 31 43. (a) (i) 2012 11 12 2013 1 1 1,081,9202013 299,888 719,55920131,355,828 (ii) 2014 12 31 2,542,7902013 12 313,046,000 16,344,7022013 12 31 0.5% 2013 12 31 0.5% (iii) 2014 12 31 1,200,0002013 12 31 1,300,000 (iv) 2013 12 31 2014 12 311,523,000,0002013 12 311,605,000,000 1.176% 1.213% 1.25%1.25% 20131.194% 1.249% 13,050,7552013 12 319,487,576 178

2014 12 31 43. (a) (v) 2013 12 31H 17,960,000 (vi) 2013 12 31 Haitong International Finance Holdings Limited 2012 11 12 9,379,282 (b) 2014 2013 81,257 58,758 154 150 81,411 58,908 2014 179

2014 12 31 44. 3 1 3 1 5 5 2014 12 31 9,619,965 9,619,965 1,819,200 811,000 2,630,200 11,668,936 11,668,936 3,236,317 3,236,317 24,765 24,765 3,811 182,306 186,117 32,381 55,449 5,302,440 567,213 5,957,483 24,582,364 1,878,460 6,295,746 567,213 33,323,783 14,144,852 14,144,852 13,233,323 698,103 13,931,426 1,781,455 1,781,455 4,580,804 4,580,804 27,378,175 698,103 6,362,259 34,438,537 2014 12 3163.463.4 180

2014 12 31 44. 3 1 3 1 5 5 2013 12 31 7,938,421 7,938,421 200,000 1,672,200 1,188,200 3,060,400 12,053,559 12,053,559 488,021 488,021 121,302 236,880 449,421 807,603 512 82,873 83,385 26,988 33,861 1,074,934 72,732 1,208,515 114,471 114,471 20,828,291 2,057,412 2,713,067 155,605 25,754,375 12,846,277 12,846,277 8,977,390 426,503 9,403,893 966,273 966,273 21,823,667 1,392,776 23,216,443 2013 12 3120 2013 5 302016 5 2014 181

2014 12 31 45. 182

2014 12 31 45. 2014 2013 1,781,445 966,273 4,580,804 13,931,426 9,403,893 20,293,675 10,370,166 8,596,502 4,920,252 236% 211% 20,293,675 10,370,166 (3,236,317) (488,021) 17,057,358 9,882,145 198% 201% 46. 2014 183

2014 12 31 46. 184

2014 12 31 46. 10% 2014 10% 67,197 513 10% (67,197) (513) 2013 10% 14,790 235 10% (14,790) (235) 2014 185

2014 12 31 46. 5% 87,885,0002013 22,522,000 23,042,0002013 31,483,000 1%498,0002013 4,790,000 416,0002013 4,000,000 2014 12 315% 20135%) 289,266,000201341,295,000 20136,184,000 186

2014 12 31 46. 2014 2013 5,942,706 1,208,515 (33,927) 83,385 5,908,779 1,291,900 2014 12 3125 201325 12,335,0002013 2,523,000 2013 208,000 2014 187

2014 12 31 46. 3 2014 12 31 10 2013 12 31 10 30 2014 2013 1,923,667 860,885 9,619,965 7,938,421 2,630,200 3,060,400 11,280,674 11,820,008 2,548,876 418,925 (12,246,012) (7,326,639) (11,595,426) (8,023,893) 4,161,944 8,748,107 2014 12 3125 201325 8,688,0002013 18,262,000 188

2014 12 31 46. 2014 12 31 2014 189

2014 12 31 46. 1,973,362,00020131,043,086,407 2 30 25 190

2014 12 31 46. Caa2CCC+ Baa1 Baa1BBB+ 2014 12 3133.09 2013 12 3128.30 2014 191

2014 12 31 46. 3 3 1 1 5 5 2014 12 31 18,698 2,017,651 2,036,349 87,689 92,848 5,401,959 5,582,496 () 13,255,739 705,018 267 13,961,024 14,468,837 1,161,807 15,630,644 326,072 326,072 1,645,886 620,000 2,265,886 489,396 489,396 105,795 105,795 217,793 217,793 28,951,321 3,624,257 8,039,877 40,615,455 192

2014 12 31 46. 3 3 1 1 5 5 2013 12 31 12,536 1,187,358 1,199,894 8,984,598 451,795 9,436,393 13,677,183 60,742 13,737,925 144,795 144,795 170,553 170,553 289,903 289,903 6,842 6,842 23,103,321 243,831 1,639,153 24,986,305 2014 193

2014 12 31 46. 3 3 1 1 5 5 2014 12 31 18,698 2,017,651 2,036,349 () 8,995,815 122 28 8,995,965 192,434 192,434 934,772 5,584,696 6,519,468 10,123,021 18,820 7,602,375 17,744,216 2013 12 31 12,536 1,187,358 1,199,894 5,581,006 5,581,006 141,002 141,002 1,885,874 1,885,874 7,607,882 12,536 1,187,358 8,807,776 : 32014 12 31 74,700,0002013 12 31 76,500,000 194

2014 12 31 46. 2014 12 316,747,000,0002013 12 314,926,600,000 2014 2013 449,067 349,919 156,922 205,124 (33) 292,145 144,795 178,865 365,516 501,296 378,574 46 47. 1 3 2014 195

2014 12 31 47. 2014 12 312013 12 31 2014 12 31 2013 12 31 460,833 629,658 2 (a) 10,250 15,375 2 (b) 83,385 2 (c) 938,454 122,484 1 (d) 547,280 64,405 1 (d) 533 1 (d) 428,781 98,393 1 (d) 5,942,706 1,208,515 2 (c) 2,105,049 456,433 2 (a) 608,901 2 (h) 315,625 2 (h) 14,777 2 (c) 85,631 2 (a) 1,460,220 1 (d) 35,840 21,054 2 (e) 31,383 39,548 2 (f) 195,536 2 (i) 268 1 (d) 13,182,067 2,739,250 196

2014 12 31 47. 2014 12 312013 12 31 2014 12 31 2013 12 31 292,145 139,812 1 (d) 4,983 1 (d) 33,927 2 (c) 1,545,851 170,553 2 (g) 705,258 2 (h) 14,777 2 (j) 12,023 6,842 2 (e) 205,770 2 (i) 2,809,751 322,190 : (a) (b) (c) (d) (e) 2014 197

2014 12 31 47. 2014 12 312013 12 31 (f) (g) (h) (i) (j) 12 2014 12 312013 12 31 2014 2013 (i) 186,117 188,541 807,603 818,189 (ii) 1,781,445 2,137,768 966,273 1,138,264 (ii) 4,580,804 4,620,970 2 198

2014 12 31 47. 2014 12 312013 12 31 : (i) (ii) 48. / 2014 199

2014 12 31 48. 2014 12 31 6,314,634 (1,819,010) 4,495,624 (42,777) (74,087) 4,378,760 57,458 57,458 (296) 57,162 9,619,965 9,619,965 (162,288) (9,457,677) (17,449,654) 1,819,010 (15,630,644) 205,361 (15,425,283) (292,145) (292,145) 292,145 200

2014 12 31 48. 2013 12 31 3,146,995 (1,504,073) 1,642,922 (135,064) 1,507,858 41,184 41,184 (23,419) 17,765 7,938,421 7,938,421 (7,824,699) 113,722 60,602 60,602 (4,310) 56,292 (14,911,253) 1,504,073 (13,407,180) 23,419 (13,383,761) (144,795) (144,795) 144,795 (6,842) (6,842) 4,310 (2,532) 2014 201

2014 12 31 49. 2014 2013 1,189,696 426,503 1,189,696 426,503 1,189,696 426,503 1,189,696 426,503 2014 12 31 1,543,226,0002013 12 31759,542,000 2014 12 31698,103,0002013 12 31 426,503,00035 202

2014 12 31 50. 2014 2013 24,765 24,765 24,765 2014 12 3123,200,0002013 12 31 51. 2014 203

2014 12 31 52. 2015 1 28Haitong International Finance 2015 Limited2015 1 700,000,000 98.593% 4.2%2020 7 29 2015 3 219 Japaninvest Japaninvest2015 3 31 53. 54. 2015 3 11 204

2014 12 31 2013 12 31 2012 12 31 2011 12 31 2009 7 1 2010 12 31 2008 1 1 2009 6 30 2007 12 31 2006 12 31 2005 12 31 2004 12 31 HK$ 000 HK$ 000 HK$ 000 HK$ 000 HK$ 000 HK$ 000 HK$ 000 HK$ 000 HK$ 000 HK$ 000 2,713,291 1,646,814 1,177,055 1,003,945 1,459,935 1,084,604 1,465,213 726,913 390,781 356,776 1,182,536 583,319 337,656 179,058 396,827 202,058 582,362 197,689 68,663 77,919 33,212 15,157 1,718 6,324 198 252 335 1,456 1,215,748 598,476 337,656 179,058 398,545 208,382 582,560 197,941 68,998 79,375 (197,479) (68,311) (43,034) (25,973) (53,386) (20,054) (92,329) (22,971) (6,040) (9,095) 1,018,269 530,165 294,622 153,085 345,159 188,328 490,231 174,970 62,958 70,280 1,018,269 529,152 293,450 153,204 345,795 188,974 484,847 172,325 62,958 70,280 1,013 1,172 (119) (636) (646) 5,384 2,645 1,018,269 530,165 294,622 153,085 345,159 188,328 490,231 174,970 62,958 70,280 48,159,973 29,438,104 14,628,101 10,962,126 11,412,151 8,904,160 7,771,610 4,405,092 3,152,524 2,793,151 (39,563,471) (24,517,852) (11,368,256) (7,900,899) (9,234,813) (6,973,302) (5,906,460) (3,221,400) (2,148,493) (1,806,194) (5,811) (6,639) (6,758) (5,394) (8,660) (4,476) 8,596,502 4,920,252 3,254,034 3,054,588 2,170,580 1,925,464 1,856,490 1,179,216 1,004,031 986,957 2014 205

2014 2015 3 11 2015 6 4 6 8 2015 6 34 30 2015 6 8 2015 6 8 2015 6 12 6 16 2015 6 114 30 2015 6 16 2015 7 7 206

Conyers Dill & Pearman Clarendon House 2 Church Street, Hamilton HM 11 Bermuda 189 22 Codan Services Limited Clarendon House 2 Church Street, Hamilton HM 11 Bermuda 183 22 www.htisec.com 2014 207

208

www.gennexfm.com

18922