A. 1. 1820 XI 2. 50,00050,0001.00 (a) 50,000 1.00 Trident Nominees (Cayman) Ltd. Trident Nominees (Cayman) Ltd.1.00Alibaba.com Corporation (b) 8,000,000,0000.0001 50,00050,0001.0050,000 50,0001.00800,0008,000,000,000 0.0001 (c) Alibaba.com Corporation Alibaba. com Corporation 4,825,000,0000.0001 482,500 (d) Alibaba.com Corporation 4,825,000,0000.0001 1.00 Alibaba.com Corporation 1.00 (e) Alibaba.com Corporation1.00 50,0001.00 50,000 800,0008,000,000,0000.0001 800,0008,000,000,000 0.0001 VII-1
3. (1) (2) 2(b) (e) (3) (4) (5) 30(i) (ii) (a) (b) (c) 135,100,000 VII-2
(6) 10% (6)(i) (ii) (iii) 4. Alibaba.com Investment Holding Limited Alibaba.com Investment Holding Limited 50,0001.00 Alibaba.com Investment Holding Limited Alibaba.com Investment Holding Limited Alibaba.com China Limited Alibaba.com China Limited10,000 1.00 Harefield Limited Alibaba.com China Limited Harefield Limited Alibaba.com Investment Holding Limited Alibaba.com China Limited 50,000,0001.00 VII-3
Cobyrne Limited Berycon Limited Cobyrne Limited Alibaba.com Corporation Alibaba.com Corporation 3,900,000 Berycon Limited Alibaba.com Corporation Alibaba.com Corporation 3,900,002 Alibaba.com Corporation 3,900,002 Alibaba.com Investment Holding Limited Alibaba.com, Inc. Alibaba.com, Inc. 10,0000.001 Alibaba.com Corporation Alibaba.com, Inc. Alibaba.com Corporation Alibaba.com, Inc. 1,625 Alibaba.com Investment Holding Limited Inter Network Technology Limited Inter Network Technology Limited 50,0001.00 Inter Network Technology Limited Inter Network Technology Limited Alibaba.com China Limited Alibaba.com Taiwan Holding Limited Alibaba.com Taiwan Holding Limited 50,0001.00 Alibaba.com Corporation Alibaba.com Taiwan Holding Limited Alibaba.com Corporation Alibaba.com Taiwan Holding Limited Alibaba.com Investment Holding Limited Alibaba.com Japan Investment Holding Limited Alibaba.com Japan Investment Holding Limited 50,0001.00 Trident Nominees (Cayman) Limited Alibaba.com Japan Investment Holding Limited Trident Nominees (Cayman) Limited Alibaba.com Japan Investment Holding LimitedAlibaba. com CorporationAlibaba.com Corporation Alibaba.com Japan Investment Holding LimitedAlibaba.com Investment Holding Limited VII-4
Alibaba.com Japan Holding Limited Alibaba.com Japan Holding Limited 50,0001.00 Alibaba.com Corporation Alibaba.com Japan Holding Limited Alibaba.com Corporation Alibaba.com Japan Holding Limited Alibaba.com Japan Investment Holding Limited 1 1 6 1 2 1 4 2 5 Alibaba.com China Limited 61 2 Alibaba.com China Limited 14 20 Inter Network Technology Limited Inter Network Technology Limited 1 VII-5
80% 20% 20% 20% 1 1 9 2 China Online Auctions Limited China Online Auctions Limited Alibaba.com China Limited 5. 6. (a) VII-6
(b) 10%(i) (ii) (iii) (c) (d) (e) VII-7
(f) 5,052,356,500 505,235,650 (g) 26 B. 1. (1) Alibaba.com E-Commerce Corp. Alibaba.com E-Commerce Corp. Alibaba.com E-Commerce Corp. (2) AliPay E-Commerce Corp.Alibaba.com E-Commerce Corp. AliPay E-Commerce Corp. (3) Alibaba.com E-Commerce Corp. (4) B2B (5) (A) (B) (C) HQ VII-8
(6) Alibaba.com Corporation Alibaba.com Investment Holding Limited Alibaba.com Corporation Alibaba.com, Inc. Alibaba.com Investment Holding Limited (7) China Online Auctions Ltd. China Online Auctions Ltd. (8) Alibaba.com China Limited Alibaba.com China Limited (9) Alibaba.com China Limited Alibaba.com China Limited (10) Alibaba.com China Limited Alibaba.com China Limited (11) China Online Auctions Limited Alibaba.com China Limited China Online Auctions Limited 1,728,988 Alibaba.com China Limited (12) China Online Auctions Limited Alibaba.com China Limited China Online Auctions Limited 2,800,000 Alibaba. com China Limited (13) (14) 8,000,0002,000,000 (15) VII-9
(16) (17) (18) (19) (20) (21) Alibaba.com Corporation Alibaba.com Corporation (22) Alibaba.com Corporation Alibaba.com Corporation (23) Alibaba.com Corporation Alibaba.com Corporation B2B (24) Alibaba.com Corporation Alibaba.com Corporation (25) Alibaba.com Corporation (26) Alibaba.com Corporation Alibaba.com Corporation VII-10
(27) Alibaba.com Corporation Alibaba.com Corporation Alibaba.com Corporation B2B (28) (29) 1 Alibaba.com Corporation 128,835,5000.0001 (30) Alibaba.com Corporation 776,000,000 (31) Alibaba.com Corporation AIG Global Investment Corporation (Asia) Ltd. AIG Global Investment Corporation (Asia) Ltd. 271,600,000 (i) (ii)(iii) (i) (ii) (32) Alibaba.com Corporation Foxconn (Far East) Limited Foxconn (Far East) Limited 271,600,000 (33) Alibaba.com Corporation Baldonna Investments Limited Baldonna Investments Limited 232,800,000 (i) (ii) (iii) (i) (ii) (34) Alibaba.com Corporation Finawood Investments Limited Giant Central Investments Limited Finawood Investments Limited 232,800,000 (i) (ii)(iii) (i) (ii) VII-11
(35) Alibaba.com Corporation Honeybush Limited Honeybush Limited 232,800,000 (i) (ii) (iii) (i) (ii) (36) Alibaba.com Corporation Cisco Systems International B.V. Cisco Systems International B.V. 155,200,000 (37) Alibaba.com Corporation 155,200,000 (i) (ii) (iii) (i) (ii) 2. A. (i) 38 1472000 06/11/2010 38 3068449 06/05/2013 VII-12
(ii) 35 1964506 02/02/2013 41 3130729 20/08/2013 42 3130733 13/07/2013 35 1964499 20/02/2014 41 3130728 27/09/2013 42 3130732 27/09/2013 41 3130730 13/03/2016 42 3130731 27/09/2015 35 3796323 20/03/2016 9 3796319 06/11/2015 35 2004B04146 18/07/2009 42 2003B13372 18/07/2009 35 2004B04023 18/07/2009 VII-13
42 2003B13373 18/07/2009 35 200404147 18/07/2009 42 200313374 18/07/2009 35 2004B04148 18/07/2009 42 2003B13375 18/07/2009 35 2004B04149 18/07/2009 42 2003B13376 18/07/2009 9, 35, 38, 42 300114984 20/11/2013 9 T03/19600H 12/11/2013 35 T03/19601F 12/11/2013 38 T03/19602D 12/11/2013 42 T03/19603B 12/11/2013 TRUSTPASS 9 2,841,362 11/05/2014 TRUSTPASS 35, 36, 38, 42 2,888,518 28/09/2014 9 2,846,249 25/05/2014 VII-14
35, 36, 38, 42 2,888,519 28/09/2014 GLOBAL TRADE 35, 36, 38, 42 1086550 18/11/2015 STARTS HERE GLOBAL TRADE 35, 36, 38, 42 4993123 06/10/2016 STARTS HERE GLOBAL TRADE 42 T05/23402J 18/11/2015 STARTS HERE GLOBAL TRADE 35 T05/23396B 18/11/2015 STARTS HERE GLOBAL TRADE 36 T05/23399G 18/11/2015 STARTS HERE GLOBAL TRADE (2) 38 T05/23401B 18/11/2015 STARTS HERE GLOBAL TRADE 36 1247833 15/01/2017 STARTS HERE GLOBAL TRADE 38 1247891 15/01/2017 STARTS HERE GLOBAL TRADE 42 1248004 15/01/2017 STARTS HERE GLOBAL TRADE 35 1263399 15/05/2017 STARTS HERE GLOBAL BUSINESS 35 469431 21/01/2010 TO BUSINESS E-MARKET! VII-15
(iii) 35 3068446 14/01/2002 38 3068450 14/01/2002 38 2021927 08/12/1999 (iv) 9, 35, 36, 96(35566) 26/07/2007 38, 42 9, 35, 36, 96(35567) 26/07/2007 38, 42 9 T07/16325B 27/07/2007 35 T07/16327I 27/07/2007 36 T07/16329E 27/07/2007 38 T07/16330I 27/07/2007 42 T07/16331G 27/07/2007 9 T07/16309J 27/07/2007 VII-16
35 T07/16310D 27/07/2007 36 T07/16311B 27/07/2007 38 T07/16312J 27/07/2007 42 T07/16313I 27/07/2007 9 T07/16314G 27/07/2007 35 T07/16315E 27/07/2007 36 T07/16316C 27/07/2007 38 T07/16317A 27/07/2007 42 T07/16318Z 27/07/2007 9, 35, 36, 2007-91706 27/08/2007 38, 42 9 07015616 10/08/2007 VII-17
35 07015617 10/08/2007 36 07015618 10/08/2007 38 07015619 10/08/2007 42 07015620 10/08/2007 9 2007-40373 30/07/2007 35 2007-20406 30/07/2007 36 2007-20402 30/07/2007 38 2007-20404 30/07/2007 42 2007-20403 30/07/2007 9 239662 28/07/2007 35 239663 28/07/2007 36 239664 28/07/2007 38 239665 28/07/2007 42 239666 28/07/2007 9, 35, 36, 773010 30/07/2007 38, 42 9, 35, 36, 04-2007-008199 31/07/2007 38, 42 9, 35, 36, 1190746 31/07/2007 38, 42 VII-18
9, 35, 36, 1585760 30/07/2007 38, 42 9 2762371 31/07/2007 35 2762372 31/07/2007 36 2762373 31/07/2007 38 2762374 31/07/2007 42 2762375 31/07/2007 9 829281428 03/08/2007 35 829281444 03/08/2007 36 829281479 03/08/2007 38 829281452 03/08/2007 42 829281460 03/08/2007 9, 35, 36, 38, 42 1358496 26/07/2007 9 783376 02/08/2007 35, 36, 38, 42 783377 02/08/2007 9 7081824 10/08/2007 35 7081845 10/08/2007 36 7081844 10/08/2007 38 7081843 10/08/2007 42 7081840 10/08/2007 9, 35, 36, 6140041 26/07/2007 38, 42 9 202590 29/07/2007 VII-19
35 202591 29/07/2007 36 202597 29/07/2007 38 202592 29/07/2007 42 202594 29/07/2007 9 872171 31/07/2007 35 872172 31/07/2007 36 872173 31/07/2007 38 872174 31/07/2007 42 872175 31/07/2007 9, 35, 36, 2007/723251 30/07/2007 38, 42 9 07/16852 27/07/2007 35 07/16853 27/07/2007 36 07/16854 27/07/2007 38 07/16855 27/07/2007 42 07/16856 27/07/2007 9, 35, 36, 58140/2007 26/07/2007 38, 42 9 675365 05/10/2007 35 675366 05/10/2007 36 675367 05/10/2007 38 675368 05/10/2007 VII-20
42 675369 05/10/2007 9, 16, 25, 35, 300969256 09/10/2007 38, 41, 42 9, 16, 25, 35, 10/10/2007 38, 41, 42 9, 16, 25, 35, 77/300505 10/10/2007 38, 41, 42 9, 16, 25, 35, 96(47947) 11/10/2007 38, 41, 42 (v) 9 5154906 13/02/2006 9 5154904 13/02/2006 35 5154903 13/02/2006 9 5154905 13/02/2006 35 1964503 20/08/2001 9 5674300 23/10/2006 35 5674299 23/10/2006 VII-21
42 5674298 23/10/2006 9 5960102 26/03/2007 35 5960101 26/03/2007 38 5960100 26/03/2007 39 5960099 26/03/2007 41 5960098 26/03/2007 42 42 3796322 12/11/2003 9 4006398 09/04/2004 35 4006388 09/04/2004 36 4006386 09/04/2004 38 4006384 09/04/2004 39 4006382 09/04/2004 41 4006380 09/04/2004 42 4005983 09/04/2004 9 5960121 26/03/2007 35 5960120 26/03/2007 38 5960119 26/03/2007 39 5960118 26/03/2007 41 5960117 26/03/2007 VII-22
42 9, 35, 38, 300855540 20/04/2007 39, 41, 42 9, 35, 38, 300855531 20/04/2007 39, 41, 42 GOLD SUPPLIER (2) 9, 35, 36, 6039655 26/06/2007 38, 41, 42 GOLD SUPPLIER (2) 9, 35, 36, 300897968 25/06/2007 38, 41, 42 GOLD SUPPLIER (2) 9 T07/14251D 25/06/2007 GOLD SUPPLIER (2) 35 T07/14252B 25/06/2007 GOLD SUPPLIER (2) 36 T07/14253J 25/06/2007 GOLD SUPPLIER (2) 38 T07/14254I 25/06/2007 GOLD SUPPLIER (2) 41 T07/14255G 25/06/2007 GOLD SUPPLIER (2) 42 T07/14256E 25/06/2007 GOLD SUPPLIER (2) 9, 35, 36, (96) 29851 25/06/2007 38, 41, 42 GOLD SUPPLIER (2) 9, 35, 36, 77/214399 25/06/2007 38, 41, 42 GLOBAL TRADE (2) 35 827,967,896 06/12/2005 STARTS HERE GLOBAL TRADE (2) 36 827,967,780 06/12/2005 STARTS HERE VII-23
GLOBAL TRADE (2) 38 827,967,772 06/12/2005 STARTS HERE GLOBAL TRADE (2) 42 827,967,888 06/12/2005 STARTS HERE GLOBAL TRADE (2) 35, 36, 38, 42 1,282,832 29/11/2005 STARTS HERE GLOBAL TRADE (2) 35, 36, 38, 42 4,736,121 22/11/2005 STARTS HERE GLOBAL TRADE (2) 35, 36, 38, 42 1400592 21/11/2005 STARTS HERE GLOBAL TRADE (2) 35, 36, 38, 42 78/649,982 14/06/2005 STARTS HERE GLOBAL TRADE (2) 35, 36, 38, 42 4-2005- 14/12/2005 STARTS HERE 17,046 (i) Alibaba.com Corporation 30 1072264 06/08/2007 Alibaba.com Corporation 29 1078919 13/08/2007 Alibaba.com Corporation 38 3068451 06/02/2015 Alibaba.com Corporation 32 1083646 20/08/2007 Alibaba.com Corporation 9 1658394 27/10/2011 Alibaba.com Corporation 41 3068456 13/07/2014 Alibaba.com Corporation 41 3068457 27/04/2013 Alibaba.com Corporation 42 3068458 27/04/2013 VII-24
Alibaba.com Corporation 42 3068460 27/04/2013 Alibaba.com Corporation 41 3068455 27/04/2013 Alibaba.com Corporation 39 3068454 06/05/2013 Alibaba.com Corporation 35 3068448 13/02/2014 Alibaba.com Corporation 42 1483994 27/11/2010 Alibaba.com Corporation 35 1483443 27/11/2010 Alibaba.com Corporation 39 1723922 27/02/2012 Alibaba.com Corporation 18 1740654 06/04/2012 Alibaba.com Corporation 25 1705134 27/01/2012 Alibaba.com Corporation 9 1686208 20/12/2011 Alibaba.com Corporation 16 1720868 27/02/2012 Alibaba.com Corporation 42 1764627 06/05/2012 Alibaba.com Corporation 9 4006399 20/08/2016 Alibaba.com Corporation 41 3005811 06/04/2013 VII-25
Alibaba.com Corporation 9 1702124 20/01/2012 Alibaba.com Corporation 9 4048811 06/09/2017 Alibaba.com Corporation 35 4048812 06/07/2017 Alibaba.com Corporation 36 4048813 06/07/2017 Alibaba.com Corporation 38 4048814 06/07/2017 Alibaba.com Corporation 39 4048815 06/07/2017 Alibaba.com Corporation 41 4048816 06/07/2017 Alibaba.com Corporation 42 4049194 06/07/2017 ALIBABA Alibaba.com Corporation 38 2127292 15/11/2016 ALIBABA.COM Alibaba.com Corporation 35 1,836,649 10/07/2011 ALIBABA.COM Alibaba.com Corporation 42 1,836,658 10/07/2011 Alibaba.com Corporation 35 1,830,634 22/05/2011 Alibaba.com Corporation 42 1,830,636 22/05/2011 ALIBABA.COM Alibaba.com Corporation 35, 42 810380 14/10/2009 Alibaba.com Corporation 35, 42 810378 14/10/2009 ALIBABA Alibaba.com Corporation 9, 38 785,432 08/07/2015 ALIBABA.COM Alibaba.com Corporation 35, 38, 42 671,603 27/09/2009 Alibaba.com Corporation 35, 38, 42 686,086 21/06/2010 Alibaba.com Corporation 35, 38, 42 710,963 05/06/2011 ALIBABA.COM Alibaba.com Corporation 35 822,420,899 31/01/2016 ALIBABA.COM Alibaba.com Corporation 42 822,420,902 13/12/2015 ALIBABA Alibaba.com Corporation 9 KH22,461/05 16/08/2015 VII-26
ALIBABA Alibaba.com Corporation 35 KH22,462/05 16/08/2015 ALIBABA Alibaba.com Corporation 38 KH22,463/05 16/08/2015 ALIBABA Alibaba.com Corporation 42 KH22,464/05 16/08/2015 ALIBABA.COM Alibaba.com Corporation 35, 42 TMA594,225 06/11/2018 Alibaba.com Corporation 35, 42 TMA595,271 20/11/2018 ALIBABA Alibaba.com Corporation 9 745904 11/01/2016 ALIBABA Alibaba.com Corporation 38 747001 18/01/2016 ALIBABA.COM Alibaba.com Corporation 35, 42 569,952 13/06/2010 Alibaba.com Corporation 35, 42 569,891 12/06/2010 ALIBABA Alibaba.com Corporation 9 312,064 21/02/2016 ALIBABA Alibaba.com Corporation 35 312,067 21/02/2016 ALIBABA Alibaba.com Corporation 38 312,068 21/02/2016 ALIBABA Alibaba.com Corporation 42 312,065 21/02/2016 ALIBABA Alibaba.com Corporation 9 2,762-06 14/06/2016 ALIBABA Alibaba.com Corporation 35 1,014-06 14/06/2016 ALIBABA Alibaba.com Corporation 38 1,015-06 14/06/2016 ALIBABA Alibaba.com Corporation 42 1,013-06 14/06/2016 ALIBABA.COM Alibaba.com Corporation 35 130,072 25/01/2010 ALIBABA.COM Alibaba.com Corporation 42 130,073 25/01/2010 Alibaba.com Corporation 35 130,076 25/01/2010 ALIBABA Alibaba.com Corporation 9, 35, 38, 42 4,534,319 11/07/2015 ALIBABA.COM Alibaba.com Corporation 35, 38, 42 1,332,899 05/10/2009 VII-27
Alibaba.com Corporation 35, 38, 42 1,393,628 22/11/2009 Alibaba.com Corporation 35, 38, 42 2,246,627 07/06/2011 ALIBABA.COM Alibaba.com Corporation 35, 38, 42 200210370AA 12/12/2017 Alibaba.com Corporation 35, 38, 42 200200220AA 12/12/2017 Alibaba.com Corporation 35, 38, 42 200210372AA 12/12/2017 Alibaba.com Corporation 9, 35, 38, 42 300391987 23/03/2015 Alibaba.com Corporation 9, 35, 38, 42 300391996 23/03/2015 Alibaba.com Corporation 9, 35, 38, 42 300392012 23/03/2015 Alibaba.com Corporation 42 200208913 28/11/2008 Alibaba.com Corporation 41 200209889 28/11/2008 Alibaba.com Corporation 35, 38, 39, 300836109 20/03/2017 41, 42 ALIBABA Alibaba.com Corporation 18 947361 11/08/2010 ALIBABA.COM Alibaba.com Corporation 9 885829 08/11/2009 ALIBABA.COM Alibaba.com Corporation 16 885827 08/11/2009 Alibaba.com Corporation 9 885825 08/11/2009 VII-28
Alibaba.com Corporation 16 885824 08/11/2009 ALIBABA.COM Alibaba.com Corporation 35 469591 21/01/2010 ALIBABA.COM Alibaba.com Corporation 42 469592 21/01/2010 Alibaba.com Corporation 35 470873 18/02/2010 Alibaba.com Corporation 42 470874 18/02/2010 ALIBABA Alibaba.com Corporation 9, 35, 38, 42 137641 15/08/2015 ALIBABA Alibaba.com Corporation 9 182,010 10/07/2015 ALIBABA Alibaba.com Corporation 38 182,011 10/07/2015 ALIBABA.COM Alibaba.com Corporation 35 134,254 26/01/2021 ALIBABA.COM Alibaba.com Corporation 42 134,255 26/01/2021 Alibaba.com Corporation 35 135,147 23/02/2021 Alibaba.com Corporation 42 135,148 23/02/2021 ALIBABA.COM Alibaba.com Corporation 35, 42 4538751 25/01/2012 Alibaba.com Corporation 35, 42 4538753 25/01/2012 Alibaba Alibaba.com Corporation 35, 42 4659211 04/04/2013 ALIBABA.COM Alibaba.com Corporation 9 0512395 14/02/2012 ALIBABA.COM Alibaba.com Corporation 35 0061628 31/05/2010 ALIBABA.COM Alibaba.com Corporation 35 0070233 07/09/2011 ALIBABA.COM Alibaba.com Corporation 42 0077161 05/07/2012 Alibaba.com Corporation 9 0512394 14/02/2012 Alibaba.com Corporation 18 0500853 07/09/2011 Alibaba.com Corporation 25 0500854 07/09/2011 Alibaba.com Corporation 35 0065624 02/01/2011 VII-29
Alibaba.com Corporation 38 0065956 21/01/2011 Alibaba.com Corporation 42 0077162 05/07/2012 Alibaba Alibaba.com Corporation 35 0065626 02/01/2011 Alibaba Alibaba.com Corporation 38 0065957 21/01/2011 Alibaba Alibaba.com Corporation 42 0077163 05/07/2012 ALIBABA Alibaba.com Corporation 9 903,360 15/07/2015 ALIBABA Alibaba.com Corporation 38 908,992 15/07/2015 ALIBABA.COM Alibaba.com Corporation 35 688,155 26/01/2010 ALIBABA.COM Alibaba.com Corporation 42 753,192 26/01/2010 Alibaba.com Corporation 35 688,157 26/01/2010 Alibaba.com Corporation 42 706,617 26/01/2010 ALIBABA Alibaba.com Corporation 9, 35, 38, 42 5,367 14/07/2015 ALIBABA.COM Alibaba.com Corporation 35 604302 29/07/2016 ALIBABA.COM Alibaba.com Corporation 42 604303 29/07/2016 Alibaba.com Corporation 35 604306 26/10/2016 Alibaba.com Corporation 42 604307 29/07/2016 ALIBABA Alibaba.com Corporation 9 69,336 26/08/2012 ALIBABA Alibaba.com Corporation 16 68,501 26/08/2012 ALIBABA Alibaba.com Corporation 9, 35, 38, 42 234,462 22/08/2016 ALIBABA.COM Alibaba.com Corporation 9 160096 06/01/2017 ALIBABA.COM Alibaba.com Corporation 16 160098 06/01/2017 Alibaba.com Corporation 9 160101 06/01/2017 VII-30
Alibaba.com Corporation 16 160100 06/01/2017 ALIBABA Alibaba.com Corporation 9 00114735 05/05/2016 ALIBABA Alibaba.com Corporation 35 00041724 12/05/2016 ALIBABA Alibaba.com Corporation 38 00041412 12/04/2016 ALIBABA Alibaba.com Corporation 42 00041345 07/04/2016 Alibaba.com Corporation 35, 38, 42 209,989 12/07/2010 ALIBABA.COM Alibaba.com Corporation 35 T99/11525Z 29/07/2009 ALIBABA.COM Alibaba.com Corporation 42 T99/11526H 29/07/2009 Alibaba.com Corporation 35 T99/11521G 14/10/2009 Alibaba.com Corporation 42 T99/11522E 14/10/2009 Alibaba.com Corporation 35 T99/13506D 24/11/2009 Alibaba.com Corporation 42 T99/13507B 24/11/2009 Alibaba.com Corporation 9 T03/19575C 12/11/2013 Alibaba.com Corporation 35 T03/19584B 12/11/2013 Alibaba.com Corporation 38 T03/19598B 12/11/2013 Alibaba.com Corporation 42 T03/19599J 12/11/2013 Alibaba.com Corporation 9 T03/19604J 12/11/2013 Alibaba.com Corporation 35 T03/19605I 12/11/2013 Alibaba.com Corporation 38 T03/19606G 12/11/2013 Alibaba.com Corporation 42 T03/19607E 12/11/2013 Alibaba.com Corporation 9 T03/19608C 12/11/2013 Alibaba.com Corporation 35 T03/19609A 12/11/2013 Alibaba.com Corporation 38 T03/19610E 12/11/2013 Alibaba.com Corporation 42 T03/19612A 12/11/2013 ALIBABA.COM Alibaba.com Corporation 35 99/23,760 23/12/2009 VII-31
ALIBABA.COM Alibaba.com Corporation 42 99/23,761 23/12/2009 Alibaba.com Corporation 35 99/23,764 23/12/2009 Alibaba.com Corporation 42 99/23,765 23/12/2009 ALIBABA Alibaba.com Corporation 9, 35, 38, 42 547349 11/07/2015 ALIBABA.COM Alibaba.com Corporation 35, 38, 42 526,028 30/11/2009 Alibaba.com Corporation 35, 38, 42 526,003 30/11/2009 ALIBABA.COM Alibaba.com Corporation 35, 36, 38, 42 555016 21/07/2016 GLOBAL TRADE STARTS HERE ALIBABA Alibaba.com Corporation 9 989553 15/03/2012 ALIBABA Alibaba.com Corporation 18 974187 30/11/2011 ALIBABA Alibaba.com Corporation 25 963656 30/09/2011 ALIBABA Alibaba.com Corporation 35 S151401 31/07/2011 ALIBABA Alibaba.com Corporation 42 S156408 30/11/2011 ALIBABA.COM Alibaba.com Corporation 35 S146509 31/07/2011 ALIBABA.COM Alibaba.com Corporation 42 S153902 30/11/2011 ALIBABA.COM Alibaba.com Corporation 35 S149745 31/07/2011 ALIBABA.COM Alibaba.com Corporation 42 S156406 30/11/2011 Alibaba.com Corporation 9 989555 15/03/2012 Alibaba.com Corporation 18 974189 30/11/2011 Alibaba.com Corporation 25 961502 15/09/2011 Alibaba.com Corporation 35 S149743 31/07/2011 Alibaba.com Corporation 42 S156404 30/11/2011 ALIBABA ONLINE Alibaba.com Corporation 35 S149744 31/07/2011 VII-32
ALIBABA ONLINE Alibaba.com Corporation 42 S156405 30/11/2011 MEET ME AT Alibaba.com Corporation 35 S163501 15/05/2012 ALIBABA.COM MEET ME AT Alibaba.com Corporation 42 S157101 15/01/2012 ALIBABA.COM ALIBABA.COM Alibaba.com Corporation 35 Bor12363 05/01/2010 ALIBABA.COM Alibaba.com Corporation 38 Bor12362 05/01/2010 ALIBABA.COM Alibaba.com Corporation 42 Bor12361 05/01/2010 Alibaba.com Corporation 35 Bor11906 21/12/2009 Alibaba.com Corporation 38 Bor11750 21/12/2009 Alibaba.com Corporation 42 Bor11749 21/12/2009 Alibaba Alibaba.com Corporation 35 Bor11346 21/12/2009 Alibaba Alibaba.com Corporation 38 Bor11489 21/12/2009 Alibaba Alibaba.com Corporation 42 Bor14364 21/12/2009 ALIBABA Alibaba.com Corporation 9, 38 2005/29,089 14/07/2015 ALIBABA.COM Alibaba.com Corporation 35, 42 2000/01,192 27/01/2010 Alibaba.com Corporation 35, 42 2000/01,194 27/01/2010 ALIBABA Alibaba.com Corporation 35, 38 2,579,498 11/06/2012 ALIBABA Alibaba.com Corporation 9, 18 2,967,363 12/07/2015 ALIBABA Alibaba.com Corporation 9 2,829,317 06/04/2014 ALIBABA Alibaba.com Corporation 42 2,851,634 08/06/2014 Alibaba.com Corporation 35, 38, 42 2,727,740 17/06/2013 VII-33
ALIBABA.COM Alibaba.com Corporation 35, 38 2,589,009 02/07/2012 Alibaba.com Corporation 35, 38 2,565,809 30/04/2012 Alibaba.com Corporation 9, 25 2,917,612 11/01/2015 Alibaba.com Corporation 9 2,809,993 03/02/2014 Alibaba.com Corporation 18 3268713 24/07/2017 Alibaba.com Corporation 42 2,851,633 08/06/2014 ALIBABA.COM Alibaba.com Corporation 35 S-17,122 27/08/2011 ALIBABA.COM Alibaba.com Corporation 42 S-18,016 19/11/2011 (ii) Alibaba.com Corporation 41 1774273 21/11/2000 Alibaba.com Corporation 35 2018810 08/12/1999 Alibaba.com Corporation 39 3068453 14/01/2002 Alibaba.com Corporation 42 3068459 14/01/2002 Alibaba.com Corporation 35 2018808 08/12/1999 Alibaba.com Corporation 35 3068447 14/01/2002 Alibaba.com Corporation 38 2021936 08/12/1999 Alibaba.com Corporation 39 3068452 14/01/2002 Alibaba.com Corporation 35 1804359 05/12/2000 Alibaba.com Corporation 36 5164017 20/02/2006 Alibaba.com Corporation 43 5624816 25/09/2006 Alibaba.com Corporation 36 1744337 21/11/2000 VII-34
Alibaba.com Corporation 16 4772482 11/07/2005 Alibaba.com Corporation 35 4006389 09/04/2004 Alibaba.com Corporation 36 4006387 09/04/2004 Alibaba.com Corporation 38 4006385 09/04/2004 Alibaba.com Corporation 39 4006383 09/04/2004 Alibaba.com Corporation 41 4006381 09/04/2004 Alibaba.com Corporation 42 4005984 09/04/2004 Alibaba.com Corporation 35 4904533 19/09/2005 Alibaba.com Corporation 38 4904759 19/09/2005 Alibaba.com Corporation 41 4904758 19/09/2005 Alibaba.com Corporation 42 4904757 19/09/2005 Alibaba.com Corporation 16 6012290 23/04/2007 Alibaba.com Corporation 25 6012274 23/04/2007 Alibaba.com Corporation 41 6012275 23/04/2007 Alibaba.com Corporation 16 6012276 23/04/2007 Alibaba.com Corporation 25 6012277 23/04/2007 Alibaba.com Corporation 41 6012278 23/04/2007 Alibaba.com Corporation 41 6012279 23/04/2007 Alibaba.com Corporation 41 6012280 23/04/2007 Alibaba.com Corporation 35 6163939 16/07/2007 Alibaba.com Corporation 38 6163938 16/07/2007 VII-35
Alibaba.com Corporation 41 6163957 16/07/2007 Alibaba.com Corporation 42 6163956 16/07/2007 ALIBABA Alibaba.com Corporation 9 2,603,827 12/07/2005 ALIBABA Alibaba.com Corporation 9 93,068 02/08/2005 ALIBABA Alibaba.com Corporation 16 93,069 02/08/2005 ALIBABA Alibaba.com Corporation 9 SM-2,547 15/07/2005 ALIBABA Alibaba.com Corporation 35 SM-2,548 15/07/2005 ALIBABA Alibaba.com Corporation 38 SM-2,549 15/07/2005 ALIBABA Alibaba.com Corporation 42 SM-2,550 15/07/2005 ALIBABA Alibaba.com Corporation 9 827,581,220 12/07/2005 ALIBABA Alibaba.com Corporation 38 827,581,246 12/07/2005 Alibaba.com Corporation 35 822,420,864 27/01/2000 Alibaba.com Corporation 42 822,420,856 27/01/2000 ALIBABA Alibaba.com Corporation 9, 35, 1,267,709 29/07/2005 38, 42 ALIBABA Alibaba.com Corporation 9 185,856 05/12/2005 ALIBABA Alibaba.com Corporation 38 180,857 05/12/2005 Alibaba.com Corporation 42 130,077 25/01/2000 Alibaba.com Corporation 9, 14, 300825381 06/03/2007 16, 18, 20, 21, 25, 28, 34, 35, 36, 38, 41, 42 VII-36
Alibaba.com Corporation 9, 14, 300825390 06/03/2007 16, 18, 20, 21, 25, 28, 34, 35, 36, 38, 41, 42 Alibaba.com Corporation 35, 36, 300709614 28/08/2006 38, 42 Alibaba.com Corporation 35, 38, 300911204 12/07/2007 41, 42 Alibaba.com Corporation 18 947362 11/08/2000 Alibaba.com Corporation 25 947366 11/08/2000 ALIBABA.COM Alibaba.com Corporation 38 2007-102890 03/10/2007 Alibaba Alibaba.com Corporation 38 2007-102891 03/10/2007 Alibaba.com Corporation 38 2007-102892 03/10/2007 ALIBABA.COM Alibaba.com Corporation 35 99012222 02/12/1999 ALIBABA.COM Alibaba.com Corporation 42 99012221 02/12/1999 Alibaba.com Corporation 35 99012219 02/12/1999 Alibaba.com Corporation 38 03016419 04/12/2003 Alibaba.com Corporation 42 99012220 02/12/1999 ALIBABA Alibaba.com Corporation 35 TP174,474 22/05/2007 ALIBABA Alibaba.com Corporation 38 TP174,475 22/05/2007 ALIBABA Alibaba.com Corporation 42 TP174,476 22/05/2007 ALIBABA.COM Alibaba.com Corporation 35, 42 4-2000-0000093 07/01/2001 Alibaba.com Corporation 35, 42 4-2000-0000091 07/01/2001 VII-37
ALIBABA Alibaba.com Corporation 9, 35, M2005/080,59 20/07/2005 38, 42 Alibaba.com Corporation 9, 35, 2005724392 26/09/2005 38, 42 ALIBABA Alibaba.com Corporation 9 99,919 21/09/2005 ALIBABA Alibaba.com Corporation 35 99,920 21/09/2005 ALIBABA Alibaba.com Corporation 38 99,921 21/09/2005 ALIBABA Alibaba.com Corporation 42 99,922 21/09/2005 Alibaba.com Corporation 35 T07/16438J 18/07/2007 Alibaba.com Corporation 38 T07/16439I 18/07/2007 Alibaba.com Corporation 41 T07/16440B 18/07/2007 Alibaba.com Corporation 42 T07/16441J 18/07/2007 ALIBABA Alibaba.com Corporation 9 2005/14,039 11/07/2005 ALIBABA Alibaba.com Corporation 38 2005/14,040 11/07/2005 ALIBABA Alibaba.com Corporation 9 126,707 20/07/2005 ALIBABA Alibaba.com Corporation 35 126,706 20/07/2005 ALIBABA Alibaba.com Corporation 38 126,705 20/07/2005 ALIBABA Alibaba.com Corporation 42 126,704 20/07/2005 Alibaba.com Corporation 35, 38, 39, (96) 15428 04/04/2007 41, 42 Alibaba.com Corporation 35, 38, 96(33814) 17/07/2007 41, 42 VII-38
ALIBABA Alibaba.com Corporation 35 72,351 13/08/2005 ALIBABA Alibaba.com Corporation 38 72,352 13/08/2005 ALIBABA Alibaba.com Corporation 42 72,353 13/08/2005 ALIBABA Alibaba.com Corporation 9 15,246-05 14/07/2005 ALIBABA Alibaba.com Corporation 38 15,247-05 14/07/2005 Alibaba.com Corporation 35 1,157-00 26/01/2000 Alibaba.com Corporation 42 1,156-00 26/01/2000 ALIBABA Alibaba.com Corporation 9, 35, 4-2005-8,975 19/07/2005 38, 42 Alibaba.com Corporation 35 5960126 26/03/2007 Alibaba.com Corporation 38 5960125 26/03/2007 Alibaba.com Corporation 39 5960124 26/03/2007 Alibaba.com Corporation 41 5960123 26/03/2007 Alibaba.com Corporation 42 Alibaba.com Corporation 9, 35, 300913509 16/07/07 36, 38, 39, 41, 42 Alibaba.com Corporation 9, 35, 96(33816) 17/07/07 36, 38, 39, 41, 42 Alibaba.com Corporation 9 T07/15689B 18/07/07 Alibaba.com Corporation 35 T07/15692B 18/07/07 VII-39
Alibaba.com Corporation 36 T07/15695G 18/07/07 Alibaba.com Corporation 38 T07/15696E 18/07/07 Alibaba.com Corporation 39 T07/15698A 18/07/07 Alibaba.com Corporation 41 T07/15701E 18/07/07 Alibaba.com Corporation 42 T07/15703A 18/07/07 Alibaba.com Corporation 9, 16, 35, 300913518 16/07/07 36, 38, 39, 41, 42 Alibaba.com Corporation 9, 16, 35, 96(33817) 17/07/07 36, 38, 39, 41, 42 Alibaba.com Corporation 9 T07/15688D 18/07/07 Alibaba.com Corporation 35 T07/15694I 18/07/07 Alibaba.com Corporation 16 T07/15691D 18/07/07 Alibaba.com Corporation 36 T07/15697C 18/07/07 Alibaba.com Corporation 38 T07/15699Z 18/07/07 Alibaba.com Corporation 39 T07/15702C 18/07/07 Alibaba.com Corporation 41 T07/15704Z 18/07/07 Alibaba.com Corporation 42 T07/15705H 18/07/07 VII-40
Alibaba.com Corporation 35 T07/18166H 04/09/2007 Alibaba.com Corporation 38 T07/18167F 04/09/2007 Alibaba.com Corporation 39 T07/18168D 04/09/2007 Alibaba.com Corporation 41 T07/18169B 04/09/2007 Alibaba.com Corporation 42 T07/18170F 04/09/2007 Alibaba.com Corporation Alibaba.com Corporation VII-41
B. (i) Alibaba.com Corporation 200510132486.5 26/12/2005 Alibaba.com Corporation 200510134774.4 21/12/2005 Alibaba.com Corporation 200610056762.9 06/03/2006 Alibaba.com Corporation 200610081086.0 25/05/2006 Alibaba.com Corporation 200610082992.2 23/06/2006 Alibaba.com Corporation 200610090764.X 30/06/2006 Alibaba.com Corporation 200610109803.6 14/08/2006 Alibaba.com Corporation 200610090274.X 11/07/2006 Alibaba.com Corporation 200610139738.1 22/09/2006 VII-42
Web Alibaba.com Corporation 200610127213.6 12/09/2006 Alibaba.com Corporation 200610127045.0 21/09/2006 Alibaba.com Corporation 200610152312.X 21/09/2006 Alibaba.com Corporation 200610140726.0 30/09/2006 Alibaba.com Corporation 200610127888.0 27/09/2006 Alibaba.com Corporation 200610152351.X 26/09/2006 Alibaba.com Corporation 200610145970.6 28/11/2006 Alibaba.com Corporation 200610140899.2 13/10/2006 Alibaba.com Corporation 200610063656.3 27/12/2006 Alibaba.com Corporation 200610150325.3 26/10/2006 Alibaba.com Corporation 200610152807.2 18/10/2006 VII-43
Alibaba.com Corporation 200610150422.2 25/10/2006 Alibaba.com Corporation 200610137937.9 31/10/2006 Alibaba.com Corporation 200610138512.X 07/11/2006 Alibaba.com Corporation 200610160751.5 29/11/2006 Alibaba.com Corporation 200610161004.3 01/12/2006 Alibaba.com Corporation 200610140312.8 20/11/2006 Web Alibaba.com Corporation 200710000772.5 19/01/2007 Alibaba.com Corporation 200710007517.3 30/01/2007 Alibaba.com Corporation 200610161005.8 01/12/2006 Alibaba.com Corporation 200610145980.X 30/11/2006 Alibaba.com Corporation 200610145543.8 20/11/2006 VII-44
Alibaba.com Corporation 200610160832.5 30/11/2006 Alibaba.com Corporation 200610161901.4 05/12/2006 Alibaba.com Corporation 200610165895.X 14/12/2006 Alibaba.com Corporation 200710001244.1 09/01/2007 Alibaba.com Corporation 200710002823.8 01/02/2007 Alibaba.com Corporation 200710000085.3 10/01/2007 Alibaba.com Corporation 200710001004.1 18/01/2007 Alibaba.com Corporation 200710007351.5 23/01/2007 Alibaba.com Corporation 200710008321.6 17/01/2007 URL Alibaba.com Corporation 200710002822.3 01/02/2007 VII-45
Alibaba.com Corporation 200710080336.3 02/03/2007 Alibaba.com Corporation 200710080035.0 05/03/2007 Alibaba.com Corporation 200710003059.6 02/02/2007 Oracle Alibaba.com Corporation 200710088681.1 15/03/2007 Alibaba.com Corporation 200710007530.9 01/02/2007 Alibaba.com Corporation 200710087354.4 14/03/2007 Alibaba.com Corporation 200710088816.4 28/03/2007 Alibaba.com Corporation 200710095848.7 10/04/2007 Alibaba.com Corporation 200710090413.3 06/04/2007 Alibaba.com Corporation 200710090834.6 06/04/2007 VII-46
Alibaba.com Corporation 200710087146.4 22/03/2007 Alibaba.com Corporation 200710090995.5 30/03/2007 * Alibaba.com Corporation 200710102466.2 27/04/2007 Alibaba.com Corporation 200710101333.3 18/04/2007 Alibaba.com Corporation 200710103030.5 29/04/2007 Alibaba.com Corporation 200710090397.8 10/04/2007 Alibaba.com Corporation 200710097408.5 29/04/2007 Alibaba.com Corporation 200710090149.3 16/04/2007 Alibaba.com Corporation 200710105896.X 01/06/2007 Alibaba.com Corporation 200710102649.4 25/04/2007 VII-47
Alibaba.com Corporation 200710107363.5 29/05/2007 Alibaba.com Corporation 200710109883.X 01/06/2007 Alibaba.com Corporation 200710110938.9 11/06/2007 Alibaba.com Corporation 07100972.5 26/01/2007 Alibaba.com Corporation (1) PCT/ 01/02/2007 CN2007/000350 Alibaba.com Corporation 07108131.6 26/07/2007 Alibaba.com Corporation (1) PCT/CN2007/070563 27/08/2007 Alibaba.com Corporation (1) PCT/CN2007/070564 27/08/2007 Alibaba.com Corporation (1) PCT/CN2007/070565 27/08/2007 Alibaba.com Corporation (1) PCT/CN2007/070571 28/08/2007 Alibaba.com Corporation (1) PCT/CN2007/070573 28/08/2007 Alibaba.com Corporation (1) PCT/CN2007/070562 27/08/2007 (1) VII-48
C. (i) alibaba.cn 01/04/2003 01/04/2009 alibaba.com.cn 19/10/1999 19/10/2009..hk 02/02/2007 09/03/2010 Trustpass.com.hk 14/10/2006 14/10/2009 mytrustpass.com 14/08/2001 14/08/2008 trustpass.cn 17/03/2003 17/03/2009 trust-pass.com 14/08/2001 14/08/2008.com 08/10/2003 08/10/2013. 03/11/2003 03/11/2007. 24/08/2004 24/08/2008 24/08/2004 24/08/2008 hk 02/02/2007 09/03/2010 17/11/2005 17/11/2007.hk 02/02/2007 09/03/2010 19/03/2007 19/03/2008 VII-49
19/03/2007 19/03/2008 19/03/2007 19/03/2008.com 19/03/2007 19/03/2008.net 19/03/2007 19/03/2008 smatching.cn 19/03/2007 19/03/2008 smatching.com.cn 19/03/2007 19/03/2008 smatching.net.cn 19/03/2007 19/03/2008 smatching.org.cn 19/03/2007 19/03/2008 smatch.cn 14/03/2007 14/03/2008 smatch.com.cn 14/03/2007 14/03/2008 smatch.net.cn 14/03/2007 14/03/2008 smatch.org.cn 14/03/2007 14/03/2008 24/08/2004 24/08/2008 24/08/2004 24/08/2008 24/08/2004 24/08/2008 chengxintong.com.cn 09/02/2003 09/02/2009 trustpass.biz 17/04/2002 16/04/2013 Trustpass.mobi 12/06/2006 12/06/2009 VII-50
.hk 02/12/2006 02/12/2009.hk 02/02/2007 09/03/2010 (i) alibaba.com Alibaba.com Corporation 15/04/1999 24/09/2016 alibaba.net Alibaba.com Corporation 15/10/2001 15/10/2010. 06/11/2000 22/07/2008. 06/11/2000 27/06/2008. 06/11/2000 27/06/2008 alibaba.biz Alibaba.com Corporation 27/03/2002 26/03/2011 alibaba.com.tw Alibaba.com Corporation 15/11/1999 23/12/2013.hk Alibaba.com Corporation 02/12/2006 02/12/2009 Alibaba.co.jp Alibaba.com Corporation 10/10/2006 31/10/2007 Alibaba.ne.jp Alibaba.com Corporation 10/10/2006 31/10/2007 Alibaba.jp Alibaba.com Corporation 08/05/2001 31/05/2008 alibaba-limited.com Alibaba.com Corporation 10/09/2007 10/09/2008 alibaba-limited.net Alibaba.com Corporation 10/09/2007 10/09/2008 alibaba-ltd.com Alibaba.com Corporation 10/09/2007 10/09/2008 alibaba-ltd.net Alibaba.com Corporation 10/09/2007 10/09/2008 alibabalimited.com Alibaba.com Corporation 10/09/2007 10/09/2008 alibabalimited.net Alibaba.com Corporation 10/09/2007 10/09/2008 alibabaltd.com Alibaba.com Corporation 10/09/2007 10/09/2008 alibabaltd.net Alibaba.com Corporation 10/09/2007 10/09/2008 Alibabalimited.com.cn 10/09/2007 10/09/2008 Alibabalimited.cn 10/09/2007 10/09/2008 Alibaba-limited.com.cn 10/09/2007 10/09/2008 VII-51
Alibaba-limited.cn 10/09/2007 10/09/2008 Alibabaltd.com.cn 10/09/2007 10/09/2008 Alibabaltd.cn 10/09/2007 10/09/2008 Alibaba-ltd.com.cn 10/09/2007 10/09/2008 D. (i) trustpass 20/11/2005 20/11/2008 CNNIC 27/10/2003 27/10/2008 CNNIC 23/04/2004 23/04/2008 CNNIC 23/04/2004 23/04/2008 CNNIC 28/10/2003 28/10/2008 CNNIC 22/03/2007 22/03/2012 smatching 22/03/2007 22/03/2012 (i) Alibaba 25/12/2001 24/01/2008 CNNIC VII-52
04/08/2001 23/12/2009 CNNIC 15/05/2007 15/05/2008 CNNIC Alibaba 07/07/2005 07/07/2010 06/03/2006 06/03/2016 Alibaba 11/10/2006 11/10/2011 ZhongSou Co. E. (i) 20/12/2004 2004SR12631 031032 DGY-2003-0174 10/09/2003 2003SR9597 014688 DGY-2003-0235 20/12/2005 2005SR15404 046905 DGY-2006-0101 25/01/2007 2007SR01631 067626 DGY-2007-0427 VII-53
C. 1. XV XV 7 8 352 (1)......... 48,250,000 (2) 0.96% 0.96% Alibaba.com Corporation 3,400,000 (3) 0.14%......... 9,650,000 (4) 0.19% 0.19% Alibaba.com Corporation 600,000 (5) 0.03%......... 4,600,000 (6) 0.09% 0.09% Alibaba.com Corporation 13,285,260 (7) 0.54% Alibaba.com Corporation 1,200,000 (8) 0.05%....... 2,425,000 (9) 0.05% 0.05% Alibaba.com Corporation 950,000 (10) 0.04% Alibaba.com Corporation 475,000 (11) 0.02%....... 4,100,000 (12) 0.08% 0.08% Alibaba.com Corporation 10,871,284 (13) 0.45% Alibaba.com Corporation 1,200,000 (14) 0.05%......... 28,369,053 (15) 0.56% 0.56% Alibaba.com Corporation (2) 189,127,024 (16) 7.74% Alibaba.com Corporation (2) 9,456,351 (17) 0.39%....... 11,521,560 (18) 0.23% 0.23% Alibaba.com Corporation 76,810,416 (19) 3.14% Alibaba.com Corporation 3,840,520 (20) 0.16%....... 940,000 (21) 0.02% 0.02% Alibaba.com Corporation 1,400,000 (22) 0.06% Alibaba.com Corporation 280,000 (23) 0.01% VII-54
(1)..................... 100,000 (24) 0.00% 0.00% 100,000 (25) 0.00% 0.00% 100,000 (26) 0.00% 0.00% (1) (2) Direct Solutions Management Limited Maimex Company Limited (3) Alibaba.com Corporation (4) Direct Solutions Management Limited Sheenson Development Limited (5) Alibaba.com Corporation (6) Alibaba.com Corporation(i) 600,000 (ii)600,000 (iii) Able Island Assets Corp. 2,400,000(iv) Direct Solutions Management Limited Golden Jade Investment Limited 1,000,000 (7) (i)alibaba.com Corporation1,302,160(ii) 325,000 Alibaba.com Corporation (iii)alibaba.com Corporation370,600(iv) 587,500 Alibaba.com Corporation (v) Able Island Assets Corp. 1,800,000 Alibaba.com Corporation (vi)golden Jade Investment Limited4,000,000 Alibaba.com Corporation (vii) Nationbright Investment Limited 4,900,000 Alibaba.com Corporation (8) (i) 200,000 (ii) 200,000 Alibaba.com Corporation (iii) Able Island Assets Corp. 800,000 Alibaba.com Corporation 3,600,000 (9) (i)alibaba.com Corporation1,425,000 (ii) Direct Solutions Management Limited Netyan Enterprises Ltd. 1,000,000 VII-55
(10) (i)475,000 Alibaba.com Corporation (ii) Alibaba.com Corporation475,000 (11) 475,000 Alibaba.com Corporation 1,425,000 (12) Alibaba.com Corporation(i) 600,000 (ii) Navibell Venture Corp. 3,000,000(iii) Direct Solutions Management Limited Lionyet International Ltd. 500,000 (13) (i) Alibaba.com Corporation1,474,200(ii) 1,397,084 Alibaba.com Corporation (iii) Navibell Venture Corp. 8,000,000 (14) (i) 200,000 Alibaba.com Corporation (ii) Navibell Venture Corp. 1,000,000 Alibaba.com Corporation 3,600,000 (15) Alibaba.com Corporation (16) (i)alibaba.com Corporation2,020,000(ii) 43,009,528 Alibaba.com Corporation (iii) JC Properties Limited91,250,136 Alibaba.com Corporation (iv) JSP Investment Limited Alibaba.com Corporation 15,754,0281,760,000(v) JSP Investment Limited35,333,332 Alibaba.com Corporation (17) 9,456,351 Alibaba.com Corporation 28,369,053 (18) Alibaba.com Corporation(i) Parufam Limited 3,000,000 (ii) MFG Limited8,401,560(iii) 120,000 (19) (i) Alibaba.com Corporation2,420,000 (ii) 2,522,964 Alibaba.com Corporation (iii) Alibaba.com Corporation160,000 (iv) 40,000 Alibaba.com Corporation (v) MFG Limited20,361,300 Alibaba.com Corporation (vi) Parufam Limited22,345,952 Alibaba.com Corporation (vii) PMH Holding Limited28,960,200 Alibaba.com Corporation (20) (i) Parufam Limited 1,000,000 (ii) MFG Limited 2,800,520 Alibaba.com Corporation (iii) 40,000 11,521,560 (21) (i)alibaba.com Corporation840,000(ii) 100,000 (22) (i)600,000 Alibaba.com Corporation (ii) Alibaba.com Corporation800,000 (23) 280,000 Alibaba.com Corporation 840,000 (24) (25) (26) VII-56
2. XV 2 3 10% (1) (1) (1) Alibaba.com Corporation... 4,825,000,000 (2) 100.0% 4,193,455,500 83.0% 4,079,777,500 80.8% 515,685,820 (3) 10.7% 515,685,820 10.2% 515,685,820 10.2% (4)........ 4,825,000,000 (2) 100% 4,193,455,500 83.0% 4,079,777,500 80.8% 60,862,500 (5) 1.2% 60,862,500 1.2% 515,685,820 (3) 10.7% 515,685,820 10.2% 515,685,820 10.2% (1) (2) Alibaba.com Corporation 515,685,820 (3) (4) Alibaba.com Corporation Alibaba.com Corporation Alibaba. com Corporation (5) 12812.75 D. 1. 2. 6,854,0007,510,000 5,376,0001,849,000 VII-57
445,0001,227,000 5,277,0008,062,000 Alibaba.com Corporation Alibaba.com Corporation100,000 5 70 3. 4. 32 32(a) 32(b) 32 E. (a) XV 7 8 XV 352 VII-58
(b) (c) (d) (i) (ii) (e) (f) (g) (h) (i) (j) (k) (l) F. Alibaba.com Corporation (a) Alibaba.com Corporation (i) Alibaba.com Corporation (ii) Alibaba.com Corporation (iii) Alibaba.com Corporation (iv) Alibaba.com Corporation VII-59
Alibaba.com Corporation Alibaba.com Corporation (b) Alibaba.com Corporation 25% 12(x) (5%)(y) Alibaba.com Corporation (c) Alibaba.com Corporation Alibaba.com Corporation Alibaba.com Corporation G. (a) Alibaba.com Corporation Alibaba.com Corporation VII-60
(b) Alibaba.com Corporation 72,175,000 (c) 12 25% 25% (d) Alibaba.com Corporation (e) (a) 72,175,000 1.5% 1.4% (b) 6.80 H. (a) 17 (b) VII-61
(c) 10 X = (A+B) - (C+D+E) X = 135,100,000 A = 135,100,000 B = C = D = E = (i) (ii) (i) (ii) (iii) VII-62
(d) (i) (ii) 90 (d)(i) (i) (ii) (e) (x) VII-63
(y) 5% (z) (x) (y) 12 (i) 5% (ii) (x) (y) 12 (i) 5% (ii) I. 17 VII-64
1. 2. 3. (a) (i)(ii) (iii) (b) 10 135,100,000 135,100,000 4. (a) VII-65
(b) 1 (c) (1) (2) (d) (e) 4(d) (i) 0.1% (ii) 5 (f) (d) VII-66
5. 7 (i) (ii) (iii) 5(ii) 6. (a) 6(b) 6(c) 10% X = (A+B) (C+D+E) X = 135,100,000 ) A = 135,100,000 B = C = D = E = VII-67
(b) (d) 10% 6(b) 17.02(2)(d) 17.02(4) (c) 6(c) 17.02(2)(d) 17.02(4) (d) 30% 30% (e) 1% 1% VII-68
(f) 7(b) 7. (a) (i) (ii) (x) (y) (x) (b) (x) (y) 8. 9. VII-69
10. 11. (a) (b) Alibaba.com Corporation 12. (a) (b) (c) (i) 5% (ii) VII-70
(d) 11(b) (e) (d) (f) (g) (a) (b) 12 (i) 5% (ii) (a) (b) 12 (i) 5% VII-71
(ii) 13. 17.03 14. J. 40% 60% 700,000 VII-72
K. 1. 153 2. 97 3. 3,000 22,470 4. Alibaba.com Corporation Trident Trust Company (Cayman) Limited, Fourth Floor, One Capital Place, P.O. Box 847GT Grand Cayman, Cayman Islands631,544,500 Alibaba.com Corporation 113,678,000 VII-73
5....................................................... Maples and Calder.............. 1 4 6 1 4 6 6. Maples and Calder 7. 44A 44B 8. 9. VII-74
10. 3A.19 11. 12. 6(2) II 34(2) 6(3) (1) II 34(2) (2) 13. 32L4 VII-75