CEFC Hong Kong Financial Investment Company Limited 1520 39,437,000 85,426,000 53.8% 7,171,000 25,573,000 18,402,000 72.0% 18.2% 29.9% 44,808,000 10,502,000 34,306,000 326.7% 2.65 0.94 1
85,426,000 39,437,000 45,989,000 53.8% 30,643,000 (79,340,000 ) 48,697,000 61.3% 8,794,000 6,086,000 2,708,000 44.5% 7,171,000 25,573,000 18,402,000 72.0% 1,624,000 19,488,000 44,808,00010,502,000 34,306,000 326.7% (i) (ii) New Seres CEFC Investment Fund LP 2
9,313,000 230.4% 30,771,000 (i) (ii) 3
4 39,437 85,426 (32,266) (59,853) 7,171 25,573 5 760 3,087 (12,630) (11,273) (44,744) (28,277) (17) (516) 6 (49,460) (11,406) 7 4,652 904 (44,808) (10,502) (303) 303 (45,111) (10,199) 9 (2.65) (0.94) 4
10 24,925 27,198 1,756 1,806 5,000 87,656 87,656 800 800 6,860 1,511 121,997 123,971 11 30,771 9,313 12 27,168 52,789 13 114,289 148,881 36,530 17,260 2,382 2,216 1,581 6,596 129,216 164,736 341,937 401,791 14 32,412 37,395 29,838 39,469 15 326 325 2,402 1,868 64,978 79,057 276,959 322,734 398,956 446,705 5
15 229 374 398,727 446,331 16 16,900 16,900 381,827 429,431 398,727 446,331 6
16,900 375,963 2,988 3,180 2,071 45,229 446,331 9 2 (2,493) (2,493) 16,900 375,963 2,988 3,180 2,071 42,736 443,838 (44,808) (44,808) (303) (303) (303) (44,808) (45,111) 16,900 375,963 2,988 3,180 1,768 (2,072) 398,727 8,300 188,404 2,988 2,982 419 61,059 264,152 (10,502) (10,502) 303 303 303 (10,502) (10,199) 8,600 187,559 196,159 16,900 375,963 2,988 2,982 722 50,557 450,112 7
(40,068) 2,195 4,790 (2,344) (144) 175,292 (35,422) 175,143 164,736 59,188 (32,044) (98) (297) 129,216 201,990 8
1. Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Cayman Islands 21 2101 New Seres CEFC Investment Fund LP New Seres Runway Global Holdings Company Limited CEFC Hong Kong Financial Investment Company Limited 2. (a) 9
(b) 9 9 9 39 9 39 9 39 9 39 10
9 45,229 (2,493) 42,736 15 15 18 11 15 15 15 15 11
3. 30,643 8,794 39,437 (30,068) 4,266 (25,802) 101 (23,742) (17) (49,460) 129,461 254,646 384,107 79,827 463,934 61,108 2,341 63,449 1,758 65,207 871 550 1,421 34 34 12
79,340 6,086 85,426 (10,347) 5,349 (4,998) 74 (5,966) (516) (11,406) 163,565 252,920 416,485 109,277 525,762 69,651 2,323 71,974 7,457 79,431 1,118 1,118 98 98 13
23,058 52,289 25,645 15,125 6,086 1,254 1,406 39,437 85,426 10% 14,822 15,136 6,331 * 4,925 * 4,337 * * 25,645 * 11,265 *10% 4. 14
5. 2,320 101 74 659 693 760 3,087 6. 27 27 62 32,266 59,853 2,471 1,091 256 345 (370) 14 5,000 7,021 2,877 36,806 27,136 15
7. 697 803 (42) 697 761 (5,349) (1,665) (4,652) (904) (i) (ii) 16.5% 16.5% (iii) 25% 25% 16
(iv) 10% 5% 5% (v) 15% 15% 8. 9. 44,808,00010,502,000 1,690,000,000 1,115,082,873 10. 326,000 5,639,000 17
11. 15,178 3,266 2,130 765 13,463 5,282 30,771 9,313 12. 17,960 42,613 (269) 17,691 42,613 9,477 10,176 27,168 52,789 10 180 10 180 18
0 30 3,230 6,646 31 60 6,631 10,560 61 90 136 10,024 91 180 257 13,623 180 7,437 1,760 17,691 42,613 13. 116,061 147,906 96 975 116,157 148,881 (1,868) 114,289 148,881 19
14. 27,140 23,044 5,272 14,351 32,412 37,395 15 120 15 120 0 30 16,181 11,216 31 60 3,367 2,239 61 90 3,621 3,075 91 180 2,576 2,950 180 1,395 3,564 27,140 23,044 180 180 20
15. 326 325 326 325 229 374 555 699 326 325 62 176 167 198 555 699 21
16. 0.01 10,000,000,000 100,000 0.01 1,690,000,000 16,900 17. (a) New Seres 3,358 (b) 4,617 2,520 22
79,340,000 30,643,000 48,697,000 61.3% 8,794,000 6,086,000 2,708,000 44.5% 7,171,000 25,573,000 18,402,000 72.0% 18.2% 29.9% 1,624,000 19,488,000 23
8,794,000 6,086,000 100% 100% (i) (ii) (iii) 12,630,000 11,273,000 12.0% 1,357,000 (i) (ii) (iii) (iv) (v) 44,744,000 28,277,000 58.2% 16,467,000 (i) New Seres (ii) 5,000,000 44,808,00010,502,000 34,306,000 326.7% (i) (ii) 24
130,797,000 171,332,000 555,000 699,000 326,000 325,000 229,000 374,000 5.26 5.08 1,581,000 6,596,000 6,338,000 6,653,000 0.10.2 25
5,000,000 26
350 339 36,806,000 27,136,000 27
New Seres CEFC Investment Fund LP New Seres New Seres New Seres 860,000,000 195,720,000 (i) 103,432 114,600 11,168 1 9,000 1,323 7,677 1 5,000 726 4,274 1 (ii) 28,900 3,000 25,900 2 3 11,388 11,388 3 38,000 38,000 3 195,720 119,649 76,071 28
1. 783,000 2. 3,000,000 3. 75,288,000 / 29
XV XV 7 8 352 1 860,120,000 50.89% 2 860,120,000 50.89% 3 25,857,000 1.53% 4 9,000,000 0.53% 5,000,000 0.30% 5 20,618,000 1.22% 30
1. 860,120,000 50.89%New Seres CEFC Investment Fund LP New Seres International Asset Management (Cayman) Limited 50% New Seres International Asset Management (Cayman) Limited 50% 40%60% 10% 1% 80% 2. 860,120,000 50.89% New Seres CEFC Investment Fund LP New Seres International Asset Management (Cayman) Limited 50% New Seres International Asset Management (Cayman) Limited 50% 60% 33% 1% 20% 3. 25,857,000 1.53%New Seres CEFC Investment Fund LP New Seres International Asset Management (Cayman) Limited 50% New Seres International Asset Management (Cayman) Limited 50% 60% 20% 4. All Divine Limited 9,000,000 5. 20,618,000 1.22%New Seres CEFC Investment Fund LP New Seres International Asset Management (Cayman) Limited 50% New Seres International Asset Management (Cayman) Limited 50% 60% 16% 31
XV XV 7 8 352 5% 336 New Seres CEFC 1 860,120,000 50.89% Investment Fund LP New Seres International 2 860,120,000 50.89% Asset Management (Cayman) Limited 3 860,120,000 50.89% Shanghai Chengyi Corporate 4 860,120,000 50.89% Management Partnership (Limited Partnership)* ( ) * 32
Shanghai Chengyi Business 5 860,120,000 50.89% Consulting Company Limited* ( ) 6 860,120,000 50.89% 7 860,120,000 50.89% 8 860,120,000 50.89% 9 860,120,000 50.89% 10 860,120,000 50.89% 11 860,120,000 50.89% 12 860,120,000 50.89% 13 860,120,000 50.89% 14 860,120,000 50.89% 33
15 860,120,000 50.89% Yi Qianru 16 860,120,000 50.89% 17 860,120,000 50.89% 18 860,120,000 50.89% 19 860,120,000 50.89% 114,362,000 6.77% 20 Favor Way Investments 20 110,000,000 6.51% Limited 87,000,000 5.15% 1. New Seres CEFC Investment Fund LP 2. New Seres International Asset Management (Cayman) Limited New Seres CEFC Investment Fund LP 50% 34
3. 50% 50% 4. 1%10%33% 20% 5. 80% 20% 6. 100% 7. 87.67% 6.17%4.93% 1.23% 8. 99.05% 9. 100% 10. 80% 11. 50% 49% 1% 12. New Seres CEFC Investment Fund LP 100% 13. 85.74% Gain Sun Ventures Limited 14.26% 35
14. 54.14% 32.41% 13.45% 15. 50% 16. Yi Qianru 17. 18. 49% 19. 20. 114,362,000 (i) 4,362,000 (ii) Favor Way Investments Limited 110,000,000 Delta Wealth Finance Limited 114,362,000 XV 2 3 336 36
60,000,000 3.55% 14 37
13.51B(1) 3.05 13.51B(1) 38
10 39