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2 交通银行股份有限公司释义 2018 1 1

公司资料 Bank of Communications Co., Ltd. 188 86-21-58766688 86-21-58798398 investor@bankcomm.com 200120 188 www.bankcomm.com 188 20 A A www.sse.com.cn H www.hkexnews.hk 202 2 11 22 A 166 3 H 183 17 1712 1716 9131000010000595XD A 601328 H 03328 1 360021 BOCOM 5USDPREF 4605 二零一八年半年度报告 A 股 3

财务摘要 2018 1 1 1 2018 1-6 2017 2016 1-6 (%) 1-6 1 101,865 103,707 (1.78) 103,352 47,470 47,355 0.24 48,497 40,771 38,975 4.61 37,661 2 40,652 38,828 4.70 37,508 76,207 45,510 67.45 320,494 3 0.51 0.49 4.08 0.50 2 0.51 0.49 4.08 0.49 2018 2017 2016 6 30 12 31 (%) 12 31 9,322,707 9,038,254 3.15 8,403,166 1 4,793,965 4,579,256 4.69 4,220,635 3,226,445 3,169,374 1.80 3,034,448 1,567,520 1,409,882 11.18 1,186,187 71,512 68,506 4.39 63,233 8,652,646 8,361,983 3.48 7,770,759 1 5,732,928 5,545,366 3.38 5,284,059 1,826,003 1,852,676 (1.44) 1,747,936 2,120,822 2,003,443 5.86 1,935,215 677,373 655,559 3.33 722,225 1,106,405 1,030,233 7.39 873,895 1 994,076 1,030,969 (3.58) 948,228 1 126,487 106,001 19.33 97,132 663,653 671,143 (1.12) 629,142 74,263 74,263 74,263 4 8.13 8.23 (1.22) 7.67 5 782,132 790,381 (1.04) 723,961 5 599,954 609,454 (1.56) 568,131 5 60,005 59,975 0.05 59,920 5 122,173 120,952 1.01 95,910 5 5,645,071 5,646,313 (0.02) 5,163,250 4 交通银行股份有限公司

财务摘要 ( 续 ) 2018 2017 2016 (%) 1-6 1-6 1-6 1 6 29.26 26.96 2.30 24.85 0.89 0.91 (0.02) 1.00 3 12.51 12.80 (0.29) 13.82 2 12.47 12.75 (0.28) 13.77 2018 2017 2016 6 30 12 31 12 31 7 67.14 58.66 8.48 50.92 7 8 1.85 2.63 (0.78) 3.02 7 8 12.42 12.90 (0.48) 12.72 1 7 1.49 1.50 (0.01) 1.50 1 170.98 154.73 16.25 153.61 1 2.55 2.31 0.24 2.30 5 13.86 14.00 (0.14) 14.02 5 11.69 11.86 (0.17) 12.16 5 10.63 10.79 (0.16) 11.00 1. 2. 1(2008) 3. 92010 4. 5. 6. 7. 8. 2018 1-6 2017 1-6 11 18 23 56 166 135 (76) (63) (5) 1 119 147 二零一八年半年度报告 A 股 5

业务概要 2018 6 30 2017 12 31 (%) 315,412 227,030 38.93% 395,133 100.00% 1,965,639 100.00% 402,138-100.00% 1,511,375-100.00% 387,733-100.00% 26,278 16,456 59.69% 1621 10,532.299.18% 0.6311.30% 24.055.90% 6 交通银行股份有限公司

经营情况讨论与分析 2018 93,227.073.15% 407.71 4.61%FORTUNE 500 168 3The Banker11 2017 20 47,939.65 2,147.094.69% 96.0210.83% 1.49% 0.0190 76.54117.30 0.25 0.32170.98% 16.25 113.22% AUM29,879.763.69% 3.09% 6.84% 9.21% 5 4.37%86,307.014.90% + 3.43% 1.221.31 二零一八年半年度报告 A 股 7

经营情况讨论与分析 ( 续 ) 252.58 7.87% 79.62 39,468.252.35% 32,264.451.80% 544.821.69% 1. 409 6,803 16.48 250 87 4.10% 2. 96.02 10.83% 5,745 3. + + + e 2018 2,900 1,00010.9% 8 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 4. + 2.2 37 5. 22,177.85 472.37 770.26 6. 150 50 28267 169.52018 24.7010.86% 1791,327.86 66% 7. QDII e 86,307.014.90% 0.18 二零一八年半年度报告 A 股 9

经营情况讨论与分析 ( 续 ) ( ) 111.03113.66 11.44% 17,837.785.81% 15,675.2011.18% 3.08% 170.301.09% 1. 9,526.526.17% 2. AUM29,879.763.69% 3.09% 6.84% 9.21% 5 4.37% 10 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. 201710 2 49 APP 2 330 VISA8 3,500 APP 4,760 47% 3.0 8% 6,883640 14,659.54 43.79% 4,979.20 24.79%1.84% C2B C2C 13,717549 5,456.39 25.14% 97.14 41.58% 26,327.706.40% 3.56% 1. 1,653 二零一八年半年度报告 A 股 11

经营情况讨论与分析 ( 续 ) 763230605 375 2025100 100% 146 98% 720 2. 51155.50 96 1.76 9,696.08 26,327.706.40% 3.56% 3. 1,000 80 5,089 10 3406,274.54 4. 702.08 11.26 3,824.56 12 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 92.03 7.69% 21.503.61% 33.33108.19 96.17% 1.63 3,2591115 26 + 1. 6,754 10.62% 1.73 19.33% 5.23 35.49% 1,600 54.9 51 5.90 15.98% 6.39% 23.95 5.61% 2. 3,259 111526 576 2,005 677 23971.56% 45.97% 2.3 2,8781.12 1 1.761.31 二零一八年半年度报告 A 股 13

经营情况讨论与分析 ( 续 ) 22,29629.51% 10,25312,043 3. 6.27 20182017 12 2018 1 APP 100 300 531 531 + 14 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. 24.05 10,532.299.18% 0.6311.30% 12.850.30% 2018 1 29 2018 2 2 1621/ // 66142 1,515 35 122242 31 642683 197.071.88 2017 A 2018 1.2 二零一八年半年度报告 A 股 15

经营情况讨论与分析 ( 续 ) 47.2% 7.05% 1,229.64 934.75705.34 2. 24.51 17.10% 0.646.01% 3,444.378.65% 0.183.69% 1,096.14 52.41%13.52 12.20% 2,091.344.57% 8,577.62 5% 4,719.24 8035 130% 92% 13 95.9% 16 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. 474.70 1.150.24% 6 306 2018 2017 60,658 61,333 21,182 21,261 (16,666) (14,942) 47,470 47,355 2. 606.58 6.75 59.55% 二零一八年半年度报告 A 股 17

经营情况讨论与分析 ( 续 ) 2018 6 306 2017 6 306 (%) (%) 938,141 6,785 1.46 957,404 6,685 1.40 831,837 12,868 3.12 735,912 9,559 2.60 4,602,049 109,686 4.81 4,316,050 97,350 4.51 2,998,226 66,890 4.50 2,972,984 62,645 4.21 1,460,221 39,316 5.43 1,207,046 32,184 5.33 143,602 3,480 4.89 136,020 2,521 3.71 2,333,251 41,207 3.56 2,190,236 38,984 3.56 8,705,278 170,546 3.95 8,199,602 152,578 3.72 652,648 519,004 9,357,926 8,718,606 5,681,819 63,620 2.26 5,387,258 54,883 2.04 3,902,427 42,465 2.19 3,740,354 37,660 2.01 1,779,392 21,155 2.40 1,646,904 17,223 2.09 2,124,818 35,401 3.36 2,092,921 30,544 2.92 553,702 10,867 3.96 319,432 5,818 3.64 8,360,339 109,888 2.65 7,799,611 91,245 2.34 997,587 918,995 9,357,926 8,718,606 60,658 61,333 1 1.30 1.38 2 1.41 1.50 1 1.46 3 1.53 3 2 1.57 3 1.64 3 1. 2. 3. 4. 18 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1.10% 1.30% 1.41% 8 9 9 2018 1-62017 1-6 (134) 234 100 1,237 2,072 3,309 6,396 5,940 12,336 2,223 2,223 9,722 8,246 17,968 2,980 5,757 8,737 462 4,395 4,857 4,229 820 5,049 7,671 10,972 18,643 2,051 (2,726) (675) 6.75 20.51 27.26 (1) 1,705.46 179.6811.78% A. 1,096.86 123.3612.67% 6.63% 30 B. 412.07 22.235.70% 6.53% 二零一八年半年度报告 A 股 19

经营情况讨论与分析 ( 续 ) C. 67.85 1.00 6 D. 128.68 33.09 34.62% 13.03% 52 (2) 1,098.88 186.4320.43% A. 636.20 87.3715.92% 57.90% 22 B. 354.01 48.57 15.90% 44 C. 108.67 50.49 86.78%73.34% 32 3. 211.82 0.790.37% 20 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 6 306 2018 2017 9,301 7,763 6,511 7,236 2,470 2,813 1,736 2,183 1,400 1,531 1,170 1,058 158 461 22,746 23,045 (1,564) (1,784) 21,182 21,261 93.01 15.3819.81% 65.11 7.2510.02% 24.70 3.4312.19% 17.36 4.4720.48% 14.00 1.318.56% 11.70 1.1210.59% 二零一八年半年度报告 A 股 21

经营情况讨论与分析 ( 续 ) 4. 285.73 15.535.75% 29.26% 2.30 6 306 2018 2017 12,778 12,484 12,999 11,614 2,796 2,922 28,573 27,020 5. 152.02 3.972.68% 0.63% 0.03 6. 64.76 16.5720.37% 13.64% 25% 1. 93,227.072,844.53 3.15% (%) (%) 4,669,207 50.08 4,473,255 49.49 1,965,639 21.08 1,511,375 16.72 917,282 9.84 938,571 10.38 523,556 5.62 570,766 6.32 9,322,707 9,038,254 22 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) (1) 47,939.652,147.094.69% 2,084.785.33% (%) (%) 118,875 2.48 114,010 2.49 108,495 2.26 110,087 2.40 77,815 1.62 76,261 1.67 34,942 0.73 36,377 0.79 100,927 2.11 96,532 2.11 28,340 0.59 30,043 0.66 211,131 4.41 231,606 5.06 187,042 3.90 180,471 3.94 124,499 2.60 112,544 2.46 574,378 11.98 576,156 12.58 32,267 0.67 26,229 0.57 259,614 5.42 283,654 6.19 34,228 0.71 35,531 0.78 130,516 2.72 118,533 2.59 204,522 4.27 189,295 4.13 394,425 8.23 358,956 7.84 272,039 5.67 265,073 5.79 88,571 1.85 82,780 1.81 107,501 2.24 106,278 2.32 136,318 2.84 138,958 3.03 3,226,445 67.30 3,169,374 69.21 1,567,520 32.70 1,409,882 30.79 4,793,965 100.00 4,579,256 100.00 32,264.45570.71 1.80% 55.87% 二零一八年半年度报告 A 股 23

经营情况讨论与分析 ( 续 ) 15,675.201,576.38 11.18% 1.9132.70% 1.85% 12.42% (%) A 14,468 0.30 B 14,000 0.28 C 12,302 0.26 D 10,000 0.21 E 9,436 0.20 F 8,980 0.19 G 7,500 0.16 H 7,000 0.15 I 6,740 0.14 J 6,725 0.14 97,151 2.03 34.54% 16.32% 7.67% 7.87% 3.12% 4.37% 1.49% 0.01170.98% 16.252.55% 0.24 24 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 90 71,512 68,506 90 65,111 76,841 (%) 1.49 1.50 (2) 26,327.701,584.22 6.40%3.56% (%) (%) 271,998 10.33 173,102 7.00 395,133 15.01 1,965,639 74.66 387,733 15.67 402,138 16.25 1,511,375 61.08 2,632,770 100.00 2,474,348 100.00 二零一八年半年度报告 A 股 25

经营情况讨论与分析 ( 续 ) (%) (%) 1,404,398 53.34 1,306,610 52.80 75,160 2.85 35,663 1.44 765,509 29.08 730,088 29.51 387,703 14.73 401,987 16.25 2,632,770 100.00 2,474,348 100.00 (%) 2018 6,900 4.99 24/01/2023 2.07 2017 6,590 4.39 08/09/2027 1.95 2018 6,510 4.82 24/01/2021 1.93 2015 5,860 3.74 10/09/2025 0.90 2017 5,710 4.44 09/11/2022 0.85 2018 5,070 4.53 07/02/2020 0.76 2018 4,730 4.98 12/01/2025 1.42 2018 4,510 4.83 22/01/2021 0.66 2018 4,450 4.97 29/01/2023 0.66 2017 4,400 4.20 17/04/2020 0.88 2. 86,526.462,906.63 3.48% 1,875.62 66.26% 0.06368.93 11.49% 0.84 57,329.28 1,875.623.38% 68.84% 0.7031.12% 0.72 43.67% 1.5656.29% 1.58 26 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3,946,825 3,856,119 1,826,003 1,852,676 2,120,822 2,003,443 1,783,778 1,685,792 677,373 655,559 1,106,405 1,030,233 2,510.49 221.30 762.07306.97 698.00213.73 147.92176.54 二零一八年半年度报告 A 股 27

经营情况讨论与分析 ( 续 ) 1. 6 306 2018 2017 1 1 8,113 10,683 6,552 11,529 (1,535) 3,438 1,420 3,778 15,970 36,936 14,019 41,812 12,541 18,624 11,145 18,229 3,830 8,329 4,736 8,480 3,551 5,915 3,875 5,923 5,000 17,940 5,608 13,956 2 47,470 101,865 47,355 103,707 1. 2. 2. 978,813 602,592 959,447 588,224 292,983 211,363 288,765 207,142 2,044,891 1,677,290 1,974,271 1,625,585 1,343,662 903,167 1,254,785 851,780 662,275 451,424 661,326 447,924 406,846 414,266 402,687 424,852 3,458 533,863 4,085 433,749 5,732,928 4,793,965 5,545,366 4,579,256 28 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. 53.21% 6 306 2018 2017 25,258 48,630 23,415 48,642 11,103 35,467 15,504 34,011 9,714 11,059 6,861 8,237 1,395 6,709 1,575 12,817 47,470 101,865 47,355 103,707 1. 2. 3. 13.86% 11.69% 10.63% 二零一八年半年度报告 A 股 29

经营情况讨论与分析 ( 续 ) 599,954 535,889 659,959 595,766 782,132 714,584 (%) 10.63 10.02 (%) 11.69 11.13 (%) 13.86 13.35 (%) 9.98 9.75 (%) 12.96 12.48 4. 5,104,527 203,392 337,152 5,645,071 30 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 5. (1) 3,614,700 952,278 1,925,174 6,492,152 (2) 3,654,469 20,094 49,561 65,001 3,769,031 6. 12,871 3,400 16,271 二零一八年半年度报告 A 股 31

经营情况讨论与分析 ( 续 ) 7. (VaR) (VaR) (SVaR) 110 99% 2018 1-6 (VaR) (SVaR) 1,893 1,893 1,995 2,323 1,601 1,791 1,843 2,060 2015 1 6.58% 20151 2018 6 30 2018 3 31 2017 12 31 2017 9 30 659,959 661,344 669,429 656,403 10,026,128 10,010,549 9,731,368 9,654,624 (%) 6.58 6.61 6.88 6.80 32 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2017 2018110.85% 917.57 1 1,488,601 2 1,403,847 133,244 3 139,305 6,790 4 1,264,542 126,454 5 3,902,949 1,665,096 6 2,425,527 605,046 7 1,469,975 1,052,603 8 7,447 7,447 9 14,126 10 1,339,483 590,033 11 546,472 546,216 12 98 98 13 792,913 43,719 14 35,904 35,904 15 962,185 30,998 16 2,469,401 17 51,773 46,736 18 802,720 511,772 19 583,662 567,193 20 1,438,155 1,125,701 21 1,488,601 22 1,343,700 23 (%) 110.85 二零一八年半年度报告 A 股 33

经营情况讨论与分析 ( 续 ) 1. 2018 1 16 30 (%) (%) 60,658 59.55 (1.10) 21,182 20.79 (0.37) 4,905 4.82 11.73 2,436 2.39 6,146.15 1,112 1.09 1,179.61 4,122 4.05 (61.72) 7,281 7.15 21.35 11 0.01 (42.11) 158 0.15 101,865 100.00 (1.78) 2. 2,218 1,110 23,514 17,401 16,846 4,334 2,488 7,412 6,269 3,893 25,459 (2,203) 54,180 54,561 34 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. (%) (%) 1,594,380 33.26 1,437,854 31.40 899,310 18.76 908,119 19.83 2,300,275 47.98 2,233,283 48.77 1,693,676 35.33 1,631,954 35.64 606,599 12.65 601,329 13.13 4,793,965 100.00 4,579,256 100.00 4. 969 1,035 (131) (129) 838 906 5. (%) 9,017 10,843 (16.84) 91,844 99,498 (7.69) 6. 2018 1 1 139,285 38,429 (927) (23,227) (27,815) 721 21 2018 6 30 126,487 二零一八年半年度报告 A 股 35

经营情况讨论与分析 ( 续 ) 7. 21,111 225 (213) 2,388,687 26,646 (24,342) 63,257 1,795 (55) 595,573 2,857 (1,991) 84,368 2,020 (268) 2,984,260 29,503 (26,333) 31,611 392 (222) 2,440,892 31,263 (31,597) 66,038 936 (135) 655,854 1,416 (1,390) 97,649 1,328 (357) 3,096,746 32,679 (32,987) 8. 1,473,991 1,412,703 75,941 70,306 772,465 742,011 142,583 131,280 276,673 272,981 206,329 196,125 13,427 13,806 67,427 70,236 9. (1) 33.79 0.2211 (2) (3) (4) 57 55 36 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) (5) (6) 2018 1 68 2 2018 1. e 2. 169.5 2018 1. (Y-Power) 30 8 IP 2. 二零一八年半年度报告 A 股 37

经营情况讨论与分析 ( 续 ) 1. 2. + 2813 3. 2018 2018 1+3+2 38 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 365 278 二零一八年半年度报告 A 股 39

经营情况讨论与分析 ( 续 ) 715.121.49% 30.060.01 2016 12 31 (%) (%) (%) 4,598,016 95.91 4,378,840 95.62 4,031,560 95.52 124,437 2.60 131,910 2.88 125,842 2.98 4,722,453 98.51 4,510,750 98.50 4,157,402 98.50 11,591 0.24 18,723 0.41 18,346 0.43 35,281 0.74 24,865 0.54 26,950 0.64 24,640 0.51 24,918 0.55 17,937 0.43 71,512 1.49 68,506 1.50 63,233 1.50 4,793,965 100.00 4,579,256 100.00 4,220,635 100.00 (%) 2018 6 2017 2016 1.04 2.09 2.80 24.16 21.62 24.60 88.77 53.59 50.04 22.40 26.86 33.72 40 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) FTP 二零一八年半年度报告 A 股 41

经营情况讨论与分析 ( 续 ) IT 42 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2005 82 65% 30% 5% 36.6428.102.48 2007 10 57.65 85% 15% 115.66(AUM)8,578 5.30 2007 12 85 3 2,185.65202.36 13.52 2010 151 62.50% 37.50% 384.0550.180.69 二零一八年半年度报告 A 股 43

经营情况讨论与分析 ( 续 ) 1998 6 32007 5 2 2017 5 19 73.14% 2018 8 20 2000 114 7.55 5.44 757 2017 12100 101.68101.43 1.38 2008 9 6,000 61% 2010 4 1.8 51% 2011 5 1.5 51% 2012 9 1.5 51% 70.267.23 56.1048.29 44 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2018 + 二零一八年半年度报告 A 股 45

交行 - 汇丰战略合作 14 4 11 1+1 1+1 2 8.98 5 11 138.67 1 26.162 31.86 69.48 718.64 1819.6937 1.23 (TCE)29 1+1 46 交通银行股份有限公司

交行 - 汇丰战略合作 ( 续 ) 99 二零一八年半年度报告 A 股 47

普通股变动及主要股东持股情况 74,262,726,645A 39,250,864,015 52.85% H35,011,862,630 47.15% (%) (%) 74,262,726,645 100.00 74,262,726,645 100.00 1 39,250,864,015 52.85 39,250,864,015 52.85 2 3 35,011,862,630 47.15 35,011,862,630 47.15 74,262,726,645 100.00 74,262,726,645 100.00 364,695 A329,321H35,374 (%) 15,148,693,829 20.40 A 4,553,999,999 6.13 H 4,963,192 14,959,462,463 20.14 H 13,886,417,698 18.70 H 1,877,513,451 2.53 A 1,405,555,555 1.89 H 297,374,619 2,702,127,637 3.64 A 1,246,591,087 1.68 A 808,145,417 1.09 A 794,557,920 1.07 A 745,305,404 1.00 A 663,941,711 0.89 A 1. 2. H 3. H13,886,417,698(HSBC Holdings plc) H 14,135,636,61319.03% HXV 4. A1,877,513,451H1,405,555,555 H 7,639,224,777 7,027,777,777 611,447,000 AH 10,922,293,783 14.71% 48 交通银行股份有限公司

普通股变动及主要股东持股情况 ( 续 ) XV 336 A 1 A (%) (%) 15,148,693,829 2 38.59 20.40 1,877,513,451 3 4.78 2.53 H 1 H (%) (%) 9,044,780,332 3 25.83 12.18 4,553,999,999 2 13.01 6.13 14,135,636,613 40.37 19.03 2,674,232 4 0.01 0.004 14,138,310,845 40.38 19.04 HSBC Finance (Netherlands) 14,138,310,845 5 40.38 19.04 HSBC Bank plc 9,012,000 0.03 0.01 63,250 6 0.0002 0.0001 9,075,250 0.03 0.01 HSBC Holdings plc 14,147,386,095 7 40.41 19.05 二零一八年半年度报告 A 股 49

普通股变动及主要股东持股情况 ( 续 ) 1. 2. H4,553,999,9996.13%A 15,148,693,82920.40% 3. H9,044,780,33212.18% A 1,877,513,4512.53% 4. 62.14% H 2,674,232 H2,674,232 HHang Seng Bank Trustee International Limited2,581,887 HHang Seng Bank (Trustee) Limited92,345 H 5. HSBC Asia Holdings BVHSBC Asia Holdings BV HSBC Asia Holdings (UK) LimitedHSBC Asia Holdings (UK) LimitedHSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands)HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands)14,138,310,845 H 6. HSBC Trustee (C.I.) Limited63,250 HHSBC Trustee (C.I.) Limited HSBC Private Bank(C.I.)LimitedHSBC Private Bank (C.I.) LimitedHSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SAHSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90%HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plchsbc Trustee (C.I.) Limited63,250 H 7. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 4 5 6 HSBC Holdings plc14,138,310,845 H HSBC Bank plc9,075,250 H 336 XV 50 交通银行股份有限公司

优先股相关情况 143 (%) 100,000,000 22.22 20,000,000 4.44 20,000,000 4.44 20,000,000 4.44 20,000,000 4.44 5 20,000,000 4.44 18,000,000 4.00 15,000,000 3.33 15,000,000 3.33 14,000,000 3.11 1. 2. 3. 二零一八年半年度报告 A 股 51

优先股相关情况 ( 续 ) (%) DB Nominees (Hong Kong) Limited 122,500,000 100.00 1. 2. DB Nominees (Hong Kong) LimitedEuroclear Clearstream 122,500,000100% 3. 4. 2018 4 27 2018 7 302018 9 7 136,111,1115.00% 122,500,000 10% 13,611,111 2018 7 30 3.90% 1,755,000,000 2018 9 7 2237 52 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 1. 2018 2 12018 2 12018 8 5 2. 2018 8 6 3. 2018 8 32017 2018 8 3 2018 8 1 二零一八年半年度报告 A 股 53

董事 监事 高级管理人员和人力资源管理 ( 续 ) 1. 2018 7 11 2. 2018 7 27 54 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 ( 续 ) A 150,000 150,000 H 50,000 50,000 A H A 130,000 130,000 H 50,000 50,000 A 80,000 80,000 H 20,000 20,000 A H 20,000 20,000 A 80,000 80,000 H 30,000 30,000 A H A H A 40,000 40,000 H 20,000 20,000 A 60,000 60,000 H 20,000 20,000 A 40,000 30,000 70,000 H A 46,000 46,000 H 20,000 20,000 A 50,000 50,000 H A 46,100 46,100 H 21,000 21,000 A H 30,000 30,000 二零一八年半年度报告 A 股 55

董事 监事 高级管理人员和人力资源管理 ( 续 ) A 210,000 210,000 H 180,000 180,000 A 80,000 80,000 H 20,000 20,000 A 40,000 40,000 H 20,000 20,000 A 79,100 79,100 H 20,000 20,000 A 80,000 80,000 H XVXV 352 2018 7 107 12 A 150,000 100,000 250,000 H 100,000 100,000 H 20,000 20,000 40,000 H 30,000 20,000 50,000 A 20,000 20,000 A 20,000 20,000 A 46,000 50,000 96,000 A 46,100 20,000 66,100 56 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 ( 续 ) 88,60586,1512,454 2,858 4,000 52 (%) (%) (%) 1,141,620 12.25 505 15.19 11,020 12.44 335,053 3.59 395 11.88 8,998 10.16 2,640,781 28.33 1,169 35.15 36,214 40.87 1,485,438 15.93 702 21.11 17,435 19.67 692,229 7.43 487 14.65 9,721 10.97 987,493 10.59 66 1.99 2,454 2.77 4,190,021 44.94 1 0.03 2,763 3.12 (2,149,928) (23.06) 9,322,707 100.00 3,325 100.00 88,605 100.00 二零一八年半年度报告 A 股 57

履行企业社会责任 2017 216.2255.66 34.67%12 1,718.6 3 12 5 200 65 35 260 20 20 14 82.421278.418 633.22134.11 5,764.02172.053.08% 58 交通银行股份有限公司

履行企业社会责任 ( 续 ) 1 95496 10.83% 5.50 67,8195,745 1.63 3.47 96.17% 89.74% 3,133 3,25911 1526 239 71.56% 45.97% + 1 二零一八年半年度报告 A 股 59

履行企业社会责任 ( 续 ) 171,204.04 60 交通银行股份有限公司

重要事项 A.2.12018 2 1 2018 6 12 2018 8 6 2018 6 29 2017 2018 A2018 H 201720172017 2017 16 2018 A2018 H A 20 2018 6 29 20172017 2017 12 31 742.630.2856 212.09 2018 7 162018 7 30 A H 2018 36.50 二零一八年半年度报告 A 股 61

重要事项 ( 续 ) 2017 4 28 55.80 7 62 交通银行股份有限公司

重要事项 ( 续 ) 2017 2017 20183,485 2018 1 29 2017 7 1411 242018 1 29(www.sse.com.cn) (www.hkexnews.hk) 2018 2 5100 2017 1 199 2612 282018 2 5(www.sse.com.cn)(www.hkexnews.hk) 2018 4 82018 4 12(www.sse.com.cn)(www.hkexnews.hk) 2018 5 31 80 2018 5 31(www.sse.com.cn) (www.hkexnews.hk) 2018 5 3130 2018 5 31(www.sse.com.cn) (www.hkexnews.hk) 二零一八年半年度报告 A 股 63

重要事项 ( 续 ) 2018 6 7 702018 2 15 236 7 (www.sse.com.cn)(www.hkexnews.hk) 2018 6 29 A 600 600 A 100 2018 4 275 36 136 29(www.sse.com.cn) (www.hkexnews.hk) 2018 6 29 100 2017 10 272018 6 29(www.sse.com.cn) (www.hkexnews.hk) 2018 1 12017 3 22 2324 1,245.14962.57-28.71-9.86 64 交通银行股份有限公司

境内外分支机构 主要子公司名录 1 22 2 7 3 26 4 5 5 18 6 258-1 7 6 8 3515 9 428 10 200 11 218 12 28 13 8 14 1-39 15 55 16 38 17 116 18 9 19 199 20 98 21 6 22 11 23 847 24 37 25 11 26 3018 27 228 28 45 29 3 30 211 31 4 32 397 33 88 34 129 35 296 36 16 37 29 (www.bankcomm.com) 二零一八年半年度报告 A 股 65

境内外分支机构 主要子公司名录 ( 续 ) 1 20 2 ONE EXCHANGE PLAZA 55 BROADWAY, 31ST & 32ND FLOOR, NEW YORK NY 10006-3008, U.S.A. 575 MARKET STREET, 38th FLOOR, SAN FRANCISCO, CA 94105, U.S.A. 3 1-3-5GROUP 4 50 Raffles Place #18-01 Singapore Land Tower 5 6th Floor Samsung Fire & Marine Bldg. #87, Euljiro 1-Ga, Jung-Gu, Seoul 100-782, Korea 6 Neue Mainzer Strasse 75, 60311 Frankfurt am Main, Germany 7 251A-30116 8 17th floor, Vincom Center, 72 Le Thanh Ton, Dist.1, HCMC, VN 9 Level 27, 363 George Street Sydney NSW 2000 Australia Level 35, 71 Eagle Street, Brisbane, Australia 10 5 7 10129 A 11 4th Floor, 1 Bartholomew Lane, London EC2N 2AX UK 12 7 Ruede la Chapelle, Luxembourg L-325 13 Suite 2460, 22 Adelaide Street West, Toronto, ON M5H 4E3 14 90, Avenue des Champs-Elysees, 75008, Paris, France 15 3rd floor, Piazza Barberini 52, Rome. 00187 16 Praca Pio X, 98. 7 andar 20091 040 Rio de Janeiro RJ, Brazil 1 8 2 333847 3 333 4 333 5 68 6 8 7 1111 8 168-170 9 1 10 127 11 156 1101 66 交通银行股份有限公司

董事 高级管理人员对半年度报告确认意见 3 2017 26 2014 2018 20182018 2018 2018 2018 二零一八年半年度报告 A 股 67

备查文件 2018 8 23 68 交通银行股份有限公司

审阅报告 (2018) 0041 2018 6 30 32 2101 32 2018 8 23 二零一八年半年度报告 A 股 69

合并资产负债表 1 917,282 938,571 2 153,428 144,425 3 523,556 570,766 4 315,412 227,030 5 31,523 34,007 6 56,324 67,277 7 54,180 54,561 8 4,669,207 4,473,255 9 395,133 9 402,138 10 1,965,639 10 1,511,375 10 387,733 11 3,379 3,357 12 8,058 8,217 13 135,644 128,222 14 4,412 4,270 15 3,092 3,162 16 26,278 16,456 17 60,160 63,432 9,322,707 9,038,254 531,303 532,867 19 994,076 1,030,969 20 394,396 444,373 21 15,795 26,964 5 26,601 33,344 22 73,027 97,983 23 5,732,928 5,545,366 24 318,805 150,482 25 4,867 8,770 26 11,980 11,882 27 101,728 92,579 28 434 449 29 304,583 287,662 16 598 520 30 141,525 97,773 8,652,646 8,361,983 70 交通银行股份有限公司

合并资产负债表 ( 续 ) 31 74,263 74,263 32 59,876 59,876 33 113,663 113,663 50 956 (2,871) 34 197,354 197,228 35 113,628 104,470 36 103,913 124,514 663,653 671,143 6,408 5,128 670,061 676,271 9,322,707 9,038,254 二零一八年半年度报告 A 股 71

银行资产负债表 1 914,173 937,800 2 131,927 135,931 3 552,259 608,790 4 301,470 222,637 5 29,928 33,935 6 55,175 64,930 7 52,541 53,407 8 4,518,978 4,354,253 9 308,970 9 376,161 10 1,948,932 10 1,509,592 10 374,858 11 50,005 33,246 12 3,084 3,062 13 47,156 49,118 14 4,406 4,215 15 3,025 3,100 16 25,068 15,211 17 39,035 47,039 8,986,132 8,827,285 531,303 532,867 19 1,035,184 1,045,103 20 306,006 353,552 21 15,795 26,964 5 26,268 33,294 22 69,074 96,894 23 5,601,923 5,543,520 24 313,012 145,088 25 4,121 7,779 26 11,154 10,908 27 99,412 91,346 28 419 434 29 240,004 233,396 16 182 253 30 88,476 51,931 8,342,333 8,173,329 31 74,263 74,263 32 59,876 59,876 33 113,427 113,427 50 1,084 (2,169) 34 196,003 196,003 35 108,717 100,012 36 90,429 112,544 643,799 653,956 8,986,132 8,827,285 72 交通银行股份有限公司

合并利润表 2018 1 16 30 1 16 306 2018 2017 101,865 103,707 37 170,546 152,578 37 (109,888) (91,245) 37 60,658 61,333 38 22,746 23,045 38 (1,564) (1,784) 38 21,182 21,261 39 4,905 4,390 140 51 17 40 2,436 39 41 1,112 (103) 4,122 10,768 42 7,281 6,000 11 19 158 (54,415) (56,491) 43 (1,256) (1,198) 44 (28,573) (27,020) 45 (16,666) (14,942) (3,723) (9,862) 46 (4,197) (3,469) 47,450 47,216 47 168 218 48 (148) (79) 47,470 47,355 49 (6,476) (8,133) 40,994 39,222 40,771 38,975 223 247 50 1,988 (2,321) 1,942 (2,303) 156 20 (15) 20 165 6 1,786 (2,323) 1,401 (1,827) 35 70 355 (566) (5) 46 (18) 42,982 36,901 42,713 36,672 269 229 51 0.51 0.49 51 0.51 0.49 二零一八年半年度报告 A 股 73

银行利润表 2018 1 16 30 1 16 306 2018 2017 89,885 87,371 37 166,077 149,128 37 (106,899) (88,702) 37 59,178 60,426 38 20,847 21,794 38 (1,413) (1,552) 38 19,434 20,242 39 5,025 4,128 127 57 17 40 2,451 60 41 819 (80) 42 2,943 2,576 10 19 25 (45,865) (43,145) 43 (1,176) (1,127) 44 (26,946) (25,614) 45 (16,462) (14,666) 46 (1,281) (1,738) 44,020 44,226 47 165 206 48 (144) (62) 44,041 44,370 49 (5,612) (7,439) 38,429 36,931 50 1,462 (2,166) 166 20 (15) 20 175 6 1,296 (2,186) 1,321 (1,764) 30 120 (50) (542) (5) 39,891 34,765 74 交通银行股份有限公司

合并现金流量表 2018 1 16 30 1 16 306 2018 2017 34,206 18,842 313,252 387,999 64,707 56,128 45,821 10,871 148,413 140,805 52(1) 35,484 42,316 588,047 710,797 1,564 244,317 281,439 49,977 43,684 102,774 24,956 50,791 99,817 82,713 16,685 15,618 15,671 14,950 52(2) 58,853 73,318 511,840 665,287 53(1) 76,207 45,510 427,821 176,973 42,245 42,404 302 432 470,368 219,809 527,983 298,774 12,185 12,208 540,168 310,982 (69,800) (91,173) 1,125 1,969 1,125 1,969 21,056 56,096 22,181 58,065 4,895 24,056 2,494 1,563 59 14 7,389 25,619 14,792 32,446 931 (3,272) 22,130 (16,489) 53(1) 228,919 316,396 53(1) 251,049 299,907 二零一八年半年度报告 A 股 75

银行现金流量表 2018 1 16 30 1 16 306 2018 2017 30,658 19,785 210,668 385,866 64,707 54,602 55,147 9,675 143,646 136,688 52(1) 27,445 25,860 477,239 687,508 1,564 211,098 271,982 47,546 42,076 102,159 27,820 51,784 98,182 80,577 15,587 14,625 14,477 13,968 52(2) 48,524 70,772 464,798 647,943 53(1) 12,441 39,565 413,623 176,292 41,286 41,640 256 83 455,165 218,015 468,543 284,125 16,672 1,803 905 1,352 469,448 285,477 (14,283) (67,462) 11,131 42,531 11,131 42,531 4,895 23,906 2,030 1,217 6,925 25,123 4,206 17,408 852 (3,180) 3,216 (13,669) 53(1) 223,796 307,692 53(1) 227,012 294,023 76 交通银行股份有限公司

合并股东权益变动表 2018 1 16 30 31 32 33 50 34 35 36 2018 1 1 74,263 59,876 113,663 (2,871) 197,228 104,470 124,514 5,128 676,271 1 1,885 (28,257) (54) (26,426) 2018 1 1 74,263 59,876 113,663 (986) 197,228 104,470 96,257 5,074 649,845 1,942 126 9,158 7,656 1,334 20,216 1,942 40,771 269 42,982 40,771 223 40,994 1,942 46 1,988 1,125 1,125 1,125 1,125 126 9,158 (33,111) (59) (23,886) 126 (126) 9,158 (9,158) (21,209) (59) (21,268) (2,618) (2,618) (4) (1) (5) (4) (1) (5) 2018 6 30 74,263 59,876 113,663 956 197,354 113,628 103,913 6,408 670,061 2017 1 1 74,263 59,876 113,392 2,767 190,414 87,732 100,698 3,265 632,407 291 (2,303) 92 16,170 (142) 1,893 16,001 (2,303) 38,975 229 36,901 38,975 247 39,222 (2,303) (18) (2,321) 291 1,678 1,969 291 1,678 1,969 92 16,170 (39,117) (14) (22,869) 92 (92) 16,170 (16,170) (20,162) (14) (20,176) (2,693) (2,693) 2017 6 30 74,263 59,876 113,683 464 190,506 103,902 100,556 5,158 648,408 二零一八年半年度报告 A 股 77

银行股东权益变动表 2018 1 16 30 31 32 33 50 34 35 36 2018 1 1 74,263 59,876 113,427 (2,169) 196,003 100,012 112,544 653,956 1 1,791 (28,012) (26,221) 2018 1 1 74,263 59,876 113,427 (378) 196,003 100,012 84,532 627,735 1,462 8,705 5,897 16,064 1,462 38,429 39,891 38,429 38,429 1,462 1,462 8,705 (32,532) (23,827) 8,705 (8,705) (21,209) (21,209) (2,618) (2,618) 2018 6 30 74,263 59,876 113,427 1,084 196,003 108,717 90,429 643,799 2017 1 1 74,263 59,876 113,433 3,048 189,382 83,896 91,922 615,820 (2,166) 16,116 (2,040) 11,910 (2,166) 36,931 34,765 36,931 36,931 (2,166) (2,166) 16,116 (38,971) (22,855) 16,116 (16,116) (20,162) (20,162) (2,693) (2,693) 2017 6 30 74,263 59,876 113,433 882 189,382 100,012 89,882 627,730 78 交通银行股份有限公司

财务报表附注 2018 1 16 30 (1986)81 (1987)40 1987 4 B0005H131000001 9131000010000595XD 742.63 AH 601328 033284605 360021 23621 2018 8 23 1 2006 2 15 323 20172017 2017 2017 7 14 2018 1 1 2017 3 22 232437 2018 1 1 37 二零一八年半年度报告 A 股 79

2018 1 16 30 1 2 (a) 2018 1 1 2017 12 31 2018 1 1 938,571 938,571 144,425 (231) 144,194 570,766 (1,392) 569,374 227,030 44,423 (151) 271,302 (a) 34,007 34,007 67,277 (94) 67,183 54,561 (1,206) 53,355 4,473,255 (32,052) 4,441,203 372,629 372,629 402,138 (402,138) 1,884,194 (736) 1,883,458 1,511,375 (1,511,375) 387,733 (387,733) 41,536 (33) 41,503 8,852,674 (35,895) 8,816,779 (a) 80 交通银行股份有限公司

2018 1 16 30 1 (b) 2018 1 1 2017 12 31 2018 1 1 938,571 938,571 144,425 (231) 144,194 570,766 (1,392) 569,374 4,473,255 (163,962) (32,095) 4,277,198 67,277 (94) 67,183 54,561 (1,206) 53,355 二零一八年半年度报告 A 股 81

2018 1 16 30 1 (b) 2017 12 31 387,733 (375,078) (12,655) 2018 1 1 1,511,375 (1,509,116) (2,259) 41,536 (33) 41,503 375,078 1,509,116 (736) 1,883,458 8,189,499 (178,876) (35,787) 7,974,836 82 交通银行股份有限公司

2018 1 16 30 1 (b) 2017 12 31 2018 1 1 214,300 12,655 2,259 (151) 24,430 2,583 2,496 258,572 12,730 12,730 (a) 34,007 34,007 261,037 44,423 (151) 305,309 二零一八年半年度报告 A 股 83

2018 1 16 30 1 (b) 2017 12 31 2018 1 1 402,138 (24,430) (2,583) (2,496) (369,318) (3,311) 369,318 3,311 372,629 163,962 43 164,005 402,138 134,453 43 536,634 8,852,674 (35,895) 8,816,779 (a) 84 交通银行股份有限公司

2018 1 16 30 1 (c) 2018 1 1 2018 1 1 106,001 (807) 32,095 137,289 231 231 1,392 1,392 94 94 2,608 (2,608) 355 (355) 2,963 736 3,699 1,907 1,239 3,146 110,871 (807) 35,787 145,851 807 1,189 1,996 1,537 (1,537) 454 438 892 112,408 (1,083) 37,414 148,739 124,51496,257-2,871-98616,456 25,927 2 2.1 (a) 1 二零一八年半年度报告 A 股 85

2018 1 16 30 2 2.1 (b) (a) (b) 3 2.1.1 (i) 2018 1 1 (i) (ii) 86 交通银行股份有限公司

2018 1 16 30 2 2.1 2.1.1 (i) 二零一八年半年度报告 A 股 87

2018 1 16 30 2 2.1 2.1.1 (ii) 3.3 (iii) 88 交通银行股份有限公司

2018 1 16 30 2 2.1 2.1.1 (iv) (i) (ii) (i) (ii) (iii) 2.1.2 (i) 2.1.1(iv) 2.2 二零一八年半年度报告 A 股 89

2018 1 16 30 2 2.1 2.1.2 (ii) 10% 2.2 2.1.1 14 2.1.1 2.3 37 37 (i) (ii) (iii) 90 交通银行股份有限公司

2018 1 16 30 2 2.3 (a) (b) (a) (b) 2.4 3.3.2 3.3 2017 二零一八年半年度报告 A 股 91

2018 1 16 30 1 25% 6% - 17% 3% 1% - 7% 2 25% [2012]40 201257 [2016]36 2016 5 12016 5 1 1 13,837 16,623 776,338 802,012 118,686 112,534 8,421 7,402 917,282 938,571 13,458 16,580 775,811 801,439 116,484 112,379 8,420 7,402 914,173 937,800 92 交通银行股份有限公司

2018 1 16 30 1 2018 6 3015.5% 2017 12 3116.5% 5% 2017 12 315% 2 96,038 109,025 57,600 35,400 (210) 153,428 144,425 88,390 102,832 43,726 33,099 (189) 131,927 135,931 3 164,775 194,348 54,234 98,342 298,825 274,307 7,120 3,769 (1,398) 523,556 570,766 二零一八年半年度报告 A 股 93

2018 1 16 30 3 168,582 194,052 55,553 106,946 322,396 304,023 7,120 3,769 (1,392) 552,259 608,790 2018 6 30104,122 2017 12 31110,662 57,520 6.91 201751,4294.13 4 123,581 83,872 91,413 45,980 34,783 41,198 41,922 28,653 7,576 12,082 2,324 2,215 5,182 300 306,781 214,300 8,631 12,730 8,631 12,730 315,412 227,030 94 交通银行股份有限公司

2018 1 16 30 4 115,141 80,335 90,902 45,888 34,783 41,198 41,284 28,258 7,296 12,013 2,324 2,215 1,109 292,839 209,907 8,631 12,730 8,631 12,730 301,470 222,637 5 21,111 225 (213) 2,388,687 26,646 (24,342) 2,409,798 26,871 (24,555) 63,257 1,795 (55) 595,573 2,857 (1,991) 658,830 4,652 (2,046) 84,368 2,020 (268) 2,984,260 29,503 (26,333) 3,068,628 31,523 (26,601) 31,611 392 (222) 2,440,892 31,263 (31,597) 2,472,503 31,655 (31,819) 66,038 936 (135) 655,854 1,416 (1,390) 721,892 2,352 (1,525) 97,649 1,328 (357) 3,096,746 32,679 (32,987) 3,194,395 34,007 (33,344) 14,882 139 (173) 2,350,548 26,344 (24,126) 2,365,430 26,483 (24,299) 54,750 1,651 (53) 584,747 1,794 (1,916) 639,497 3,445 (1,969) 69,632 1,790 (226) 2,935,295 28,138 (26,042) 3,004,927 29,928 (26,268) 16,439 378 (195) 2,439,233 31,262 (31,595) 2,455,672 31,640 (31,790) 60,234 913 (129) 651,315 1,382 (1,375) 711,549 2,295 (1,504) 76,673 1,291 (324) 3,090,548 32,644 (32,970) 3,167,221 33,935 (33,294) 二零一八年半年度报告 A 股 95

2018 1 16 30 5 1,519,846 1,518,866 1,282,341 1,343,072 151,483 200,543 114,958 131,914 3,068,628 3,194,395 1,514,284 1,518,866 1,251,207 1,317,735 135,448 200,543 103,988 130,077 3,004,927 3,167,221 1 2 96 交通银行股份有限公司

2018 1 16 30 5 1 2 二零一八年半年度报告 A 股 97

2018 1 16 30 5 a) 115 2 2,945 41,305 12,551 56,918 1.50% 2.10% 2.98% 3.16% 3.61% 477 152 4,532 5,161 6.32 6.63 6.59 5.12 (a) 1,465 1,099 3,347 1,309 7,220 2.68% 7.80 7.84 7.79 6.02 5.80 5.99 10.40 (a) 433 893 5,416 1,382 8,124 4.06% 3.08% 1.35 1.32 1.38 1.43 3.35 3.47 6.45 606 606 1.43 1.86 1,029 5,310 6,339 4.75% 4.16% 98 交通银行股份有限公司

2018 1 16 30 5 115 2,939 39,145 12,551 54,750 1.50% 2.98% 3.19% 3.61% 477 152 4,532 5,161 6.32 6.63 6.59 5.12 (a) 1,465 1,099 3,347 1,309 7,220 2.68% 7.80 7.84 7.79 6.02 5.80 5.99 10.40 (a) 323 190 1,382 1,895 3.08% 1.35 1.32 1.38 1.43 606 606 1.43 1.86 (a) b) 56,918 1,690 (54) 884 21,111 225 (213) 39 6,339 105 (1) 87 二零一八年半年度报告 A 股 99

2018 1 16 30 5 54,750 1,651 (53) 803 14,882 139 (173) 35 c) 54,694 (1,574) (787) (631) 31 16 (31) (3) 2,362 (104) (56) (822) (85) (91) (39) (38) (87) 80 52,585 (1,570) (783) (631) 31 16 2,362 (104) (56) (35) 25 100 交通银行股份有限公司

2018 1 16 30 5 d) 6 (34) 39 87 (9) (70) 6 (20) 35 (12) 17 2017 (1) 2017 1 1 6 30 (359) 296 (63) 2017 1 1 6 30 (342) 319 (23) (2) 2017 6 3062 52 二零一八年半年度报告 A 股 101

2018 1 16 30 6 45,688 57,051 10,717 10,226 (81) 56,324 67,277 44,538 54,704 10,717 10,226 (80) 55,175 64,930 7 23,514 17,401 16,846 7,412 6,269 4,334 2,488 2,218 1,110 3,893 25,459 (2,203) 54,180 54,561 23,436 16,335 15,255 7,693 7,390 3,780 2,442 2,188 1,104 3,132 25,379 (2,186) 52,541 53,407 102 交通银行股份有限公司

2018 1 16 30 8 8.1 952,652 897,264 497,920 399,004 116,948 113,614 1,567,520 1,409,882 2,826,218 2,769,843 138,958 236,590 260,573 3,062,808 3,169,374 4,630,328 4,579,256 (124,758) (106,001) (35,334) (70,667) 4,505,570 4,473,255 136,318 26,775 163,093 544 544 4,669,207 4,473,255 二零一八年半年度报告 A 股 103

2018 1 16 30 8 8.1 938,247 897,130 497,768 399,004 104,006 109,666 1,540,021 1,405,800 2,701,147 2,651,621 138,958 234,939 259,533 2,936,086 3,050,112 4,476,107 4,455,912 (120,222) (101,659) (67,268) (34,391) 4,355,885 4,354,253 136,318 26,775 163,093 4,518,978 4,354,253 104 交通银行股份有限公司

2018 1 16 30 8 8.2 1,594,380 1,437,854 899,310 908,119 2,300,275 2,233,283 1,693,676 1,631,954 606,599 601,329 4,793,965 4,579,256 1,539,836 1,398,373 849,261 856,842 2,250,103 2,200,697 1,679,325 1,631,982 570,778 568,715 4,639,200 4,455,912 8.3 1 90 90 360 360 3 3 11,271 9,645 591 952 22,459 6,313 9,020 12,434 3,851 31,618 9,149 12,673 11,450 4,495 37,767 8,153 10,180 10,163 3,945 32,441 996 2,493 1,287 550 5,326 26,733 31,338 24,475 9,298 91,844 1 90 90 360 360 3 3 6,731 7,806 1,120 1,564 17,221 6,012 9,245 18,607 6,654 40,518 9,914 9,041 15,869 6,935 41,759 8,660 7,298 13,887 5,778 35,623 1,254 1,743 1,982 1,157 6,136 22,657 26,092 35,596 15,153 99,498 二零一八年半年度报告 A 股 105

2018 1 16 30 8 8.3 1 90 90 360 360 3 3 11,235 9,500 556 949 22,240 5,948 8,679 12,359 3,563 30,549 8,357 12,407 11,413 4,495 36,672 7,466 10,076 10,127 3,945 31,614 891 2,331 1,286 550 5,058 25,540 30,586 24,328 9,007 89,461 1 90 90 360 360 3 3 6,725 7,653 1,083 1,562 17,023 5,806 8,891 18,464 6,356 39,517 9,602 8,949 15,815 6,932 41,298 8,530 7,232 13,833 5,775 35,370 1,072 1,717 1,982 1,157 5,928 22,133 25,493 35,362 14,850 97,838 8.4 2018 1 16 30 2018 1 1 116,081 21,208 137,289 30,932 6,984 37,916 (21,281) (1,166) (22,447) (24,718) (3,097) (27,815) 500 221 721 (840) (87) (927) 100,674 24,063 124,737 14 7 21 100,688 24,070 124,758 106 交通银行股份有限公司

2018 1 16 30 8 8.4 2018 1 16 30 2018 1 1 111,789 21,096 132,885 30,920 6,863 37,783 (21,296) (1,158) (22,454) (24,648) (3,086) (27,734) 499 221 720 (814) (87) (901) (36) (83) (119) 96,414 23,766 120,180 33 9 42 96,447 23,775 120,222 2017 30,503 66,629 97,132 16,849 14,909 31,758 (1,597) (1,597) (19,554) (19,554) 9,283 (10,596) (1,313) 917 917 (1,812) (1,812) 10,178 (10,596) (418) 35,484 70,942 106,426 (150) (275) (425) 35,334 70,667 106,001 二零一八年半年度报告 A 股 107

2018 1 16 30 8 8.4 2017 29,691 63,619 93,310 16,387 14,512 30,899 (1,369) (1,369) (19,476) (19,476) 9,294 (10,596) (1,302) 917 917 (1,801) (1,801) 10,178 (10,596) (418) 34,527 67,535 102,062 (136) (267) (403) 34,391 67,268 101,659 2017 78,263 18,869 97,132 27,597 2,564 30,161 28,910 2,848 31,758 (1,313) (284) (1,597) 436 481 917 (1,589) (223) (1,812) (17,191) (2,363) (19,554) (418) (418) (348) (77) (425) 87,168 18,833 106,001 2017 74,476 18,834 93,310 27,005 2,525 29,530 28,106 2,793 30,899 (1,101) (268) (1,369) 436 481 917 (1,578) (223) (1,801) (17,132) (2,344) (19,476) (418) (418) (328) (75) (403) 82,879 18,780 101,659 108 交通银行股份有限公司

2018 1 16 30 9 252,240 44,387 51,309 43,716 391,652 3,481 395,133 222,120 36,223 45,259 3,533 307,135 1,835 308,970 302,418 49,196 37,783 5,807 4,351 2,583 402,138 294,105 39,114 36,336 2,747 3,859 376,161 二零一八年半年度报告 A 股 109

2018 1 16 30 9 394,202 4,943 399,145 398,555 9,595 408,150 391,652 3,481 395,133 393,748 8,390 402,138 (976) (1,462) (2,438) (3,327) (122) (3,449) (1,133) (1,133) (454) (1,083) (1,537) 309,128 3,361 312,489 377,366 4,030 381,396 307,135 1,835 308,970 373,414 2,747 376,161 (423) (1,526) (1,949) (2,532) (202) (2,734) (1,025) (1,025) (454) (1,081) (1,535) 1 2 3 12 2018 1 1 438 454 892 268 36 304 (53) (8) (61) (7) 5 (2) 646 36 451 1,133 110 交通银行股份有限公司

2018 1 16 30 9 1 2 3 12 2018 1 1 355 454 809 237 36 273 (53) (8) (61) (1) 5 4 538 36 451 1,025 10 1,346,215 29,147 296,843 43,061 254,028 (3,655) 1,965,639 1,345,180 28,909 297,753 41,902 238,664 (3,476) 1,948,932 二零一八年半年度报告 A 股 111

2018 1 16 30 10 1,152,116 280,352 50,165 29,097 (355) 1,511,375 1,150,966 281,488 48,634 28,859 (355) 1,509,592 273,065 104,630 12,646 (2,608) 387,733 260,140 104,630 12,646 (2,558) 374,858 112 交通银行股份有限公司

2018 1 16 30 10 1 2 3 12 2018 1 1 3,214 10 475 3,699 325 78 403 (431) (16) (447) 3,108 88 459 3,655 1 2 3 12 2018 1 1 3,037 10 475 3,522 308 78 386 (416) (16) (432) 2,929 88 459 3,476 二零一八年半年度报告 A 股 113

2018 1 16 30 11 (11.2) 3,377 3,356 2 1 3,379 3,357 (11.1) 46,655 29,982 (11.2) 3,350 3,264 50,005 33,246 11.1 2018 1 1 2018 6 30 8,500 8,500 5,100 5,100 20 130 130 1,428 1,875 3,303 1,759 1,759 132 342 342 37 37 77 77 57 57 77 77 644 644 695 695 10,000 10,000 (1) 14,797 14,797 Bocom Brazil Holding Company Ltda 962 962 174 1 175 29,982 16,672 1 46,655 152 (1) 2018 1792018 6 29100 2018 6 30100% 114 交通银行股份有限公司

2018 1 16 30 11 11.1 2017 1 1 2017 12 31 7,000 1,500 8,500 3,400 1,700 5,100 31 130 130 1,428 1,428 1,759 1,759 342 342 37 37 77 77 57 57 8 77 77 4 644 644 695 695 10,000 10,000 Bocom Brazil Holding Company Ltda 859 103 962 182 (8) 174 16,687 13,303 (8) 29,982 43 11.1.1 (%) 333 100.00 333 85.00 847 8 65.00 333 62.50 68 73.14 8 100.00 61.00 168-170 1 51.00 127 51.00 156 1 51.00 101 4th Floor,1 Bartholomew Lane, London 100.00 EC2N 2AX UK 7 Ruede la Chapelle, Luxembourg, 100.00 L-1325 1111 100.00 20 100.00 Bocom Brazil Holding Company Ltda BANCO BoCom BBM S.A. Rua Voluntários dapátria, 89-1st floor - room 103 and 104, Botafogo, Rio de Janeiro, Brazil 100.00 Praca Pio X, 98. 7 andar 20091 040 Rio 80.00 de Janeiro RJ, Brazil. 二零一八年半年度报告 A 股 115

2018 1 16 30 11 11.1 11.1.2 2018 6 30 11.2 (%) 9.00 (1) (2) 10.60 (1) 153 (2) 113 2018 1 1 2018 6 30 2,533 67 (4) (36) 2,560 731 60 (1) 790 2017 1 1 2017 12 31 2,532 9 (8) 2,533 610 128 (1) (6) 731 2018 6 30 12 2018 1 1 7,707 510 8,217 23 23 235 235 258 258 (417) (417) (417) (417) 7,290 768 8,058 116 交通银行股份有限公司

2018 1 16 30 12 2017 1 1 8,288 474 8,762 192 192 (63) (63) 129 129 (581) (581) (93) (93) (581) (93) (674) 7,707 510 8,217 2018 1 1 2,763 299 3,062 19 19 3 3 22 22 2,763 321 3,084 2017 1 1 2,763 262 3,025 56 56 (19) (19) 37 37 2,763 299 3,062 二零一八年半年度报告 A 股 117

2018 1 16 30 12 8,058 8,058 8,217 8,217 3,084 3,084 3,062 3,062 118 交通银行股份有限公司

2018 1 16 30 13 2018 1 1 58,158 18,288 82,885 6,896 7,961 174,188 32 213 11,214 73 21 11,553 417 417 250 36 286 (17) 17 (155) (252) (11) (59) (2) (479) 58,685 18,249 94,088 6,910 8,033 185,965 2018 1 1 15,006 14,691 7,018 4,916 4,251 45,882 919 816 2,221 328 371 4,655 (6) 6 (29) (206) (9) (55) (2) (301) 15,890 15,301 9,230 5,189 4,626 50,236 2018 1 1 84 84 1 1 85 85 2018 1 1 43,152 3,597 75,783 1,980 3,710 128,222 42,795 2,948 84,773 1,721 3,407 135,644 4,655 286 84,700 2017 12 3175,689 2018 6 30203 2017 12 31203 二零一八年半年度报告 A 股 119

2018 1 16 30 13 2017 1 1 53,391 18,422 61,627 6,752 7,122 147,314 600 1,684 22,264 566 359 25,473 674 674 3,912 511 4,423 (419) (1,818) (1,006) (422) (31) (3,696) 58,158 18,288 82,885 6,896 7,961 174,188 2017 1 1 13,288 14,474 4,072 4,592 3,562 39,988 1,829 1,893 3,489 720 704 8,635 (111) (1,676) (543) (396) (15) (2,741) 15,006 14,691 7,018 4,916 4,251 45,882 2017 1 1 5 5 80 80 (1) (1) 84 84 2017 1 1 40,103 3,948 57,550 2,160 3,560 107,321 43,152 3,597 75,783 1,980 3,710 128,222 8,635 4,423 120 交通银行股份有限公司

2018 1 16 30 13 2018 1 1 54,497 18,024 698 6,800 7,903 87,922 3 198 71 20 292 202 35 237 (17) (20) (25) (55) (117) (43) (247) (10) (54) (1) (355) 54,642 17,955 688 6,792 7,902 87,979 2018 1 1 14,618 14,509 608 4,849 4,220 38,804 905 796 21 322 363 2,407 (20) (11) (12) (47) (90) (29) (206) (9) (53) (1) (298) 15,474 15,088 620 5,106 4,535 40,823 2018 1 1 39,879 3,515 90 1,951 3,683 49,118 39,168 2,867 68 1,686 3,367 47,156 2,407 237 2017 1 1 50,355 18,183 726 6,663 7,087 83,014 462 1,644 7 554 334 3,001 3,912 511 4,423 (232) (1,803) (35) (417) (29) (2,516) 54,497 18,024 698 6,800 7,903 87,922 2017 1 1 12,955 14,315 663 4,531 3,536 36,000 1,754 1,858 53 711 698 5,074 (91) (1,664) (108) (393) (14) (2,270) 14,618 14,509 608 4,849 4,220 38,804 2017 1 1 37,400 3,868 63 2,132 3,551 47,014 39,879 3,515 90 1,951 3,683 49,118 5,074 4,423 二零一八年半年度报告 A 股 121

2018 1 16 30 14 14.1 94 94 86 86 331 331 308 308 549 549 522 522 95 95 85 85 776 776 776 776 252 252 248 248 917 917 796 796 151 151 151 151 1,263 (16) 1,247 1,314 (16) 1,298 4,428 (16) 4,412 4,286 (16) 4,270 94 94 86 86 331 331 308 308 549 549 522 522 95 95 85 85 776 776 776 776 252 252 248 248 917 917 796 796 151 151 151 151 1,257 (16) 1,241 1,259 (16) 1,243 4,422 (16) 4,406 4,231 (16) 4,215 122 交通银行股份有限公司

2018 1 16 30 14 14.2 2017 12 31 2018 6 30 (%) 213 86 8 44.13 94 737 308 23 44.91 331 637 522 27 86.19 549 108 85 10 87.96 95 786 776 98.73 776 512 248 4 49.22 252 1,506 796 121 60.89 917 201 151 75.12 151 1,314 245 (286) (10) 1,263 4,286 438 (286) (10) 4,428 2017 12 31 2018 6 30 (%) 213 86 8 44.13 94 737 308 23 44.91 331 637 522 27 86.19 549 108 85 10 87.96 95 786 776 98.73 776 512 248 4 49.22 252 1,506 796 121 60.89 917 201 151 75.12 151 1,259 245 (237) (10) 1,257 4,231 438 (237) (10) 4,422 2017 12 31 2018 6 30 96 16 16 二零一八年半年度报告 A 股 123

2018 1 16 30 15 2018 1 1 2,780 2,320 5,100 53 148 201 (11) (105) (116) 2,822 2,363 5,185 2018 1 1 1,452 486 1,938 128 31 159 (5) 1 (4) 1,575 518 2,093 2018 1 1 1,328 1,834 3,162 1,247 1,845 3,092 159 2017 1 1 2,380 1,442 3,822 433 887 1,320 (33) (9) (42) 2,780 2,320 5,100 2017 1 1 1,208 426 1,634 247 65 312 (3) (5) (8) 1,452 486 1,938 2017 1 1 1,172 1,016 2,188 1,328 1,834 3,162 312 124 交通银行股份有限公司

2018 1 16 30 15 2018 1 1 2,612 2,320 4,932 40 145 185 (11) (105) (116) 2,641 2,360 5,001 2018 1 1 1,346 486 1,832 117 31 148 (5) 1 (4) 1,458 518 1,976 2018 1 1 1,266 1,834 3,100 1,183 1,842 3,025 148 2017 1 1 2,238 1,442 3,680 405 887 1,292 (31) (9) (40) 2,612 2,320 4,932 2017 1 1 1,123 426 1,549 226 65 291 (3) (5) (8) 1,346 486 1,832 2017 1 1 1,115 1,016 2,131 1,266 1,834 3,100 291 二零一八年半年度报告 A 股 125

2018 1 16 30 16 16.1 12,844 664 916 (163) 110 99 (522) 1,988 15,936 9,004 (664) 36 1,095 9,471 2018 1 1 21,848 952 1,095 (163) 110 99 (522) 1,988 25,407 2,391 (153) (1,058) (2) 3 (110) (134) 937 (652) (12) (664) 24,239 799 443 (1,233) 108 102 (632) 1,854 25,680 2017 1 1 12,401 (628) (172) (644) 109 107 (509) 1,758 12,422 443 1,088 521 1 (8) (13) 230 2,262 1,292 (40) 1,252 12,844 664 916 (163) 110 99 (522) 1,988 15,936 12,303 681 916 (160) 109 99 (514) 1,524 14,958 9,098 (681) 36 1,018 9,471 2018 1 1 21,401 952 1,018 (160) 109 99 (514) 1,524 24,429 2,062 (153) (745) (4) 3 (8) (178) 977 (510) (10) (520) 23,463 799 508 (915) 105 102 (522) 1,346 24,886 2017 1 1 12,048 (592) (166) (634) 107 107 (503) 1,271 11,638 255 1,082 509 2 (8) (11) 253 2,082 1,273 (35) 1,238 12,303 681 916 (160) 109 99 (514) 1,524 14,958 126 交通银行股份有限公司

2018 1 16 30 16 16.2 96,836 24,239 51,233 12,844 3,194 799 3,681 916 3,511 878 4,797 1,046 26,601 6,632 33,344 8,340 434 108 449 110 408 102 395 99 7,538 1,897 7,899 2,208 138,522 34,655 101,798 25,563 (1,740) (435) (1,348) (382) (2,549) (632) (2,291) (522) (31,523) (7,865) (34,007) (8,503) (163) (43) (807) (220) (35,975) (8,975) (38,453) (9,627) 102,547 25,680 63,345 15,936 二零一八年半年度报告 A 股 127

2018 1 16 30 16 16.2 93,852 23,463 49,211 12,303 3,194 799 3,681 916 3,345 837 4,182 1,043 26,268 6,548 33,294 8,324 419 105 434 109 407 102 395 99 5,391 1,346 6,095 1,524 132,876 33,200 97,292 24,318 (1,316) (329) (1,448) (362) (2,102) (522) (2,080) (514) (29,928) (7,463) (33,935) (8,484) (33,346) (8,314) (37,463) (9,360) 99,530 24,886 59,829 14,958 128 交通银行股份有限公司

2018 1 16 30 16 16.2 2018 1 1 6 30 15,936 12,422 25,563 23,033 (9,627) (10,611) 9,471 49 937 2,262 50 (664) 1,252 25,680 15,936 34,655 25,563 (8,975) (9,627) 2018 1 1 6 30 14,958 11,638 24,318 22,178 (9,360) (10,540) 9,471 49 977 2,082 50 (520) 1,238 24,886 14,958 33,200 24,318 (8,314) (9,360) 16.3 8,377 2017 12 319,107 8,132 2017 12 3110,456 二零一八年半年度报告 A 股 129

2018 1 16 30 17 (1) 36,164 40,836 13,014 12,310 650 791 8,159 7,072 (2) 838 906 (3) 437 453 (4) 33 33 865 1,031 60,160 63,432 (1) 27,322 36,297 1,993 1,728 605 740 7,444 6,379 (2) 773 831 (4) 33 33 865 1,031 39,035 47,039 17.1 (%) (%) 1 35,740 93.63 (659) 35,081 40,277 94.23 (497) 39,780 1-2 370 0.97 (45) 325 812 1.90 (58) 754 2-3 623 1.63 (70) 553 146 0.34 (67) 79 3 1,439 3.77 (1,234) 205 1,508 3.53 (1,285) 223 38,172 100.00 (2,008) 36,164 42,743 100.00 (1,907) 40,836 (%) (%) 1 27,725 94.59 (658) 27,067 36,529 95.64 (497) 36,032 1-2 153 0.52 (45) 108 195 0.51 (58) 137 2-3 155 0.53 (70) 85 131 0.34 (67) 64 3 1,279 4.36 (1,217) 62 1,342 3.51 (1,278) 64 29,312 100.00 (1,990) 27,322 38,197 100.00 (1,900) 36,297 130 交通银行股份有限公司

2018 1 16 30 17 17.1 3 18 10,547 (10) 10,537 24,196 24,196 7,379 (638) 6,741 4,570 (712) 3,858 7,226 (8) 7,218 3,055 3,055 13,020 (1,352) 11,668 10,922 (1,195) 9,727 38,172 (2,008) 36,164 42,743 (1,907) 40,836 9,363 (9) 9,354 23,415 23,415 6,156 (626) 5,530 4,157 (705) 3,452 7,225 (8) 7,217 3,055 3,055 6,568 (1,347) 5,221 7,570 (1,195) 6,375 29,312 (1,990) 27,322 38,197 (1,900) 36,297 17.2 925 991 25 25 19 19 969 1,035 (131) (129) 838 906 854 912 25 25 19 19 898 956 (125) (125) 773 831 二零一八年半年度报告 A 股 131

2018 1 16 30 17 17.2 66214 [2005]53 18 17.3 2017 12 31 2018 6 30 200 200 122 122 BANCO BoCom BBM S.A 131 (16) 115 453 (16) 437 2017 1 1 2017 12 31 200 200 122 122 BANCO BoCom BBM S.A 149 (18) 131 471 (18) 453 2007 9 1,22085% 200 2010 1 19651% 122 2016 11Bocom Brazil Holding Company Ltda BBM80% 149 18 17.4 37 37 (4) (4) 33 33 18 132 交通银行股份有限公司

2018 1 16 30 18 2018 1 16 30 231 228 (249) 210 1,392 213 (216) 9 1,398 94 145 (157) (1) 81 11 11 1,206 924 41 32 2,203 1,996 513 (780) 1,729 137,289 37,916 (927) (22,447) (27,815) 721 21 124,758 892 304 (61) (2) 1,133 3,699 403 (447) 3,655 84 1 85 16 16 1,940 764 (41) (401) (272) 18 2,008 129 3 (1) 131 4 4 148,972 41,424 (928) (24,758) (28,087) 739 60 137,422 2017 1,175 438 (43) (26) (2) 26 (31) 1,537 350 10 (6) 1 355 2,803 262 (457) 2,608 44 12 (1) (14) 41 97,132 31,758 (2,230) (1,597) (19,554) 917 (425) 106,001 5 80 (1) 84 16 16 629 1,103 418 (112) (189) 18 (1) 1,866 136 22 (16) (13) 129 5 (1) 4 102,295 33,685 (1,855) (2,216) (19,772) 961 (457) 112,641 二零一八年半年度报告 A 股 133

2018 1 16 30 18 2018 1 16 30 228 201 (240) 189 1,387 212 (215) 8 1,392 94 143 (157) 80 9 9 1,205 926 41 14 2,186 1,996 513 (780) 1,729 132,885 37,783 (1,020) (22,454) (27,734) 720 42 120,222 809 273 (61) 4 1,025 3,522 386 (432) 3,476 16 16 1,933 752 (41) (398) (272) 18 (2) 1,990 125 1 (1) 125 4 4 144,204 41,199 (1,021) (24,737) (28,006) 738 66 132,443 2017 93,310 30,899 (2,219) (1,369) (19,476) 917 (403) 101,659 1,130 438 (1) (26) (2) 26 (30) 1,535 350 10 (6) 1 355 2,745 222 (409) 2,558 16 16 623 1,019 418 (81) (138) 18 1,859 44 12 (1) (14) 41 132 22 (16) (13) 125 5 (1) 4 98,355 32,622 (1,802) (1,909) (19,643) 961 (432) 108,152 134 交通银行股份有限公司

2018 1 16 30 19 289,700 350,499 28,484 24,385 661,766 630,138 14,126 25,947 994,076 1,030,969 290,619 366,670 57,587 24,385 672,537 628,101 14,441 25,947 1,035,184 1,045,103 20 146,354 191,932 235,646 235,867 603 4,434 11,793 12,140 394,396 444,373 72,713 126,844 231,125 224,882 500 2,168 1,326 306,006 353,552 二零一八年半年度报告 A 股 135

2018 1 16 30 21 6,938 12,654 2,485 8,857 11,825 15,795 26,964 6,938 12,654 2,485 8,857 11,825 15,795 26,964 6,938 12,654 6,953 12,638 (15) 16 2018 6 302017 12 31 22 40,877 74,270 32,150 23,713 73,027 97,983 36,924 73,181 32,150 23,713 69,074 96,894 136 交通银行股份有限公司

2018 1 16 30 23 1,826,003 1,852,676 677,373 655,559 2,120,822 2,003,443 1,106,405 1,030,233 2,325 3,455 5,732,928 5,545,366 320,446 335,706 1,816,588 1,854,740 636,876 655,027 2,114,314 2,002,520 1,031,953 1,027,782 2,192 3,451 5,601,923 5,543,520 320,345 335,509 24 二零一八年半年度报告 A 股 137

2018 1 16 30 25 7,321 9,075 (12,838) 3,558 374 (373) 1 714 25 (123) 616 116 220 (205) 131 23 770 (767) 26 22 711 (709) 24 1 59 (58) 2 8 765 (752) 21 104 161 (249) 16 24 2 (2) 24 56(1) 65 1,558 (1,556) 67 49 1,141 (1,146) 44 4 35 (35) 4 12 382 (375) 19 56(2) 395 32 (20) 407 395 32 (20) 407 8,770 12,982 (16,885) 4,867 6,392 8,187 (11,687) 2,892 336 (336) 714 21 (119) 616 96 191 (177) 110 21 738 (743) 16 20 682 (687) 15 1 56 (56) 1 8 729 (717) 20 89 217 (305) 1 24 2 (2) 24 56(1) 40 1,476 (1,481) 35 36 1,084 (1,088) 32 3 34 (34) 3 1 358 (359) 56(2) 395 32 (20) 407 395 32 (20) 407 7,779 11,929 (15,587) 4,121 138 交通银行股份有限公司

2018 1 16 30 26 7,239 7,943 3,673 2,905 1,068 1,034 11,980 11,882 6,694 7,132 3,491 2,865 969 911 11,154 10,908 27 78,574 52,194 15,994 26,031 7,160 14,354 101,728 92,579 77,946 52,034 15,352 25,554 6,114 13,758 99,412 91,346 二零一八年半年度报告 A 股 139

2018 1 16 30 28 2017 12 31 2018 6 30 449 28 (40) (3) 434 449 28 (40) (3) 434 2016 12 31 2017 12 31 348 223 (9) (113) 449 100 (100) 448 223 (109) (113) 449 2017 12 31 2018 6 30 434 25 (40) 419 434 25 (40) 419 2016 12 31 2017 12 31 329 218 (113) 434 100 (100) 429 218 (100) (113) 434 140 交通银行股份有限公司

2018 1 16 30 29 29.1 39,449 39,450 29.2 69,622 69,585 29.3 115,054 106,264 29.3 64,630 54,316 29.3 15,828 18,047 304,583 287,662 29.1 39,500 39,500 29.2 69,622 69,585 29.3 115,054 106,264 29.3 15,828 18,047 240,004 233,396 29.1 2018 6 30 % 0902 4 13,500 2009/07/01 15 (a) 13,500 269 268 537 13,500 13,500 1101 5.75 26,000 2011/10/21 15 (b) 26,000 283 739 1,022 25,949 25,950 39,500 552 1,007 1,559 39,449 39,450 (a) 2019 7 3 2019 7 35 7.00% (b) 2021 10 24 5.75% 二零一八年半年度报告 A 股 141

2018 1 16 30 29 29.2 2018 6 30 % 1401 5.80 28,000 2014/08/18 10 (a) 28,000 601 805 1,406 27,974 27,963 14 01 4.50 1,200 2014/10/03 10 (b) 7,940 86 188 (186) 88 7,876 7,786 14 01 3.625 500 2014/10/03 12 (c) 3,826 35 68 (70) 33 3,805 3,876 17 4.50 30,000 11/04/2017 10 (d) 30,000 973 669 (1,350) 292 29,967 29,960 69,766 1,695 1,730 (1,606) 1,819 69,622 69,585 (a) 5 2019 8 19 (b) 2019 10 32019 10 3 5 285 (c) 2021 10 32021 10 3 5 300 (d) 5 2022 4 13 142 交通银行股份有限公司

2018 1 16 30 29 29.3 2018 6 30 % 1301 4.37 10,000 26/07/2013 5 10,000 187 216 403 10,000 10,000 15 3.45 30,000 17/12/2015 5 30,000 28 514 542 30,000 30,000 16 01 2.94 10,000 18/11/2016 3 10,000 32 146 178 10,000 10,000 16 02 3.25 20,000 18/11/2016 5 20,000 71 323 394 20,000 20,000 17 4.29 20,000 30/10/2017 3 20,000 148 426 574 20,000 20,000 13B 3.7 400 10/12/2013 5 400 1 7 (7) 1 400 401 14B 3.85 500 23/06/2014 5 500 9 (9) 499 502 14C 4.15 500 23/06/2014 7 500 10 (10) 499 502 17 01 3MLibor+0.78 700 15/05/2017 3 4,632 13 72 (62) 23 4,630 4,573 17 02 3MLibor+0.88 300 15/05/2017 5 1,985 6 32 (30) 8 1,984 1,960 17 03 3MLibor +0.8 400 04/12/2017 3 2,647 5 41 (40) 6 2,646 2,613 17 04 3MLibor +0.9 600 04/12/2017 5 3,970 7 64 (62) 9 3,969 3,919 18 01 3MLibor +0.75 600 17/05/2018 3 3,970 15 15 3,969 18 02 3MLibor +0.85 700 17/05/2018 5 4,632 18 18 4,630 P14JHTP1B 3.75 900 04/12/2014 5 900 3 19 (19) 3 914 897 P14JHTP1C 3.9 700 04/12/2014 7 700 2 14 (14) 2 711 698 P14JHTP1D 4 200 04/12/2014 10 200 1 4 (4) 1 203 199 115,036 504 1,930 (257) 2,177 115,054 106,264 13 3.75 500 06/03/2013 10 3,308 39 61 (61) 39 3,302 3,267 14 3.375 500 25/04/2014 5 3,308 21 55 (56) 20 3,304 3,267 5 3.125 385 18/08/2015 5 2,547 28 40 (39) 29 2,547 2,516 3 3MEuribor+1.15 100 18/08/2015 3 765 2 3 (4) 1 765 780 3 2.23 400 15/03/2016 3 2,647 16 29 (28) 17 2,647 2,614 5 2.748 600 15/03/2016 5 3,970 30 58 (60) 28 3,953 3,870 3 3.5 300 25/01/2018 3 1,985 30 30 1,984 5 3.75 950 25/01/2018 5 6,286 101 101 6,261 10 4 250 25/01/2018 10 1,654 28 28 1,639 15 3.8 4,000 16/10/2015 3 4,000 24 61 85 3,200 3,200 1601 3.17 4,000 21/07/2016 3 4,000 53 63 116 3,900 3,900 1602 3.05 1,500 07/09/2016 3 1,500 11 19 30 1,200 1,200 1603 3.25 500 07/09/2016 5 500 4 8 12 450 450 1701 4.53 2,000 18/07/2017 3 2,000 40 44 84 1,950 1,950 1702 4.6 3,000 22/08/2017 3 3,000 34 39 73 2,100 2,100 1703 4.7 3,000 18/10/2017 3 3,000 22 56 78 2,400 2,400 Azure Nova 2.25 500 25/10/2016 3 3,465 13 36 (35) 14 3,297 3,265 Azure Nova 2.625 1,000 25/10/2016 5 6,908 30 85 (82) 33 6,578 6,513 Azure Nova 3 700 21/03/2017 3 4,806 39 68 (67) 40 4,612 4,567 Azure Nova 3.5 1,050 21/03/2017 5 7,186 68 118 (116) 70 6,899 6,831 Azure Nova 4.25 250 21/03/2017 10 1,711 20 34 (34) 20 1,642 1,626 68,546 494 1,036 (582) 948 64,630 54,316 183,582 998 2,966 (839) 3,125 179,684 160,580 二零一八年半年度报告 A 股 143