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2 交通银行股份有限公司释义 2018 1 1

公司资料 Bank of Communications Co., Ltd. 188 86-21-58766688 86-21-58798398 investor@bankcomm.com 200120 188 www.bankcomm.com 188 20 A A www.sse.com.cn H www.hkexnews.hk 202 2 11 22 A 166 3 H 183 17 1712 1716 9131000010000595XD A 601328 H 03328 1 360021 BOCOM 5USDPREF 4605 二零一八年半年度报告 A 股 3

财务摘要 2018 1 1 1 2018 1-6 2017 2016 1-6 (%) 1-6 1 101,865 103,707 (1.78) 103,352 47,470 47,355 0.24 48,497 40,771 38,975 4.61 37,661 2 40,652 38,828 4.70 37,508 76,207 45,510 67.45 320,494 3 0.51 0.49 4.08 0.50 2 0.51 0.49 4.08 0.49 2018 2017 2016 6 30 12 31 (%) 12 31 9,322,707 9,038,254 3.15 8,403,166 1 4,793,965 4,579,256 4.69 4,220,635 3,226,445 3,169,374 1.80 3,034,448 1,567,520 1,409,882 11.18 1,186,187 71,512 68,506 4.39 63,233 8,652,646 8,361,983 3.48 7,770,759 1 5,732,928 5,545,366 3.38 5,284,059 1,826,003 1,852,676 (1.44) 1,747,936 2,120,822 2,003,443 5.86 1,935,215 677,373 655,559 3.33 722,225 1,106,405 1,030,233 7.39 873,895 1 994,076 1,030,969 (3.58) 948,228 1 126,487 106,001 19.33 97,132 663,653 671,143 (1.12) 629,142 74,263 74,263 74,263 4 8.13 8.23 (1.22) 7.67 5 782,132 790,381 (1.04) 723,961 5 599,954 609,454 (1.56) 568,131 5 60,005 59,975 0.05 59,920 5 122,173 120,952 1.01 95,910 5 5,645,071 5,646,313 (0.02) 5,163,250 4 交通银行股份有限公司

财务摘要 ( 续 ) 2018 2017 2016 (%) 1-6 1-6 1-6 1 6 29.26 26.96 2.30 24.85 0.89 0.91 (0.02) 1.00 3 12.51 12.80 (0.29) 13.82 2 12.47 12.75 (0.28) 13.77 2018 2017 2016 6 30 12 31 12 31 7 67.14 58.66 8.48 50.92 7 8 1.85 2.63 (0.78) 3.02 7 8 12.42 12.90 (0.48) 12.72 1 7 1.49 1.50 (0.01) 1.50 1 170.98 154.73 16.25 153.61 1 2.55 2.31 0.24 2.30 5 13.86 14.00 (0.14) 14.02 5 11.69 11.86 (0.17) 12.16 5 10.63 10.79 (0.16) 11.00 1. 2. 1(2008) 3. 92010 4. 5. 6. 7. 8. 2018 1-6 2017 1-6 11 18 23 56 166 135 (76) (63) (5) 1 119 147 二零一八年半年度报告 A 股 5

业务概要 2018 6 30 2017 12 31 (%) 315,412 227,030 38.93% 395,133 100.00% 1,965,639 100.00% 402,138-100.00% 1,511,375-100.00% 387,733-100.00% 26,278 16,456 59.69% 1621 10,532.299.18% 0.6311.30% 24.055.90% 6 交通银行股份有限公司

经营情况讨论与分析 2018 93,227.073.15% 407.71 4.61%FORTUNE 500 168 3The Banker11 2017 20 47,939.65 2,147.094.69% 96.0210.83% 1.49% 0.0190 76.54117.30 0.25 0.32170.98% 16.25 113.22% AUM29,879.763.69% 3.09% 6.84% 9.21% 5 4.37%86,307.014.90% + 3.43% 1.221.31 二零一八年半年度报告 A 股 7

经营情况讨论与分析 ( 续 ) 252.58 7.87% 79.62 39,468.252.35% 32,264.451.80% 544.821.69% 1. 409 6,803 16.48 250 87 4.10% 2. 96.02 10.83% 5,745 3. + + + e 2018 2,900 1,00010.9% 8 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 4. + 2.2 37 5. 22,177.85 472.37 770.26 6. 150 50 28267 169.52018 24.7010.86% 1791,327.86 66% 7. QDII e 86,307.014.90% 0.18 二零一八年半年度报告 A 股 9

经营情况讨论与分析 ( 续 ) ( ) 111.03113.66 11.44% 17,837.785.81% 15,675.2011.18% 3.08% 170.301.09% 1. 9,526.526.17% 2. AUM29,879.763.69% 3.09% 6.84% 9.21% 5 4.37% 10 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. 201710 2 49 APP 2 330 VISA8 3,500 APP 4,760 47% 3.0 8% 6,883640 14,659.54 43.79% 4,979.20 24.79%1.84% C2B C2C 13,717549 5,456.39 25.14% 97.14 41.58% 26,327.706.40% 3.56% 1. 1,653 二零一八年半年度报告 A 股 11

经营情况讨论与分析 ( 续 ) 763230605 375 2025100 100% 146 98% 720 2. 51155.50 96 1.76 9,696.08 26,327.706.40% 3.56% 3. 1,000 80 5,089 10 3406,274.54 4. 702.08 11.26 3,824.56 12 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 92.03 7.69% 21.503.61% 33.33108.19 96.17% 1.63 3,2591115 26 + 1. 6,754 10.62% 1.73 19.33% 5.23 35.49% 1,600 54.9 51 5.90 15.98% 6.39% 23.95 5.61% 2. 3,259 111526 576 2,005 677 23971.56% 45.97% 2.3 2,8781.12 1 1.761.31 二零一八年半年度报告 A 股 13

经营情况讨论与分析 ( 续 ) 22,29629.51% 10,25312,043 3. 6.27 20182017 12 2018 1 APP 100 300 531 531 + 14 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. 24.05 10,532.299.18% 0.6311.30% 12.850.30% 2018 1 29 2018 2 2 1621/ // 66142 1,515 35 122242 31 642683 197.071.88 2017 A 2018 1.2 二零一八年半年度报告 A 股 15

经营情况讨论与分析 ( 续 ) 47.2% 7.05% 1,229.64 934.75705.34 2. 24.51 17.10% 0.646.01% 3,444.378.65% 0.183.69% 1,096.14 52.41%13.52 12.20% 2,091.344.57% 8,577.62 5% 4,719.24 8035 130% 92% 13 95.9% 16 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1. 474.70 1.150.24% 6 306 2018 2017 60,658 61,333 21,182 21,261 (16,666) (14,942) 47,470 47,355 2. 606.58 6.75 59.55% 二零一八年半年度报告 A 股 17

经营情况讨论与分析 ( 续 ) 2018 6 306 2017 6 306 (%) (%) 938,141 6,785 1.46 957,404 6,685 1.40 831,837 12,868 3.12 735,912 9,559 2.60 4,602,049 109,686 4.81 4,316,050 97,350 4.51 2,998,226 66,890 4.50 2,972,984 62,645 4.21 1,460,221 39,316 5.43 1,207,046 32,184 5.33 143,602 3,480 4.89 136,020 2,521 3.71 2,333,251 41,207 3.56 2,190,236 38,984 3.56 8,705,278 170,546 3.95 8,199,602 152,578 3.72 652,648 519,004 9,357,926 8,718,606 5,681,819 63,620 2.26 5,387,258 54,883 2.04 3,902,427 42,465 2.19 3,740,354 37,660 2.01 1,779,392 21,155 2.40 1,646,904 17,223 2.09 2,124,818 35,401 3.36 2,092,921 30,544 2.92 553,702 10,867 3.96 319,432 5,818 3.64 8,360,339 109,888 2.65 7,799,611 91,245 2.34 997,587 918,995 9,357,926 8,718,606 60,658 61,333 1 1.30 1.38 2 1.41 1.50 1 1.46 3 1.53 3 2 1.57 3 1.64 3 1. 2. 3. 4. 18 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 1.10% 1.30% 1.41% 8 9 9 2018 1-62017 1-6 (134) 234 100 1,237 2,072 3,309 6,396 5,940 12,336 2,223 2,223 9,722 8,246 17,968 2,980 5,757 8,737 462 4,395 4,857 4,229 820 5,049 7,671 10,972 18,643 2,051 (2,726) (675) 6.75 20.51 27.26 (1) 1,705.46 179.6811.78% A. 1,096.86 123.3612.67% 6.63% 30 B. 412.07 22.235.70% 6.53% 二零一八年半年度报告 A 股 19

经营情况讨论与分析 ( 续 ) C. 67.85 1.00 6 D. 128.68 33.09 34.62% 13.03% 52 (2) 1,098.88 186.4320.43% A. 636.20 87.3715.92% 57.90% 22 B. 354.01 48.57 15.90% 44 C. 108.67 50.49 86.78%73.34% 32 3. 211.82 0.790.37% 20 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 6 306 2018 2017 9,301 7,763 6,511 7,236 2,470 2,813 1,736 2,183 1,400 1,531 1,170 1,058 158 461 22,746 23,045 (1,564) (1,784) 21,182 21,261 93.01 15.3819.81% 65.11 7.2510.02% 24.70 3.4312.19% 17.36 4.4720.48% 14.00 1.318.56% 11.70 1.1210.59% 二零一八年半年度报告 A 股 21

经营情况讨论与分析 ( 续 ) 4. 285.73 15.535.75% 29.26% 2.30 6 306 2018 2017 12,778 12,484 12,999 11,614 2,796 2,922 28,573 27,020 5. 152.02 3.972.68% 0.63% 0.03 6. 64.76 16.5720.37% 13.64% 25% 1. 93,227.072,844.53 3.15% (%) (%) 4,669,207 50.08 4,473,255 49.49 1,965,639 21.08 1,511,375 16.72 917,282 9.84 938,571 10.38 523,556 5.62 570,766 6.32 9,322,707 9,038,254 22 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) (1) 47,939.652,147.094.69% 2,084.785.33% (%) (%) 118,875 2.48 114,010 2.49 108,495 2.26 110,087 2.40 77,815 1.62 76,261 1.67 34,942 0.73 36,377 0.79 100,927 2.11 96,532 2.11 28,340 0.59 30,043 0.66 211,131 4.41 231,606 5.06 187,042 3.90 180,471 3.94 124,499 2.60 112,544 2.46 574,378 11.98 576,156 12.58 32,267 0.67 26,229 0.57 259,614 5.42 283,654 6.19 34,228 0.71 35,531 0.78 130,516 2.72 118,533 2.59 204,522 4.27 189,295 4.13 394,425 8.23 358,956 7.84 272,039 5.67 265,073 5.79 88,571 1.85 82,780 1.81 107,501 2.24 106,278 2.32 136,318 2.84 138,958 3.03 3,226,445 67.30 3,169,374 69.21 1,567,520 32.70 1,409,882 30.79 4,793,965 100.00 4,579,256 100.00 32,264.45570.71 1.80% 55.87% 二零一八年半年度报告 A 股 23

经营情况讨论与分析 ( 续 ) 15,675.201,576.38 11.18% 1.9132.70% 1.85% 12.42% (%) A 14,468 0.30 B 14,000 0.28 C 12,302 0.26 D 10,000 0.21 E 9,436 0.20 F 8,980 0.19 G 7,500 0.16 H 7,000 0.15 I 6,740 0.14 J 6,725 0.14 97,151 2.03 34.54% 16.32% 7.67% 7.87% 3.12% 4.37% 1.49% 0.01170.98% 16.252.55% 0.24 24 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 90 71,512 68,506 90 65,111 76,841 (%) 1.49 1.50 (2) 26,327.701,584.22 6.40%3.56% (%) (%) 271,998 10.33 173,102 7.00 395,133 15.01 1,965,639 74.66 387,733 15.67 402,138 16.25 1,511,375 61.08 2,632,770 100.00 2,474,348 100.00 二零一八年半年度报告 A 股 25

经营情况讨论与分析 ( 续 ) (%) (%) 1,404,398 53.34 1,306,610 52.80 75,160 2.85 35,663 1.44 765,509 29.08 730,088 29.51 387,703 14.73 401,987 16.25 2,632,770 100.00 2,474,348 100.00 (%) 2018 6,900 4.99 24/01/2023 2.07 2017 6,590 4.39 08/09/2027 1.95 2018 6,510 4.82 24/01/2021 1.93 2015 5,860 3.74 10/09/2025 0.90 2017 5,710 4.44 09/11/2022 0.85 2018 5,070 4.53 07/02/2020 0.76 2018 4,730 4.98 12/01/2025 1.42 2018 4,510 4.83 22/01/2021 0.66 2018 4,450 4.97 29/01/2023 0.66 2017 4,400 4.20 17/04/2020 0.88 2. 86,526.462,906.63 3.48% 1,875.62 66.26% 0.06368.93 11.49% 0.84 57,329.28 1,875.623.38% 68.84% 0.7031.12% 0.72 43.67% 1.5656.29% 1.58 26 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3,946,825 3,856,119 1,826,003 1,852,676 2,120,822 2,003,443 1,783,778 1,685,792 677,373 655,559 1,106,405 1,030,233 2,510.49 221.30 762.07306.97 698.00213.73 147.92176.54 二零一八年半年度报告 A 股 27

经营情况讨论与分析 ( 续 ) 1. 6 306 2018 2017 1 1 8,113 10,683 6,552 11,529 (1,535) 3,438 1,420 3,778 15,970 36,936 14,019 41,812 12,541 18,624 11,145 18,229 3,830 8,329 4,736 8,480 3,551 5,915 3,875 5,923 5,000 17,940 5,608 13,956 2 47,470 101,865 47,355 103,707 1. 2. 2. 978,813 602,592 959,447 588,224 292,983 211,363 288,765 207,142 2,044,891 1,677,290 1,974,271 1,625,585 1,343,662 903,167 1,254,785 851,780 662,275 451,424 661,326 447,924 406,846 414,266 402,687 424,852 3,458 533,863 4,085 433,749 5,732,928 4,793,965 5,545,366 4,579,256 28 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. 53.21% 6 306 2018 2017 25,258 48,630 23,415 48,642 11,103 35,467 15,504 34,011 9,714 11,059 6,861 8,237 1,395 6,709 1,575 12,817 47,470 101,865 47,355 103,707 1. 2. 3. 13.86% 11.69% 10.63% 二零一八年半年度报告 A 股 29

经营情况讨论与分析 ( 续 ) 599,954 535,889 659,959 595,766 782,132 714,584 (%) 10.63 10.02 (%) 11.69 11.13 (%) 13.86 13.35 (%) 9.98 9.75 (%) 12.96 12.48 4. 5,104,527 203,392 337,152 5,645,071 30 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 5. (1) 3,614,700 952,278 1,925,174 6,492,152 (2) 3,654,469 20,094 49,561 65,001 3,769,031 6. 12,871 3,400 16,271 二零一八年半年度报告 A 股 31

经营情况讨论与分析 ( 续 ) 7. (VaR) (VaR) (SVaR) 110 99% 2018 1-6 (VaR) (SVaR) 1,893 1,893 1,995 2,323 1,601 1,791 1,843 2,060 2015 1 6.58% 20151 2018 6 30 2018 3 31 2017 12 31 2017 9 30 659,959 661,344 669,429 656,403 10,026,128 10,010,549 9,731,368 9,654,624 (%) 6.58 6.61 6.88 6.80 32 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2017 2018110.85% 917.57 1 1,488,601 2 1,403,847 133,244 3 139,305 6,790 4 1,264,542 126,454 5 3,902,949 1,665,096 6 2,425,527 605,046 7 1,469,975 1,052,603 8 7,447 7,447 9 14,126 10 1,339,483 590,033 11 546,472 546,216 12 98 98 13 792,913 43,719 14 35,904 35,904 15 962,185 30,998 16 2,469,401 17 51,773 46,736 18 802,720 511,772 19 583,662 567,193 20 1,438,155 1,125,701 21 1,488,601 22 1,343,700 23 (%) 110.85 二零一八年半年度报告 A 股 33

经营情况讨论与分析 ( 续 ) 1. 2018 1 16 30 (%) (%) 60,658 59.55 (1.10) 21,182 20.79 (0.37) 4,905 4.82 11.73 2,436 2.39 6,146.15 1,112 1.09 1,179.61 4,122 4.05 (61.72) 7,281 7.15 21.35 11 0.01 (42.11) 158 0.15 101,865 100.00 (1.78) 2. 2,218 1,110 23,514 17,401 16,846 4,334 2,488 7,412 6,269 3,893 25,459 (2,203) 54,180 54,561 34 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 3. (%) (%) 1,594,380 33.26 1,437,854 31.40 899,310 18.76 908,119 19.83 2,300,275 47.98 2,233,283 48.77 1,693,676 35.33 1,631,954 35.64 606,599 12.65 601,329 13.13 4,793,965 100.00 4,579,256 100.00 4. 969 1,035 (131) (129) 838 906 5. (%) 9,017 10,843 (16.84) 91,844 99,498 (7.69) 6. 2018 1 1 139,285 38,429 (927) (23,227) (27,815) 721 21 2018 6 30 126,487 二零一八年半年度报告 A 股 35

经营情况讨论与分析 ( 续 ) 7. 21,111 225 (213) 2,388,687 26,646 (24,342) 63,257 1,795 (55) 595,573 2,857 (1,991) 84,368 2,020 (268) 2,984,260 29,503 (26,333) 31,611 392 (222) 2,440,892 31,263 (31,597) 66,038 936 (135) 655,854 1,416 (1,390) 97,649 1,328 (357) 3,096,746 32,679 (32,987) 8. 1,473,991 1,412,703 75,941 70,306 772,465 742,011 142,583 131,280 276,673 272,981 206,329 196,125 13,427 13,806 67,427 70,236 9. (1) 33.79 0.2211 (2) (3) (4) 57 55 36 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) (5) (6) 2018 1 68 2 2018 1. e 2. 169.5 2018 1. (Y-Power) 30 8 IP 2. 二零一八年半年度报告 A 股 37

经营情况讨论与分析 ( 续 ) 1. 2. + 2813 3. 2018 2018 1+3+2 38 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 365 278 二零一八年半年度报告 A 股 39

经营情况讨论与分析 ( 续 ) 715.121.49% 30.060.01 2016 12 31 (%) (%) (%) 4,598,016 95.91 4,378,840 95.62 4,031,560 95.52 124,437 2.60 131,910 2.88 125,842 2.98 4,722,453 98.51 4,510,750 98.50 4,157,402 98.50 11,591 0.24 18,723 0.41 18,346 0.43 35,281 0.74 24,865 0.54 26,950 0.64 24,640 0.51 24,918 0.55 17,937 0.43 71,512 1.49 68,506 1.50 63,233 1.50 4,793,965 100.00 4,579,256 100.00 4,220,635 100.00 (%) 2018 6 2017 2016 1.04 2.09 2.80 24.16 21.62 24.60 88.77 53.59 50.04 22.40 26.86 33.72 40 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) FTP 二零一八年半年度报告 A 股 41

经营情况讨论与分析 ( 续 ) IT 42 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2005 82 65% 30% 5% 36.6428.102.48 2007 10 57.65 85% 15% 115.66(AUM)8,578 5.30 2007 12 85 3 2,185.65202.36 13.52 2010 151 62.50% 37.50% 384.0550.180.69 二零一八年半年度报告 A 股 43

经营情况讨论与分析 ( 续 ) 1998 6 32007 5 2 2017 5 19 73.14% 2018 8 20 2000 114 7.55 5.44 757 2017 12100 101.68101.43 1.38 2008 9 6,000 61% 2010 4 1.8 51% 2011 5 1.5 51% 2012 9 1.5 51% 70.267.23 56.1048.29 44 交通银行股份有限公司

经营情况讨论与分析 ( 续 ) 2018 + 二零一八年半年度报告 A 股 45

交行 - 汇丰战略合作 14 4 11 1+1 1+1 2 8.98 5 11 138.67 1 26.162 31.86 69.48 718.64 1819.6937 1.23 (TCE)29 1+1 46 交通银行股份有限公司

交行 - 汇丰战略合作 ( 续 ) 99 二零一八年半年度报告 A 股 47

普通股变动及主要股东持股情况 74,262,726,645A 39,250,864,015 52.85% H35,011,862,630 47.15% (%) (%) 74,262,726,645 100.00 74,262,726,645 100.00 1 39,250,864,015 52.85 39,250,864,015 52.85 2 3 35,011,862,630 47.15 35,011,862,630 47.15 74,262,726,645 100.00 74,262,726,645 100.00 364,695 A329,321H35,374 (%) 15,148,693,829 20.40 A 4,553,999,999 6.13 H 4,963,192 14,959,462,463 20.14 H 13,886,417,698 18.70 H 1,877,513,451 2.53 A 1,405,555,555 1.89 H 297,374,619 2,702,127,637 3.64 A 1,246,591,087 1.68 A 808,145,417 1.09 A 794,557,920 1.07 A 745,305,404 1.00 A 663,941,711 0.89 A 1. 2. H 3. H13,886,417,698(HSBC Holdings plc) H 14,135,636,61319.03% HXV 4. A1,877,513,451H1,405,555,555 H 7,639,224,777 7,027,777,777 611,447,000 AH 10,922,293,783 14.71% 48 交通银行股份有限公司

普通股变动及主要股东持股情况 ( 续 ) XV 336 A 1 A (%) (%) 15,148,693,829 2 38.59 20.40 1,877,513,451 3 4.78 2.53 H 1 H (%) (%) 9,044,780,332 3 25.83 12.18 4,553,999,999 2 13.01 6.13 14,135,636,613 40.37 19.03 2,674,232 4 0.01 0.004 14,138,310,845 40.38 19.04 HSBC Finance (Netherlands) 14,138,310,845 5 40.38 19.04 HSBC Bank plc 9,012,000 0.03 0.01 63,250 6 0.0002 0.0001 9,075,250 0.03 0.01 HSBC Holdings plc 14,147,386,095 7 40.41 19.05 二零一八年半年度报告 A 股 49

普通股变动及主要股东持股情况 ( 续 ) 1. 2. H4,553,999,9996.13%A 15,148,693,82920.40% 3. H9,044,780,33212.18% A 1,877,513,4512.53% 4. 62.14% H 2,674,232 H2,674,232 HHang Seng Bank Trustee International Limited2,581,887 HHang Seng Bank (Trustee) Limited92,345 H 5. HSBC Asia Holdings BVHSBC Asia Holdings BV HSBC Asia Holdings (UK) LimitedHSBC Asia Holdings (UK) LimitedHSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands)HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands)14,138,310,845 H 6. HSBC Trustee (C.I.) Limited63,250 HHSBC Trustee (C.I.) Limited HSBC Private Bank(C.I.)LimitedHSBC Private Bank (C.I.) LimitedHSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SAHSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90%HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plchsbc Trustee (C.I.) Limited63,250 H 7. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 4 5 6 HSBC Holdings plc14,138,310,845 H HSBC Bank plc9,075,250 H 336 XV 50 交通银行股份有限公司

优先股相关情况 143 (%) 100,000,000 22.22 20,000,000 4.44 20,000,000 4.44 20,000,000 4.44 20,000,000 4.44 5 20,000,000 4.44 18,000,000 4.00 15,000,000 3.33 15,000,000 3.33 14,000,000 3.11 1. 2. 3. 二零一八年半年度报告 A 股 51

优先股相关情况 ( 续 ) (%) DB Nominees (Hong Kong) Limited 122,500,000 100.00 1. 2. DB Nominees (Hong Kong) LimitedEuroclear Clearstream 122,500,000100% 3. 4. 2018 4 27 2018 7 302018 9 7 136,111,1115.00% 122,500,000 10% 13,611,111 2018 7 30 3.90% 1,755,000,000 2018 9 7 2237 52 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 1. 2018 2 12018 2 12018 8 5 2. 2018 8 6 3. 2018 8 32017 2018 8 3 2018 8 1 二零一八年半年度报告 A 股 53

董事 监事 高级管理人员和人力资源管理 ( 续 ) 1. 2018 7 11 2. 2018 7 27 54 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 ( 续 ) A 150,000 150,000 H 50,000 50,000 A H A 130,000 130,000 H 50,000 50,000 A 80,000 80,000 H 20,000 20,000 A H 20,000 20,000 A 80,000 80,000 H 30,000 30,000 A H A H A 40,000 40,000 H 20,000 20,000 A 60,000 60,000 H 20,000 20,000 A 40,000 30,000 70,000 H A 46,000 46,000 H 20,000 20,000 A 50,000 50,000 H A 46,100 46,100 H 21,000 21,000 A H 30,000 30,000 二零一八年半年度报告 A 股 55

董事 监事 高级管理人员和人力资源管理 ( 续 ) A 210,000 210,000 H 180,000 180,000 A 80,000 80,000 H 20,000 20,000 A 40,000 40,000 H 20,000 20,000 A 79,100 79,100 H 20,000 20,000 A 80,000 80,000 H XVXV 352 2018 7 107 12 A 150,000 100,000 250,000 H 100,000 100,000 H 20,000 20,000 40,000 H 30,000 20,000 50,000 A 20,000 20,000 A 20,000 20,000 A 46,000 50,000 96,000 A 46,100 20,000 66,100 56 交通银行股份有限公司

董事 监事 高级管理人员和人力资源管理 ( 续 ) 88,60586,1512,454 2,858 4,000 52 (%) (%) (%) 1,141,620 12.25 505 15.19 11,020 12.44 335,053 3.59 395 11.88 8,998 10.16 2,640,781 28.33 1,169 35.15 36,214 40.87 1,485,438 15.93 702 21.11 17,435 19.67 692,229 7.43 487 14.65 9,721 10.97 987,493 10.59 66 1.99 2,454 2.77 4,190,021 44.94 1 0.03 2,763 3.12 (2,149,928) (23.06) 9,322,707 100.00 3,325 100.00 88,605 100.00 二零一八年半年度报告 A 股 57

履行企业社会责任 2017 216.2255.66 34.67%12 1,718.6 3 12 5 200 65 35 260 20 20 14 82.421278.418 633.22134.11 5,764.02172.053.08% 58 交通银行股份有限公司

履行企业社会责任 ( 续 ) 1 95496 10.83% 5.50 67,8195,745 1.63 3.47 96.17% 89.74% 3,133 3,25911 1526 239 71.56% 45.97% + 1 二零一八年半年度报告 A 股 59

履行企业社会责任 ( 续 ) 171,204.04 60 交通银行股份有限公司

重要事项 A.2.12018 2 1 2018 6 12 2018 8 6 2018 6 29 2017 2018 A2018 H 201720172017 2017 16 2018 A2018 H A 20 2018 6 29 20172017 2017 12 31 742.630.2856 212.09 2018 7 162018 7 30 A H 2018 36.50 二零一八年半年度报告 A 股 61

重要事项 ( 续 ) 2017 4 28 55.80 7 62 交通银行股份有限公司

重要事项 ( 续 ) 2017 2017 20183,485 2018 1 29 2017 7 1411 242018 1 29(www.sse.com.cn) (www.hkexnews.hk) 2018 2 5100 2017 1 199 2612 282018 2 5(www.sse.com.cn)(www.hkexnews.hk) 2018 4 82018 4 12(www.sse.com.cn)(www.hkexnews.hk) 2018 5 31 80 2018 5 31(www.sse.com.cn) (www.hkexnews.hk) 2018 5 3130 2018 5 31(www.sse.com.cn) (www.hkexnews.hk) 二零一八年半年度报告 A 股 63

重要事项 ( 续 ) 2018 6 7 702018 2 15 236 7 (www.sse.com.cn)(www.hkexnews.hk) 2018 6 29 A 600 600 A 100 2018 4 275 36 136 29(www.sse.com.cn) (www.hkexnews.hk) 2018 6 29 100 2017 10 272018 6 29(www.sse.com.cn) (www.hkexnews.hk) 2018 1 12017 3 22 2324 1,245.14962.57-28.71-9.86 64 交通银行股份有限公司

境内外分支机构 主要子公司名录 1 22 2 7 3 26 4 5 5 18 6 258-1 7 6 8 3515 9 428 10 200 11 218 12 28 13 8 14 1-39 15 55 16 38 17 116 18 9 19 199 20 98 21 6 22 11 23 847 24 37 25 11 26 3018 27 228 28 45 29 3 30 211 31 4 32 397 33 88 34 129 35 296 36 16 37 29 (www.bankcomm.com) 二零一八年半年度报告 A 股 65

境内外分支机构 主要子公司名录 ( 续 ) 1 20 2 ONE EXCHANGE PLAZA 55 BROADWAY, 31ST & 32ND FLOOR, NEW YORK NY 10006-3008, U.S.A. 575 MARKET STREET, 38th FLOOR, SAN FRANCISCO, CA 94105, U.S.A. 3 1-3-5GROUP 4 50 Raffles Place #18-01 Singapore Land Tower 5 6th Floor Samsung Fire & Marine Bldg. #87, Euljiro 1-Ga, Jung-Gu, Seoul 100-782, Korea 6 Neue Mainzer Strasse 75, 60311 Frankfurt am Main, Germany 7 251A-30116 8 17th floor, Vincom Center, 72 Le Thanh Ton, Dist.1, HCMC, VN 9 Level 27, 363 George Street Sydney NSW 2000 Australia Level 35, 71 Eagle Street, Brisbane, Australia 10 5 7 10129 A 11 4th Floor, 1 Bartholomew Lane, London EC2N 2AX UK 12 7 Ruede la Chapelle, Luxembourg L-325 13 Suite 2460, 22 Adelaide Street West, Toronto, ON M5H 4E3 14 90, Avenue des Champs-Elysees, 75008, Paris, France 15 3rd floor, Piazza Barberini 52, Rome. 00187 16 Praca Pio X, 98. 7 andar 20091 040 Rio de Janeiro RJ, Brazil 1 8 2 333847 3 333 4 333 5 68 6 8 7 1111 8 168-170 9 1 10 127 11 156 1101 66 交通银行股份有限公司

董事 高级管理人员对半年度报告确认意见 3 2017 26 2014 2018 20182018 2018 2018 2018 二零一八年半年度报告 A 股 67

备查文件 2018 8 23 68 交通银行股份有限公司

审阅报告 (2018) 0041 2018 6 30 32 2101 32 2018 8 23 二零一八年半年度报告 A 股 69

合并资产负债表 1 917,282 938,571 2 153,428 144,425 3 523,556 570,766 4 315,412 227,030 5 31,523 34,007 6 56,324 67,277 7 54,180 54,561 8 4,669,207 4,473,255 9 395,133 9 402,138 10 1,965,639 10 1,511,375 10 387,733 11 3,379 3,357 12 8,058 8,217 13 135,644 128,222 14 4,412 4,270 15 3,092 3,162 16 26,278 16,456 17 60,160 63,432 9,322,707 9,038,254 531,303 532,867 19 994,076 1,030,969 20 394,396 444,373 21 15,795 26,964 5 26,601 33,344 22 73,027 97,983 23 5,732,928 5,545,366 24 318,805 150,482 25 4,867 8,770 26 11,980 11,882 27 101,728 92,579 28 434 449 29 304,583 287,662 16 598 520 30 141,525 97,773 8,652,646 8,361,983 70 交通银行股份有限公司

合并资产负债表 ( 续 ) 31 74,263 74,263 32 59,876 59,876 33 113,663 113,663 50 956 (2,871) 34 197,354 197,228 35 113,628 104,470 36 103,913 124,514 663,653 671,143 6,408 5,128 670,061 676,271 9,322,707 9,038,254 二零一八年半年度报告 A 股 71

银行资产负债表 1 914,173 937,800 2 131,927 135,931 3 552,259 608,790 4 301,470 222,637 5 29,928 33,935 6 55,175 64,930 7 52,541 53,407 8 4,518,978 4,354,253 9 308,970 9 376,161 10 1,948,932 10 1,509,592 10 374,858 11 50,005 33,246 12 3,084 3,062 13 47,156 49,118 14 4,406 4,215 15 3,025 3,100 16 25,068 15,211 17 39,035 47,039 8,986,132 8,827,285 531,303 532,867 19 1,035,184 1,045,103 20 306,006 353,552 21 15,795 26,964 5 26,268 33,294 22 69,074 96,894 23 5,601,923 5,543,520 24 313,012 145,088 25 4,121 7,779 26 11,154 10,908 27 99,412 91,346 28 419 434 29 240,004 233,396 16 182 253 30 88,476 51,931 8,342,333 8,173,329 31 74,263 74,263 32 59,876 59,876 33 113,427 113,427 50 1,084 (2,169) 34 196,003 196,003 35 108,717 100,012 36 90,429 112,544 643,799 653,956 8,986,132 8,827,285 72 交通银行股份有限公司

合并利润表 2018 1 16 30 1 16 306 2018 2017 101,865 103,707 37 170,546 152,578 37 (109,888) (91,245) 37 60,658 61,333 38 22,746 23,045 38 (1,564) (1,784) 38 21,182 21,261 39 4,905 4,390 140 51 17 40 2,436 39 41 1,112 (103) 4,122 10,768 42 7,281 6,000 11 19 158 (54,415) (56,491) 43 (1,256) (1,198) 44 (28,573) (27,020) 45 (16,666) (14,942) (3,723) (9,862) 46 (4,197) (3,469) 47,450 47,216 47 168 218 48 (148) (79) 47,470 47,355 49 (6,476) (8,133) 40,994 39,222 40,771 38,975 223 247 50 1,988 (2,321) 1,942 (2,303) 156 20 (15) 20 165 6 1,786 (2,323) 1,401 (1,827) 35 70 355 (566) (5) 46 (18) 42,982 36,901 42,713 36,672 269 229 51 0.51 0.49 51 0.51 0.49 二零一八年半年度报告 A 股 73

银行利润表 2018 1 16 30 1 16 306 2018 2017 89,885 87,371 37 166,077 149,128 37 (106,899) (88,702) 37 59,178 60,426 38 20,847 21,794 38 (1,413) (1,552) 38 19,434 20,242 39 5,025 4,128 127 57 17 40 2,451 60 41 819 (80) 42 2,943 2,576 10 19 25 (45,865) (43,145) 43 (1,176) (1,127) 44 (26,946) (25,614) 45 (16,462) (14,666) 46 (1,281) (1,738) 44,020 44,226 47 165 206 48 (144) (62) 44,041 44,370 49 (5,612) (7,439) 38,429 36,931 50 1,462 (2,166) 166 20 (15) 20 175 6 1,296 (2,186) 1,321 (1,764) 30 120 (50) (542) (5) 39,891 34,765 74 交通银行股份有限公司

合并现金流量表 2018 1 16 30 1 16 306 2018 2017 34,206 18,842 313,252 387,999 64,707 56,128 45,821 10,871 148,413 140,805 52(1) 35,484 42,316 588,047 710,797 1,564 244,317 281,439 49,977 43,684 102,774 24,956 50,791 99,817 82,713 16,685 15,618 15,671 14,950 52(2) 58,853 73,318 511,840 665,287 53(1) 76,207 45,510 427,821 176,973 42,245 42,404 302 432 470,368 219,809 527,983 298,774 12,185 12,208 540,168 310,982 (69,800) (91,173) 1,125 1,969 1,125 1,969 21,056 56,096 22,181 58,065 4,895 24,056 2,494 1,563 59 14 7,389 25,619 14,792 32,446 931 (3,272) 22,130 (16,489) 53(1) 228,919 316,396 53(1) 251,049 299,907 二零一八年半年度报告 A 股 75

银行现金流量表 2018 1 16 30 1 16 306 2018 2017 30,658 19,785 210,668 385,866 64,707 54,602 55,147 9,675 143,646 136,688 52(1) 27,445 25,860 477,239 687,508 1,564 211,098 271,982 47,546 42,076 102,159 27,820 51,784 98,182 80,577 15,587 14,625 14,477 13,968 52(2) 48,524 70,772 464,798 647,943 53(1) 12,441 39,565 413,623 176,292 41,286 41,640 256 83 455,165 218,015 468,543 284,125 16,672 1,803 905 1,352 469,448 285,477 (14,283) (67,462) 11,131 42,531 11,131 42,531 4,895 23,906 2,030 1,217 6,925 25,123 4,206 17,408 852 (3,180) 3,216 (13,669) 53(1) 223,796 307,692 53(1) 227,012 294,023 76 交通银行股份有限公司

合并股东权益变动表 2018 1 16 30 31 32 33 50 34 35 36 2018 1 1 74,263 59,876 113,663 (2,871) 197,228 104,470 124,514 5,128 676,271 1 1,885 (28,257) (54) (26,426) 2018 1 1 74,263 59,876 113,663 (986) 197,228 104,470 96,257 5,074 649,845 1,942 126 9,158 7,656 1,334 20,216 1,942 40,771 269 42,982 40,771 223 40,994 1,942 46 1,988 1,125 1,125 1,125 1,125 126 9,158 (33,111) (59) (23,886) 126 (126) 9,158 (9,158) (21,209) (59) (21,268) (2,618) (2,618) (4) (1) (5) (4) (1) (5) 2018 6 30 74,263 59,876 113,663 956 197,354 113,628 103,913 6,408 670,061 2017 1 1 74,263 59,876 113,392 2,767 190,414 87,732 100,698 3,265 632,407 291 (2,303) 92 16,170 (142) 1,893 16,001 (2,303) 38,975 229 36,901 38,975 247 39,222 (2,303) (18) (2,321) 291 1,678 1,969 291 1,678 1,969 92 16,170 (39,117) (14) (22,869) 92 (92) 16,170 (16,170) (20,162) (14) (20,176) (2,693) (2,693) 2017 6 30 74,263 59,876 113,683 464 190,506 103,902 100,556 5,158 648,408 二零一八年半年度报告 A 股 77

银行股东权益变动表 2018 1 16 30 31 32 33 50 34 35 36 2018 1 1 74,263 59,876 113,427 (2,169) 196,003 100,012 112,544 653,956 1 1,791 (28,012) (26,221) 2018 1 1 74,263 59,876 113,427 (378) 196,003 100,012 84,532 627,735 1,462 8,705 5,897 16,064 1,462 38,429 39,891 38,429 38,429 1,462 1,462 8,705 (32,532) (23,827) 8,705 (8,705) (21,209) (21,209) (2,618) (2,618) 2018 6 30 74,263 59,876 113,427 1,084 196,003 108,717 90,429 643,799 2017 1 1 74,263 59,876 113,433 3,048 189,382 83,896 91,922 615,820 (2,166) 16,116 (2,040) 11,910 (2,166) 36,931 34,765 36,931 36,931 (2,166) (2,166) 16,116 (38,971) (22,855) 16,116 (16,116) (20,162) (20,162) (2,693) (2,693) 2017 6 30 74,263 59,876 113,433 882 189,382 100,012 89,882 627,730 78 交通银行股份有限公司

财务报表附注 2018 1 16 30 (1986)81 (1987)40 1987 4 B0005H131000001 9131000010000595XD 742.63 AH 601328 033284605 360021 23621 2018 8 23 1 2006 2 15 323 20172017 2017 2017 7 14 2018 1 1 2017 3 22 232437 2018 1 1 37 二零一八年半年度报告 A 股 79

2018 1 16 30 1 2 (a) 2018 1 1 2017 12 31 2018 1 1 938,571 938,571 144,425 (231) 144,194 570,766 (1,392) 569,374 227,030 44,423 (151) 271,302 (a) 34,007 34,007 67,277 (94) 67,183 54,561 (1,206) 53,355 4,473,255 (32,052) 4,441,203 372,629 372,629 402,138 (402,138) 1,884,194 (736) 1,883,458 1,511,375 (1,511,375) 387,733 (387,733) 41,536 (33) 41,503 8,852,674 (35,895) 8,816,779 (a) 80 交通银行股份有限公司

2018 1 16 30 1 (b) 2018 1 1 2017 12 31 2018 1 1 938,571 938,571 144,425 (231) 144,194 570,766 (1,392) 569,374 4,473,255 (163,962) (32,095) 4,277,198 67,277 (94) 67,183 54,561 (1,206) 53,355 二零一八年半年度报告 A 股 81

2018 1 16 30 1 (b) 2017 12 31 387,733 (375,078) (12,655) 2018 1 1 1,511,375 (1,509,116) (2,259) 41,536 (33) 41,503 375,078 1,509,116 (736) 1,883,458 8,189,499 (178,876) (35,787) 7,974,836 82 交通银行股份有限公司

2018 1 16 30 1 (b) 2017 12 31 2018 1 1 214,300 12,655 2,259 (151) 24,430 2,583 2,496 258,572 12,730 12,730 (a) 34,007 34,007 261,037 44,423 (151) 305,309 二零一八年半年度报告 A 股 83

2018 1 16 30 1 (b) 2017 12 31 2018 1 1 402,138 (24,430) (2,583) (2,496) (369,318) (3,311) 369,318 3,311 372,629 163,962 43 164,005 402,138 134,453 43 536,634 8,852,674 (35,895) 8,816,779 (a) 84 交通银行股份有限公司

2018 1 16 30 1 (c) 2018 1 1 2018 1 1 106,001 (807) 32,095 137,289 231 231 1,392 1,392 94 94 2,608 (2,608) 355 (355) 2,963 736 3,699 1,907 1,239 3,146 110,871 (807) 35,787 145,851 807 1,189 1,996 1,537 (1,537) 454 438 892 112,408 (1,083) 37,414 148,739 124,51496,257-2,871-98616,456 25,927 2 2.1 (a) 1 二零一八年半年度报告 A 股 85

2018 1 16 30 2 2.1 (b) (a) (b) 3 2.1.1 (i) 2018 1 1 (i) (ii) 86 交通银行股份有限公司

2018 1 16 30 2 2.1 2.1.1 (i) 二零一八年半年度报告 A 股 87

2018 1 16 30 2 2.1 2.1.1 (ii) 3.3 (iii) 88 交通银行股份有限公司

2018 1 16 30 2 2.1 2.1.1 (iv) (i) (ii) (i) (ii) (iii) 2.1.2 (i) 2.1.1(iv) 2.2 二零一八年半年度报告 A 股 89

2018 1 16 30 2 2.1 2.1.2 (ii) 10% 2.2 2.1.1 14 2.1.1 2.3 37 37 (i) (ii) (iii) 90 交通银行股份有限公司

2018 1 16 30 2 2.3 (a) (b) (a) (b) 2.4 3.3.2 3.3 2017 二零一八年半年度报告 A 股 91

2018 1 16 30 1 25% 6% - 17% 3% 1% - 7% 2 25% [2012]40 201257 [2016]36 2016 5 12016 5 1 1 13,837 16,623 776,338 802,012 118,686 112,534 8,421 7,402 917,282 938,571 13,458 16,580 775,811 801,439 116,484 112,379 8,420 7,402 914,173 937,800 92 交通银行股份有限公司

2018 1 16 30 1 2018 6 3015.5% 2017 12 3116.5% 5% 2017 12 315% 2 96,038 109,025 57,600 35,400 (210) 153,428 144,425 88,390 102,832 43,726 33,099 (189) 131,927 135,931 3 164,775 194,348 54,234 98,342 298,825 274,307 7,120 3,769 (1,398) 523,556 570,766 二零一八年半年度报告 A 股 93

2018 1 16 30 3 168,582 194,052 55,553 106,946 322,396 304,023 7,120 3,769 (1,392) 552,259 608,790 2018 6 30104,122 2017 12 31110,662 57,520 6.91 201751,4294.13 4 123,581 83,872 91,413 45,980 34,783 41,198 41,922 28,653 7,576 12,082 2,324 2,215 5,182 300 306,781 214,300 8,631 12,730 8,631 12,730 315,412 227,030 94 交通银行股份有限公司

2018 1 16 30 4 115,141 80,335 90,902 45,888 34,783 41,198 41,284 28,258 7,296 12,013 2,324 2,215 1,109 292,839 209,907 8,631 12,730 8,631 12,730 301,470 222,637 5 21,111 225 (213) 2,388,687 26,646 (24,342) 2,409,798 26,871 (24,555) 63,257 1,795 (55) 595,573 2,857 (1,991) 658,830 4,652 (2,046) 84,368 2,020 (268) 2,984,260 29,503 (26,333) 3,068,628 31,523 (26,601) 31,611 392 (222) 2,440,892 31,263 (31,597) 2,472,503 31,655 (31,819) 66,038 936 (135) 655,854 1,416 (1,390) 721,892 2,352 (1,525) 97,649 1,328 (357) 3,096,746 32,679 (32,987) 3,194,395 34,007 (33,344) 14,882 139 (173) 2,350,548 26,344 (24,126) 2,365,430 26,483 (24,299) 54,750 1,651 (53) 584,747 1,794 (1,916) 639,497 3,445 (1,969) 69,632 1,790 (226) 2,935,295 28,138 (26,042) 3,004,927 29,928 (26,268) 16,439 378 (195) 2,439,233 31,262 (31,595) 2,455,672 31,640 (31,790) 60,234 913 (129) 651,315 1,382 (1,375) 711,549 2,295 (1,504) 76,673 1,291 (324) 3,090,548 32,644 (32,970) 3,167,221 33,935 (33,294) 二零一八年半年度报告 A 股 95

2018 1 16 30 5 1,519,846 1,518,866 1,282,341 1,343,072 151,483 200,543 114,958 131,914 3,068,628 3,194,395 1,514,284 1,518,866 1,251,207 1,317,735 135,448 200,543 103,988 130,077 3,004,927 3,167,221 1 2 96 交通银行股份有限公司

2018 1 16 30 5 1 2 二零一八年半年度报告 A 股 97

2018 1 16 30 5 a) 115 2 2,945 41,305 12,551 56,918 1.50% 2.10% 2.98% 3.16% 3.61% 477 152 4,532 5,161 6.32 6.63 6.59 5.12 (a) 1,465 1,099 3,347 1,309 7,220 2.68% 7.80 7.84 7.79 6.02 5.80 5.99 10.40 (a) 433 893 5,416 1,382 8,124 4.06% 3.08% 1.35 1.32 1.38 1.43 3.35 3.47 6.45 606 606 1.43 1.86 1,029 5,310 6,339 4.75% 4.16% 98 交通银行股份有限公司

2018 1 16 30 5 115 2,939 39,145 12,551 54,750 1.50% 2.98% 3.19% 3.61% 477 152 4,532 5,161 6.32 6.63 6.59 5.12 (a) 1,465 1,099 3,347 1,309 7,220 2.68% 7.80 7.84 7.79 6.02 5.80 5.99 10.40 (a) 323 190 1,382 1,895 3.08% 1.35 1.32 1.38 1.43 606 606 1.43 1.86 (a) b) 56,918 1,690 (54) 884 21,111 225 (213) 39 6,339 105 (1) 87 二零一八年半年度报告 A 股 99

2018 1 16 30 5 54,750 1,651 (53) 803 14,882 139 (173) 35 c) 54,694 (1,574) (787) (631) 31 16 (31) (3) 2,362 (104) (56) (822) (85) (91) (39) (38) (87) 80 52,585 (1,570) (783) (631) 31 16 2,362 (104) (56) (35) 25 100 交通银行股份有限公司

2018 1 16 30 5 d) 6 (34) 39 87 (9) (70) 6 (20) 35 (12) 17 2017 (1) 2017 1 1 6 30 (359) 296 (63) 2017 1 1 6 30 (342) 319 (23) (2) 2017 6 3062 52 二零一八年半年度报告 A 股 101

2018 1 16 30 6 45,688 57,051 10,717 10,226 (81) 56,324 67,277 44,538 54,704 10,717 10,226 (80) 55,175 64,930 7 23,514 17,401 16,846 7,412 6,269 4,334 2,488 2,218 1,110 3,893 25,459 (2,203) 54,180 54,561 23,436 16,335 15,255 7,693 7,390 3,780 2,442 2,188 1,104 3,132 25,379 (2,186) 52,541 53,407 102 交通银行股份有限公司

2018 1 16 30 8 8.1 952,652 897,264 497,920 399,004 116,948 113,614 1,567,520 1,409,882 2,826,218 2,769,843 138,958 236,590 260,573 3,062,808 3,169,374 4,630,328 4,579,256 (124,758) (106,001) (35,334) (70,667) 4,505,570 4,473,255 136,318 26,775 163,093 544 544 4,669,207 4,473,255 二零一八年半年度报告 A 股 103

2018 1 16 30 8 8.1 938,247 897,130 497,768 399,004 104,006 109,666 1,540,021 1,405,800 2,701,147 2,651,621 138,958 234,939 259,533 2,936,086 3,050,112 4,476,107 4,455,912 (120,222) (101,659) (67,268) (34,391) 4,355,885 4,354,253 136,318 26,775 163,093 4,518,978 4,354,253 104 交通银行股份有限公司

2018 1 16 30 8 8.2 1,594,380 1,437,854 899,310 908,119 2,300,275 2,233,283 1,693,676 1,631,954 606,599 601,329 4,793,965 4,579,256 1,539,836 1,398,373 849,261 856,842 2,250,103 2,200,697 1,679,325 1,631,982 570,778 568,715 4,639,200 4,455,912 8.3 1 90 90 360 360 3 3 11,271 9,645 591 952 22,459 6,313 9,020 12,434 3,851 31,618 9,149 12,673 11,450 4,495 37,767 8,153 10,180 10,163 3,945 32,441 996 2,493 1,287 550 5,326 26,733 31,338 24,475 9,298 91,844 1 90 90 360 360 3 3 6,731 7,806 1,120 1,564 17,221 6,012 9,245 18,607 6,654 40,518 9,914 9,041 15,869 6,935 41,759 8,660 7,298 13,887 5,778 35,623 1,254 1,743 1,982 1,157 6,136 22,657 26,092 35,596 15,153 99,498 二零一八年半年度报告 A 股 105

2018 1 16 30 8 8.3 1 90 90 360 360 3 3 11,235 9,500 556 949 22,240 5,948 8,679 12,359 3,563 30,549 8,357 12,407 11,413 4,495 36,672 7,466 10,076 10,127 3,945 31,614 891 2,331 1,286 550 5,058 25,540 30,586 24,328 9,007 89,461 1 90 90 360 360 3 3 6,725 7,653 1,083 1,562 17,023 5,806 8,891 18,464 6,356 39,517 9,602 8,949 15,815 6,932 41,298 8,530 7,232 13,833 5,775 35,370 1,072 1,717 1,982 1,157 5,928 22,133 25,493 35,362 14,850 97,838 8.4 2018 1 16 30 2018 1 1 116,081 21,208 137,289 30,932 6,984 37,916 (21,281) (1,166) (22,447) (24,718) (3,097) (27,815) 500 221 721 (840) (87) (927) 100,674 24,063 124,737 14 7 21 100,688 24,070 124,758 106 交通银行股份有限公司

2018 1 16 30 8 8.4 2018 1 16 30 2018 1 1 111,789 21,096 132,885 30,920 6,863 37,783 (21,296) (1,158) (22,454) (24,648) (3,086) (27,734) 499 221 720 (814) (87) (901) (36) (83) (119) 96,414 23,766 120,180 33 9 42 96,447 23,775 120,222 2017 30,503 66,629 97,132 16,849 14,909 31,758 (1,597) (1,597) (19,554) (19,554) 9,283 (10,596) (1,313) 917 917 (1,812) (1,812) 10,178 (10,596) (418) 35,484 70,942 106,426 (150) (275) (425) 35,334 70,667 106,001 二零一八年半年度报告 A 股 107

2018 1 16 30 8 8.4 2017 29,691 63,619 93,310 16,387 14,512 30,899 (1,369) (1,369) (19,476) (19,476) 9,294 (10,596) (1,302) 917 917 (1,801) (1,801) 10,178 (10,596) (418) 34,527 67,535 102,062 (136) (267) (403) 34,391 67,268 101,659 2017 78,263 18,869 97,132 27,597 2,564 30,161 28,910 2,848 31,758 (1,313) (284) (1,597) 436 481 917 (1,589) (223) (1,812) (17,191) (2,363) (19,554) (418) (418) (348) (77) (425) 87,168 18,833 106,001 2017 74,476 18,834 93,310 27,005 2,525 29,530 28,106 2,793 30,899 (1,101) (268) (1,369) 436 481 917 (1,578) (223) (1,801) (17,132) (2,344) (19,476) (418) (418) (328) (75) (403) 82,879 18,780 101,659 108 交通银行股份有限公司

2018 1 16 30 9 252,240 44,387 51,309 43,716 391,652 3,481 395,133 222,120 36,223 45,259 3,533 307,135 1,835 308,970 302,418 49,196 37,783 5,807 4,351 2,583 402,138 294,105 39,114 36,336 2,747 3,859 376,161 二零一八年半年度报告 A 股 109

2018 1 16 30 9 394,202 4,943 399,145 398,555 9,595 408,150 391,652 3,481 395,133 393,748 8,390 402,138 (976) (1,462) (2,438) (3,327) (122) (3,449) (1,133) (1,133) (454) (1,083) (1,537) 309,128 3,361 312,489 377,366 4,030 381,396 307,135 1,835 308,970 373,414 2,747 376,161 (423) (1,526) (1,949) (2,532) (202) (2,734) (1,025) (1,025) (454) (1,081) (1,535) 1 2 3 12 2018 1 1 438 454 892 268 36 304 (53) (8) (61) (7) 5 (2) 646 36 451 1,133 110 交通银行股份有限公司

2018 1 16 30 9 1 2 3 12 2018 1 1 355 454 809 237 36 273 (53) (8) (61) (1) 5 4 538 36 451 1,025 10 1,346,215 29,147 296,843 43,061 254,028 (3,655) 1,965,639 1,345,180 28,909 297,753 41,902 238,664 (3,476) 1,948,932 二零一八年半年度报告 A 股 111

2018 1 16 30 10 1,152,116 280,352 50,165 29,097 (355) 1,511,375 1,150,966 281,488 48,634 28,859 (355) 1,509,592 273,065 104,630 12,646 (2,608) 387,733 260,140 104,630 12,646 (2,558) 374,858 112 交通银行股份有限公司

2018 1 16 30 10 1 2 3 12 2018 1 1 3,214 10 475 3,699 325 78 403 (431) (16) (447) 3,108 88 459 3,655 1 2 3 12 2018 1 1 3,037 10 475 3,522 308 78 386 (416) (16) (432) 2,929 88 459 3,476 二零一八年半年度报告 A 股 113

2018 1 16 30 11 (11.2) 3,377 3,356 2 1 3,379 3,357 (11.1) 46,655 29,982 (11.2) 3,350 3,264 50,005 33,246 11.1 2018 1 1 2018 6 30 8,500 8,500 5,100 5,100 20 130 130 1,428 1,875 3,303 1,759 1,759 132 342 342 37 37 77 77 57 57 77 77 644 644 695 695 10,000 10,000 (1) 14,797 14,797 Bocom Brazil Holding Company Ltda 962 962 174 1 175 29,982 16,672 1 46,655 152 (1) 2018 1792018 6 29100 2018 6 30100% 114 交通银行股份有限公司

2018 1 16 30 11 11.1 2017 1 1 2017 12 31 7,000 1,500 8,500 3,400 1,700 5,100 31 130 130 1,428 1,428 1,759 1,759 342 342 37 37 77 77 57 57 8 77 77 4 644 644 695 695 10,000 10,000 Bocom Brazil Holding Company Ltda 859 103 962 182 (8) 174 16,687 13,303 (8) 29,982 43 11.1.1 (%) 333 100.00 333 85.00 847 8 65.00 333 62.50 68 73.14 8 100.00 61.00 168-170 1 51.00 127 51.00 156 1 51.00 101 4th Floor,1 Bartholomew Lane, London 100.00 EC2N 2AX UK 7 Ruede la Chapelle, Luxembourg, 100.00 L-1325 1111 100.00 20 100.00 Bocom Brazil Holding Company Ltda BANCO BoCom BBM S.A. Rua Voluntários dapátria, 89-1st floor - room 103 and 104, Botafogo, Rio de Janeiro, Brazil 100.00 Praca Pio X, 98. 7 andar 20091 040 Rio 80.00 de Janeiro RJ, Brazil. 二零一八年半年度报告 A 股 115

2018 1 16 30 11 11.1 11.1.2 2018 6 30 11.2 (%) 9.00 (1) (2) 10.60 (1) 153 (2) 113 2018 1 1 2018 6 30 2,533 67 (4) (36) 2,560 731 60 (1) 790 2017 1 1 2017 12 31 2,532 9 (8) 2,533 610 128 (1) (6) 731 2018 6 30 12 2018 1 1 7,707 510 8,217 23 23 235 235 258 258 (417) (417) (417) (417) 7,290 768 8,058 116 交通银行股份有限公司

2018 1 16 30 12 2017 1 1 8,288 474 8,762 192 192 (63) (63) 129 129 (581) (581) (93) (93) (581) (93) (674) 7,707 510 8,217 2018 1 1 2,763 299 3,062 19 19 3 3 22 22 2,763 321 3,084 2017 1 1 2,763 262 3,025 56 56 (19) (19) 37 37 2,763 299 3,062 二零一八年半年度报告 A 股 117

2018 1 16 30 12 8,058 8,058 8,217 8,217 3,084 3,084 3,062 3,062 118 交通银行股份有限公司

2018 1 16 30 13 2018 1 1 58,158 18,288 82,885 6,896 7,961 174,188 32 213 11,214 73 21 11,553 417 417 250 36 286 (17) 17 (155) (252) (11) (59) (2) (479) 58,685 18,249 94,088 6,910 8,033 185,965 2018 1 1 15,006 14,691 7,018 4,916 4,251 45,882 919 816 2,221 328 371 4,655 (6) 6 (29) (206) (9) (55) (2) (301) 15,890 15,301 9,230 5,189 4,626 50,236 2018 1 1 84 84 1 1 85 85 2018 1 1 43,152 3,597 75,783 1,980 3,710 128,222 42,795 2,948 84,773 1,721 3,407 135,644 4,655 286 84,700 2017 12 3175,689 2018 6 30203 2017 12 31203 二零一八年半年度报告 A 股 119

2018 1 16 30 13 2017 1 1 53,391 18,422 61,627 6,752 7,122 147,314 600 1,684 22,264 566 359 25,473 674 674 3,912 511 4,423 (419) (1,818) (1,006) (422) (31) (3,696) 58,158 18,288 82,885 6,896 7,961 174,188 2017 1 1 13,288 14,474 4,072 4,592 3,562 39,988 1,829 1,893 3,489 720 704 8,635 (111) (1,676) (543) (396) (15) (2,741) 15,006 14,691 7,018 4,916 4,251 45,882 2017 1 1 5 5 80 80 (1) (1) 84 84 2017 1 1 40,103 3,948 57,550 2,160 3,560 107,321 43,152 3,597 75,783 1,980 3,710 128,222 8,635 4,423 120 交通银行股份有限公司

2018 1 16 30 13 2018 1 1 54,497 18,024 698 6,800 7,903 87,922 3 198 71 20 292 202 35 237 (17) (20) (25) (55) (117) (43) (247) (10) (54) (1) (355) 54,642 17,955 688 6,792 7,902 87,979 2018 1 1 14,618 14,509 608 4,849 4,220 38,804 905 796 21 322 363 2,407 (20) (11) (12) (47) (90) (29) (206) (9) (53) (1) (298) 15,474 15,088 620 5,106 4,535 40,823 2018 1 1 39,879 3,515 90 1,951 3,683 49,118 39,168 2,867 68 1,686 3,367 47,156 2,407 237 2017 1 1 50,355 18,183 726 6,663 7,087 83,014 462 1,644 7 554 334 3,001 3,912 511 4,423 (232) (1,803) (35) (417) (29) (2,516) 54,497 18,024 698 6,800 7,903 87,922 2017 1 1 12,955 14,315 663 4,531 3,536 36,000 1,754 1,858 53 711 698 5,074 (91) (1,664) (108) (393) (14) (2,270) 14,618 14,509 608 4,849 4,220 38,804 2017 1 1 37,400 3,868 63 2,132 3,551 47,014 39,879 3,515 90 1,951 3,683 49,118 5,074 4,423 二零一八年半年度报告 A 股 121

2018 1 16 30 14 14.1 94 94 86 86 331 331 308 308 549 549 522 522 95 95 85 85 776 776 776 776 252 252 248 248 917 917 796 796 151 151 151 151 1,263 (16) 1,247 1,314 (16) 1,298 4,428 (16) 4,412 4,286 (16) 4,270 94 94 86 86 331 331 308 308 549 549 522 522 95 95 85 85 776 776 776 776 252 252 248 248 917 917 796 796 151 151 151 151 1,257 (16) 1,241 1,259 (16) 1,243 4,422 (16) 4,406 4,231 (16) 4,215 122 交通银行股份有限公司

2018 1 16 30 14 14.2 2017 12 31 2018 6 30 (%) 213 86 8 44.13 94 737 308 23 44.91 331 637 522 27 86.19 549 108 85 10 87.96 95 786 776 98.73 776 512 248 4 49.22 252 1,506 796 121 60.89 917 201 151 75.12 151 1,314 245 (286) (10) 1,263 4,286 438 (286) (10) 4,428 2017 12 31 2018 6 30 (%) 213 86 8 44.13 94 737 308 23 44.91 331 637 522 27 86.19 549 108 85 10 87.96 95 786 776 98.73 776 512 248 4 49.22 252 1,506 796 121 60.89 917 201 151 75.12 151 1,259 245 (237) (10) 1,257 4,231 438 (237) (10) 4,422 2017 12 31 2018 6 30 96 16 16 二零一八年半年度报告 A 股 123

2018 1 16 30 15 2018 1 1 2,780 2,320 5,100 53 148 201 (11) (105) (116) 2,822 2,363 5,185 2018 1 1 1,452 486 1,938 128 31 159 (5) 1 (4) 1,575 518 2,093 2018 1 1 1,328 1,834 3,162 1,247 1,845 3,092 159 2017 1 1 2,380 1,442 3,822 433 887 1,320 (33) (9) (42) 2,780 2,320 5,100 2017 1 1 1,208 426 1,634 247 65 312 (3) (5) (8) 1,452 486 1,938 2017 1 1 1,172 1,016 2,188 1,328 1,834 3,162 312 124 交通银行股份有限公司

2018 1 16 30 15 2018 1 1 2,612 2,320 4,932 40 145 185 (11) (105) (116) 2,641 2,360 5,001 2018 1 1 1,346 486 1,832 117 31 148 (5) 1 (4) 1,458 518 1,976 2018 1 1 1,266 1,834 3,100 1,183 1,842 3,025 148 2017 1 1 2,238 1,442 3,680 405 887 1,292 (31) (9) (40) 2,612 2,320 4,932 2017 1 1 1,123 426 1,549 226 65 291 (3) (5) (8) 1,346 486 1,832 2017 1 1 1,115 1,016 2,131 1,266 1,834 3,100 291 二零一八年半年度报告 A 股 125

2018 1 16 30 16 16.1 12,844 664 916 (163) 110 99 (522) 1,988 15,936 9,004 (664) 36 1,095 9,471 2018 1 1 21,848 952 1,095 (163) 110 99 (522) 1,988 25,407 2,391 (153) (1,058) (2) 3 (110) (134) 937 (652) (12) (664) 24,239 799 443 (1,233) 108 102 (632) 1,854 25,680 2017 1 1 12,401 (628) (172) (644) 109 107 (509) 1,758 12,422 443 1,088 521 1 (8) (13) 230 2,262 1,292 (40) 1,252 12,844 664 916 (163) 110 99 (522) 1,988 15,936 12,303 681 916 (160) 109 99 (514) 1,524 14,958 9,098 (681) 36 1,018 9,471 2018 1 1 21,401 952 1,018 (160) 109 99 (514) 1,524 24,429 2,062 (153) (745) (4) 3 (8) (178) 977 (510) (10) (520) 23,463 799 508 (915) 105 102 (522) 1,346 24,886 2017 1 1 12,048 (592) (166) (634) 107 107 (503) 1,271 11,638 255 1,082 509 2 (8) (11) 253 2,082 1,273 (35) 1,238 12,303 681 916 (160) 109 99 (514) 1,524 14,958 126 交通银行股份有限公司

2018 1 16 30 16 16.2 96,836 24,239 51,233 12,844 3,194 799 3,681 916 3,511 878 4,797 1,046 26,601 6,632 33,344 8,340 434 108 449 110 408 102 395 99 7,538 1,897 7,899 2,208 138,522 34,655 101,798 25,563 (1,740) (435) (1,348) (382) (2,549) (632) (2,291) (522) (31,523) (7,865) (34,007) (8,503) (163) (43) (807) (220) (35,975) (8,975) (38,453) (9,627) 102,547 25,680 63,345 15,936 二零一八年半年度报告 A 股 127

2018 1 16 30 16 16.2 93,852 23,463 49,211 12,303 3,194 799 3,681 916 3,345 837 4,182 1,043 26,268 6,548 33,294 8,324 419 105 434 109 407 102 395 99 5,391 1,346 6,095 1,524 132,876 33,200 97,292 24,318 (1,316) (329) (1,448) (362) (2,102) (522) (2,080) (514) (29,928) (7,463) (33,935) (8,484) (33,346) (8,314) (37,463) (9,360) 99,530 24,886 59,829 14,958 128 交通银行股份有限公司

2018 1 16 30 16 16.2 2018 1 1 6 30 15,936 12,422 25,563 23,033 (9,627) (10,611) 9,471 49 937 2,262 50 (664) 1,252 25,680 15,936 34,655 25,563 (8,975) (9,627) 2018 1 1 6 30 14,958 11,638 24,318 22,178 (9,360) (10,540) 9,471 49 977 2,082 50 (520) 1,238 24,886 14,958 33,200 24,318 (8,314) (9,360) 16.3 8,377 2017 12 319,107 8,132 2017 12 3110,456 二零一八年半年度报告 A 股 129

2018 1 16 30 17 (1) 36,164 40,836 13,014 12,310 650 791 8,159 7,072 (2) 838 906 (3) 437 453 (4) 33 33 865 1,031 60,160 63,432 (1) 27,322 36,297 1,993 1,728 605 740 7,444 6,379 (2) 773 831 (4) 33 33 865 1,031 39,035 47,039 17.1 (%) (%) 1 35,740 93.63 (659) 35,081 40,277 94.23 (497) 39,780 1-2 370 0.97 (45) 325 812 1.90 (58) 754 2-3 623 1.63 (70) 553 146 0.34 (67) 79 3 1,439 3.77 (1,234) 205 1,508 3.53 (1,285) 223 38,172 100.00 (2,008) 36,164 42,743 100.00 (1,907) 40,836 (%) (%) 1 27,725 94.59 (658) 27,067 36,529 95.64 (497) 36,032 1-2 153 0.52 (45) 108 195 0.51 (58) 137 2-3 155 0.53 (70) 85 131 0.34 (67) 64 3 1,279 4.36 (1,217) 62 1,342 3.51 (1,278) 64 29,312 100.00 (1,990) 27,322 38,197 100.00 (1,900) 36,297 130 交通银行股份有限公司

2018 1 16 30 17 17.1 3 18 10,547 (10) 10,537 24,196 24,196 7,379 (638) 6,741 4,570 (712) 3,858 7,226 (8) 7,218 3,055 3,055 13,020 (1,352) 11,668 10,922 (1,195) 9,727 38,172 (2,008) 36,164 42,743 (1,907) 40,836 9,363 (9) 9,354 23,415 23,415 6,156 (626) 5,530 4,157 (705) 3,452 7,225 (8) 7,217 3,055 3,055 6,568 (1,347) 5,221 7,570 (1,195) 6,375 29,312 (1,990) 27,322 38,197 (1,900) 36,297 17.2 925 991 25 25 19 19 969 1,035 (131) (129) 838 906 854 912 25 25 19 19 898 956 (125) (125) 773 831 二零一八年半年度报告 A 股 131

2018 1 16 30 17 17.2 66214 [2005]53 18 17.3 2017 12 31 2018 6 30 200 200 122 122 BANCO BoCom BBM S.A 131 (16) 115 453 (16) 437 2017 1 1 2017 12 31 200 200 122 122 BANCO BoCom BBM S.A 149 (18) 131 471 (18) 453 2007 9 1,22085% 200 2010 1 19651% 122 2016 11Bocom Brazil Holding Company Ltda BBM80% 149 18 17.4 37 37 (4) (4) 33 33 18 132 交通银行股份有限公司

2018 1 16 30 18 2018 1 16 30 231 228 (249) 210 1,392 213 (216) 9 1,398 94 145 (157) (1) 81 11 11 1,206 924 41 32 2,203 1,996 513 (780) 1,729 137,289 37,916 (927) (22,447) (27,815) 721 21 124,758 892 304 (61) (2) 1,133 3,699 403 (447) 3,655 84 1 85 16 16 1,940 764 (41) (401) (272) 18 2,008 129 3 (1) 131 4 4 148,972 41,424 (928) (24,758) (28,087) 739 60 137,422 2017 1,175 438 (43) (26) (2) 26 (31) 1,537 350 10 (6) 1 355 2,803 262 (457) 2,608 44 12 (1) (14) 41 97,132 31,758 (2,230) (1,597) (19,554) 917 (425) 106,001 5 80 (1) 84 16 16 629 1,103 418 (112) (189) 18 (1) 1,866 136 22 (16) (13) 129 5 (1) 4 102,295 33,685 (1,855) (2,216) (19,772) 961 (457) 112,641 二零一八年半年度报告 A 股 133

2018 1 16 30 18 2018 1 16 30 228 201 (240) 189 1,387 212 (215) 8 1,392 94 143 (157) 80 9 9 1,205 926 41 14 2,186 1,996 513 (780) 1,729 132,885 37,783 (1,020) (22,454) (27,734) 720 42 120,222 809 273 (61) 4 1,025 3,522 386 (432) 3,476 16 16 1,933 752 (41) (398) (272) 18 (2) 1,990 125 1 (1) 125 4 4 144,204 41,199 (1,021) (24,737) (28,006) 738 66 132,443 2017 93,310 30,899 (2,219) (1,369) (19,476) 917 (403) 101,659 1,130 438 (1) (26) (2) 26 (30) 1,535 350 10 (6) 1 355 2,745 222 (409) 2,558 16 16 623 1,019 418 (81) (138) 18 1,859 44 12 (1) (14) 41 132 22 (16) (13) 125 5 (1) 4 98,355 32,622 (1,802) (1,909) (19,643) 961 (432) 108,152 134 交通银行股份有限公司

2018 1 16 30 19 289,700 350,499 28,484 24,385 661,766 630,138 14,126 25,947 994,076 1,030,969 290,619 366,670 57,587 24,385 672,537 628,101 14,441 25,947 1,035,184 1,045,103 20 146,354 191,932 235,646 235,867 603 4,434 11,793 12,140 394,396 444,373 72,713 126,844 231,125 224,882 500 2,168 1,326 306,006 353,552 二零一八年半年度报告 A 股 135

2018 1 16 30 21 6,938 12,654 2,485 8,857 11,825 15,795 26,964 6,938 12,654 2,485 8,857 11,825 15,795 26,964 6,938 12,654 6,953 12,638 (15) 16 2018 6 302017 12 31 22 40,877 74,270 32,150 23,713 73,027 97,983 36,924 73,181 32,150 23,713 69,074 96,894 136 交通银行股份有限公司

2018 1 16 30 23 1,826,003 1,852,676 677,373 655,559 2,120,822 2,003,443 1,106,405 1,030,233 2,325 3,455 5,732,928 5,545,366 320,446 335,706 1,816,588 1,854,740 636,876 655,027 2,114,314 2,002,520 1,031,953 1,027,782 2,192 3,451 5,601,923 5,543,520 320,345 335,509 24 二零一八年半年度报告 A 股 137

2018 1 16 30 25 7,321 9,075 (12,838) 3,558 374 (373) 1 714 25 (123) 616 116 220 (205) 131 23 770 (767) 26 22 711 (709) 24 1 59 (58) 2 8 765 (752) 21 104 161 (249) 16 24 2 (2) 24 56(1) 65 1,558 (1,556) 67 49 1,141 (1,146) 44 4 35 (35) 4 12 382 (375) 19 56(2) 395 32 (20) 407 395 32 (20) 407 8,770 12,982 (16,885) 4,867 6,392 8,187 (11,687) 2,892 336 (336) 714 21 (119) 616 96 191 (177) 110 21 738 (743) 16 20 682 (687) 15 1 56 (56) 1 8 729 (717) 20 89 217 (305) 1 24 2 (2) 24 56(1) 40 1,476 (1,481) 35 36 1,084 (1,088) 32 3 34 (34) 3 1 358 (359) 56(2) 395 32 (20) 407 395 32 (20) 407 7,779 11,929 (15,587) 4,121 138 交通银行股份有限公司

2018 1 16 30 26 7,239 7,943 3,673 2,905 1,068 1,034 11,980 11,882 6,694 7,132 3,491 2,865 969 911 11,154 10,908 27 78,574 52,194 15,994 26,031 7,160 14,354 101,728 92,579 77,946 52,034 15,352 25,554 6,114 13,758 99,412 91,346 二零一八年半年度报告 A 股 139

2018 1 16 30 28 2017 12 31 2018 6 30 449 28 (40) (3) 434 449 28 (40) (3) 434 2016 12 31 2017 12 31 348 223 (9) (113) 449 100 (100) 448 223 (109) (113) 449 2017 12 31 2018 6 30 434 25 (40) 419 434 25 (40) 419 2016 12 31 2017 12 31 329 218 (113) 434 100 (100) 429 218 (100) (113) 434 140 交通银行股份有限公司

2018 1 16 30 29 29.1 39,449 39,450 29.2 69,622 69,585 29.3 115,054 106,264 29.3 64,630 54,316 29.3 15,828 18,047 304,583 287,662 29.1 39,500 39,500 29.2 69,622 69,585 29.3 115,054 106,264 29.3 15,828 18,047 240,004 233,396 29.1 2018 6 30 % 0902 4 13,500 2009/07/01 15 (a) 13,500 269 268 537 13,500 13,500 1101 5.75 26,000 2011/10/21 15 (b) 26,000 283 739 1,022 25,949 25,950 39,500 552 1,007 1,559 39,449 39,450 (a) 2019 7 3 2019 7 35 7.00% (b) 2021 10 24 5.75% 二零一八年半年度报告 A 股 141

2018 1 16 30 29 29.2 2018 6 30 % 1401 5.80 28,000 2014/08/18 10 (a) 28,000 601 805 1,406 27,974 27,963 14 01 4.50 1,200 2014/10/03 10 (b) 7,940 86 188 (186) 88 7,876 7,786 14 01 3.625 500 2014/10/03 12 (c) 3,826 35 68 (70) 33 3,805 3,876 17 4.50 30,000 11/04/2017 10 (d) 30,000 973 669 (1,350) 292 29,967 29,960 69,766 1,695 1,730 (1,606) 1,819 69,622 69,585 (a) 5 2019 8 19 (b) 2019 10 32019 10 3 5 285 (c) 2021 10 32021 10 3 5 300 (d) 5 2022 4 13 142 交通银行股份有限公司

2018 1 16 30 29 29.3 2018 6 30 % 1301 4.37 10,000 26/07/2013 5 10,000 187 216 403 10,000 10,000 15 3.45 30,000 17/12/2015 5 30,000 28 514 542 30,000 30,000 16 01 2.94 10,000 18/11/2016 3 10,000 32 146 178 10,000 10,000 16 02 3.25 20,000 18/11/2016 5 20,000 71 323 394 20,000 20,000 17 4.29 20,000 30/10/2017 3 20,000 148 426 574 20,000 20,000 13B 3.7 400 10/12/2013 5 400 1 7 (7) 1 400 401 14B 3.85 500 23/06/2014 5 500 9 (9) 499 502 14C 4.15 500 23/06/2014 7 500 10 (10) 499 502 17 01 3MLibor+0.78 700 15/05/2017 3 4,632 13 72 (62) 23 4,630 4,573 17 02 3MLibor+0.88 300 15/05/2017 5 1,985 6 32 (30) 8 1,984 1,960 17 03 3MLibor +0.8 400 04/12/2017 3 2,647 5 41 (40) 6 2,646 2,613 17 04 3MLibor +0.9 600 04/12/2017 5 3,970 7 64 (62) 9 3,969 3,919 18 01 3MLibor +0.75 600 17/05/2018 3 3,970 15 15 3,969 18 02 3MLibor +0.85 700 17/05/2018 5 4,632 18 18 4,630 P14JHTP1B 3.75 900 04/12/2014 5 900 3 19 (19) 3 914 897 P14JHTP1C 3.9 700 04/12/2014 7 700 2 14 (14) 2 711 698 P14JHTP1D 4 200 04/12/2014 10 200 1 4 (4) 1 203 199 115,036 504 1,930 (257) 2,177 115,054 106,264 13 3.75 500 06/03/2013 10 3,308 39 61 (61) 39 3,302 3,267 14 3.375 500 25/04/2014 5 3,308 21 55 (56) 20 3,304 3,267 5 3.125 385 18/08/2015 5 2,547 28 40 (39) 29 2,547 2,516 3 3MEuribor+1.15 100 18/08/2015 3 765 2 3 (4) 1 765 780 3 2.23 400 15/03/2016 3 2,647 16 29 (28) 17 2,647 2,614 5 2.748 600 15/03/2016 5 3,970 30 58 (60) 28 3,953 3,870 3 3.5 300 25/01/2018 3 1,985 30 30 1,984 5 3.75 950 25/01/2018 5 6,286 101 101 6,261 10 4 250 25/01/2018 10 1,654 28 28 1,639 15 3.8 4,000 16/10/2015 3 4,000 24 61 85 3,200 3,200 1601 3.17 4,000 21/07/2016 3 4,000 53 63 116 3,900 3,900 1602 3.05 1,500 07/09/2016 3 1,500 11 19 30 1,200 1,200 1603 3.25 500 07/09/2016 5 500 4 8 12 450 450 1701 4.53 2,000 18/07/2017 3 2,000 40 44 84 1,950 1,950 1702 4.6 3,000 22/08/2017 3 3,000 34 39 73 2,100 2,100 1703 4.7 3,000 18/10/2017 3 3,000 22 56 78 2,400 2,400 Azure Nova 2.25 500 25/10/2016 3 3,465 13 36 (35) 14 3,297 3,265 Azure Nova 2.625 1,000 25/10/2016 5 6,908 30 85 (82) 33 6,578 6,513 Azure Nova 3 700 21/03/2017 3 4,806 39 68 (67) 40 4,612 4,567 Azure Nova 3.5 1,050 21/03/2017 5 7,186 68 118 (116) 70 6,899 6,831 Azure Nova 4.25 250 21/03/2017 10 1,711 20 34 (34) 20 1,642 1,626 68,546 494 1,036 (582) 948 64,630 54,316 183,582 998 2,966 (839) 3,125 179,684 160,580 二零一八年半年度报告 A 股 143

2018 1 16 30 29 29.3 2018 6 30 % 14 4.00 500 2014/02/14 7 422 6 8 (8) 6 422 431 415 1402 3.20 350 2014/04/02 5 295 2 5 (5) 2 295 297 293 15 2.50 750 2015/01/16 3 4,962 56 6 (62) 4,895 16 2.25 500 2016/01/25 3 3,308 32 37 (37) 32 3,308 3,290 3,274 1202 3MLibor+0.875 550 2016/08/16 3 3,639 11 58 (55) 14 3,639 3,645 3,602 17 3MLibor+0.775 850 2017/02/21 3 5,624 14 87 (82) 19 5,624 5,629 5,568 18 2.95 3,000 2018/05/18 2 2,529 9 9 2,529 2,536 20,779 121 210 (249) 82 15,817 15,828 18,047 30 (1) 60,599 55,192 20,049 21,428 2,886 2,851 (2) 23,979 102 34,012 18,200 141,525 97,773 (1) 42,052 39,448 2,883 2,851 (2) 23,928 67 19,613 9,565 88,476 51,931 144 交通银行股份有限公司

2018 1 16 30 30 (1) 22,793 24,742 8,120 8,390 3,662 4,499 5,324 2,979 20,700 14,582 60,599 55,192 20,390 24,717 5,324 3,594 16,338 11,137 42,052 39,448 (2) 31 74,2631 A 39,251 39,251 H 35,012 35,012 74,263 74,263 二零一八年半年度报告 A 股 145

2018 1 16 30 32 32.1 2015-07-29 5.00% 20 122,500,000 2,450 14,982 2016-09-02 3.90% 100 450,000,000 45,000 45,000 59,982 (106) 59,876 32.2 (1) (i) (ii) 5.00% 553.344% (2) (3) 1.007.7555H 6.51 (4) 146 交通银行股份有限公司

2018 1 16 30 32 32.2 (4) (5) 2020 7 29 (1) (i) (ii) 3.90% 5205 0.01% 1.37% (2) (3) A6.25 (4) 二零一八年半年度报告 A 股 147

2018 1 16 30 32 32.2 (5) 2021 9 2 32.3 122,500,000 122,500,000 14,924 14,924 450,000,000 450,000,000 44,952 44,952 32.4 663,653 671,143 603,777 611,267 59,876 59,876 2,618 2,693 2,618 2,693 6,408 5,128 6,408 5,128 148 交通银行股份有限公司

2018 1 16 30 33 113,046 113,046 472 472 148 148 (41) (41) 16 16 22 22 113,663 113,663 112,769 112,769 472 472 148 148 16 16 22 22 113,427 113,427 34 57,461 102 57,563 139,767 24 139,791 197,228 126 197,354 56,239 56,239 139,764 139,764 196,003 196,003 二零一八年半年度报告 A 股 149

2018 1 16 30 35 104,470 9,158 113,628 100,012 8,705 108,717 [2012]20 36 2018 1 1 6 30 124,514 (28,257) 96,257 40,771 (102) (24) (9,158) (21,209) (2,618) (4) 103,913 2018 1 1 6 30 112,544 (28,012) 84,532 38,429 (8,705) (21,209) (2,618) 90,429 150 交通银行股份有限公司

2018 1 16 30 36 (1) 2018 4 27 2018 7 29 2018 7 305% 1.362018 9 73.9%1,755 2018 6 29 20178,7052017 12 3174,263 A H0.2856 21,209 37 1 16 306 2018 2017 66,890 62,645 39,316 32,184 3,480 2,521 41,207 38,984 10,483 8,225 6,785 6,685 2,385 1,334 170,546 152,578 (63,620) (54,883) (20,470) (17,966) (8,701) (7,213) (5,373) (1,306) (6,230) (5,365) (5,494) (4,512) (109,888) (91,245) (1) 60,658 61,333 927 905 (1) 632.62 5.540.88% 二零一八年半年度报告 A 股 151

2018 1 16 30 37 1 16 306 2018 2017 63,797 59,825 38,950 32,029 3,480 2,521 39,955 38,266 11,112 8,534 6,782 6,681 2,001 1,272 166,077 149,128 (62,854) (54,840) (20,658) (17,995) (8,701) (7,212) (5,186) (1,037) (4,878) (3,850) (4,622) (3,768) (106,899) (88,702) (2) 59,178 60,426 901 898 (2) 617.25 0.250.04% 152 交通银行股份有限公司

2018 1 16 30 38 1 16 306 2018 2017 9,301 7,763 6,511 7,236 2,470 2,813 1,736 2,183 1,400 1,531 1,170 1,058 158 461 22,746 23,045 (1,048) (1,193) (344) (370) (172) (221) (1,564) (1,784) 21,182 21,261 1 16 306 2018 2017 9,292 7,762 5,212 6,153 1,625 2,081 2,079 2,798 1,401 1,552 1,165 1,058 73 390 20,847 21,794 (1,045) (1,193) (177) (167) (191) (192) (1,413) (1,552) 19,434 20,242 二零一八年半年度报告 A 股 153

2018 1 16 30 39 1 16 306 2018 2017 2,470 185 67 901 17 4,681 783 140 51 4,905 4,390 1 16 306 2018 2017 2,277 182 221 897 152 31 4,529 684 (21) 17 127 57 5,025 4,128 40 1 16 306 2018 2017 1,081 1,082 (157) (1,439) (918) 296 2,407 44 23 56 2,436 39 1 16 306 2018 2017 962 1,135 (157) (1,439) (823) 320 2,450 23 19 21 2,451 60 154 交通银行股份有限公司

2018 1 16 30 41 1 16 306 2018 2017 395 1,497 (1,899) 1,717 2,616 (3,317) 1,112 (103) 1 16 306 2018 2017 318 1,506 (1,936) 1,715 2,437 (3,301) 819 (80) 42 1 16 306 2018 2017 4,951 4,079 1,228 1,583 1,102 338 7,281 6,000 1 16 306 2018 2017 592 630 1,228 1,583 1,123 363 2,943 2,576 二零一八年半年度报告 A 股 155

2018 1 16 30 43 1 16 306 2018 2017 508 468 365 344 383 386 1,256 1,198 1 16 306 2018 2017 487 452 347 322 342 353 1,176 1,127 44 1 16 306 2018 2017 (1) 12,778 12,484 12,999 11,614 2,796 2,922 28,573 27,020 1 16 306 2018 2017 (1) 11,725 11,588 12,530 11,184 2,691 2,842 26,946 25,614 (1) 25 156 交通银行股份有限公司

2018 1 16 30 45 1 16 306 2018 2017 243 (44) 15,202 14,805 256 (149) 363 19 3 1 (36) 935 10 16,666 14,942 1 16 306 2018 2017 212 (46) 15,062 14,523 256 (143) 354 19 1 1 (56) 935 10 16,462 14,666 二零一八年半年度报告 A 股 157

2018 1 16 30 46 1 16 306 2018 2017 1,149 1,441 2,697 1,576 351 452 4,197 3,469 1 16 306 2018 2017 1,149 1,441 132 297 1,281 1,738 47 1 16 306 2018 2017 36 68 36 132 150 132 168 218 168 1 16 306 2018 2017 36 68 36 129 138 129 165 206 165 158 交通银行股份有限公司

2018 1 16 30 48 1 16 306 2018 2017 (12) (5) 7 6 7 153 78 153 148 79 160 1 16 306 2018 2017 (15) (6) 7 6 7 152 62 152 144 62 159 49 1 16 306 2018 2017 6,632 10,620 485 492 296 178 7,413 11,290 (937) (3,157) 6,476 8,133 1 16 306 2018 2017 5,946 9,800 368 440 275 160 6,589 10,400 (977) (2,961) 5,612 7,439 二零一八年半年度报告 A 股 159

2018 1 16 30 49 1 16 306 2018 2017 47,470 47,355 25% 11,868 11,839 (4) 33 1,209 954 (1) (5,821) (4,798) (776) 105 6,476 8,133 1 16 306 2018 2017 44,041 44,370 25% 11,010 11,093 38 1,199 917 (1) (5,821) (4,714) (776) 105 5,612 7,439 (1) 160 交通银行股份有限公司

2018 1 16 30 50 2018 1 16 30 2017 12 31 2017 12 31 2018 6 30 35 (1,186) (1,151) 156 (995) 202 (50) 156 (4) 35 35 (15) 20 (15) (15) (1,180) (1,180) 165 (1,015) 211 (50) 165 (4) (6) (6) 6 6 6 (2,906) 3,071 165 1,786 1,951 2,524 (74) (614) 1,786 50 706 706 1,401 2,107 2,059 5 (602) 1,401 61 (2,365) 2,365 7 7 35 42 126 (79) (12) 35 (1,875) (1,875) 355 (1,520) 344 355 (11) 1,327 1,327 (5) 1,322 (5) (5) (2,871) 1,885 (986) 1,942 956 2,726 (74) (664) 1,942 46 二零一八年半年度报告 A 股 161

2018 1 16 30 50 2018 1 16 30 2017 12 31 2017 12 31 2018 6 30 35 (1,262) (1,227) 166 (1,061) 224 (58) 166 35 35 (15) 20 (15) (15) (1,256) (1,256) 175 (1,081) 233 (58) 175 (6) (6) 6 6 6 (2,204) 3,053 849 1,296 2,145 1,731 27 (462) 1,296 1,000 1,000 1,321 2,321 1,751 22 (452) 1,321 (2,053) 2,053 (5) (5) 30 25 35 5 (10) 30 (1,473) (1,473) (50) (1,523) (50) (50) 1,327 1,327 (5) 1,322 (5) (5) (2,169) 1,791 (378) 1,462 1,084 1,955 27 (520) 1,462 51 1 16 306 2018 2017 40,771 38,975 (2,618) (2,693) 38,153 36,282 38,153 36,282 162 交通银行股份有限公司

2018 1 16 30 51 1 16 306 2018 2017 74,263 74,263 74,263 74,263 1 16 306 2018 2017 0.51 0.49 0.51 0.49 2015 7 292016 9 232 2018 6 30 2018 6 30 52 (1) 1 16 306 2018 2017 307 7,899 35,177 34,417 35,484 42,316 1 16 306 2018 2017 7,879 27,445 17,981 27,445 25,860 (2) 1 16 306 2018 2017 41,753 21,001 5,404 20,832 9,026 7,342 2,670 24,143 58,853 73,318 二零一八年半年度报告 A 股 163

2018 1 16 30 52 (2) 1 16 306 2018 2017 37,296 21,753 5,404 20,834 3,321 7,545 4,921 (5,042) 23,264 48,524 70,772 53 (1) 1 16 306 2018 2017 40,994 39,222 16,666 14,942 (1,379) 6,895 4,958 4,498 (12) (5) (11) (19) (41,207) (38,984) (927) (905) (5,052) 3,277 (157) (2,706) 5,494 4,512 (351) (3,764) 78 30 (241,770) (355,291) 298,883 373,808 76,207 45,510 251,049 299,907 228,919 316,396 22,130 (16,489) 164 交通银行股份有限公司

2018 1 16 30 53 (1) 1 16 306 2018 2017 38,429 36,931 16,462 14,666 2,691 2,842 (15) (7) (10) (19) (39,955) (38,266) (901) (898) (4,888) 3,241 (275) (2,546) 4,622 3,678 (386) (3,524) (71) 20 (186,401) (464,185) 183,139 487,632 12,441 39,565 227,012 294,023 223,796 307,692 3,216 (13,669) (2) 2017 6 30 13,837 15,301 118,642 149,274 118,570 135,332 251,049 299,907 2017 6 30 13,458 15,254 116,440 149,146 97,114 129,623 227,012 294,023 二零一八年半年度报告 A 股 165

2018 1 16 30 54 (1) 12 645,722 683,907 549,766 589,154 33,998 25,885 33,998 25,885 679,720 709,792 583,764 615,039 641,757 682,950 545,935 588,248 33,998 25,885 33,998 25,885 675,755 708,835 579,933 614,133 55 (2) 7,868 2017 12 3118,079 2018 6 302017 12 31 55 (1) 2018 6 30 22 166 交通银行股份有限公司

2018 1 16 30 55 (1) 3,797 3,298 3,611 3,116 3,674 3,114 3,488 2,933 (2) 2018 6 308,342 2017 12 3113,620 (3) 2018 6 3057,271 52,285 44,021 40,155 2,997 2017 12 312,197 (4) 2018 6 306 2,182 201724,854951 2017 12,531 二零一八年半年度报告 A 股 167

2018 1 16 30 56 (1) 2009 1 1 1 16 306 2018 2017 25 1,176 1,200 25 382 381 1,558 1,581 1 16 306 2018 2017 25 1,118 1,152 25 358 346 1,476 1,498 25 48 53 25 19 12 67 65 25 35 39 25 1 35 40 (2) 2008 12 31 168 交通银行股份有限公司

2018 1 16 30 56 (2) 25 407 395 2017 6 30 17 10 15 (20) 32 (10) 2018 6 3011.36 2017 12 3111.75 3.73%1.98% 2017 12 314.05%1.58% 6055 19.7028.70 2017 12 3119.7028.70 57 (1) 657,779 2017 12 31938,943 二零一八年半年度报告 A 股 169

2018 1 16 30 57 (2) 2018 6 30 2018 6 30 231,828 193,490 1,070,581 1,266,372 858,951 962,517 2,161,360 2,422,379 2018 6 30 1,4522017 6 301,721 9042017 6 30674 2018 6 30 120,330 120,330 3,251 252,450 255,701 123,581 252,450 376,031 81,991 2,268 84,259 1,881 315 270,457 272,653 83,872 2,583 270,457 356,912 170 交通银行股份有限公司

2018 1 16 30 2018 6 30197.03 2017 12 31197.03 26.53% 2017 12 3126.53% 469,585 416,098 5,862 6,032 1 16 306 2018 2017 7,426 6,438 1 16 306 2018 2017 % % 1.94~5.05 1.94~5.05 109.22 2017 12 31109.20 14.71% 2017 12 3114.70% 34,150 34,150 1,013 509 1 16 306 2018 2017 858 1,429 1 16 306 2018 2017 % % 3.85~6.10 3.85~6.10 二零一八年半年度报告 A 股 171

2018 1 16 30 2018 6 30138.86 2017 12 31138.86 18.70% 2017 12 3118.70% 3,995 3,704 3,366 3,126 1,891 2,399 570 3,920 43 28 2,744 2,315 210 1,437 1,388 8,586 3,949 8,489 3,996 3,085 2,861 883 1,449 570 71 34 120,541 163,191 1 16 306 2018 2017 16 286 (342) (472) 536 72 72 135 96 1 16 306 2018 2017 % % 0.01~2.84 0.01~0.25 2.00~2.05 0.20~3.55 1.50~4.75 1.50~3.50 0.01~6.10 0.01~5.75 (0.01)~4.75 (0.28)~4.30 2.73~5.60 2.60~2.87 4.00~5.30 2.45~4.95 172 交通银行股份有限公司

2018 1 16 30 1,157 150 28,802 38,402 543 590 18,230 20,691 300 300 2,500 2,500 290 1,972 41,076 16,312 12,974 1,792 5,595 2,568 51 51 20 36 21 25 1 16 306 2018 2017 1,070 674 224 47 490 648 21 28 158 57 94 103 1 16 306 2018 2017 % % 0.72~4.60 0.72~4.60 0.03~5.45 (0.03)~5.55 3.05~4.70 3.05~6.10 0.03~4.70 0.96~4.18 0.20~4.85 0.01~5.50 0.10~3.00 0.04~4.95 0.01~1.91 0.01~1.65 5.75 5.75 二零一八年半年度报告 A 股 173

2018 1 16 30 33 32 1 1 1 16 306 2018 2017 4 4 1 1 9.00% 2017 12 319.00% 10.60% 2017 12 3110.60% 795 1,689 800 2 3 1 16 306 2018 2017 2 14 11 1 16 306 2018 2017 % % 1.35~5.58 1.35~4.95 2.31~2.88 2.66~2.75 2.075~2.95 174 交通银行股份有限公司

2018 1 16 30 4,715 5,052 6 6 1,416 1,224 28 19 1 16 306 2018 2017 103 129 54 12 1 16 306 2018 2017 % % 3.92~5.00 3.70~4.57 3.65~5.80 2.45~5.80 3,590 3,694 434 449 3,520 3,624 419 434 二零一八年半年度报告 A 股 175

2018 1 16 30 1 75,941 70,306 (1)1 24,130 16,147 (2)1 51,811 54,159 772,465 742,011 142,583 131,280 276,673 272,981 206,329 196,125 1,473,991 1,412,703 73,228 70,306 (1)1 23,979 16,147 (2)1 49,249 54,159 766,943 742,011 142,449 131,279 275,474 272,234 206,283 196,025 1,464,377 1,411,855 2 67,427 70,236 9,375 9,270 176 交通银行股份有限公司

2018 1 16 30 3 4,075 4,185 3,003 3,124 2,105 2,186 2,460 2,492 1,784 1,819 13,427 13,806 4,042 4,152 2,970 3,091 2,095 2,162 2,459 2,490 1,784 1,819 13,350 13,714 9,727 8,411 9,545 8,388 9,125 8,139 16,658 14,892 37,847 37,053 82,902 76,883 4 73,499 2017 12 3173,271 2018 6 302017 12 31 二零一八年半年度报告 A 股 177

2018 1 16 30 1 20102009 1 1 2 232 2.1 2018 1 16 30 10,683 3,438 36,936 18,624 8,329 5,915 17,940 101,865 7,845 2,469 20,546 13,940 6,346 3,024 6,488 60,658 14,271 4,793 38,493 21,246 10,619 12,711 68,413 170,546 (16,577) (4,736) (30,231) (17,034) (7,488) (9,689) (24,133) (109,888) 10,151 2,412 12,284 9,728 3,215 2 (37,792) 2,098 814 6,678 4,169 1,625 1,522 4,276 21,182 161 2 3 4,739 4,905 13 127 140 10 9 28 133 2,256 2,436 146 23 606 164 76 594 (497) 1,112 4,106 16 4,122 591 122 4,679 322 276 623 668 7,281 (1) 9 (1) 4 11 4 142 2 10 158 (2,576) (4,976) (20,953) (6,115) (4,498) (2,391) (12,906) (54,415) (180) (66) (429) (212) (114) (48) (207) (1,256) (2,902) (1,419) (7,924) (4,585) (2,054) (1,873) (7,816) (28,573) 816 (3,392) (5,561) (1,091) (2,164) (278) (4,996) (16,666) (3,718) (5) (3,723) (310) (99) (3,321) (227) (166) (187) 113 (4,197) 8,107 (1,538) 15,983 12,509 3,831 3,524 5,034 47,450 5 1 51 27 13 37 34 168 1 2 (64) 5 (14) (10) (68) (148) 8,113 (1,535) 15,970 12,541 3,830 3,551 5,000 47,470 (6,476) 40,994 (372) (170) (818) (523) (297) (114) (502) (2,796) (22) (20) (11,451) (114) (121) (192) (275) (12,195) 178 交通银行股份有限公司

2018 1 16 30 2 2.1 2017 1 16 30 11,529 3,778 41,812 18,229 8,480 5,923 13,956 103,707 8,322 2,768 19,593 12,908 6,436 3,281 8,025 61,333 13,170 4,625 35,215 18,934 10,005 9,670 60,959 152,578 (16,039) (4,396) (28,308) (16,417) (7,250) (6,178) (12,657) (91,245) 11,191 2,539 12,686 10,391 3,681 (211) (40,277) 2,362 875 6,806 4,586 1,724 1,503 3,405 21,261 422 9 (241) 4,200 4,390 (6) 57 51 2 (99) 136 39 136 29 507 260 50 848 (1,933) (103) 10,748 20 10,768 706 95 3,726 466 265 611 131 6,000 3 11 8 5 (8) 19 (4,961) (2,374) (27,840) (7,121) (3,750) (2,071) (8,374) (56,491) (190) (59) (405) (216) (118) (54) (156) (1,198) (2,864) (1,467) (8,084) (4,321) (2,058) (1,700) (6,526) (27,020) (1,565) (744) (7,348) (2,170) (1,364) (123) (1,628) (14,942) (9,856) (6) (9,862) (342) (104) (2,147) (414) (210) (188) (64) (3,469) 6,568 1,404 13,972 11,108 4,730 3,852 5,582 47,216 7 17 66 41 12 41 34 218 (23) (1) (19) (4) (6) (18) (8) (79) 6,552 1,420 14,019 11,145 4,736 3,875 5,608 47,355 (8,133) 39,222 (392) (194) (892) (557) (320) (83) (484) (2,922) (70) (54) (11,150) (239) (157) (185) (558) (12,413) 二零一八年半年度报告 A 股 179

2018 1 16 30 2 2.1 1,141,620 335,053 2,640,781 1,485,438 692,229 987,493 4,190,021 (2,176,206) 9,296,429 4 7 18 3,350 3,379 26,278 9,322,707 (1,129,519) (335,928) (2,538,976) (1,460,604) (688,508) (977,377) (3,697,342) 2,176,206 (8,652,048) (598) (8,652,646) 1,278,373 365,648 2,692,078 1,523,081 727,652 939,297 4,077,988 (2,582,319) 9,021,798 4 6 82 3,265 3,357 16,456 9,038,254 (1,265,063) (363,044) (2,597,457) (1,493,665) (721,874) (931,308) (3,571,371) 2,582,319 (8,361,463) (520) (8,361,983) 180 交通银行股份有限公司

2018 1 16 30 2 2.2 2018 1 16 30 48,630 35,467 11,059 6,709 101,865 33,975 22,510 3,085 1,088 60,658 25,290 18,381 15,899 1,088 60,658 8,685 4,129 (12,814) 7,962 11,366 924 930 21,182 (98) 5,001 2 4,905 140 140 39 2,532 (135) 2,436 1,607 (11) (484) 1,112 4,122 4,122 5,008 1,602 1 670 7,281 11 11 137 21 158 (23,373) (24,371) (1,344) (5,327) (54,415) (775) (385) (73) (23) (1,256) (9,601) (16,581) (1,118) (1,273) (28,573) (10,281) (6,215) (162) (8) (16,666) (3,723) (3,723) (2,716) (1,190) 9 (300) (4,197) 25,257 11,096 9,715 1,382 47,450 2 8 158 168 (1) (1) (1) (145) (148) 25,258 11,103 9,714 1,395 47,470 (6,476) 40,994 (842) (1,764) (61) (129) (2,796) (3,668) (7,694) (268) (565) (12,195) 二零一八年半年度报告 A 股 181

2018 1 16 30 2 2.2 2017 1 16 30 48,642 34,011 8,237 12,817 103,707 34,003 22,137 4,326 867 61,333 25,129 15,174 20,163 867 61,333 8,874 6,963 (15,837) 9,347 10,199 1,097 618 21,261 185 3,991 214 4,390 51 51 (20) 25 34 39 1,035 64 (1,202) (103) 10,768 10,768 4,092 1,611 297 6,000 19 19 (25,229) (18,508) (1,376) (11,378) (56,491) (710) (348) (113) (27) (1,198) (9,711) (14,970) (1,116) (1,223) (27,020) (13,065) (1,749) (146) 18 (14,942) (9,862) (9,862) (1,743) (1,441) (1) (284) (3,469) 23,413 15,503 6,861 1,439 47,216 3 1 214 218 (1) (78) (79) 23,415 15,504 6,861 1,575 47,355 (8,133) 39,222 (880) (1,843) (64) (135) (2,922) (3,734) (7,831) (273) (575) (12,413) 182 交通银行股份有限公司

2018 1 16 30 2 2.2 3,188,160 1,645,661 4,384,382 78,226 9,296,429 3,379 3,379 26,278 9,322,707 (4,276,275) (1,815,551) (2,532,858) (27,364) (8,652,048) (598) (8,652,646) 3,145,789 1,487,329 4,307,392 81,288 9,021,798 3,357 3,357 16,456 9,038,254 (3,621,436) (1,606,949) (3,110,385) (22,693) (8,361,463) (520) (8,361,983) 3 3.1 3.1.1 3.1.2 1+3+2 二零一八年半年度报告 A 股 183

2018 1 16 30 3 3.2 (VaR) 3.2.1 (VaR) (VaR) 99% 1 2018 1 16 30 582 554 621 467 69 185 212 68 582 520 613 454 2017 1 16 30 682 563 811 348 159 141 187 89 706 529 858 288 3.2.2 2018 6 301 6.6166 2017 12 31 6.5342 1 0.8431 2017 12 310.83591 184 交通银行股份有限公司

2018 1 16 30 3 3.2 3.2.2 864,323 26,740 2,889 23,330 917,282 54,304 85,428 3,720 9,976 153,428 315,770 186,054 14,469 7,263 523,556 272,733 26,044 435 16,200 315,412 24,871 2,575 3,421 656 31,523 55,995 329 56,324 4,126,969 350,367 136,861 55,010 4,669,207 148,928 153,090 64,714 28,401 395,133 1,944,278 12,136 9,225 1,965,639 173,755 104,732 12,271 4,445 295,203 7,981,926 947,166 238,780 154,835 9,322,707 (523,646) (4,499) (3,158) (531,303) (923,341) (62,547) (1,715) (6,473) (994,076) (85,118) (270,511) (4,863) (33,904) (394,396) (3,101) (427) (4,132) (8,135) (15,795) (22,525) (600) (3,000) (476) (26,601) (65,695) (7,210) (122) (73,027) (5,074,076) (429,332) (203,775) (25,745) (5,732,928) (235,922) (61,188) (9,469) (12,226) (318,805) (205,785) (90,952) (3,264) (4,582) (304,583) (225,006) (18,600) (10,051) (7,475) (261,132) (7,364,215) (945,866) (240,269) (102,296) (8,652,646) 617,711 1,300 (1,489) 52,539 670,061 1,273,727 156,359 25,262 18,643 1,473,991 二零一八年半年度报告 A 股 185

2018 1 16 30 3 3.2 3.2.2 879,753 37,073 2,573 19,172 938,571 79,716 55,400 2,342 6,967 144,425 302,445 231,291 25,784 11,246 570,766 202,380 19,961 3,056 1,633 227,030 31,506 1,222 251 1,028 34,007 66,875 402 67,277 3,914,731 363,558 143,396 51,570 4,473,255 185,123 151,492 29,487 36,036 402,138 1,498,292 9,371 3,712 1,511,375 386,494 1,239 387,733 189,986 84,823 4,632 2,236 281,677 7,737,301 955,430 211,521 134,002 9,038,254 (522,834) (4,117) (2,951) (2,965) (532,867) (947,574) (73,341) (2,973) (7,081) (1,030,969) (113,258) (292,241) (6,133) (32,741) (444,373) (5,529) (14,748) (6,678) (9) (26,964) (26,883) (2,997) (536) (2,928) (33,344) (84,611) (9,948) (3,424) (97,983) (4,885,189) (424,411) (202,002) (33,764) (5,545,366) (64,962) (63,471) (7,523) (14,526) (150,482) (205,776) (76,532) (708) (4,646) (287,662) (188,238) (17,276) (4,834) (1,625) (211,973) (7,044,854) (979,082) (234,338) (103,709) (8,361,983) 692,447 (23,652) (22,817) 30,293 676,271 1,228,550 145,088 21,199 17,866 1,412,703 186 交通银行股份有限公司

2018 1 16 30 3 3.2 3.2.2 863,632 26,726 968 22,847 914,173 47,536 70,443 4,446 9,502 131,927 329,562 199,465 16,160 7,072 552,259 263,264 22,225 84 15,897 301,470 23,801 2,269 3,211 647 29,928 55,175 55,175 4,018,660 346,688 104,246 49,384 4,518,978 124,236 141,873 23,924 18,937 308,970 1,928,710 12,032 8,190 1,948,932 186,045 13,226 22,421 2,628 224,320 7,840,621 834,947 175,460 135,104 8,986,132 (523,646) (4,499) (3,158) (531,303) (940,287) (76,672) (11,272) (6,953) (1,035,184) (32,286) (224,200) (16,354) (33,166) (306,006) (3,101) (427) (4,132) (8,135) (15,795) (22,488) (586) (2,804) (390) (26,268) (61,864) (7,210) (69,074) (5,053,745) (402,823) (126,580) (18,775) (5,601,923) (235,922) (61,188) (9,469) (6,433) (313,012) (190,636) (42,288) (3,264) (3,816) (240,004) (181,811) (15,607) (4,016) (2,330) (203,764) (7,245,786) (835,500) (177,891) (83,156) (8,342,333) 594,835 (553) (2,431) 51,948 643,799 1,273,681 156,154 16,996 17,546 1,464,377 二零一八年半年度报告 A 股 187

2018 1 16 30 3 3.2 3.2.2 879,046 37,073 2,573 19,108 937,800 75,755 51,702 1,924 6,550 135,931 317,039 250,867 25,904 14,980 608,790 200,245 17,968 2,859 1,565 222,637 31,506 1,156 251 1,022 33,935 64,930 64,930 3,820,046 348,657 141,008 44,542 4,354,253 167,176 146,081 29,080 33,824 376,161 1,497,738 9,293 2,561 1,509,592 373,619 1,239 374,858 190,504 10,682 4,520 2,692 208,398 7,617,604 874,718 208,119 126,844 8,827,285 (522,834) (4,117) (2,951) (2,965) (532,867) (960,139) (74,681) (3,140) (7,143) (1,045,103) (65,526) (249,471) (4,201) (34,354) (353,552) (5,529) (14,748) (6,678) (9) (26,964) (26,857) (2,987) (536) (2,914) (33,294) (83,705) (9,948) (3,241) (96,894) (4,881,342) (425,405) (203,165) (33,608) (5,543,520) (64,960) (63,471) (7,523) (9,134) (145,088) (190,626) (38,196) (708) (3,866) (233,396) (146,847) (11,860) (3,133) (811) (162,651) (6,948,365) (894,884) (232,035) (98,045) (8,173,329) 669,239 (20,166) (23,916) 28,799 653,956 1,228,438 145,088 21,199 17,130 1,411,855 188 交通银行股份有限公司

2018 1 16 30 3 3.2 3.2.2 5%5% 5% (2,514) (361) (4,187) (684) 5% 2,514 361 4,187 684 5% (2,040) (269) (4,128) (572) 5% 2,040 269 4,128 572 3.2.3 2013 7 20 2015 10 24 二零一八年半年度报告 A 股 189

2018 1 16 30 3 3.2 3.2.3 1 1-3 3-1 1-5 5 894,980 44 22,258 917,282 117,374 25,176 10,878 153,428 183,176 85,640 226,960 27,050 730 523,556 18,672 22,593 48,831 43,539 45,815 135,962 315,412 31,523 31,523 56,324 56,324 1,411,438 537,330 2,462,421 191,223 66,795 4,669,207 62,387 72,504 54,978 161,714 40,069 3,481 395,133 38,749 46,620 241,342 1,143,002 495,926 1,965,639 8,158 287,045 295,203 2,791,258 789,863 3,045,454 1,566,528 649,335 480,269 9,322,707 (2,934) (70,464) (457,905) (531,303) (512,950) (236,431) (244,029) (666) (994,076) (145,985) (107,294) (102,657) (20,481) (17,979) (394,396) (2,791) (3,126) (3,704) (5,459) (715) (15,795) (26,601) (26,601) (59,962) (2,807) (10,258) (73,027) (3,703,727) (379,000) (882,798) (753,284) (210) (13,909) (5,732,928) (36,296) (142,397) (125,867) (14,245) (318,805) (10,000) (765) (13,636) (167,576) (112,606) (304,583) (168) (165) (1,504) (4,519) (24,699) (230,077) (261,132) (4,474,813) (942,449) (1,842,358) (966,230) (155,494) (271,302) (8,652,646) (1,683,555) (152,586) 1,203,096 600,298 493,841 208,967 670,061 190 交通银行股份有限公司

2018 1 16 30 3 3.2 3.2.3 1 1-3 3-1 1-5 5 914,394 152 24,025 938,571 109,514 6,478 27,765 668 144,425 261,945 70,205 207,152 31,464 570,766 23,855 21,209 51,997 33,603 6,957 89,409 227,030 34,007 34,007 62,077 5,200 67,277 2,248,285 494,381 1,482,830 186,508 61,251 4,473,255 46,534 77,320 42,020 165,901 61,973 8,390 402,138 33,531 47,583 137,104 876,824 416,333 1,511,375 5,874 6,854 57,157 204,902 112,946 387,733 7,073 274,604 281,677 3,713,082 729,230 2,006,177 1,499,870 659,460 430,435 9,038,254 (44,901) (52,576) (435,390) (532,867) (549,175) (302,734) (179,015) (45) (1,030,969) (158,773) (173,003) (86,156) (10,825) (15,616) (444,373) (7,174) (9,685) (5,148) (4,371) (586) (26,964) (33,344) (33,344) (77,146) (15,021) (5,816) (97,983) (3,173,681) (569,972) (929,120) (838,174) (9,897) (24,522) (5,545,366) (23,871) (46,251) (71,962) (8,398) (150,482) (4,895) (15,182) (153,408) (114,177) (287,662) (198) (122) (1,549) (5,041) (25,758) (179,305) (211,973) (4,039,814) (1,169,364) (1,729,338) (1,020,262) (165,448) (237,757) (8,361,983) (326,732) (440,134) 276,839 479,608 494,012 192,678 676,271 二零一八年半年度报告 A 股 191

2018 1 16 30 3 3.2 3.2.3 1 1-3 3-1 1-5 5 892,251 44 21,878 914,173 95,844 25,175 10,908 131,927 189,896 93,319 241,264 27,050 730 552,259 18,236 22,237 48,521 43,396 45,631 123,449 301,470 29,928 29,928 55,175 55,175 1,374,686 531,558 2,432,055 126,436 54,243 4,518,978 26,539 54,599 52,010 148,256 25,731 1,835 308,970 38,508 46,085 239,300 1,134,867 490,172 1,948,932 7,443 216,877 224,320 2,698,578 772,973 3,024,102 1,480,005 616,507 393,967 8,986,132 (2,934) (70,464) (457,905) (531,303) (553,974) (236,372) (244,172) (666) (1,035,184) (129,287) (87,110) (72,544) (17,065) (306,006) (2,791) (3,126) (3,705) (5,459) (714) (15,795) (26,268) (26,268) (56,022) (2,807) (10,245) (69,074) (3,635,127) (335,555) (866,806) (750,316) (210) (13,909) (5,601,923) (36,153) (142,097) (123,126) (11,636) (313,012) (10,000) (4,485) (116,194) (109,325) (240,004) (1) (6) (237) (2,639) (200,881) (203,764) (4,426,288) (877,532) (1,782,994) (901,573) (112,174) (241,772) (8,342,333) (1,727,710) (104,559) 1,241,108 578,432 504,333 152,195 643,799 192 交通银行股份有限公司

2018 1 16 30 3 3.2 3.2.3 1 1-3 3-1 1-5 5 913,666 152 23,982 937,800 102,349 6,283 27,299 135,931 265,855 83,274 228,202 31,459 608,790 23,855 21,114 51,832 33,306 6,957 85,573 222,637 33,935 33,935 59,930 5,000 64,930 2,245,929 486,454 1,453,683 120,179 48,008 4,354,253 46,512 77,045 40,780 160,704 48,373 2,747 376,161 33,531 47,483 136,596 877,902 414,080 1,509,592 5,824 6,067 55,456 197,983 109,528 374,858 6,379 202,019 208,398 3,703,830 732,720 1,994,000 1,421,533 626,946 348,256 8,827,285 (44,901) (52,576) (435,390) (532,867) (563,131) (302,736) (179,191) (45) (1,045,103) (147,361) (159,466) (46,725) (353,552) (7,174) (9,685) (5,149) (4,371) (585) (26,964) (33,294) (33,294) (76,093) (14,996) (5,805) (96,894) (3,174,742) (569,572) (927,318) (837,473) (9,897) (24,518) (5,543,520) (23,660) (46,003) (69,796) (5,629) (145,088) (4,895) (10,401) (108,817) (109,283) (233,396) (11) (271) (2,569) (159,800) (162,651) (4,041,957) (1,155,034) (1,679,786) (956,606) (121,749) (218,197) (8,173,329) (338,127) (422,314) 314,214 464,927 505,197 130,059 653,956 二零一八年半年度报告 A 股 193

2018 1 16 30 3 3.2 3.2.3 100 100 8,696 (5,579) 13,747 (6,414) 100 (8,696) 5,872 (13,747) 6,800 100 8,441 (4,508) 13,892 (5,548) 100 (8,441) 4,684 (13,892) 5,834 3.2.4 3.3 3.3.1 194 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.1 (1) (1)(2)(3) (4)(5) (2) 二零一八年半年度报告 A 股 195

2018 1 16 30 3 3.3 3.3.1 (3) (4) (5) 90 90 (i) (ii) (iii) 196 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.1 (5) 3.3.2 (ECL) PPI (1) 12(ECL) (1) 90 (2) (3) (4) (5) (1) 30 (2) (3) (4) (5) 二零一八年半年度报告 A 股 197

2018 1 16 30 3 3.3 3.3.2 (1) (2) PPI M2 PPI M2 IMF 198 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.3 (1) 2017 12 31 903,445 903,445 921,948 4,630,328 (120,543) 4,509,785 4,473,255 1 4,415,350 (30,547) 4,384,803 2 143,466 (45,602) 97,864 3 71,512 (44,394) 27,118 163,093 163,093 1 151,124 151,124 2 11,969 11,969 3 734,997 (1,689) 733,308 782,468 1,969,294 (3,655) 1,965,639 1 1,967,915 (3,108) 1,964,807 2 840 (88) 752 3 539 (459) 80 387,733 1,511,375 391,652 391,652 1 390,855 390,855 2 797 797 3 393,748 99,874 (4,210) 95,664 96,726 1 95,129 (2,092) 93,037 2 2,731 (868) 1,863 3 2,014 (1,250) 764 8,892,683 (130,097) 8,762,586 8,567,253 1,412,703 1 1,470,825 (4,014) 1,466,811 2 3,166 (201) 2,965 1,473,991 (4,215) 1,469,776 1,412,703 10,366,674 (134,312) 10,232,362 9,979,956 二零一八年半年度报告 A 股 199

2018 1 16 30 3 3.3 3.3.3 (2) 544 143,235 88,930 31,523 34,007 175,302 122,937 141,806 88,374 29,928 33,935 171,734 122,309 (3) 200 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.3 (3) (a) 90% 90% 90% 60% 60% 70% 70% 50% 54,482 (31,574) 22,908 16,172 17,030 (12,820) 4,210 12,027 539 (459) 80 72,051 (44,853) 27,198 28,199 二零一八年半年度报告 A 股 201

2018 1 16 30 3 3.3 3.3.3 (3) (b) 3.3.4 (1) 4,477,651 782,468 (2) 33,099 (3) 68,506 4,579,256 782,468 (106,001) 4,473,255 782,468 (1) 4,357,071 809,651 (2) 32,490 (3) 66,351 4,455,912 809,651 (101,659) 4,354,253 809,651 202 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.4 (1) 2,992,212 101,351 3,093,563 1,383,815 273 1,384,088 4,376,027 101,624 4,477,651 2,876,742 100,148 2,976,890 1,379,910 271 1,380,181 4,256,652 100,419 4,357,071 (2) 30 30-60 60-90 90 8,388 2,507 1,621 10,687 23,203 15,276 6,865 1,792 1,111 128 9,896 5,367 15,253 4,299 2,732 10,815 33,099 20,643 30 30-60 60-90 90 8,331 2,476 1,519 10,383 22,709 15,069 6,835 1,758 1,104 84 9,781 5,305 15,166 4,234 2,623 10,467 32,490 20,374 二零一八年半年度报告 A 股 203

2018 1 16 30 3 3.3 3.3.4 (3) 52,608 15,898 68,506 (%) 1.15 0.35 1.50 15,175 11,356 26,531 50,513 15,838 66,351 (%) 1.13 0.36 1.49 15,029 11,313 26,342 9,017 2017 12 31 10,843 2018 221963 18 204 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.5 (1) % % 118,875 2.48 114,010 2.49 561,650 11.72 580,906 12.69 108,495 2.26 110,087 2.40 77,815 1.62 76,261 1.67 34,942 0.73 36,377 0.79 100,927 2.11 96,532 2.11 28,340 0.59 30,043 0.66 211,131 4.41 231,606 5.06 187,042 3.90 180,471 3.94 124,499 2.60 112,544 2.46 574,378 11.98 576,156 12.58 32,267 0.67 26,229 0.57 259,614 5.42 283,654 6.19 34,228 0.71 35,531 0.78 130,516 2.72 118,533 2.59 204,522 4.27 189,295 4.13 394,425 8.23 358,956 7.84 272,039 5.67 265,073 5.79 88,571 1.85 82,780 1.81 107,501 2.24 106,278 2.32 136,318 2.84 138,958 3.03 952,652 19.87 897,264 19.60 497,920 10.39 399,004 8.71 116,948 2.44 113,614 2.48 4,793,965 100.00 4,579,256 100.00 二零一八年半年度报告 A 股 205

2018 1 16 30 3 3.3 3.3.5 (1) % % 112,429 2.42 109,215 2.45 549,580 11.85 566,220 12.71 105,624 2.28 106,704 2.39 77,775 1.68 76,256 1.71 33,752 0.73 34,808 0.78 99,816 2.15 95,876 2.15 28,037 0.60 29,874 0.67 204,576 4.41 222,702 5.01 168,472 3.63 162,101 3.64 115,620 2.49 105,919 2.38 523,593 11.29 521,653 11.68 31,535 0.68 25,713 0.58 253,133 5.46 280,450 6.29 33,790 0.73 35,071 0.79 139,614 3.01 132,205 2.97 202,232 4.36 190,562 4.28 392,021 8.45 354,042 7.95 256,633 5.53 248,527 5.58 85,523 1.84 81,519 1.83 98,686 2.13 97,957 2.20 136,318 2.94 138,958 3.12 938,247 20.22 897,130 20.14 497,768 10.73 399,004 8.95 104,006 2.24 109,666 2.46 4,639,200 100.00 4,455,912 100.00 206 交通银行股份有限公司

2018 1 16 30 3 3.3 3.3.5 (2) % % 1 602,592 12.57 588,224 12.85 2 211,363 4.41 207,142 4.52 3 2,211,153 46.12 2,059,334 44.97 4 903,167 18.84 851,780 18.60 5 451,424 9.42 447,924 9.78 6 414,266 8.64 424,852 9.28 4,793,965 100.00 4,579,256 100.00 % % 1 602,592 12.99 588,224 13.20 2 211,363 4.56 207,142 4.65 3 2,088,898 45.02 1,936,807 43.47 4 903,167 19.47 851,780 19.12 5 448,969 9.68 445,327 9.99 6 384,211 8.28 426,632 9.57 4,639,200 100.00 4,455,912 100.00 (1) (2) (3) (4) (5) (6) 二零一八年半年度报告 A 股 207

2018 1 16 30 3 3.4 3.4.1 (1) (2) (3) (4) (5) 208 交通银行股份有限公司

2018 1 16 30 3 3.4 3.4.2 1 1-3 3-1 1-5 5 784,714 132,524 44 917,282 79,624 37,945 25,364 11,086 154,019 183,900 86,686 233,483 28,398 964 533,431 270 128,763 6,929 3,590 17,601 52,890 62,955 67,436 340,434 56,412 56,412 44,727 643,060 316,755 1,277,299 1,486,729 2,395,076 6,163,646 3,481 43,255 25,300 68,249 241,944 52,868 435,097 80 29,799 42,419 242,242 1,203,881 483,057 2,001,478 532 35,632 36,164 45,609 916,958 254,709 997,961 514,125 1,885,293 3,023,907 2,999,401 10,637,963 (2,944) (72,642) (472,833) (548,419) (410,994) (103,250) (239,985) (251,781) (764) (1,006,774) (146,114) (107,683) (103,798) (22,483) (22,707) (402,785) (714) (2,795) (3,088) (3,841) (5,896) (16,334) (59,995) (2,821) (10,353) (73,169) (3,339,253) (419,760) (400,077) (928,896) (791,749) (171) (5,879,906) (36,409) (143,561) (128,458) (14,434) (322,862) (13,222) (3,264) (26,603) (203,528) (130,194) (376,811) (28,117) (168) (165) (1,504) (4,519) (24,699) (59,172) (3,779,078) (784,657) (973,286) (1,928,067) (1,043,373) (177,771) (8,686,232) 45,609 916,958 (3,524,369) 213,304 (459,161) (42,774) 1,980,534 2,821,630 1,951,731 二零一八年半年度报告 A 股 209

2018 1 16 30 3 3.4 3.4.2 1 1-3 3-1 1-5 5 809,261 129,158 1,198 153 939,770 76,427 33,116 6,515 28,385 739 145,182 262,023 72,155 209,470 31,480 575,128 270 84,172 4,967 9,123 17,959 57,756 53,759 10,597 238,603 62,093 5,226 67,319 52,025 559,298 321,251 1,217,456 1,485,862 2,233,973 5,869,865 8,390 18,431 24,418 64,881 261,598 77,780 455,498 30,094 43,476 174,642 1,030,820 464,720 1,743,752 80 6,091 10,383 72,777 246,892 134,146 470,369 121 41,416 41,537 52,496 901,823 251,968 980,269 502,581 1,825,520 3,111,150 2,921,216 10,547,023 (45,023) (52,738) (436,793) (534,554) (381,473) (169,701) (307,277) (188,646) (51,772) (1,430) (1,100,299) (158,886) (173,656) (87,733) (11,714) (22,755) (454,744) (585) (7,187) (8,018) (6,996) (4,628) (27,414) (77,194) (15,113) (5,907) (98,214) (2,512,237) (692,488) (578,392) (953,188) (894,025) (9,908) (5,640,238) (23,916) (46,388) (72,225) (8,503) (151,032) (5,001) (1,214) (26,020) (209,451) (133,154) (374,840) (29,241) (198) (122) (1,549) (5,041) (25,758) (61,909) (2,923,536) (1,179,594) (1,182,918) (1,779,057) (1,185,134) (193,005) (8,443,244) 52,496 901,823 (2,671,568) (199,325) (680,337) 46,463 1,926,016 2,728,211 2,103,779 210 交通银行股份有限公司

2018 1 16 30 3 3.4 3.4.2 1 1-3 3-1 1-5 5 784,187 129,942 44 914,173 58,984 37,032 25,363 11,117 132,496 190,629 94,411 248,101 28,394 964 562,499 270 116,250 6,929 3,382 17,215 52,595 62,652 66,948 326,241 55,261 55,261 46,802 639,009 313,811 1,266,592 1,414,402 2,324,902 6,005,518 1,835 12,233 15,223 64,291 214,604 33,839 342,025 80 29,601 41,944 239,985 1,194,668 475,751 1,982,029 532 26,790 27,322 47,684 902,272 222,645 967,147 507,967 1,882,725 2,914,720 2,902,404 10,347,564 (2,944) (72,642) (472,833) (548,419) (451,526) (103,744) (239,926) (251,927) (764) (1,047,887) (129,405) (87,482) (73,594) (17,898) (308,379) (714) (2,795) (3,088) (3,841) (5,896) (16,334) (56,052) (2,821) (10,340) (69,213) (3,312,822) (366,400) (356,137) (910,966) (791,121) (171) (5,737,617) (36,265) (143,160) (125,701) (11,810) (316,936) (12,819) (1,877) (11,660) (146,365) (126,207) (298,928) (25,714) (1) (6) (237) (2,639) (28,597) (3,790,776) (710,424) (907,134) (1,860,868) (974,091) (129,017) (8,372,310) 47,684 902,272 (3,568,131) 256,723 (399,167) 21,857 1,940,629 2,773,387 1,975,254 二零一八年半年度报告 A 股 211

2018 1 16 30 3 3.4 3.4.2 1 1-3 3-1 1-5 5 808,688 128,960 1,113 153 938,914 69,596 32,786 6,320 27,910 136,612 265,938 83,565 230,900 31,475 611,878 270 80,335 4,968 9,123 17,959 57,656 53,265 10,597 234,173 59,944 5,026 64,970 56,438 557,950 312,910 1,186,933 1,417,841 2,219,551 5,751,623 2,747 18,409 24,145 63,627 255,466 59,706 424,100 30,094 43,371 174,107 1,029,234 461,626 1,738,432 80 6,091 9,739 70,915 239,095 130,294 456,214 121 36,877 36,998 56,909 891,770 240,401 980,335 504,148 1,812,201 3,026,376 2,881,774 10,393,914 (45,023) (52,738) (436,793) (534,554) (394,444) (170,685) (307,279) (188,817) (51,772) (1,430) (1,114,427) (147,453) (159,966) (47,068) (354,487) (585) (7,187) (8,018) (6,996) (4,628) (27,414) (76,140) (15,088) (5,896) (97,124) (2,513,677) (692,011) (577,980) (951,359) (893,296) (9,908) (5,638,231) (23,702) (46,138) (70,043) (5,711) (145,594) (5,001) (796) (19,734) (156,797) (127,788) (310,116) (28,311) (11) (271) (2,569) (31,162) (2,937,017) (1,167,202) (1,168,003) (1,726,717) (1,112,475) (141,695) (8,253,109) 56,909 891,770 (2,696,616) (186,867) (663,855) 85,484 1,913,901 2,740,079 2,140,805 212 交通银行股份有限公司

2018 1 16 30 3 3.4 3.4.3 3 24 94 121 97 217 898 2,621 317 4,150 100 241 992 2,621 317 4,271 (1) (45) (46) (39) (143) (560) (1,410) (22) (2,174) (39) (144) (605) (1,410) (22) (2,220) 97 241 497 835 140 287 718 1,348 100 2,593 237 528 1,215 1,348 100 3,428 (198) (105) (61) (364) (69) (172) (546) (918) (35) (1,740) (267) (277) (607) (918) (35) (2,104) 二零一八年半年度报告 A 股 213

2018 1 16 30 3 3.4 3.4.3 3 24 94 121 94 208 845 2,476 276 3,899 97 232 939 2,476 276 4,020 (1) (45) (46) (39) (139) (526) (1,363) (21) (2,088) (39) (140) (571) (1,363) (21) (2,134) 97 241 497 835 139 285 707 1,315 90 2,536 236 526 1,204 1,315 90 3,371 (198) (105) (61) (364) (68) (170) (539) (908) (33) (1,718) (266) (275) (600) (908) (33) (2,082) 214 交通银行股份有限公司

2018 1 16 30 3 3.4 3.4.3 1 1-3 3-1 1-5 5 494,805 479,651 1,067,729 71,045 2,801 2,116,031 (495,702) (478,817) (1,065,766) (70,921) (1,195) (2,112,401) (897) 834 1,963 124 1,606 3,630 1 1-3 3-1 1-5 5 568,303 514,893 1,271,064 74,841 2,429,101 (567,886) (514,787) (1,272,481) (74,494) (2,429,648) 417 106 (1,417) 347 (547) 1 1-3 3-1 1-5 5 475,440 470,673 1,051,327 71,028 2,068,468 (476,315) (469,954) (1,049,461) (70,904) (2,066,634) (875) 719 1,866 124 1,834 1 1-3 3-1 1-5 5 568,294 513,288 1,266,577 64,094 2,412,253 (567,878) (513,182) (1,267,972) (63,759) (2,412,791) 416 106 (1,395) 335 (538) 二零一八年半年度报告 A 股 215

2018 1 16 30 3 3.4 3.4.4 1 1~3 3~1 1-5 5 784,714 132,524 44 917,282 79,509 37,865 25,176 10,878 153,428 183,176 85,640 226,960 27,050 730 523,556 270 128,763 6,929 3,347 16,120 48,367 55,734 55,882 315,412 4,616 6,158 15,719 3,139 1,891 31,523 56,324 56,324 37,743 627,618 287,063 1,167,612 1,093,055 1,456,116 4,669,207 3,481 42,423 23,492 61,119 221,706 42,912 395,133 80 33,490 38,014 238,147 1,159,645 496,263 1,965,639 532 166,407 46,583 9,699 13,077 12,565 38,028 8,312 295,203 38,625 1,083,365 265,545 998,558 494,740 1,781,411 2,598,357 2,062,106 9,322,707 (2,934) (70,464) (457,905) (531,303) (410,910) (102,040) (236,431) (244,029) (666) (994,076) (145,985) (107,294) (102,657) (20,481) (17,979) (394,396) (714) (2,791) (3,041) (3,705) (5,544) (15,795) (4,768) (5,523) (13,937) (2,341) (32) (26,601) (59,962) (2,807) (10,258) (73,027) (3,321,603) (397,599) (379,146) (884,157) (750,253) (170) (5,732,928) (36,296) (142,397) (125,867) (14,245) (318,805) (10,000) (765) (14,436) (166,776) (112,606) (304,583) (96,915) (23,986) (16,773) (33,963) (60,432) (29,063) (261,132) (714) (3,829,428) (786,361) (964,641) (1,890,914) (1,020,738) (159,850) (8,652,646) 38,625 1,082,651 (3,563,883) 212,197 (469,901) (109,503) 1,577,619 1,902,256 670,061 216 交通银行股份有限公司

2018 1 16 30 3 3.4 3.4.4 1 1~3 3~1 1-5 5 809,261 129,158 152 938,571 76,427 33,087 6,478 27,765 668 144,425 261,945 70,205 207,152 31,464 570,766 270 84,171 4,968 8,938 17,312 54,804 47,154 9,413 227,030 6,237 8,381 15,942 3,143 304 34,007 62,077 5,200 67,277 43,854 544,512 292,796 1,115,050 1,105,688 1,371,355 4,473,255 8,390 17,690 22,554 55,866 234,404 63,234 402,138 26,455 36,150 134,704 895,522 418,544 1,511,375 80 5,144 6,701 57,857 205,004 112,947 387,733 121 158,691 50,526 9,672 13,471 7,465 33,354 8,377 281,677 44,325 1,060,513 261,079 975,757 479,248 1,676,757 2,556,401 1,984,174 9,038,254 (44,901) (52,576) (435,390) (532,867) (381,472) (167,703) (302,734) (179,015) (45) (1,030,969) (158,773) (173,003) (86,156) (10,825) (15,616) (444,373) (585) (7,174) (7,883) (6,867) (4,455) (26,964) (6,384) (7,669) (16,868) (2,222) (201) (33,344) (77,146) (15,021) (5,816) (97,983) (2,512,066) (686,030) (569,933) (929,244) (838,196) (9,897) (5,545,366) (23,871) (46,251) (71,962) (8,398) (150,482) (4,895) (15,182) (153,460) (114,125) (287,662) (47,566) (24,779) (18,811) (30,012) (55,618) (35,187) (211,973) (2,941,689) (1,201,656) (1,193,881) (1,776,512) (1,073,219) (175,026) (8,361,983) 44,325 1,060,513 (2,680,610) (225,899) (714,633) (99,755) 1,483,182 1,809,148 676,271 二零一八年半年度报告 A 股 217

2018 1 16 30 3 3.4 3.4.4 1 1~3 3~1 1-5 5 784,187 129,942 44 914,173 58,888 36,956 25,175 10,908 131,927 189,896 93,319 241,264 27,050 730 552,259 270 116,250 6,929 3,148 15,803 48,090 55,514 55,466 301,470 4,555 5,996 15,540 3,058 779 29,928 55,175 55,175 39,843 623,626 284,237 1,157,339 1,022,258 1,391,675 4,518,978 1,835 11,419 13,457 57,296 196,455 28,508 308,970 80 33,299 37,551 236,005 1,151,507 490,490 1,948,932 532 112,563 32,456 9,442 12,264 12,591 36,614 7,858 224,320 40,725 1,014,835 228,215 967,516 487,802 1,779,077 2,492,456 1,975,506 8,986,132 (2,934) (70,464) (457,905) (531,303) (451,441) (102,533) (236,372) (244,172) (666) (1,035,184) (129,287) (87,110) (72,544) (17,065) (306,006) (714) (2,791) (3,041) (3,706) (5,543) (15,795) (4,678) (5,450) (13,826) (2,282) (32) (26,268) (56,022) (2,807) (10,245) (69,074) (3,306,353) (344,248) (335,280) (866,239) (749,633) (170) (5,601,923) (36,153) (142,097) (123,126) (11,636) (313,012) (10,000) (4,485) (116,194) (109,325) (240,004) (89,904) (22,901) (15,668) (28,550) (40,266) (6,475) (203,764) (714) (3,847,698) (711,547) (898,289) (1,824,798) (943,285) (116,002) (8,342,333) 40,725 1,014,121 (3,619,483) 255,969 (410,487) (45,721) 1,549,171 1,859,504 (643,799) 218 交通银行股份有限公司

2018 1 16 30 3 3.4 3.4.4 1 1~3 3~1 1-5 5 808,688 128,960 152 937,800 69,596 32,753 6,283 27,299 135,931 265,855 83,274 228,202 31,459 608,790 270 80,335 4,968 8,938 17,312 54,703 46,699 9,412 222,637 6,236 8,380 15,938 3,112 269 33,935 59,930 5,000 64,930 48,279 543,195 284,550 1,084,779 1,037,252 1,356,198 4,354,253 2,747 17,669 22,289 54,633 229,197 49,626 376,161 26,455 36,050 134,196 896,599 416,292 1,509,592 80 5,144 6,067 56,056 197,983 109,528 374,858 121 100,336 38,060 8,919 13,101 7,506 32,468 7,887 208,398 48,750 992,106 241,584 975,094 482,306 1,663,464 2,474,769 1,949,212 8,827,285 (44,901) (52,576) (435,390) (532,867) (394,443) (168,688) (302,736) (179,191) (45) (1,045,103) (147,361) (159,466) (46,725) (353,552) (585) (7,174) (7,883) (6,868) (4,454) (26,964) (6,383) (7,666) (16,840) (2,209) (196) (33,294) (76,093) (14,996) (5,805) (96,894) (2,513,595) (685,559) (569,532) (927,442) (837,495) (9,897) (5,543,520) (23,660) (46,003) (69,796) (5,629) (145,088) (4,895) (10,401) (108,817) (109,283) (233,396) (43,128) (23,787) (17,484) (25,360) (41,634) (11,258) (162,651) (2,951,751) (1,188,501) (1,178,342) (1,723,818) (1,000,283) (130,634) (8,173,329) 48,750 992,106 (2,710,167) (213,407) (696,036) (60,354) 1,474,486 1,818,578 653,956 二零一八年半年度报告 A 股 219

2018 1 16 30 3 3.4 3.4.5 36,298 34,098 5,545 75,941 772,465 772,465 134,877 1,904 5,802 142,583 155,202 109,442 12,029 276,673 206,329 206,329 1,305,171 145,444 23,376 1,473,991 24,287 44,058 1,961 70,306 742,011 742,011 128,598 2,667 15 131,280 144,584 110,525 17,872 272,981 196,125 196,125 1,235,605 157,250 19,848 1,412,703 35,401 34,038 3,789 73,228 766,943 766,943 134,743 1,904 5,802 142,449 154,192 109,367 11,915 275,474 206,283 206,283 1,297,562 145,309 21,506 1,464,377 24,287 44,058 1,961 70,306 742,011 742,011 128,598 2,666 15 131,279 143,973 110,389 17,872 272,234 196,025 196,025 1,234,894 157,113 19,848 1,411,855 220 交通银行股份有限公司

2018 1 16 30 3 3.5 3.5.1 (1) (2) (3) 二零一八年半年度报告 A 股 221

30,539 984 31,523 财务报表附注 ( 续 ) 2018 1 16 30 3 3.5 3.5.2 8,518 292,173 14,721 315,412 544 544 163,093 163,093 207,447 185,693 1,993 395,133 30,539 984 31,523 215,965 671,498 18,242 905,705 (15,795) (15,795) (26,601) (26,601) (15,828) (15,828) (58,224) (58,224) 10,195 214,495 2,340 227,030 34,007 34,007 162,034 233,369 6,735 402,138 172,229 481,871 9,075 663,175 (2,485) (24,479) (26,964) (33,344) (33,344) (18,047) (18,047) (2,485) (75,870) (78,355) 222 交通银行股份有限公司

2018 1 16 30 3 3.5 3.5.2 6,184 287,190 8,096 301,470 163,093 163,093 143,366 164,879 725 308,970 29,928 29,928 149,550 645,090 8,821 803,461 (15,795) (15,795) (26,268) (26,268) (15,828) (15,828) (57,891) (57,891) 9,659 212,978 222,637 33,935 33,935 158,052 213,418 4,691 376,161 167,711 460,331 4,691 632,733 (2,485) (24,479) (26,964) (33,294) (33,294) (18,047) (18,047) (2,485) (75,820) (78,305) 二零一八年半年度报告 A 股 223

2018 1 16 30 3 3.5 3.5.2 2018 1 1 1,499 78 14,107 (155) (78) 375 14 375 (169) (78) 811 4,209 544 984 (57) (162) (3,913) 1,993 14,721 544 984 2018 6 30 14 16 (169) (78) 359 2017 1 1 5,925 12 (1,418) 12 (286) (1,132) 2,328 2,264 (30) (6) 2,340 6,735 2017 12 31 12 (286) (1,132) 224 交通银行股份有限公司

2018 1 16 30 3 3.5 3.5.2 2018 1 1 895 78 10,318 (170) (78) 283 (3) 283 (167) (78) 1,380 (3,885) 725 8,096 2018 6 30 (3) (167) (78) 283 2017 1 1 5,557 (1,451) (284) (1,167) 604 (13) (6) 4,691 2017 12 31 (284) (1,167) 二零一八年半年度报告 A 股 225

2018 1 16 30 3 3.5 3.5.2 2018 6 30 3.5.3 1,965,639 1,936,433 1,511,375 1,471,789 387,733 384,546 1,965,639 1,936,433 1,899,108 1,856,335 (288,755) (286,993) (269,615) (267,754) (288,755) (286,993) (269,615) (267,754) 1,948,932 1,929,803 1,509,592 1,464,905 374,858 371,282 1,948,932 1,929,803 1,884,450 1,836,187 (224,176) (223,648) (215,349) (213,703) (224,176) (223,648) (215,349) (213,703) 226 交通银行股份有限公司

2018 1 16 30 3 3.5 3.5.3 15,151 1,683,270 238,012 1,936,433 15,151 1,683,270 238,012 1,936,433 (286,993) (286,993) (286,993) (286,993) 16,115 1,455,674 1,471,789 104,618 279,928 384,546 16,115 1,560,292 279,928 1,856,335 (267,754) (267,754) (267,754) (267,754) 14,011 1,677,780 238,012 1,929,803 14,011 1,677,780 238,012 1,929,803 (223,648) (223,648) (223,648) (223,648) 二零一八年半年度报告 A 股 227

2018 1 16 30 3 3.5 3.5.3 16,036 1,448,869 1,464,905 104,618 266,664 371,282 16,036 1,553,487 266,664 1,836,187 (213,703) (213,703) (213,703) (213,703) 3.6 2018 6 30 2018 8 23 228 交通银行股份有限公司

补充资料 2018 1 16 30 1 1 16 306 2018 2017 11 18 23 56 166 135 (76) (63) (5) 1 119 147 1(2008) 2 15 2014 [2014]54 2018 1 16 30 2018 1 1 6 302018 6 30 3 92010 2018 1 16 30 % 12.51 0.51 0.51 12.47 0.51 0.51 2017 1 16 30 % 12.80 0.49 0.49 12.75 0.49 0.49 二零一八年半年度报告 A 股 229

资本充足率和杠杆率信息补充资料 14 1 917,282 917,282 153,428 152,044 523,556 526,844 315,412 312,967 31,523 31,489 56,324 55,978 54,180 54,284 4,669,207 4,673,634 395,133 378,488 1,965,639 1,952,199 3,379 7,103 135,644 132,171 1,571 1,571 26,278 26,277 437 315 1,521 1,488 72,193 66,693 9,322,707 9,290,827 531,303 531,303 994,076 994,076 394,396 393,748 15,795 15,795 73,027 69,196 5,732,928 5,737,282 26,601 26,601 304,583 304,634 4,867 4,781 11,980 11,923 101,728 101,958 598 560 434 434 460,330 429,648 8,652,646 8,621,939 74,263 74,263 59,876 59,876 113,663 113,692 956 1,231 197,354 197,325 113,628 113,598 103,913 104,377 6,408 4,526 670,061 668,888 230 交通银行股份有限公司

资本充足率和杠杆率信息补充资料 ( 续 ) 2 917,282 152,044 526,844 312,967 250 a 528 b 36,019 c 31,489 55,978 54,284 4,673,634 378,488 146 d 962 e 622 f 1,952,199 2,739 g 7,103 3,654 h 2,564 i 791 j 132,171 1,571 k 26,277 l 0 m 26,277 1,488 n 315 o 66,693 9,290,827 二零一八年半年度报告 A 股 231

资本充足率和杠杆率信息补充资料 ( 续 ) 2 531,303 994,076 393,748 15,795 69,196 5,737,282 26,601 304,634 96,420 p 4,781 11,923 101,958 560 q 0 r 0 s 434 429,648 8,621,939 74,263 74,263 t 0 u 59,876 v 113,692 w 1,231 x (1,342) y 42 z 197,325 aa 113,598 ab 104,377 ac 4,526 967 ad 129 ae 258 af 668,888 232 交通银行股份有限公司

资本充足率和杠杆率信息补充资料 ( 续 ) 3 1 74,263 r 2 415,300 2a 197,325 y 2b 113,598 z 2c 104,377 aa 3 114,923 3a 113,692 u 3b 1,231 v 4 0 0 5 967 ab 6 605,453 7 0 8 315 m-p 9 1,488 l-q 10 0 k 11 42 x 12 0 13 0 14 0 15 0 16 0 17 0 18 0 19 0 20 0 21 0 22 0 15% 23 0 24 0 25 0 26a 3,654 f 26b 0 26c 0 27 0 28 5,499 29 599,954 30 59,876 31 59,876 t 32 0 33 0 34 129 ac 35 0 36 60,005 二零一八年半年度报告 A 股 233

资本充足率和杠杆率信息补充资料 ( 续 ) 3 37 0 38 0 39 0 40 0 41a 0 41b 0 41c 0 42 0 43 0 44 60,005 45 + 659,959 46 96,420 n 47 0 48 258 ad 49 0 50 25,495 51 122,173 52 0 53 0 54 0 55 0 56a 0 56b 0 56c 0 57 0 58 122,173 59 + 782,132 60 5,645,071 61 (%) 10.63 62 (%) 11.69 63 (%) 13.86 64 (%) 3.50 65 (%) 2.50 66 (%) 0.00 67 (%) 1.00 68 (%) 5.63 69 (%) 5.00 70 (%) 6.00 71 (%) 8.00 72 43,302 a+c+d+e+g 73 1,319 b+h 74 0 75 25,717 j-k-o 234 交通银行股份有限公司

资本充足率和杠杆率信息补充资料 ( 续 ) 3 76 4,985 77 3,115 78 117,287 79 22,380 80 0 81 0 82 0 83 0 84 26,800 85 12,700 4 1 2 3328 601328 1428013 XS1113240268 XS1115459528 4605 360021 1728007 3 4 5 6 7 8 89,498 97,534 27,972 7,888 3,796 14,924 44,952 29,964 9 35,012 39,251 28,000 1,200 500 2,450 45,000 30,000 10 11 2005/6/23 2007/4/24 2014/8/19 2014/10/3 2014/10/3 2015/7/29 2016/9/2 2017/4/13 二零一八年半年度报告 A 股 235

资本充足率和杠杆率信息补充资料 ( 续 ) 4 12 13 2024 8 19 2024 10 3 2026 10 3 2027 4 13 14 15 16 17 18 19 20 21 22 2019/8/19 2019/10/3 2021/10/3 2020 7 29 2021 9 7 2022/4/13 7 29 9 7 5 5 5.80% 54.5% 5 2019 10 3 5 285 7 7 7 3.625% 7 2021 10 3 7 300 5 5 5 5 55% 53.9% 5 5 5 137 334.4 9 2 20 5 0.01%) 4.50% 23 236 交通银行股份有限公司

资本充足率和杠杆率信息补充资料 ( 续 ) 4 24 25 5.125% (1) (2) H H 5.125% (1) (2) A A 二零一八年半年度报告 A 股 237

资本充足率和杠杆率信息补充资料 ( 续 ) 4 26 27 28 29 H A 6.25 5 H A 30 31 32 33 34 (1) (2) (1) (2) (1) (2) (1) (2) 238 交通银行股份有限公司

资本充足率和杠杆率信息补充资料 ( 续 ) 4 35 36 56 5 1 9,322,707 2 (31,880) 3 0 4 28,366 5 5,190 6 707,244 7 (5,499) 8 10,026,128 二零一八年半年度报告 A 股 239

资本充足率和杠杆率信息补充资料 ( 续 ) 6 1 9,133,206 2 (5,499) 3 9,127,707 4 31,445 5 28,366 6 0 7 0 8 0 9 0 10 0 11 59,811 12 126,176 13 0 14 5,190 15 0 16 131,366 17 1,685,377 18 (978,133) 19 707,244 20 659,959 21 10,026,128 22 (%) 6.58 240 交通银行股份有限公司

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