1140 2016/2017

2 3 4 12 15 25 34 38 44 45 46 47 49 114

2016/2017 2 SMP Partners (Cayman) Limited Royal Bank House, 3rd Floor 24 Shedden Road, P.O. Box 1586 Grand Cayman KY1-1110 Cayman Islands 183 22 P.O. Box 309GT Ugland House South Church Street George Town Grand Cayman Cayman Islands 1140 www.opfin.com.hk

2016/2017 3 ETF 44 ETF ETF ETF HFM 2 51229 1,000 4

2016/2017 4 1140 2.0512 17.8681 58.9% 1,470 0.5% 1.2471 4.1% 477 0.2% 8,579 2.8% 892 0.3% 2,331 0.8% 1.8160 6.0% 2,750 0.9% 1,881 0.6% 5.0491 16.6% 1.3776 4.5% 1.1656 3.8% Treasure Up Ventures LimitedTreasure Up25%Treasure Up 77 2,586 18.499.93 52.8% 53.7%

5 2016/2017 Xiaoju Kuaizhi Inc. Guardforce Investment Holdings PTY Ltd Xiaoju Kuaizhi Inc. 1,500 1.1645 4 Uber Uber Ola Grab Lyft 99 Uber Uber 55 600654 1,500 1.1637 Guardforce Holdings Ltd 75% Guardforce Cash Solutions (Thailand) Ltd 97.5% 6,4184.9772 Guardforce Investment Holdings PTY Ltd 6.5% Guardforce Investment Holdings PTY Ltd

2016/2017 6 + Nobel Holdings Investments Ltd 2,000 2,247 14.55% 5,600 6,291 99.6%14 196240 Gooagoo Group Holdings Ltd Nobel Holdings Investments Ltd Thrive World Ltd.50%10% 3,0002.3265 1.38811.8806 1.31291.0463 1.2471 300 2,327 Tsingdata Holdings L.P. 47.3%Gooagoo Group Holdings LtdB 40 600271 1515 1.99083.4% 1.2574

7 2016/2017 Jin Dou Development Fund L.P. Jin Dou Development Fund L.P. 31,500 1501,165 556477 OPIM Holdings Limited RQFII ETF74% WTIER ETF ETF ETF 24% 1.3219 26.28% OPIM Holdings Limited 30% OP Investment Management Limited OP Investment Management (Cayman) Limited 100% 1,900OP Investment Management Limited B 6,452 RQFII 461RQFII (ETF) RQFII ETF67% HFM 14.8% 3.02 50% 15 4,316

2016/2017 8 26.410.47%29.1 1.431.54 2.8353 2.7517 (i) (ii) (iii) 0.04 0.01 Treasure Up 38.09%6.4412 4.6645 Treasure Up 1.927267.10% 3.2204 1,900 16.7 17.9(i) (ii) 1.955,600 2.05123,965 Treasure Up (1) 765 4,493 (2) 15,520 15,504 (3) 50,404 (4) 34,918 9,495 101,607 29,492 (1) Real Estate Opportunity Capital Fund (2) 1,552 1,550 (3) (4) 3,492

9 2016/2017 3,718 1,738 (i) 6,041(ii) 2,139(iii) 1,213 (iv) 1.0724 4,993 Dance Biopharm Holdings Inc. DanceOP Vision L.P.OP Vision 8203 7,1314,501 1.1632 Treasure Up 1.87292,392 1.5957 1,706 450(i) 4,993(ii) 3,257 2.0512 460 4,112 116 40 (794) (736) (1,916) (3,567) OP Vision (2,628) (1,175) (6,581) (30,767) Dance (21,268) (4,311) (32,571) (36,444)

2016/2017 10 2.0 1.5 1.35 1.41 1.35 1.43 1.54 1.0 0.5 0.0 2013 2014 2015 2016 2017 4 2.5 183 22 17.9 16.7 Magopt Ltd 202,553,560 202,553,560 2.20

11 2016/2017 10524 3,9003,110 1.95 56,000,000 107,010,000 22 29.126.4 1,897,396,0001,841,396,000 1.1637 20,055,00022,637,000 55,00066,000 1.1645 8,538 2,327 1,900 Guardforce Investment Holdings PTY Ltd 4.9772 2.4567 778

2016/2017 12 61 30 52 Vimetco N.V. 50

2016/2017 13 52 8295 3382 53 14A 67

2016/2017 14 62 62 ING 55 33 Enron Corporation

15 2016/2017 30 8 44 4 34 44 46 29 21 2,493,665,000 114

2016/2017 16 622470391(1)(a) 22 250,000 2,000,000 2,760,000 113 3.13 12 14

17 2016/2017 10% 5% 1827 XV XV7 8 352 1 2 359,800,000 359,800,000 18.96% 2 359,800,000 359,800,000 18.96% 182,330,000 182,330,000 9.61% 3 7,000,000 7,000,000 0.37%

2016/2017 18 (1) 1,897,396,000 (2) Ottness Investments LimitedOIL 330,000,000Oriental Patron Financial Services Group Limited OPFSGL 29,800,000OIL Oriental Patron Financial Group LimitedOPFGLOPFSGL 95% OPFGLOPFGL51% 49% OIL OPFSGL (3) 352 336 5% 1 OPFGL2 359,800,000 359,800,000 18.96% Magopt Ltd.3 202,553,560 202,553,560 10.68% 4 169,068,000 169,068,000 8.91% 21st Century Champion Limited 4 169,068,000 169,068,000 8.91% 4 169,068,000 169,068,000 8.91% 163,574,500 163,574,500 8.62%

19 2016/2017 1 Grand Link Finance Limited 5 158,244,000 158,244,000 8.34% 5 158,244,000 158,244,000 8.34% 106,100,000 106,100,000 5.59% (1) 1,897,396,000 (2) OIL330,000,000OPFSGL29,800,000OIL OPFGL OPFSGL 95%OPFGLOPFGL51% 49% OIL OPFSGL (3) Magopt Ltd. 202,553,560 Magopt Ltd. 80% Magopt Ltd. (4) 169,068,000 21st Century Champion Limited21st Century Champion100%21st Century Champion100% 21st Century Champion (5) Grand Link Finance LimitedGLFL 158,244,000GLFL100% GLFL 5% 100 22

2016/2017 20 25% 27 Magopt Ltd 202,553,560 2.20 202,553,560 105 24 14A 3000 740 14A.56 (a) 1.5% 360 10% 71,000,000 41,158,00033,402,000 21.13 OPFSGL OPFSGL

21 2016/2017 (b) 458,458 746,535 6,653,8044,360,356 14A.07 14A (i) (ii) (iii) (c) 2% 56,000,0001.95 2,184,000 OPFGLOPFGL359,800,000 18.96%OPFGL14A 14A 9,500,000 5% 356,000 50%14A

2016/2017 22 (d) 300 21.13 14A (e) 350,000100,000 250,000 21.13 OPFSGL OPFSGL14A 0.25% 812,000. OPFGLOPFGL359,800,000 18.96%OPFGL14A 14A 14A 27

23 2016/2017 4 67 5 113 32 34 34 36 10 37 28 3.21

2016/2017 24

25 2016/2017 A.6.7 28 17 1053.10 3.10A

2016/2017 26 (i)(ii) (iii)

27 2016/2017 113 3.13 A.6.5

2016/2017 28 5 3 2 2 2 12 1 1 1 1 2 1 1 2/3 5/5 1/2 2/2 2/2 3/3 5/5 1/2 2/2 2/2 3 2/3 5/5 1/2 2/2 4 1/3 1/5 4 1/3 1/5 2/3 5/5 3/3 2/2 2/2 2/2 3/3 5/5 3/3 2/2 2/2 2/2 2/3 5/5 3/3 2/2 2/2 2/2 (1) (2) (3) (4)

29 2016/2017 28 33

2016/2017 30 82

31 2016/2017 1,105,000965,000 345,000325,000 38 15 79

2016/2017 32 21 80(a)57821 14 82 ir@oriental-patron.com.hk

33 2016/2017

2016/2017 34 27 ESG 1. 1.1 ESG 1.2 3R T8 (OP goes Green)

35 2016/2017 1. 1.2 2. 57 2.1 28 30 3140 41 1 5 9 15 5 6 2 13 6 11 11 28

2016/2017 36 2. 2.2 2.3 2.4 3. 3.1 3.2

37 2016/2017 4. 4.1 60,000 4.2 6,000 36,000 2,630 4.3 5. ir@opfin.com.hk

2016/2017 38 44 113

39 2016/2017 5 2.5791 3.1312 19.59% 1.671 5.73%

2016/2017 40

41 2016/2017 16 3.2204 6.4412 210 4.993

2016/2017 42

43 2016/2017

2016/2017 44 6 101,607 29,492 7 2,216 (58,596) 21,067 21,421 (3,685) (37,175) 17,382 17 125,741 89,358 16 (49,927) (34,334) 22 (10,061) (8,953) 10 (116,323) (71,310) 16,078 21,635 15 187,288 23,918 15 (2,096) (1,416) 201,270 44,137 9 (13,210) 20 10 188,060 44,157 (32,571) (36,444) 16 49,927 34,334 (2,086) (296) (307) 17,060 (4,503) 205,120 39,654 12(a) 10.15 2.88 12(b) 10.12 2.88 11 4 2.5 49 113

45 2016/2017 14 294 96 15 644,123 466,453 16 322,039 192,721 17 239,912 8,596 1,206,368 667,866 17 35,258 274,934 18 3,970 3,905 2,543 804 1,199 39,655 1,786,810 1,670,548 1,829,780 1,989,846 3,036,148 2,657,712 21 189,740 184,140 2,724,760 2,454,203 2,914,500 2,638,343 19 63,210 19 30,550 4,691 27,888 14,678 121,648 19,369 3,036,148 2,657,712 2,914,500 2,638,343 23 1.54 1.43 49 113

2016/2017 46 30 30 30 94,140 965,680 18,494 5,227 183,315 1,266,856 22 14,842 14,842 22 (5,889) (5,889) 22 (11,427) 11,427 21 90,000 1,232,880 1,322,880 (4,196) (307) 44,157 39,654 184,140 2,198,560 16,020 1,031 (307) 238,899 2,638,343 22 10,061 10,061 21 5,600 101,411 107,011 17,356 (296) 188,060 205,120 11 (46,035) (46,035) 189,740 2,299,971 26,081 18,387 (603) 380,924 2,914,500 49 113

47 2016/2017 201,270 44,137 (765) (4,493) (34,918) (9,495) 39 107 17 (15,265) (125,741) (7,269) (66,824) 37,175 (17,382) 52,023 35,750 (187,288) (23,918) 10,061 8,953 (48,076) (55,750) (65) (6) (282) (548) 63,210 25,859 1,695 40,646 (54,609) (4,694) 40,646 (59,303) 324,820 16,837 497,717 285,650 1,358 97,376 (726,970) (202,180) (161,888) (15,961) (351,671) 1,500 3,000 46,729 49,671 33,179 9,461 (305) (87) 14,640 (106,404)

2016/2017 48 107,011 1,322,880 (46,035) 60,976 1,322,880 116,262 1,157,173 1,670,548 513,375 1,786,810 1,670,548 1,786,810 1,670,548 25 49 113

49 2016/2017 1. P.O. Box 309 GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands 30 15 2. (a) 11 3 16 38 1

2016/2017 50 2. (b) 9 9 39 (ECL)39 15

51 2016/2017 2. (b) 99 9 15 18 11 15 15

2016/2017 52 2. (b) 16 16 26 16 7 7 3. 622 4

53 2016/2017 3. (a) (i) (ii)

2016/2017 54 3. (a) (iii) (iv) (v) 20% 50%

55 2016/2017 3. (a) (v) (vi) 17(d) (vii) 11

2016/2017 56 3. (a) (vii) (b) (c) (i) (ii)

57 2016/2017 3. (c) (iii) (d)

2016/2017 58 3. (d) 33 1 / 3 % 25% 25% 25% (e) (f) (i) 12 12

59 2016/2017 3. (f) (i) 12 (ii) (iii)

2016/2017 60 3. (f) (iv) (g)

61 2016/2017 3. (h) (i) (j) (i) (ii) (iii)

2016/2017 62 3. (k) (i) (ii) (iii) (l) (i) (ii) (iii) (iv)

63 2016/2017 3. (m) (n) (o) (i)

2016/2017 64 3. (o) (ii) (iii) (p)

65 2016/2017 3. (q) (i) (ii) (iii) (iv) (v) (i) (iv) (vi) (iv) (v) (vii) (r) (s)

2016/2017 66 4. (a) (b) 9 5 16 17 17 (c) (d) (e) 22 10 10 10

67 2016/2017 4. (f) 49,927,00034,334,00016 5. (a) 322,039 192,721 17,258 274,934 257,912 8,596 7,712 44,364 1,786,810 1,670,548 63,210 30,550 4,691

2016/2017 68 5. (b) (i) 20,055,00022,637,00055,000 66,000 50 113,000300 (ii) 1,786,810,0001,670,548,000 25 4,467,0004,176,000

69 2016/2017 5. (b) (iii) 10%24,767,000 28,353,00032,204,000 19,272,000 (iv) 50% 9% 3,886,0003,877,000

2016/2017 70 5. (b) (v) 1,786,810,0001,670,548,000 93,760 4,691 (c) 13

71 2016/2017 5. (c) 5,308 5,308 11,950 6,863 18,813 27,500 27,500 223,549 223,549 8,918 8,918 313,121 313,121 14,226 11,950 571,033 597,209 8,596 185,059 193,655 (#) (375) 21,796 21,421 (30,655) (30,655) 27,500 201,753 158,717 387,970 (1,358) (1,358) 6,863 27,500 223,549 313,121 571,033 (#) (375) 21,796 21,421

2016/2017 72 5. (c) 251,226 251,226 23,708 8,596 32,304 7,662 7,662 185,059 185,059 258,888 23,708 193,655 476,251 11,823 201,975 213,798 (#) (3,684) (3,684) (32,877) (32,877) 3,101 15,961 19,062 (2,644) (2,644) 8,596 185,059 193,655 (#) (3,684) (3,684) #

73 2016/2017 5. (c) 1617 OPIM OPIMC 42,389 14.09% 3% Thrive World Limited 124,714 15.77% 57.85 66.57 Jin Dou Development Fund, L.P. 4,765 OP Vision L.P. 1,380 Xiaoju Kuaizhi Inc. 116,561 Tsingdata Holdings L.P. 23,312 Dance Biopharm Holdings Inc.

2016/2017 74 5. (c) Real Estate Opportunity Capital Fund 3,228 Zhong Wei Capital L.P. 3,635 137,764 9,500 8,000 10,000 85,785

75 2016/2017 5. (c) OPIM OPIMC 22,929 13.57% 6.61%/3% Thrive World Limited 131,295 14.94% 42.7 67.5 Dance Biopharm Holdings Inc. 21,268 Jin Dou Development Fund, L.P. 5,559 OP Vision L.P. 4,008 Real Estate Opportunity Capital Fund 5,668 Zhong Wei Capital L.P. 2,928

2016/2017 76 5. (c) 6. 765 4,493 15,520 15,504 50,404 34,918 9,495 101,607 29,492 7. 1,519 697 2,216

77 2016/2017 8. 8 8 10,622 9,653 15,520 15,541 50,404 24,296 765 4,298 101,607 29,492 139,505 114,878 504,912 351,671 10% 15,520,00024,296,00050,404,000 10% 15,504,0004,298,000

2016/2017 78 9. (a) 16.5%16.5% 13,210 (20) 13,210 (20) (b) 201,270 44,137 33,209 7,283 (45,099) (26,671) 24,716 17,664 (22) (11) 4,038 2,326 (3,632) (591) (20) 13,210 (20)

79 2016/2017 10. 1,287 1,075 345 325 1,632 1,400 107 17 41,158 33,402 6,654 4,416 28,576 2,978 28,553 21,833 389 310 10,061 8,953 39,003 31,096 11. 4 2.5 12. (a) 188,060 44,157 1,853,517 1,534,019 10.15 2.88

2016/2017 80 12. (b) 188,060 44,157 1,853,517 1,534,019 4,092 1,857,609 1,534,019 10.12 2.88 13. (a) ` 130 7 137 130 6 136 250 250 2,503 3 2,506 386 386 250 250 250 250 250 250 1,386 2,763 16 4,165

81 2016/2017 13. (a) 130 6 136 130 7 137 83 83 250 250 250 250 250 250 833 260 13 1,106 1,000,000 7 6 1,000,0011,500,000 1,500,0012,000,000 2,000,0012,500,000 2,500,0013,000,000 1

2016/2017 82 13. (b) 14,790 12,436 88 87 2,065 2,830 16,943 15,353 1,000,000 1,000,0011,500,000 1,500,0012,000,000 1 1 2,000,0012,500,000 1 2,500,0013,000,000 2 3,000,0013,500,000 1 3,500,0014,000,000 1 4,000,0014,500,000 1 1 4,500,0015,000,000 5,000,0015,500,000 1

83 2016/2017 14. 94 11 76 181 62 25 87 156 11 101 268 200 61 44 305 200 217 11 145 573 71 11 73 155 16 1 17 87 11 74 172 61 34 12 107 61 121 11 86 279 139 96 59 294 69 27 96

2016/2017 84 15. 644,123 466,453 644,123 466,453 60,800,000 60,800,000 24% 1 24% 61,264 61,264 132,188 104,682 132,188 104,682 2,990,000 2,990,000 29.9% 2 29.9% 2,990 2,990 6,255 7,039 6,255 7,039 OPIM Holdings Limited OPIMH 3,000 3,000 30% 3 30% 1,469 1,469 768 965 768 965 Harmony Plus Holdings Limited Harmony Plus 280 280 20% 4 20% 2,184 2,184 2,096 2,096 Miran Capital Management Limited MCM 29 5 29% Treasure Up Ventures LimitedTUVL 50 50 25% 6 25% 351,671 351,671 504,912 351,671 504,912 351,671 3 3 30% 30% Shen Jiang L.P. 8 50% 7 Grand Central Tian Di, L.P. Grand Central 8

85 2016/2017 15. 1 83,920,00045,280,000 38,640,000 2 897,000 3 OP Investment Management Limited OPIMOP Investment Management (Cayman) Limited OPIMCOPIMH1,464,300 OPIM OPIM 30%600 OPIMC OPIMC30%3,000 OPIMHOPIMH30% OPIM OPIMCOPIMHOPIM OPIMC 4 Dance Biopharm Dance Biopharm Harmony Plus Holdings Ltd.Dance 1,765,000 331,000 2,096,000 5 Miran Multi-Strategy Fund MCMMCM1,416,000 MCM 29 1 8 6 Prosper Gain Holdings LimitedTUVL25% TUVL TUVL504,910,000 TUVL 7 World Master Global LimitedWorld Master Shen Jiang L.P.World Master50%

2016/2017 86 15. 8 OPFI GP (2) LimitedGrand Central Tian Di L.P.Grand CentralOPFI GP (2) Limited Grand Central50% Grand Central4OPFIGP (2) Limited50%2OPFIGP (2) Limited 1200,000,000197,000,000 3,000,000 Grand Central Grand Central 580,000,000OPFI GP (2) Limited290,000,000 200,000,000 197,000,00066,800,000 TUVL 5,257 2,019,651 24,343 2,049,251 737,535 726 738,261 (188,237) (1,590) (189,827) 554,555 2,019,651 23,479 2,597,685 132,188 504,912 7,023 644,123 317,833 1,775 319,608 115,840 638,286 (231) 753,895 (1,234) (1,234) 114,606 638,286 (231) 752,661 27,802 159,571 (85) 187,288 (296) (296)

87 2016/2017 15. TUVL 702,099 1,406,682 37,256 2,146,037 7,196 7,196 (107,897) (15) (107,912) 601,398 1,406,682 37,241 2,045,321 104,682 351,671 10,100 466,453 398,331 8,787 407,118 102,975 (2,346) 100,629 (9,973) (9,973) 93,002 (2,346) 90,656 24,714 (796) 23,918 (2,393) (2,393)

2016/2017 88 16. 8,918 7,662 313,121 185,059 322,039 192,721 (a) 19,816,500 132,110,000 3.5% 3.5% 136,916 133,745 8,918 7,662 (1,916) (3,567) 0.29% 0. 29% # (b) OPIM/OPIMC 1,000/100 1,000/100 A2,900/100 1,000/100 B 100% 100% 52,123 33,123 42,389 22,929 460 4,112 1.40% 0.86% (c) Thrive World Limited TWL 10 10 10% 10% 232,648 232,648 124,714 131,295 (6,581) (30,767) 4.11% 4.94% (d) Jin Dou Development Fund, L.P. 1,500,000 1,500,000 1.48% 1.48% 11,653 11,653 4,765 5,559 (794) (736) 0.16% 0.21% (e) Dance Biopharm Holdings Inc.Dance Holding 548,531 548,531 3.72% 3.72% 17,080 17,080 21,268 (21,268) (4,311) 0.80%

89 2016/2017 16. # (f) OP Vision L.P. OP Vision 667,000 667,000 66.7% 66.7% 5,183 5,183 1,380 4,008 (2,628) (1,175) 0.04% 0.15% (g) Xiaoju Kuaizhi Inc. Xiaoju 392,392 <1% 116,445 116,561 116 3.84% (h) Tsingdata Holdings L.P.Tsingdata 3,000,000 47.3% 23,272 23,312 40 0.77% # (a) Profit Raider Investments Limited132,110,000 0.0483,170,64066,055,000 0.0110 10.1 198,165,00019,816,500 13,416,000 91,073,000 287,206,000 304,253,000 2,378,000 3,567,000

2016/2017 90 16. (b) Suremind Investments LimitedOPIM OPIMC100%A B OPIM 1,900 B19,000,000 OPIM OPIMC OPIM5.755.75 14.09%13.57% 5.75 5.75 3%3% OPIM OPIMC (c) Wisland Investments LimitedTWL 10% TWL Nobel Holdings Investments Limited50% TWLTWL 18.75 18.75 15.77%14.94% TWL 26,667,000 30,767,000 (d) OPFI (GP1) Limited1,500,000 1,500,000 1.48%1.48% 794,0004,765,000 736,000 5,559,000 (e) River King Investments Limited Dance1,149,00057,14215,527,0001,553,000 Dance DanceDance HoldingRiver King Dance Holding 548,531Dance Holding River KingDance Holding Dance Biopharm Dance Biopharm Dance Holding 17,080,000

91 2016/2017 16. (f) OP Vision Investments Limited OP Vision L.P. 667,000 5,183,000 OP Vision L.P. 1,380,000OP Vision Investments Limited OP Vision L.P. 3,802,000 (g) Profit Raider Investments Limited15,000,000 116,445,000Xiaoju Kuaizhi IncXiaoju (h) Profit Raider Investments Limited Tsingdata Holdings L.P. 3,000,00023,272,000 47.3% Tsingdata Holdings L.P.Gooagoo Group Holdings Ltd 49,927,00034,334,000 17. 5,308 251,226 18,813 32,304 27,500 223,549 275,170 283,530 35,258 274,934 239,912 8,596 275,170 283,530

2016/2017 92 17. 37,175,000 17,382,000 1 (a) 4,870,000 0.33% 9,287 5,308 (244) 0.17% (c) (46,594) 1 (d) Greater China Select Fund 19,982 14,456 3,997 (11,284) 0.13% (d) Greater China Special Value Fund 43,461 29,180 7,953 (474) 0.26% (d) Real Estate Opportunity Capital Fund 5,778 3,228 (1,082) 0.11% (d) Zhong Wei Capital L.P. 3,101 3,635 707 0.12%

93 2016/2017 17. 1 (f) Guardforce Investment Holdings Pty Ltd 497,717 (g) 9,500 9,500 0.31% (h) 8,000 8,000 0.26% (i) 10,000 10,000 0.33% 1 (j) 116,370 137,764 21,394 4.54% (k) 20,000,000 14.55% 85,383 85,785 402 2.83% #

2016/2017 94 17. 1 (a) 4,870,000 0.33% 9,287 5,552 (3,506) 0.21% (b) (1,555) (c) 28,600,000 3.43% 199,079 245,674 46,595 9.25% 1 (d) Greater China Select Fund 19,982 14,456 15,281 (6,914) 0.58% (d) Greater China Special Value Fund 43,461 29,180 8,427 (4,549) 0.32% (d) Miran Multi-Strategy Fund (9,004) (d) Real Estate Opportunity Capital Fund 6,707 5,668 (3,512) 0.21% (d) Zhong Wei Capital L.P. 3,101 2,928 (173) 0.11% 1 (e) 10,000 # (1) (2)

95 2016/2017 17. (a) IT 195,000 232,771,000131,749,000 1,357,185,000 1,274,221,000 (b) 2,392,164 (c) 1515 199,079,00028,600,0003.43% 28,600,000324,820,000 125,741,000 (d) Greater China Select Fund Greater China Special Value Fund Miran Multi-Strategy Fund Miran Multi-Strategy Fund Real Estate Opportunity Capital Fund 765,000 4,298,000 Zhong Wei Capital L.P.Zhong Wei 1 O2O Profit Raider Investments Limited2,000,000Zhong Wei 400,0003,101,000

2016/2017 96 17. (d) 3(a)(vi) Greater China Select Fund 3,997 15,281 Greater China Special Value Fund 7,953 8,427 Real Estate Opportunity Capital Fund 16,878 71,916 Zhong Wei Capital L.P 319,235 225,553 (e) 70,000,000 10,000,0003 (f) Profit Raider Investments Limited 64,176,000 497,717,000Guardforce Investment Holdings Pty LtdGuardforce Investment Holdings Pty Ltd600654 6.5

97 2016/2017 17. (g) 9,500,000 5 (h) 1019 8,000,0007% (i) 10,000,000 7% 10,000,000 (j) Profit Raider Investments Limited 15,000,000116,370,000 75% Guardforce Holdings Ltd Guardforce Cash Solutions (Thailand) Ltd 97.5% 20% Guardforce Cash Solutions (Thailand) Ltd (k) 14.55% AMP99.6%AMP 76,000,00085,785,000 20,000,00056,000,000 19

2016/2017 98 18. (a) 3,886 3,877 (b) 84 28 3,970 3,905 3,970 3,905 (a) 3,886 3,877 (b) 19. 63,210 30,550 4,691 56,000,00063,210,000 TUVL 25,000,000

99 2016/2017 20. 46,029 44,086 3,837 (42,865) 49,866 1,221 8,228 201 46,029,000 44,086,000 3,837,000 42,865,000 21. 0.10 4,000,000 2,000,000 400,000 200,000 a 2,000,000 200,000 4,000,000 4,000,000 400,000 400,000 1,841,396 941,396 184,140 94,140 b 56,000 900,000 5,600 90,000 1,897,396 1,841,396 189,740 184,140

2016/2017 100 21. (a) 2,000,000,0000.1 200,000,0002,000,000,000 400,000,0004,000,000,000 (b) 900,000,000 1.50 56,000,000 1.95 22. (a) (b) (c)1 10% 2110

101 2016/2017 22. 20.5.2016 1,750,000 1,750,000 1.65 20.5.2017 19.5.2021 20.5.2016 1,750,000 1,750,000 1.65 20.5.2018 19.5.2021 20.5.2016 1,750,000 1,750,000 1.65 20.5.2019 19.5.2021 20.5.2016 1,750,000 1,750,000 1.65 20.5.2020 19.5.2021 20.5.2016 4,500,000 4,500,000 1.65 20.5.2017 19.5.2021 20.5.2016 4,500,000 4,500,000 1.65 20.5.2018 19.5.2021 20.5.2016 4,500,000 4,500,000 1.65 20.5.2019 19.5.2021 20.5.2016 4,500,000 4,500,000 1.65 20.5.2020 19.5.2021 20.5.2016 5,000,000 5,000,000 1.65 20.5.2017 19.5.2021 20.5.2016 5,000,000 5,000,000 1.65 20.5.2018 19.5.2021 20.5.2016 5,000,000 5,000,000 1.65 20.5.2019 19.5.2021 20.5.2016 5,000,000 5,000,000 1.65 20.5.2020 19.5.2021 20.5.2016 1,500,000 1,500,000 1.65 20.5.2017 19.5.2021 20.5.2016 1,500,000 1,500,000 1.65 20.5.2018 19.5.2021 20.5.2016 1,500,000 1,500,000 1.65 20.5.2019 19.5.2021 20.5.2016 1,500,000 1,500,000 1.65 20.5.2020 19.5.2021 51,000,000 51,000,000

2016/2017 102 22. 20.4.2010 3,500,000 (3,500,000) 1.64 20.4.2010 19.4.2015 20.4.2010 3,500,000 (3,500,000) 1.64 31.7.2010 19.4.2015 20.4.2010 1,750,000 (1,750,000) 1.64 31.12.2010 19.4.2015 20.4.2010 1,750,000 (1,750,000) 1.64 31.3.2011 19.4.2015 20.4.2010 3,500,000 (3,500,000) 1.64 31.12.2012 19.4.2015 20.4.2010 1,750,000 (1,750,000) 1.64 20.4.2010 19.4.2015 20.4.2010 1,750,000 (1,750,000) 1.64 31.7.2010 19.4.2015 20.4.2010 1,750,000 (1,750,000) 1.64 31.3.2011 19.4.2015 20.4.2010 1,750,000 (1,750,000) 1.64 31.12.2012 19.4.2015 18.2.2011 7,500,000 (7,500,000) 1.64 18.2.2011 17.2.2016 22.5.2015 4,500,000 (4,500,000) 1.65 22.5.2016 21.5.2020

103 2016/2017 22. 22.5.2015 4,500,000 (4,500,000) 1.65 22.5.2017 21.5.2020 22.5.2015 4,500,000 (4,500,000) 1.65 22.5.2018 21.5.2020 22.5.2015 4,500,000 (4,500,000) 1.65 22.5.2019 21.5.2020 22.5.2015 5,000,000 (5,000,000) 1.65 22.5.2016 21.5.2020 22.5.2015 5,000,000 (5,000,000) 1.65 22.5.2017 21.5.2020 22.5.2015 5,000,000 (5,000,000) 1.65 22.5.2018 21.5.2020 22.5.2015 5,000,000 (5,000,000) 1.65 22.5.2019 21.5.2020 22.5.2015 3,250,000 (3,250,000) 1.65 22.5.2016 21.5.2020 22.5.2015 3,250,000 (3,250,000) 1.65 22.5.2017 21.5.2020 22.5.2015 3,250,000 (3,250,000) 1.65 22.5.2018 21.5.2020 22.5.2015 3,250,000 (3,250,000) 1.65 22.5.2019 21.5.2020 28,500,000 51,000,000 (14,000,000) (14,500,000) (51,000,000)

2016/2017 104 22. (a) 1.62 1.45 (b) 51,000,000 51,000,000 0.1 1.65 (c) 32,822,000 14,842,000 1.079% 62.58% 4.58% 32,822,000 10,061,000 1.079% 62.58% 4.58% Bloomberg (d) 11,427,000

105 2016/2017 23. 2,914,500,000 2,638,343,0001,897,396,0001,841,396,000 24. Magopt Ltd 202,553,5602.20 202,553,560 (a) 38%2 2.2620% (b) 1011.3 (c) 4.46

2016/2017 106 25. 24 OPIM OPIMC OPIM OPIMC OPIMH 1,464,300 OPIM OPIM30%600 OPIMC OPIMC30%3,000 OPIMHOPIMH30%OPIM OPIMCOPIM OPIMCOPIMHOPIM OPIMC Dance Biopharm DanceDance Holding River King Dance Holding 548,531 26. (a) i 104,905 104,686 Zhong Wei Capital L.P. ii 12,433 12,407 OP Fine Billion L.P. iii 5,000 5,000 (i) 13,500,000104,800,000 (ii) Profit Raider 2,000,000 15,500,000 400,000 400,000 (iii) OPFI GP (2) Limited 5,000,000

107 2016/2017 26. (b) 4,388 660 5,048 27,247,00032 27. a 3,586,000 3,394,000 a 41,158 33,402 a 100 350 b b 6,654 4,360 c c 2,184 27,000 c 812 540 d d 9,500

2016/2017 108 27. (a) 1.5% (b) 458,458 746,535 32 (c) 2% 0.25% (d) 50%17 18 13 28. 5% 389,000310,000

109 2016/2017 29. <1 <1 858,138 563,642 61,264 61,264 9,500 928,902 624,906 23,308 251,226 42 2,543 804 622 39,149 1,746,025 1,658,491 1,772,540 1,949,670 2,701,442 2,574,576 189,740 184,140 2,493,665 2,386,075 2,683,405 2,570,215 4,827 4,361 13,210 18,037 4,361 2,701,442 2,574,576 2,683,405 2,570,215

2016/2017 110 29. 965,680 17,221 (19,350) 963,551 14,842 14,842 (11,427) 11,427 (5,889) (5,889) 1,232,880 1,232,880 180,691 180,691 2,198,560 14,747 172,768 2,386,075 10,061 10,061 101,411 101,411 (46,035) (46,035) 42,153 42,153 2,299,971 24,808 168,886 2,493,665 4 2.5 2,493,665,0002,386,075,000 (i) 21 (ii) 3

111 2016/2017 29. (iii) 3 30. Golden Investor Investments Limited 2 100% 1 100% OPFI (GP1) Limited 1 100% OPFI GP (2) Limited 0.1 100% 1 100% 1 100% Profit Raider Investments Limited 1 100% Prosper Gain Holdings Limited 1 100% River King Investments Limited 1 100% 100 100% Suremind Investments Limited 1 100% 1 100%* Keynew Investments Limited 1 100%* 1 100%* 1 100%* OP Vision Investments Limited 30 100%* 1 100%* 1 100%* Wisland Investments Limited 1 100%* World Master Global Limited 1 100%* 30,000,000 # 100%* * #

2016/2017 112 30. Golden Investor Investments Limited 2 100% 1 100% OPFI (GP1) Limited 1 100% OPFI GP (2) Limited 0.1 100% 1 100% 1 100% Profit Raider Investments Limited 1 100% Prosper Gain Holdings Limited 1 100% River King Investments Limited 1 100% Suremind Investments Limited 1 100% 1 100%* Keynew Investments Limited 1 100%* OP Vision Investments Limited 30 100%* 1 100%* Wisland Investments Limited 1 100%* *

113 2016/2017 31. 32. 746,535756,520 767,504 33.

2016/2017 114 101,607 29,492 31,805 30,488 29,591 201,270 44,137 1,763 61,968 12,812 (13,210) 20 (4,714) (14,748) 188,060 44,157 (2,951) 47,220 12,812 17,060 (4,503) (10,898) 6,440 (184,574) 205,120 39,654 (13,849) 53,660 (171,762) 3,036,148 2,657,712 1,292,577 1,353,222 1,278,013 (121,648) (19,369) (25,721) (26,603) (4,352) 2,914,500 2,638,343 1,266,856 1,326,619 1,273,661