2 3 4 5 17 22 23 24 26 27 28 1

2017 7 31 2017 7 31 2017 6 29 2017 6 29 2017 6 29 2017 6 29 2017 6 29 2017 6 29 2017 6 29 2017 6 29 2017 2

26 23 2305-06 600 S2 11 Cricket Square, Hutchins Drive PO Box 2681 Grand Cayman, KY1-1111 Cayman Islands Conyers Trust Company (Cayman) Limited Cricket Square, Hutchins Drive PO Box 2681 Grand Cayman, KY1-1111 Cayman Islands (852) 2808 1606 (852) 2508 9459 ir@ntpharma.com http://www.ntpharma.com 1011 183 22 3

2017 6 30 6 30 2017 2016 % 559,060 385,789 44.9% 297,850 156,743 90.0% 118,774 62,048 91.4% 80,673 50,068 61.1% 81,822 51,251 59.6% 5.18 3.21 61.4% 5.07 3.16 60.4% 5.25 3.29 59.6% 5.14 3.24 58.6% 2017 6 30 2017 4

5 20 2017 6 30 2017 6 30 173.344.9%559.1 2016385.82017 6 30118.7 201662.0 2017 6 30 2017 6 3080.22016 50.0 15020 100 (MDS)

6 2017 50 2016 6 863 129 20 Paget 2016 7 145 65 2015 (MDS) 2017 4 2017 6 (MDS) 863 - - 2016 6 2003 52003 7

2015 NCCN 2017 6 30 37.931.9% 156.92016119.0 2017 4 2017 6 3035.6 0.60.7%87.22016 86.6 2017 6 304.725.5% 13.7201618.4 2017 6 30 154.62016 2017 6 30 19.27.2% 247.62016266.8 2017 6 30 17.46.6% 244.72016262.1 7

8 2017 20 2017 6 30616 2016 6 304322017 6 30 51.8201619.1 2014 9 22 2015 9 4

6 30 2017 2017 2017 2017 2016 2016 2016 2016 (%) (%) 73.2 486.8 35,625 6.4% 3,553 24.6 87,254 15.6% 3,220 26.9 86,643 22.5% 11,166 1.2 13,739 2.5% 14,817 1.2 18,417 4.8% 10,464 1.9 20,264 3.6% 7,250 1.9 13,908 3.6% 156,882 28.1% 118,968 30.9% 218 181.9 39,718 7.1% 780 147.2 114,833 20.5% 154,551 27.6% 45 3,598.9 162,053 29.0% 52 3,472.6 179,483 46.5% 31 2,652.8 82,608 14.8% 32 2,581.3 82,602 21.4% 25 116.8 2,966 0.5% 56 84.8 4,736 1.2% 247,627 44.3% 266,821 69.1% 559,060 100.0% 385,789 100.0% 9

37.9 31.9%156.92017 6 30 28.1%2016119.0 30.9% 2017 42017 6 30 35.6 2017 6 3020163,220,000 333,00010.3% 2017 6 30 2016 26.9 2.38.6%24.6 2017 4 2017 4 2017 6 30 154.6 114.8 39.72016 19.2 7.2%247.62017 6 30 44.3%2016 266.8 69.1% 17.46.6% 244.72017 6 30 98.8%2016 262.1 98.2% 2017 6 302016 52,0007,00013.5% 2017 82.6 2,652.8 2017 6 30 32.214.0%261.2 2016 6 30229.0 2017 10

6 30 2017 2017 2016 2016 (%) (%) 27,630 77.6% 52,856 60.6% 64,558 74.5% 7,056 51.4% 9,868 53.6% 7,011 34.6% (807) 94,553 60.3% 73,619 61.9% 19,355 48.7% 114,833 100.0% 134,188 86.8% 68,776 28.1% 83,473 31.8% 333 11.2% (349) 69,109 27.9% 83,124 31.2% 297,850 53.3% 156,743 40.6% 2017 6 30141.190.0%297.8 2016 156.7 2017 6 30 12.753.3%201640.6% 11

2017 6 3072.286.3%155.9 2016 83.72017 6 30141.9 2016 73.02017 6 30 6 30 2017 2017 2016 2016 (%) (%) 69,925 44.6% 63,669 53.5% 113,870 73.7% (41,878) (16.9)% 9,338 3.2% 141,917 25.4% 73,007 18.9% 2017 6 3021.6 270.0%29.62016 6 308.0 2017 6 309.0 2016 6 30 4.0 2017 6 30 80.72016 6 30 50.12017 6 30 81.82016 6 30 51.3 2017 12

2017 6 30 2017 6 30 6 30 2017 2016 80,673 50,068 462 1,396 26 (970) 648 602 13 155 81,822 51,251 1,558,393 1,557,998 1,592,031 1,582,814 5.18 3.21 5.07 3.16 5.25 3.29 5.14 3.24 2017 6 30 11.669.5%5.1 2016 6 3016.7 13

2017 6 30 0.62016 6 30 0.6 2017 6 30 2016 12 31 (917,977) (892,449) 548,177 222,624 (369,800) (669,825) 2017 6 30 2016 12 31 785,478 892,449 132,499 917,977 892,449 2017 14

2017 6 30778.4 2016 12 31703.5 10.4201611.0 3.2% 768.02016 12 31 692.54.3% 6.5% 2017 61.83 294,659,500 139.6 2017 6 30 2016 12 31 917,977 892,449 2,921,135 2,562,739 31.4% 34.8% 2017 6 30136.22016 12 31133.0 162.22016 12 31151.0 2017 6 30 271.42016 12 31244.9 2017 6 30 2017 6 30 2016 12 31 230,330 450,905 460 474 20,000 28,000 1,391 2,300 252,181 481,679 15

2017 6 30 2017 6 30 2016 12 31 15,949 14,001 20,132 29,963 313 36,081 44,277 2017 6 30 2017 6 30 2017 6 30 2017 6 30 2017 16

2011 4 7 50,027,881 2017 6 30 2017 6 30 2017 6 303,815,740 2017 2017 1 1 6 30 2009 9 18 2009 9 18 2019 9 18 0.20 1,999,074 1,999,074 1 0.13% 2010 1 28 2010 1 28 0.20 1,516,666 1,516,666 0.10% 2020 1 28 2 2010 9 1 2010 9 1 0.20 300,000 300,000 0.02% 2020 9 1 3 (1) 1/3 1/3 1/3 2010 9 182011 9 182012 9 18 (2) 1/3 1/3 1/3 2011 1 282012 1 282013 1 28 (3) 1/3 1/3 1/3 2011 9 12012 9 12013 9 1 2014 9 22 2014 11 106,300,000 1.252014 2015 1 1541,500,000 1.232015 2014 9 420142015 2014 11 102015 1 152017 6 30 2014 329,166 2017 6 3020142015 2,708,334 17

2014 3 62012 1 11 2015 9 4 2017 6 30 571 XV 352 (1) 500,000 4,000,000 601,592,000 38.89% 1 1 2 4,500,000 601,592,000 38.89% 1 2 2,800,046 0.18% 3 2,335,000 0.15% (1) 500,0004,000,000 (2) Golden Base Investment LimitedGolden Base 601,592,000Golden Base (3) 2017 7 31 2017 18

(2) 2017 6 30 18 352 2017 6 30 XV 336 Golden Base 601,592,000 38.60% 175,829,000 11.28% 1 182,090,000 11.68% Annie Investment Co., Ltd. 2 220,279,000 14.13% 2 220,279,000 14.13% 3 34,979,500 2.24% 34,979,500 2.24% 4 220,279,000 14.13% GLB Capital 5 93,136,500 5.98% (1) 100% (2) Annie Investment Co., LtdAnnie Investment Co., Ltd100% (3) (4) (5) GLB Capital 19

2017 6 30 XV336 2016 2017 6 30 2017 4 19 1.83 325,000,000 0.00000008 2017 6 29 2017 7 31 2017 6 13294,659,500 2017 6 5 1.83 2017 6 29 2017 7 31 539.23 533.32 2017 4 192017 4 212017 6 52017 6 14 2017 5 12 14,576 8,318,000 2017 6 30 2017 20

21 625,925,000,000 0.00000008 325,000,000 0.00000008 2017 6 5 2017 4 19 2017 4 212017 6 52017 6 14 2017 5 12 2017 6 30 A.2.1 37.5% 2017 6 30 2017 6 30 2017 8 21

2017 6 30 6 30 2017 2016 559,060 385,789 (261,210) (229,046) 297,850 156,743 4 9,595 7,891 5 (662) (757) (131,072) (72,939) (56,449) (28,464) (26) 970 (462) (1,396) 118,774 62,048 (29,583) (8,014) 6 89,191 54,034 7 (9,013) (3,966) 80,178 50,068 80,673 50,068 (495) 80,178 50,068 8 5.18 3.21 5.07 3.16 2017 22

2017 6 30 6 30 2017 2016 80,178 50,068 (4,691) 4,356 75,487 54,424 75,982 54,424 (495) 75,487 54,424 23

2017 6 30 2017 2016 6 30 12 31 9 256,945 266,625 44,464 42,975 42,131 42,131 343,540 351,731 1,121,295 1,156,700 11,943 11,969 16 57,201 57,745 1,533,979 1,578,145 10 103,061 167,062 11 735,918 594,908 12 133,170 133,000 415,007 89,624 1,387,156 984,594 13 566,257 449,027 14 778,410 892,449 15 7,068 23,417 26,103 1,375,152 1,367,579 12,004 (382,985) 2,921,135 2,562,739 2017 24

2017 6 30 2017 2016 6 30 12 31 1,545,983 1,195,160 14 156,138 132,499 132,499 156,138 1,413,484 1,039,022 1 1 1,402,040 1,027,082 1,402,041 1,027,083 11,443 11,939 1,413,484 1,039,022 25

2017 6 30 2015 12 31 2016 1 1 1 1,487,120 43,595 88,206 8,256 338,509 38,264 (1,113,592) 890,363 12,360 902,723 2016 116,181 116,181 (421) 115,760 18,032 18,032 18,032 18,365 18,365 18,365 18,365 18,032 116,181 152,578 (421) 152,157 (13,249) (13,249) (13,249) 2,625 2,625 2,625 441 (171) 270 270 (5,504) (5,504) (5,504) 2016 12 31 1 1,487,561 61,964 88,206 8,256 338,509 35,214 18,032 (1,010,660) 1,027,083 11,939 1,039,022 2017 1 1 1 1,487,561 61,964 88,206 8,256 338,509 35,214 18,032 (1,010,660) 1,027,083 11,939 1,039,022 2017 80,673 80,673 (496) 80,177 (4,691) (4,691) (4,691) (4,691) 80,673 75,982 (496) 75,486 308,439 462 462 462 366 366 366 (13,644) (13,644) (13,644) 3,353 3,353 3,353 2017 6 30 1 308,439 1,487,927 57,273 88,206 8,256 338,509 25,385 18,032 (929,987) 1,402,041 11,443 1,413,484 2017 26

2017 6 30 6 30 2017 2016 15,551 (23,485) 10,000 (9,514) (2,374) (7,167) (2,685) (120,170) 69 3,945 (170) (8,000) (3,160) (132,906) 238,412 333,036 (120,000) (352,452) (150,225) (29,583) (8,014) 366 (13,644) (5,278) (13,317) 468,006 311,105 36,202 323,496 (120,189) 1 1 89,623 327,995 1,887 2,298 6 30 415,007 210,104 27

2017 6 30 1. 34 2. 2017 6 302016 12 31 2017 6 30 3. Paget 2017 28

2017 6 30 3. (a) 20172016 6 30 6 30 6 30 6 30 6 30 2017 2016 2017 2016 2017 2016 2017 2016 156,882 118,968 154,551 247,627 266,821 559,060 385,789 (62,329) (45,349) (20,363) (178,518) (183,697) (261,210) (229,046) 94,553 73,619 134,188 69,109 83,124 297,850 156,743 69,925 63,669 113,870 (41,878) 9,338 141,917 73,007 29

2017 6 30 3. (b) 6 30 2017 2016 559,060 385,789 141,917 73,007 (31,588) (17,667) 9,595 7,891 (662) (757) (29,583) (8,014) (26) 970 (462) (1,396) 89,191 54,034 4. 6 30 2017 2016 69 3,945 10,000 1,665 (474) 2,281 9,595 7,891 2017 30

2017 6 30 5. 6 30 2017 2016 14 155 648 602 662 757 6. 6 30 2017 2016 8,430 9,589 457 418 206 115 22 70 3,785 75 5,245 3,775 261,405 229,019 (217) (43) (5,615) (3,153) 31

2017 6 30 7. 6 30 2017 2016 8,469 3,595 544 371 9,013 3,966 (i) (ii) 16.5%201616.5% 2017 6 30 2017 6 3025% 201625% 15% 201615% 8. (a) 2017 6 30 80,673,000 201650,068,000 1,558,393,2882016 1,557,997,800 (b) 2017 6 3080,673,0002016 50,068,0001,592,031,24220161,582,814,000 2017 32

2017 6 30 9. 2017 6 30653,00020164,818,000 1,721,00020162,349,000 2017 6 30 42,131,0002016 24,256,000 10. 2017 6 30 2016 12 31 17,015 18,837 6,164 4,309 79,882 143,916 103,061 167,062 11. 2017 6 30 2016 12 31 1,243,652 1,074,489 (611,126) (612,957) 632,526 461,532 103,392 133,376 735,918 594,908 2017 6 302016 12 31 33

2017 6 30 11. 30240 2017 6 30 2016 12 31 385,656 285,185 75,146 73,295 116,414 70,219 55,310 32,833 632,526 461,532 12. 2017 6 302016 12 3113.3 2016 12 3140.0 13. 2017 6 30 2016 12 31 33,510 24,628 42,176 40,000 75,686 64,628 7,529 7,914 100,229 81,953 2,369 2,191 337,294 188,156 43,150 104,185 566,257 449,027 2017 34

2017 6 30 13. 2017 6 30 2016 12 31 67,854 56,738 2,602 2,816 1,011 2,011 4,219 3,063 75,686 64,628 14. 2017 6 30 2017 6 30 2016 12 31 778,410 703,466 188,983 778,410 892,449 778,410 803,446 88,983 778,410 892,449 2017 6 30 2017 6 30 2016 12 31 113,107 89,792 42,131 42,131 116,170 113,000 271,408 244,923 35

2017 6 30 15. (a) 2016 1 1 87,745 87,745 (30,000) (30,000) 2016 12 31 57,745 57,745 2017 1 1 57,745 57,745 (544) (544) 2017 6 30 57,201 57,201 (b) 2017 6 30 2016 12 31 57,201 57,745 57,201 57,745 16. (a) (b) 2017 6 30 2017 36

2017 6 30 16. (c) 2017 6 30 2017 1 1 (i)(ii)(iii) (iv) 1,558,248 1 (v) 329 2017 6 30 1,558,577 1 2017 1 1 2017 4 19 (vi) 294,660 308,439 2017 6 30 294,660 308,439 (i) 2010 3 150,100626,250,0000.00000008 (ii) (iii) 2015 1 141.050216,391,3000.00000008 176,188,000 (iv) 2015 7 11.860259,650,0000.00000008 377,060,000 (v) 2017 6 30329,166 0.18 336,000 (vi) 2017 6 132017 4 19 1.83294,659,5000.00000008 468,006,000 37

2017 6 30 17. NT Pharma Holdings Company LimitedNT Holdings 2009 9 18 2009 NT Holdings NT Holdings 2011 4 7NT Holdings2009 2009 2009 2009 2011 4 20 70% 20092009 2011 12 31 2012 1 11 2014 3 6 2014 9 222014 2014 (i)(ii) (iii) 211 2014 2014 10%2014 2014 11 102014 2,800,000 1.250.00000008 2017 38

2017 6 30 17. (a) 2010 3 1 2,400,000 20112013 3 1 3 2010 7 1 3,227,325 20112013 7 1 3 2015 1 15 4,000,000 20162018 1 15 3 2020 2 28 2020 6 30 2025 1 14 9,627,325 2009 9 18 29,003,915 20102013 9 18 3 2010 1 28 11,373,966 2011 1 28 2013 3 2010 3 1 100,000 20112013 3 1 3 2010 7 1 1,522,675 20112013 7 1 3 2010 9 1 800,000 20112013 9 1 3 2010 11 1 1,000,000 20112013 11 1 3 2010 12 17 600,000 20112013 12 17 3 2019 9 17 2020 1 27 2020 2 28 2020 6 30 2020 8 31 2020 10 31 2020 12 16 2014 11 10 487,500 2024 11 9 2014 11 10 1,462,500 20152017 11 10 3 2024 11 9 2014 11 10 850,000 20152017 11 103 2015 1 15 18,500,000 2024 11 9 2025 1 14 65,700,556 39

2017 6 30 17. (a) 2015 1 15 19,000,000 2025 1 14 19,000,000 94,327,881 (b) 2017 6 30 2016 12 31 0.17 24,565,740 0.17 28,826,384 0.16 (329,166) 0.16 (250,000) 0.17 24,236,574 0.17 28,576,384 0.17 24,236,574 0.17 24,565,740 2017 6 302014 0.2020150.20 0.160.2020160.160.20 2.520163720167.5 2017 40

2017 6 30 17. (c) 2009 9 18 2010 1 28 2010 3 1 2010 7 1 2010 9 1 2010 11 1 2010 12 17 2014 11 10 2015 1 15 0.14 0.16 0.14 0.22 0.22 0.16 0.18 0.87 0.67 0.24 0.28 0.24 0.34 0.34 0.34 0.34 1.24 1.20 0.20 0.20 0.20 0.20 0.20 0.20 3.18 1.25 1.23 70% 58.46% 58.23% 58.00% 59.51% 58.94% 53.10% 57.19% 61.66% 74.90% 10 10 10 10 10 10 10 10 10 0% 0% 0% 0% 0% 0% 0% 0% 0% 4.297% 4.378% 4.293% 4.072% 3.415% 3.241% 3.858% 1.83% 1.49% 462,0002016 1,396,000 18. (a) 2017 6 30 2017 6 30 2016 12 31 230,330 450,905 460 474 20,000 28,000 1,391 2,300 252,181 481,679 41

2017 6 30 18. (b) 2017 6 30 2017 6 30 2016 12 31 15,949 14,001 20,132 29,963 313 36,081 44,277 19. 20. 2017 6 30 38.89% NT Holdings 6 30 2017 2016 8,157 9,155 462 8,619 9,155 21. 2017 6 30 2017 42