: D EA, , GDP 1. 79% 3. 66%, %, SO %, 2008,,,,,,,,? :,,,,,, 20% 10%,,,,, (, 2008)?,,,,, (, 2008),,,,?, (, 2007),,,,??, 2007,

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1 : D EA 3,,,, ( ),,,, DEA,, 5, %, %, 3 : : xiaochu@ zstu. edu. cn; : : dlm sos@ hotmail. com; : : smhsmh@zstu. edu. cn 2009 PACE, -, (08AJY031 08BJL050) (09YJA YJC790167)

2 : D EA, , GDP 1. 79% 3. 66%, %, SO %, 2008,,,,,,,,? :,,,,,, 20% 10%,,,,, (, 2008)?,,,,, (, 2008),,,,?, (, 2007),,,,??, 2007,

3 , :, 20% 10%?,,?,,?,,?,, ; ;,,,,,,,, Hu W ang (2006), DEA,, 1,, 10% 20%,, 1 /8, PPP,, (2004), (2005), (2005), (2007)

4 : D EA ( ) 1 SS, ( ), C D, A,, Farrell (1957), A OA /OA, C Pareto, A CA A : AA, AA ; A C, (AA +A C) A C,,,,, 1, : EE i, t = TE I i, t / E i, t = ( E i, t - L E I i, t ) / E i, t (1) EE i, t ( Energy Efficiency) i t, TE I i, t ( Target Energy Input), E i, t, L EI i, t ( loss energy input), (1) S PE i, t ( saving potential of energy), : S PE i, t = L E I i, t / E i, t (2),,,, SPE + EE = 1 DEA, (1) TE I, E EE L E I SPE ( ),, DEA Cooper (2000), Coelli (2005) 1 A C, AA A C, Hu and W ang ( 2006), (2007)

5 ,,,, GDP,,,,, ( Scheel, 2001), : INP (L iu and Sharp, 1999), ADD (Berg et al, 1992) TR (A li and Seliford, 1990) ; MLT ( Golany and Roll, 1989; Lovell et al., 1995), Fare ( 1989) Chung (1997) (D irectional D istance Function),,,, : MLT, Scheel(2001), MLT Banker (1984), T = { ( x, y) T X x, T Y y, 0, T e = 1}, MLT f k i (B ) = 1 b k i, B, : T ML T : T w ith Y = f B, v,,, i t A PP i, t (Abatement Potential of Pollution) : A PP i, t = (A P i, t - TP i, t ) /A P i, t (3) A P i, t (Actural Pollution), TP i, t ( Target Pollu2 tion) A PP,,, (2008), Scheel(2001), (2008) (2008),,, MLT, MLT, b i k, BCC, : h k y = max, s. t. T X x k, T Y y k, T e = 1, 0, Y, Y = ( f (B ), v)

6 : D EA, DEA, (3) TP, A P (A P - TP) A PP ( ) 2, OBAD, C, y b C, b 0, y 0, b 3,, CE, ; CG, Shephard,, CE CG,, :, X b 0, A 2 y 2, C b 0, C F,, B y 1, b 3, C,,,, (0, - 1),, ( ),

7 , y 2 - y 1 2, b 0, i t TPO i, t ( Target Potential Output), b 3,, TPO 3 i, t, L PO i, t ( loss of potential output) : L PO i, t = TPO 3 i, t - TPO i, t (4),,, TPO, DEA ( ) ( ), GDP : GDP,, 2005,,,,,, 2007, 2005,,,,,,, 1 :, DEA,,, % 10% ( GDP ),, DEA,, : (2004), 1997,, ,,,, :, 1996 GDP,

8 : D EA 1 GDP, ( ) GDP ( ) SO 2 ( ) ( ) ( ) ( ) ( ) (1) TE I, E, 2 ( I),, 2 ( II) 2,, , 1,, ;,,,,,,,,,, ( ) (2),, 3 :,,,,,,,,,,,, DEAP

9 ,,, Pareto, 2 ( ) ( I) ( II) : ( II) ( ),,,,, = /, 0 1,,

10 : D EA 3 ( ) ( % ) ( % )

11 3,, 50% :,,,,,, 5%, 2007, %,, , , 39. 4% 39%, 40% ;, ( ), 57%, (47% ) (25% ),,, 1 /3, 20%, 3,, ( 3% ) ;,,,,, ( ) (3), SO 2,, 4 0 4, MLT 30% :,, http: / /www. gov. cn /xxgk /pub / govpublic /m rlm / / t _ htm l 0,,,,, Pareto,,

12 : D EA 4 SO 2 ( ) ( % ) ( % )

13 SO 2,, 3. 5%,, 10% 2007, %, SO , 33. 2% 34. 6%, 1 /3 SO 2,, 40%, (35% ) (25% ),,, 40%, (37% ) (19% ) SO 2 SO 2, SO 2 10%,,,, 5%,,, ( ) 3 4,, ( ) ( % ) SO 2 ( ) ( % ) , http: / /www. gov. cn /zwgk / /23 /content_ htm

14 : D EA 5, , 39%,,,, 39%, SO 2 850, 30%,,, 1 /3 SO 2 5,,, GDP (, 2005 ) ( ) SO 2 ( ) (1) ( / ) : 2005 ( % ) : 2005 ( % ) ( ) SO 2 ( ) (2) : 1 ( / ) : 2005 ( % ) % : 2005 ( % ) : 2 ( / ) : 2005 ( % ) % : 2005 ( % ) : (1) SO 2 ; (2) SO 2 4 ( MLT ) GDP (2008),, 3, 2005, : % 5. 39%, ;

15 , %, 2007, %, : 10% 20% 2007, 1, /, %, 6. 53% ; 2, %, 9. 88%,, % 10% ( ) (4),,, 7 7, ,, 20%,, MLT , 0. 14% 0. 09%,,,,, 20%, : ( ) (1) ( ) ( % ) ( ) ( ) ( % ) : (1) (2005 ), % 10%, 4. 36% 2. 08%

16 : D EA :???,, DEA, GDP SO 2,, : (1),,, 50%,,,, 5%, 2007, %, ( ), 57%, (47% ) (25% ),,, 1 /3 (2), : SO 2 30% :,, SO 2,, 3. 5% 2007, %,, 40%, (35% ) (25% ),, 40%, (37% ) (19% ) SO 2 (3) % 10% , 40%, 850, 30%, 10% 20%,

17 2007, 1, % 6. 53% ; 2, % 9. 88%, (4) , , 0. 14% 0. 09%,, 20%,,, : ( 1), 2005, 2006,, ; (2), , ,,,,, ; ( 3),,, ; (4),,,,,,,,, : (1),,,,,,,,

18 : D EA (2),,,, (3),,,,,,,,,,,, ,, :,,, /, /, / / ;,,,,,,,,, (, 2009), (, 2003;, 2008),,,,,,,,, (, 2007),,,,,,, GDP (, 2007),

19 ,,,,, ;,, GDP (, 2008),,, (, 2009), :,,,,,,,,,,,, : (2008) :, 6 (2007) :, 11 (2005) :, 4 (2004) :?, 4 (2008) : ( ), ( ) 7 3 (2008) :,,, (2007) :, 10 (2008) : : DEA, 9 (2008) :, 2 (2005) :, 6 (2007) : : DEA, 8 (2009) : :, 4 (2004) : : , 10 (2008) :, 24 (2009) :,,

20 : D EA (2003) :, 1 (2007) :, 7 A li, A. I. and Seliford, L. M. Translation Invariance in Data Envelopment Analysis. O perations Research Letters, 1990, 9, pp Banker, R. D. ; Charnes, A. and Cooper, W. W. Some Models for Estimating Technical and Scale Inefficien2 cies in Data Envelopment Analysis. M anagem ent Science, 1984, 30, pp Berg, S. A. ; Forsund, F. R. and Jansen, E. S. Malmquist Indices of Productivity Growth During the Deregu2 lation of Norwegian Banking Scandinavian Journal of Econom ics, 1992, pp Chung, Y. H. ; Fare. R. and Grosskopf. S. Productivity and Undesirable Outputs: A D irectional D istance Function App roach. Journal of Environm ental M anagem ent, 1997, 51 (3), pp Coelli, T. J. ; tivity Analysis(2 nd ), Rao, D. S. P. ; O Donnell, C. J. and Battese, G. E., An Introduction to Efficiency and Produc2 Cooper,W. W. ; Seiford, L. M. and Tone, K. Data Envelopment Analysis: A Comp rehensive Text with Mod2 els, Applications, References and DEA - Solver Software, Fgre, R. ; Grosskopf, S. and Lovell, C. A. K. Multilateral Productivity Comparisons W hen Some Previous Termoutputs A re Undesirable: Next Term a Nonparametric App roach. The Review of Econom ics and S tatistics 1989, 71, pp Farrell, M. J. The Measurement of Productive Efficiency. Journal of the R oyal S tatistical Society Series A, 1957, 120 (3), pp Golany, B. and Roll, Y. An App lication Procedure for DEA. Om ega: The International Journal of M anage2 m ent Science, , pp Hu, J. L and W ang, S. C. Total - factor Energy Efficiency of Regions in China. Energy Policy, 2006, 34, pp L iu, W. and Sharp, J. DEA Models V ia Goal Programm ing, in: W estermann, G. ( Ed. ), Data Envelop2 ment Analysis in the Service Sector, Deutscher Universitgtsverlag, W iesbaden, 1999, pp Lovell, C. A. K. ; Pastor, J. T. and Turner, J. A. Measuring Macroeconom ic Performance in the OECD: A Comparison of European and Non - European Countries. European Journal of O perational R esearch, 1995, 87, pp Scheel. H. Undesirable Outputs in Efficiency Valuations. European Journal of O perational Research, 2001, 132 (2), pp ( : : )

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