DLC Asia Limited (incorporated in the Cayman Islands with limited liability) LISTING BY WAY OF SHARE OFFER ON GEM OF THE STOCK EXCHANGE OF HONG KONG L

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1 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the Stock Exchange ) and Hong Kong Securities Clearing Company Limited ( HKSCC ) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Unless otherwise defined herein, capitalised terms in this announcement shall have the same meanings as those defined in the prospectus dated 14 August 2018 (the Prospectus ) issued by DLC Asia Limited (the Company ). This announcement is for information purposes only and does not constitute an offer or an invitation to induce an offer by any person to acquire, purchase or subscribe for any or other securities of the Company. Potential investors should read the Prospectus carefully for detailed information about the Company and the Share Offer described below before deciding whether or not to invest in the Offer thereby being offered. This announcement is not for release, publication, distribution, directly or indirectly, in or into the United States (including its territories and possessions, any state of the United States and the District of Columbia). This announcement does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States or in any other jurisdictions. The Offer have not been, and will not be, registered under the United States Securities Act of 1933, as amended or supplemented from time to time (the U.S. Securities Act ) or any state securities law of the United States and may not be offered, sold, pledged or transferred within the United States except pursuant to registration or an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and applicable state securities laws of the United States. There will be no public offer and is not currently intended to be any public offer of securities in the United States. The Offer are being offered and sold outside the United States as offshore transactions in accordance with Regulation S under the U.S. Securities Act. Potential investors of the Offer should note that the Sole Bookrunner (for themselves and on behalf of the Underwriters) shall be entitled to terminate their obligations under the Underwriting Agreements by notice in writing to the Company with immediate effect if certain grounds arise as set out in the paragraphs headed Grounds for termination under the section headed Underwriting in the Prospectus, at any time prior to 8:00 a.m. on the Listing Date, which is currently expected to be Monday, 27 August Unless otherwise specified, all dates and time in this announcement refer to Hong Kong dates and time. 1

2 DLC Asia Limited (incorporated in the Cayman Islands with limited liability) LISTING BY WAY OF SHARE OFFER ON GEM OF THE STOCK EXCHANGE OF HONG KONG LIMITED Number of Offer : 200,000,000 Number of Placing : 140,000,000 (as adjusted after re-allocation) Number of Public Offer : 60,000,000 (as adjusted after re-allocation) Offer Price : HK$0.255 per Offer Share, excluding brokerage of 1%, SFC transaction levy of % and Stock Exchange trading fee of 0.005% Nominal value : HK$0.01 per Share Stock code : 8210 Sole Sponsor Sole Bookrunner Joint Lead Managers Co-Lead Manager For identification purposes only 2

3 SUMMARY ANNOUNCEMENT OF OFFER PRICE AND ALLOTMENT RESULTS Offer Price and net proceeds The Offer Price has been determined at HK$0.255 per Offer Share (excluding brokerage of 1.0%, SFC transaction levy of % and Stock Exchange trading fee of 0.005%). Based on the Offer Price of HK$0.255 per Offer Share and the total number of 200,000,000 Offer, the net proceeds from the Share Offer to be received by the Company, after deducting the underwriting commission and fees and other estimated listing expenses payable by the Company in connection with the Share Offer, are estimated to be approximately HK$27.3 million. The Company intends to apply such net proceeds in the manner set out in the paragraph headed Offer Price and net proceeds below in this announcement. Applications under the Public Offer A total of 9,831 valid applications have been received pursuant to the Public Offer on WHITE and YELLOW Application Forms and by giving electronic application instructions to HKSCC via CCASS for a total of 479,140,000 Public Offer, representing approximately times of the total number of 20,000,000 Public Offer initially available under the Public Offer. Due to the significant over-subscription in the Public Offer, the reallocation procedures as described in the paragraph headed Reallocation under the section headed Structure and conditions of the Share Offer in the Prospectus have been applied. As the number of validly applied for under the Public Offer represents more than 15 times but less than 50 times the initial number of the Public Offer, 40,000,000 Offer have been re-allocated to the Public Offer from the Placing, so that the total number of Offer available under the Public Offer increases to 60,000,000, representing 30% of the number of the Offer available under the Share Offer. Placing The Offer initially offered under the Placing have been very slightly oversubscribed, which is equivalent to approximately 1.01 times of the total number of 180,000,000 Offer initially available under the Placing. Following the reallocation as described above, the final number of Placing allocated to 173 placees under the Placing is 140,000,000, representing 70% of the total number of the Offer available under the Share Offer. A total of 92 placees have been not more than five board lots of the Placing, where a total of 1,840,000 Placing have been to these placees, representing approximately 1.31% of the total Placing and approximately 0.92% of the total Offer, respectively. 3

4 The Directors confirm that, to the best of their knowledge, information and belief having made reasonable enquiries, all placees under the Placing and their respective ultimate shareholders are independent of and not connected with the Company. No Offer under the Placing have been allocated to investors who are: (i) Directors or chief executive officers or existing beneficial owners of and/or shares of any of the Company s subsidiaries; (ii) core connected persons (as defined in the GEM Listing Rules) of the Company; or (iii) the associates or close associates of (i) and/or (ii) whether in their own names or through nominees, and none of the Placing subscribed by the placees has been financed directly or indirectly by any of the Directors, chief executives, Controlling Shareholders, substantial shareholders (as defined in the GEM Listing Rules), significant shareholders (as defined in the GEM Listing Rules) or existing shareholders of the Company or any of its subsidiaries or their respective close associates. None of the placees is a person or are a group of persons referred to in Rule 10.12(4) of the GEM Listing Rules or any nominees of the foregoing, and none of the placees is accustomed to taking instructions from any of the Directors, chief executives, Controlling Shareholders, substantial shareholders (as defined in the GEM Listing Rules), significant shareholders (as defined in the GEM Listing Rules) or existing shareholders of the Company or any of its subsidiaries or their respective close associates in relation to the acquisition, disposal, voting or other disposition of registered in his/her/its name or otherwise held by him/her/it. None of the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers, the Co- Lead Manager, the Underwriters and their respective affiliates, companies and the connected clients of the lead broker or of any distributor has taken up any Offer for its own benefits under the Share Offer. The Directors confirm that the three largest public shareholders of the Company will not hold more than 50.0% of the held in public hands at the time of the Listing in compliance with Rule 11.23(8) of the GEM Listing Rules. The Directors further confirm that none of the placees under the Placing will become a substantial shareholder (as defined in the GEM Listing Rules) of the Company immediately after completion of the Share Offer, and the Company s public float will satisfy the minimum percentage prescribed under Rule 11.23(7) of the GEM Listing Rules immediately after completion of the Placing. No placee has been or will be, individually, placed with more than 10.0% of the enlarged issued share capital of the Company immediately after completion of the Share Offer. As such, the Directors confirm that (i) there will not be any new substantial shareholder of the Company within the meaning of the GEM Listing Rules immediately after completion of the Share Offer, and the number of in public hands will satisfy the minimum percentage as required under Rule 11.23(7) of the GEM Listing Rules; and (ii) the will be held by at least 100 shareholders at the time of the Listing in compliance with Rule 11.23(2)(b) of the GEM Listing Rules. 4

5 Results of allocations The Company announces that the results of allocations under the Public Offer which will include the Hong Kong identity card/passport/hong Kong business registration numbers of successful applicants (where supplied) under the Public Offer will be available at the times and dates and in the manner specified below: in this announcement posted on the Company s website at and the Stock Exchange s website at by no later than 8:00 a.m. on Friday, 24 August 2018; by telephone enquiry line by calling (852) between 9:00 a.m. and 6:00 p.m. from Friday, 24 August 2018 to Wednesday, 29 August 2018 (excluding Saturday, Sunday and public holidays in Hong Kong); from the designated results of allocations website at with a search by ID function on a 24-hour basis from 8:00 a.m. on Friday, 24 August 2018 to 12:00 midnight on Thursday, 30 August 2018; and in the special allocation results booklets which will be available for inspection during opening hours from Friday, 24 August 2018 to Tuesday, 28 August 2018 at the designated branches of the receiving bank, Industrial and Commercial Bank of China (Asia) Limited, as set out in the paragraph Results of allocations below in this announcement. Despatch/collection of share certificates and refund cheques Applicants who have applied for 1,000,000 or more Public Offer on WHITE Application Forms or HK eipo White Form and have provided all information as required by the relevant Application Form and have been successfully or partially successfully allocated Public Offer may collect their Share certificate(s) (where applicable) from the Hong Kong Branch Share Registrar, Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen s Road East, Hong Kong, from 9:00 a.m. to 1:00 on Friday, 24 August 2018 or such other date as notified by the Company. If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to the Hong Kong Branch Share Registrar. Share certificates for Public Offer to applicants using WHITE Application Forms or HK eipo White Form, which have applied for less than 1,000,000 Public Offer, which are either not available for personal collection or which are available but are not collected in person within the time specified for collection, will be despatched by ordinary post to the address specified in the relevant applications at their own risks on Friday, 24 August

6 Wholly or partially successful applicants who applied using YELLOW Application Forms or giving electronic application instructions to HKSCC via CCASS will have their share certificate(s) issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to their designated CCASS Participant s stock accounts or their CCASS Investor Participant stock accounts as instructed by the applicants in the YELLOW Application Forms or electronic application instructions on Friday, 24 August 2018, or upon contingency, on any other date determined by HKSCC or HKSCC Nominees. Wholly or partially successful applicants who applied using YELLOW Application Forms will have their Share certificate(s) issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to their CCASS Investor Participant stock accounts or their designated CCASS Participant s stock account as instructed by the applicant in the YELLOW Application Form on Friday, 24 August 2018, or upon contingency, on such other date as shall be determined by HKSCC or HKSCC Nominees. Share certificate(s) for the Public Offer to applicants giving electronic application instructions to HKSCC via CCASS will be issued in the name of HKSCC Nominees and deposited into CCASS for credit to their CCASS Investor Participant stock accounts or the stock accounts of their designated CCASS Participants as instructed by them electronically, on Friday, 24 August 2018, or on such other date as shall be determined by HKSCC or HKSCC Nominees. Applicants applying through a designated CCASS Participant (other than a CCASS Investor Participant) using YELLOW Application Forms should check the number of Public Offer allocated to them with that CCASS Participant. Refund of application monies Applicants on WHITE or YELLOW Application Forms who have applied for 1,000,000 Public Offer or more and have provided all information required by their WHITE or YELLOW Application Forms, may collect their refund cheque(s) (where applicable) from the Hong Kong Branch Share Registrar, Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen s Road East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Friday, 24 August Refund cheques for partially successful or unsuccessful applicants on WHITE or YELLOW Application Forms which are either not available for personal collection or which are available but are not collected in person, are expected to be despatched by ordinary post to those entitled at their own risks on Friday, 24 August

7 Applicants who have applied through the HK eipo White Form service and paid the application monies from a single bank account, refund monies (if any) will be despatched to their application payment bank account in the form of e-auto Refund payment instructions. Applicants who have applied through HK eipo White Form service and paid the application monies from multiple bank accounts, refund monies (if any) will be despatched to the address as specified on the HK eipo White Form application in the form of refund cheque(s) by ordinary post and at their own risks. Applicants who have applied by giving electronic application instructions to HKSCC to apply on their behalf, all refunds are expected to be credited to their designated bank accounts (if the applicants have applied as a CCASS Investor Participant) or the designated bank account of their broker or custodian on Friday, 24 August Commencement of dealings The Company will not issue any temporary s of title in respect of the Offer. No receipt will be issued for sums paid on application. Share certificates for the Offer will only become valid at 8:00 a.m. on Monday, 27 August 2018, provided that the Share Offer has become unconditional and the right of termination described in the section headed Underwriting in the Prospectus has not been exercised. Assuming that the Share Offer becomes unconditional in all respects at or before 8:00 a.m. on Monday, 27 August 2018, dealings in the on GEM are expected to commence at 9:00 a.m. on Monday, 27 August The will be traded in board lots of 10,000 each. The stock code of the is Investors should be aware that the concentration of shareholders may affect the liquidity of the. Consequently, shareholders and potential investors are advised to exercise caution when dealing in the. OFFER PRICE AND NET PROCEEDS The Offer Price has been determined at HK$0.255 per Offer Share (exclusive of brokerage of 1.0%, SFC transaction levy of % and Stock Exchange trading fee of 0.005%). Based on the Offer Price of HK$0.255 per Offer Share and the total number of 200,000,000 Offer, the amount of net proceeds from the Share Offer to be received by the Company, after deducting the underwriting commission and fees and other estimated listing expenses payable by the Company in connection with the Share Offer (the Net Proceeds ), is estimated to be approximately HK$27.3 million. The Company intends to apply the Net Proceeds for the following purposes: approximately HK$12.0 million which equals to approximately 44.0% of the Net Proceeds will be used to prepare De Riva to apply for becoming a Clearing Participant; approximately HK$7.3 million which equals to approximately 26.7% of the Net Proceeds will be used to expand the business activities and market share in the OTC market by introducing two new OTC product categories, in particular, OTC Eurex MSCI derivatives market and OTC KOSPI 200 derivatives market; 7

8 approximately HK$6.0 million which equals to approximately 22.0% of the Net Proceeds will be used for the office expansion plan; and approximately HK$2.0 million which equals to approximately 7.3% of the Net Proceeds will be the ongoing cost used for enhancing the business of the HKEx segment as ongoing staff cost by employing one senior licensed broker for the HKEx listed index futures and options. For further details, please refer to the section headed Future plans and use of proceeds in the Prospectus. APPLICATIONS UNDER THE PUBLIC OFFER The Directors announce that the Public Offer initially offered under the Public Offer have been significantly over-subscribed. At the close of the application lists at 12:00 noon on Friday, 17 August 2018, a total of 9,831 valid applications pursuant to the Public Offer on (i) WHITE and YELLOW Application Forms, (ii) through giving electronic application instructions to HKSCC via CCASS, and (iii) to the HK eipo White Form Service Provider under the HK eipo White Form service ( for a total of 479,140,000 Public Offer were received, representing approximately times of 20,000,000 Public Offer initially available under the Public Offer. A total of 5,325 applicants have been with at least one board lot of Public Offer. The reallocation procedures as described in the paragraph headed Reallocation under the section headed Structure and conditions of the Share Offer in the Prospectus have been applied. As the number of the Public Offer validly applied for in the Public Offer represents more than 15 times but less than 50 times of the total number of the Public Offer initially available under the Public Offer, 40,000,000 Offer have been reallocated from the Placing to the Public Offer. As a result of such reallocation, the final number of Offer allocated to the Public Offer has been increased to 60,000,000 Offer, representing 30% of the total number of Offer available under the Share Offer, and being allocated to 5,325 successful applicants under the Public Offer. No application has been rejected due to bounced cheque. 10 suspected multiple applications have been identified and rejected. No invalid application has been identified for not having been completed in accordance with the instructions on the Application Forms. No application for more than 20,000,000 Offer (being 100% of the 20,000,000 Public Offer initially available under the Public Offer) has been identified. The Public Offer offered in the Public Offer were conditionally allocated on the basis set forth in the paragraph headed Basis of allocation under the Public Offer below in this announcement. 8

9 PLACING The Offer initially offered under the Placing have been very slightly over-subscribed, which is equivalent to approximately 1.01 times of the total number of 180,000,000 Offer initially available under the Placing. Following the reallocation as described above, the final number of Offer allocated to 173 placees under the Placing is 140,000,000, representing 70% of the Offer available under the Share Offer. A total of 92 placees have been not more than five board lots of the Placing, where a total of 1,840,000 Placing have been to these placees, representing approximately 1.31% of the total Placing and approximately 0.92% of the total Offer, respectively. Pursuant to the Placings, 140,000,000 Placing have been conditionally allocated to a total of 173 selected professional, institutional and other investors. The distribution of the Placing is set forth as below: Approximate aggregate % of the Approximate entire issued aggregate share capital % of the Approximate immediately total number aggregate % upon Aggregate of Placing of the total completion number number of of the Share of Placing allocated Offer Offer and under the under the Capitalisation allocated Placing Share Offer Issue Top Placee 6,840,000 4,89% 3.42% 0.86% Top 5 Placees 34,060, % 17.03% 4.26% Top 10 Placees 55,760, % 27.88% 6.97% Top 25 Placees 88,480, % 44.24% 11.06% Number of Placing allocated Number of placees 10,000 to 100, ,001 to 1,000, ,000,001 to 3,000, ,000,001 to 5,000, ,000,001 to 10,000, ,000,001 or above 173 9

10 The Directors confirm that, to the best of their knowledge, information and belief having made reasonable enquiries, all placees under the Placing and their respective ultimate shareholders are independent of and not connected with the Company. No Offer under the Placing have been allocated to investors who are: (i) Directors or chief executive officers or existing beneficial owners of and/or shares of any of the Company s subsidiaries; (ii) core connected persons (as defined in the GEM Listing Rules) of the Company; or (iii) the associates or close associates of (i) and/or (ii) whether in their own names or through nominees, and none of the Placing subscribed by the placees has been financed directly or indirectly by any of the Directors, chief executives, Controlling Shareholders, substantial shareholders (as defined in the GEM Listing Rules), significant shareholders (as defined in the GEM Listing Rules) or existing shareholders of the Company or any of its subsidiaries or their respective close associates. None of the placees is a person or are a group of persons referred to in Rule 10.12(4) of the GEM Listing Rules or any nominees of the foregoing, and none of the placees is accustomed to taking instructions from any of the Directors, chief executives, Controlling Shareholders, substantial shareholders (as defined in the GEM Listing Rules), significant shareholders (as defined in the GEM Listing Rules) or existing shareholders of the Company or any of its subsidiaries or their respective close associates in relation to the acquisition, disposal, voting or other disposition of registered in his/her/its name or otherwise held by him/her/it. None of the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers, the Co-Lead Manager, the Underwriters and their respective affiliates, companies and the connected clients of the lead broker or of any distributor has taken up any Offer for its own benefits under the Share Offer. The Directors confirm that the three largest public shareholders of the Company will not hold more than 50.0% of the held in public hands at the time of the Listing in compliance with Rule 11.23(8) of the GEM Listing Rules. The Directors further confirm that none of the placees under the Placing will become a substantial shareholder (as defined in the GEM Listing Rules) of the Company completion of the Share Offer, and the Company s public float will satisfy the minimum percentage prescribed under Rule 11.23(7) of the GEM Listing Rules immediately after the Placing. No placee has been or will be, individually, placed with more than 10.0% of the enlarged issued share capital of the Company immediately after completion of the Share Offer. As such, the Directors confirm that (i) there will not be any new substantial shareholder of the Company within the meaning of the GEM Listing Rules immediately after completion of the Share Offer, and the number of in public hands will satisfy the minimum percentage as required under Rule 11.23(7) of the GEM Listing Rules; and (ii) the will be held by at least 100 shareholders at the time of the Listing in compliance with Rule 11.23(2)(b) of the GEM Listing Rules. Investors should be aware that the concentration of shareholders may affect the liquidity of the. Consequently, shareholders and potential investors are advised to exercise caution when dealing in the. 10

11 BASIS OF ALLOCATION UNDER THE PUBLIC OFFER Subject to the satisfaction of the conditions set out in the paragraph headed Conditions of the Share Offer under the section headed Structure and conditions of the Share Offer in the Prospectus, valid applications made by the public on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and via the HK eipo White Form service ( will be conditionally allocated on the basis set out below: Number of Public Offer applied for Number of valid applications Basis of allocation/ballot Approximate % of the total number of Public Offer applied for 10,000 7,890 3,945 out of 7,890 applicants to receive 10,000 20, out of 526 applicants to receive 10,000 shares 30, out of 527 applicants to receive 10,000 shares 40, out of 119 applicants to receive 10,000 shares 50, out of 130 applicants to receive 10,000 shares 60, out of 48 applicants to receive 10,000 shares 70, out of 31 applicants to receive 10,000 shares 80, out of 21 applicants to receive 10,000 shares 90, out of 18 applicants to receive 10,000 shares 100, out of 290 applicants to receive 10,000 shares 50.00% 31.08% 21.38% 16.60% 13.54% 11.46% 10.14% 9.52% 8.64% 8.00% 11

12 Number of Public Offer applied for Number of valid applications Basis of allocation/ballot Approximate % of the total number of Public Offer applied for 200, ,000 shares plus 28 out of 56 applicants to receive an additional 10,000 shares 300, ,000 shares plus 2 out of 18 applicants to receive an additional 10,000 shares 400, ,000 shares plus 11 out of 18 applicants to receive an additional 10,000 shares 7.50% 7.04% 6.53% 500, ,000 shares 6.00% 600, ,000 shares plus 9 out of 28 applicants to receive an additional 10,000 shares 700, ,000 shares plus 2 out of 4 applicants to receive an additional 10,000 shares 800, ,000 shares plus 2 out of 3 applicants to receive an additional 10,000 shares 5.54% 5.00% 4.58% 1,000, ,000 shares 4.00% 1,500, ,000 shares plus 2 out of 6 applicants to receive an additional 10,000 shares 3.56% 2,000, ,000 shares 3.00% 2,500, ,000 shares 2.80% 3,000, ,000 shares plus 3 out of 6 applicants to receive an additional 10,000 shares 2.50% 3,500, ,000 shares 2.29% 4,000, ,000 shares 2.25% 12

13 Number of Public Offer applied for Number of valid applications Basis of allocation/ballot Approximate % of the total number of Public Offer applied for 5,000, ,000 shares 2.00% 6,000, ,000 shares 1.83% 7,000, ,000 shares 1.71% 10,000, ,000 shares 1.30% 15,000, ,000 shares 1.20% 20,000, ,000 shares 1.00% Total 9,831 RESULTS OF ALLOCATIONS The Company announces that the results of allocations under the Public Offer which will include the Hong Kong identity card/passport/hong Kong business registration numbers of successful applicants (where supplied) under the Public Offer will be available at the times and dates and in the manner specified below: in this announcement posted on the Company s website at and the Stock Exchange s website at by no later than 8:00 a.m. on Friday, 24 August 2018; from the designated results of allocations website at with a search by ID function on a 24-hour basis from 8:00 a.m. on Friday, 24 August 2018 to 12:00 midnight on Thursday, 30 August 2018; by telephone enquiry line by calling (852) between 9:00 a.m. and 6:00 p.m. from Friday, 24 August 2018 to Wednesday, 29 August 2018 (excluding Saturday, Sunday and public holidays in Hong Kong); and 13

14 in the special allocation results booklets which will be available for inspection during opening hours from Friday, 24 August 2018 to Tuesday, 28 August 2018 at any of the following designated branches of the receiving bank, Industrial and Commercial Bank of China (Asia) Limited, for the Public Offer: District Branch name Address Hong Kong Island Queen s Road Central Branch Basement, Ground Floor and First Floor of 122 QRC, Nos Queen s Road Central, Central, Hong Kong Wanchai Branch Causeway Bay Branch Hennessy Road, Wanchai, Hong Kong Shop A on G/F, 1/F, Hennessy Apartments, 488 & 490 Hennessy Road, Causeway Bay, Hong Kong Kowloon Tsim Sha Tsui Branch Shop 1&2, G/F, No Hankow Road, Tsimshatsui, Kowloon New Territories Shatin Branch Shop 22J, Level 3, Shatin Centre, New Territories 14

15 Results of Applications Made by WHITE Application Forms or HK eipo White Form The followings are the identification numbers (where supplied) of wholly or partially successful applicants using WHITE Application Forms or HK eipo White Form and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 以白色申請表格或網上白表提出申請的配發結果以下為使用白色申請表格或網上白表提出申請而獲全部或部份接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 A ,000 C ,000 E ,000 E ,000 G ,000 G ,000 K ,000 M ,000 P ,000 Z ,000 Z ,000 1

16 Results of Applications Made by YELLOW Application Forms (Through Designated CCASS Clearing/Custodian Participants) The followings are the identification numbers (where supplied) of wholly or partially successful applicants using YELLOW Application Forms through designated CCASS Clearing/Custodian Participants and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 以黃色申請表格提出申請的配發結果 ( 透過指定中央結算系統結算 / 託管商參與者 ) 以下為使用黃色申請表格透過指定中央結算系統結算 / 託管商參與者提出申請而全部或部份獲接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 B ,000 E ,000 G363896A 40,000 G ,000 G668380A 10,000 H ,000 K ,000 K ,000 Z ,000 Z ,000 Z ,000 1

17 Results of Applications Made by Giving Electronic Application Instructions to HKSCC via CCASS The followings are the identification numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 透過中央結算系統向香港結算發出電子認購指示申請的配發結果以下為透過中央結算系統向香港結算發出電子認購指示申請而獲全部或部份接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 , , X 10, , , X 10, , , , , , , , , , , , , , , , E17 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , X 10, X 10, , , , , , , X 10, , X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , X 10, , , X 10, X 10, X 10, , , , , , X 10, , , , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , X 10, , , X 10, , , X 10, , , , , X 10, , , , , , , , , , , , X 10, , , , E17 10, , , , , , , , , , , , X 10, , , , , X 10, , X 10, , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , , X 10, X 10, , , , , , , , , , , , , , , , , ,000

18 Results of Applications Made by Giving Electronic Application Instructions to HKSCC via CCASS The followings are the identification numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 透過中央結算系統向香港結算發出電子認購指示申請的配發結果以下為透過中央結算系統向香港結算發出電子認購指示申請而獲全部或部份接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 , , X 10, , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , X 10, , , , X 10, , X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , X 10, , , , , , X 10, , , , , , , X 10, , , , , , , , , , , , X 10, , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , X 10, , X 10, , X 10, , , , , , , , , , X 10, , , X 10, , , , , , , , , , , , , , , , , , X 10, X 10, , , , , , , , , , , , , , , , , , , X 10, X 10, , , , , , , , , , , , , , X 10, X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,000

19 Results of Applications Made by Giving Electronic Application Instructions to HKSCC via CCASS The followings are the identification numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 透過中央結算系統向香港結算發出電子認購指示申請的配發結果以下為透過中央結算系統向香港結算發出電子認購指示申請而獲全部或部份接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 , , , , , , , , , , , , , , , , , , , , , , , X 10, , , , , X 10, , , , , X 10, X 10, , , , , , , , X 10, , , , , , , , , , X 10, , , , X 10, , , X 10, , X 10, X 10, , , , , , , X 10, , , , , , , , , , , , X 10, , , , , , , X 10, , , , , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , X 10, , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , , X 10, , , , , , X 10, , , , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , X 10, , , , , X 10, , , ,000

20 Results of Applications Made by Giving Electronic Application Instructions to HKSCC via CCASS The followings are the identification numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 透過中央結算系統向香港結算發出電子認購指示申請的配發結果以下為透過中央結算系統向香港結算發出電子認購指示申請而獲全部或部份接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 , , , , , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , X 10, X 10, , , , , X 10, , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , C 10, , , , , , , , , , , , , , , , , X 10, , X 10, , , , , , , , X 10, , , , , , , , , , , , , , , X 10, , , , X 10, , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , X 10, , , , X 10, , , , , , , , , X 10, , , , , , , , , , X 10, , , X 10, , , , , , , , , , , , , , , X 10, , , , , , , , , , X 10, , , , , , , , X 10, , , , , , , , ,000

21 Results of Applications Made by Giving Electronic Application Instructions to HKSCC via CCASS The followings are the identification numbers (where supplied) of wholly or partially successful applicants made by giving electronic application instructions to HKSCC via CCASS and the number of Public Offer conditionally to them. Applicants who have not provided their identification numbers are not shown. 透過中央結算系統向香港結算發出電子認購指示申請的配發結果以下為透過中央結算系統向香港結算發出電子認購指示申請而獲全部或部份接納的申請人的 ( 如有提供 ) 及彼等獲有條件配發的公開發售股份數目 如申請人未有提供, 其結果將不會顯示 , , , X 10, , X 10, , , , , , , , , , , , C 130, C 10, C 130, C 10, C 10, C 10, C 10, C 10, C 10, C 10, C 10, C 10, M 10, C 10, C 10, C 10, C 30, , , , X 10, , , , X 10, , , , , , , , , , , , X 10, , , , , , , , , , , , X 10, , , , , , , , , , X 10, , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , X 10, , , , , , , , , X 10, , , , , X 10, , , , , , , , , , , , , , , , , , X 10, , , , , , , , , , , X 10, , , , , , , , , , , , X 10, , , , , , , , , , , , , , X 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,000