NEW FULL RUNS WITH RISK MODEL For APP - Completed

Transcription

1 USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 HK/CHINA PROPERTY XS MODERN LAND CHINA CO LTD 1107 HK 當代置業 MOLAND /10/2019 N/A N/A 1st lien 500 B3 N/A CN USD N/A ,000 7 SGX-ST XS XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN /2/2021 N/A N/A Secured 300 N/A B- CN USD N/A ,000 7 SGX-ST XS SOCAM DEVELOPMENT LTD 983 HK 瑞安建業 SOCAM /5/2020 N/A N/A Sr Unsecured 280 N/A N/A HK USD N/A ,000 6 HONG KONG XS AGILE GROUP HOLDINGS LTD 3383 HK 雅居樂集團 AGILE 9 21/5/ /5/ Secured 500 Ba3 BB CN USD ,000 6 HONG KONG XS AGILE GROUP HOLDINGS LTD 3383 HK 雅居樂集團 AGILE /8/ /8/ Secured 200 Ba3 BB CN USD ,000 6 SGX-ST XS CHINA AOYUAN PROPERTY 3883 HK 中國奧園 CAPG /5/2018 N/A N/A 1st lien 250 N/A B CN USD N/A ,000 6 SGX-ST XS CHN AOYUAN PROPERTY GRP 3883 HK 中國奧園 CAPG /4/2019 N/A N/A 1st lien 250 B2 N/A CN USD N/A ,000 6 SGX-ST XS CIFI HOLDINGS GROUP 884 HK 旭輝控股集團 CIFIHG /6/2020 5/6/ Sr Unsecured 400 B1 B+ CN USD ,000 7 HONG KONG XS CHINA PROPERTIES GROUP 1838 HK CHINAPROPERTIES CHINPR /10/2018 9/5/ st lien 250 N/A NR CN USD ,000 7 SGX-ST XS CHINA SCE PROPERTY HLDGS 1966 HK 中駿置業 CHINSC 10 2/7/2020 2/7/ Secured 350 B2 B CN USD ,000 7 HONG KONG XS COUNTRY GARDEN HLDG CO 2007 HK 碧桂園 COGARD 7.5 9/3/2020 9/5/ st lien 900 Ba2 BB CN USD ,000 6 SGX-ST XS COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD /11/2018 N/A N/A 1st lien 500 N/A N/A CN USD N/A ,000 2 CAYMAN ISLANDS XS COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD /9/ /9/ st lien 650 Ba2 N/A CN USD ,000 6 SGX-ST XS COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD /7/ /7/ st lien 700 Ba2 N/A CN USD ,000 6 SGX-ST XS CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN /3/2020 N/A N/A 1st lien 300 N/A B- CN USD N/A ,000 7 SGX-ST XS CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN /9/ /9/ st lien 350 N/A B- CN USD ,000 7 SGX-ST XS CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE /3/ /3/ Secured 1,000 B2 N/A CN USD ,000 7 SGX-ST XS CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE 7 23/3/2020 N/A N/A Secured 500 B2 N/A CN USD N/A ,000 7 SGX-ST XS CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE /3/ /3/ Secured 1,000 B2 N/A CN USD ,000 7 SGX-ST XS CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE /6/2021 N/A N/A Secured 598 B2 B- CN USD N/A ,000 7 SGX-ST XS CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE /6/ /6/ Secured 1,345 B2 B- CN USD ,000 7 SGX-ST XS CHINA EVERGRANDE GROUP 3333 HK 中國恒大 EVERRE /6/ /6/ Secured 4,680 B2 B- CN USD ,000 7 SGX-ST USG98100AA11 WUZHOU INTL HOLDINGS LTD 1369 HK 五洲國際 WUINTL /9/2018 9/5/ st lien 300 Caa2 N/A CN USD ,000 8 HONG KONG XS PROFIT FAST 925 HK 盈馳有限公司 BEIPRO /11/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 3 HONG KONG XS OCEANWIDE HLDGS INTL CH 泛海控股國際 2017 有限公司 FANHAI /7/2018 N/A N/A 1st lien 200 N/A N/A CN USD N/A ,000 4 HONG KONG XS OCEANWIDE HLDGS INTL CH 泛海控股國際 2015 有限公司 FANHAI /8/ /8/ st lien 600 N/A CCC+ CN USD ,000 8 HONG KONG USG3958RAB53 GOLDEN EAGLE RETAIL GRP 3308 HK 金鷹商貿集團 GERGHK /5/2023 N/A N/A Sr Unsecured 400 B2 B+ CN USD N/A ,000 7 STUTTGART XS GLORIOUS PROPERTY HLDGS 845 HK 恒盛地產 GLOPRO /3/2018 N/A N/A Sr Unsecured - WR NR HK USD N/A N/A 200,000 2 HONG KONG XS GREENTOWN CHINA HLDGS 3900 HK 綠城中國 GRNCH /8/ /8/ Sr Unsecured 500 Ba3 B+ CN USD ,000 7 HONG KONG XS GREENLAND HONG KONG HLDG 337 HK 綠地香港 GRNLHK /7/2019 N/A N/A Sr Unsecured 450 Ba3 B+ CN USD N/A ,000 7 HONG KONG XS KWG PROPERTY HOLDING LTD 1813 HK 合景泰富 KWGPRO /1/2019 9/5/ Secured 600 B2 B CN USD ,000 7 HONG KONG XS KWG PROPERTY HOLDING LTD 1813 HK 合景泰富 KWGPRO /9/ /9/ Secured 250 N/A N/A CN USD ,000 6 HONG KONG XS CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.5 4/6/2018 9/5/ st lien 400 B1 B+ CN USD ,000 7 SGX-ST XS CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 8 28/1/2020 9/5/ st lien 200 B1 B+ CN USD ,000 7 SGX-ST XS CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI /11/2021 8/11/ st lien 200 B1 B+ CN USD ,000 7 SGX-ST XS CENTRAL CHINA REAL ESTAT 832 HK 建業地產 CENCHI /1/ /1/ st lien 300 B1 B+ CN USD ,000 7 SGX-ST XS MINMETALS LAND CAPITAL 230 HK 五礦建設資本有限公司 MINMET /4/2018 N/A N/A Sr Unsecured 225 N/A N/A CN USD N/A ,000 1 HONG KONG XS ESTATE SKY LTD 497 HK 地產天空有限公司 CSIPTY /8/2021 N/A N/A Sr Unsecured 250 N/A N/A HK USD N/A ,000 4 SGX-ST XS NEW WORLD CHINA LAND LTD 17 HK 新世界中國 NEWWOR /11/2019 N/A N/A Sr Unsecured 575 N/A N/A HK USD N/A ,000 3 HONG KONG XS NEW WORLD CHINA LAND LTD 17 HK 新世界中國 NEWWOR /1/2027 N/A N/A Sr Unsecured 600 N/A N/A HK USD N/A ,000 4 HONG KONG XS POLY PROPERTY GROUP 119 HK 保利置業集團 POLHON /5/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 2 HONG KONG XS POWERLONG REAL ESTATE HL 1238 HK 寶龍地產 PWRLNG /11/2018 N/A N/A 1st lien 350 B2 B CN USD N/A ,000 6 SGX-ST XS GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR 4 20/6/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 3 HONG KONG XS RKI OVERSEAS FIN 2016 A 1098 HK 路勁基建海外金融 2016 A ROADKG 5 9/8/2019 N/A N/A Sr Unsecured 450 B1 BB- HK USD N/A ,000 7 HONG KONG XS RKI OVERSEAS FIN 2016 B 1098 HK 路勁基建海外金融 2016 B ROADKG 4.7 6/9/2021 6/9/ Sr Unsecured 500 B1 BB- HK USD ,000 7 HONG KONG XS SHIMAO PROPERTY HLDGS 813 HK 世茂房地產 SHIMAO /2/ /2/ Secured 1,100 Ba3 BB CN USD ,000 6 SGX-ST XS SUNAC CHINA HOLDINGS LTD 1918 HK 融創中國 SUNAC /12/2019 9/5/ Secured 400 B3 B CN USD ,000 7 SGX-ST XS SHUI ON DEVELOPMENT HOLD 272 HK 瑞安建業控股有限公司 SHUION /5/2018 N/A N/A Sr Unsecured 637 N/A N/A CN USD N/A ,000 1 SGX-ST XS SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION /10/2019 N/A N/A Sr Unsecured 250 N/A N/A CN USD N/A ,000 4 SGX-ST Page 1 of 22

2 USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 XS TIMES PROPERTY HLDG LTD 1233 HK 時代中國控股 TPHL /3/2020 N/A N/A 1st lien - WR B CN USD N/A N/A 200,000 7 HONG KONG XS XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN /8/2019 N/A N/A Secured 300 N/A B- CN USD N/A ,000 7 SGX-ST XS XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN /11/2020 N/A N/A 1st lien 300 N/A B- CN USD N/A ,000 7 SGX-ST XS KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG /6/2021 N/A N/A Secured 325 N/A N/A CN USD N/A ,000 7 SGX-ST XS KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG /6/ /6/ Secured 1,255 N/A N/A CN USD ,000 7 SGX-ST XS KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG /6/2020 N/A N/A Secured 460 N/A N/A CN USD N/A ,000 6 SGX-ST XS KAISA GROUP HOLDINGS LTD 1638 HK 佳兆業集團 KAISAG /6/ /6/ Secured 3,119 N/A N/A CN USD ,000 8 SGX-ST XS FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR /6/2018 N/A N/A Secured 487 N/A N/A CN USD N/A ,000 4 SGX-ST XS FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR /10/2021 4/10/ Secured 500 B3 B+ *- CN USD ,000 7 SGX-ST XS FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR /6/2018 N/A N/A Secured 200 B3 B+ *- CN USD N/A ,000 7 SGX-ST XS YIDA CHINA 3639 HK 億達中國 YIDCHL /4/2020 N/A N/A Sr Unsecured 300 B3 B- CN USD N/A ,000 8 HONG KONG XS CHN AOYUAN PROPERTY GRP 3883 HK 中國奧園 CAPG /9/ /9/ st lien 250 B2 B CN USD ,000 7 SGX-ST XS SUN HUNG KAI & CO BVI 86 HK Sun Hung Kai & Co BVI Ltd SUNHKC /9/2022 N/A N/A Sr Unsecured 550 N/A N/A HK USD N/A ,000 4 HONG KONG XS OCEANWIDE HLDGS INTL CH 泛海控股國際 2017 有限公司 FANHAI /7/2020 N/A N/A 1st lien 400 N/A CCC+ CN USD N/A ,000 8 HONG KONG XS CHINA LOGISTICS PROPERTY 1589 HK 中國物流資產 CNLOGI 8 8/8/2020 N/A N/A Sr Unsecured 300 B3 N/A CN USD N/A ,000 7 HONG KONG XS SUN HUNG KAI & CO BVI 86 HK Sun Hung Kai & Co BVI Ltd SUNHKC /9/2022 N/A N/A Sr Unsecured 550 N/A N/A HK USD N/A ,000 4 HONG KONG XS RONSHINE CHINA 3301 HK 融信中國 RONXIN /12/2019 8/12/ st lien 400 B3 B- CN USD ,000 7 SGX-ST XS NEW METRO GLOBAL LTD CH 新地鐵環球有限公司 FTLNHD 5 8/8/2022 8/8/ Sr Unsecured 200 Ba3 N/A CN USD ,000 7 SGX-ST XS GEMSTONES INTERNATIONAL 95 HK Gemstones International Ltd LVGEM /8/2020 N/A N/A Sr Unsecured 400 B3 N/A CN USD N/A ,000 7 SGX-ST XS KWG PROPERTY HOLDING LTD 1813 HK 合景泰富 KWGPRO /11/ /11/ Secured 400 N/A N/A CN USD ,000 6 HONG KONG XS XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN /11/2020 N/A N/A 1st lien 300 N/A B- CN USD N/A ,000 7 SGX-ST XS JIAYUAN INTL GROUP LTD 2768 HK 佳源國際控股 JIAYUA /11/2018 N/A N/A Secured 300 N/A N/A HK USD N/A ,000 5 HONG KONG XS JIAYUAN INTL GROUP LTD 2768 HK 佳源國際控股 JIAYUA /1/2019 N/A N/A Secured 250 N/A N/A HK USD N/A ,000 6 HONG KONG XS JIAYUAN INTL GROUP LTD 2768 HK 佳源國際控股 JIAYUA /9/2018 N/A N/A Secured 100 N/A N/A HK USD N/A ,000 5 HONG KONG XS CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN /11/2022 N/A N/A 1st lien 300 N/A B- CN USD N/A ,000 7 SGX-ST XS SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 5.7 6/2/2021 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 4 SGX-ST XS HONG SENG LTD D CH Hong Seng Ltd HONGSL /11/2018 N/A N/A Sr Unsecured 375 N/A N/A CN USD N/A ,000 6 SGX-ST XS OCEANWIDE HLDGS INTL CH 泛海控股國際 2017 有限公司 FANHAI /5/2019 N/A N/A Secured 400 N/A N/A CN USD N/A ,000 6 HONG KONG XS FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR /1/ /5/ Secured 250 B3 B+ *- CN USD ,000 7 SGX-ST XS MODERN LAND CHINA CO LTD 1107 HK 當代置業 MOLAND 6.5 3/7/2018 N/A N/A 1st lien 130 N/A N/A CN USD N/A ,000 4 SGX-ST XS SUNAC CHINA HOLDINGS LTD 1918 HK 融創中國 SUNAC /8/2022 8/8/ Secured 600 B3 B CN USD ,000 7 SGX-ST XS SUNSHINE 100 CHINA HLDGS 2608 HK 陽光 100 中國 SUNCHN /9/ /9/ Sr Unsecured 400 N/A N/A CN USD ,000 7 SGX-ST XS TIMES CHINA HLDG LTD 1233 HK 時代中國控股 TPHL /1/ /1/ st lien 500 B2 B CN USD ,000 7 HONG KONG XS COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD /7/ /7/ st lien 700 Ba2 N/A CN USD ,000 6 SGX-ST XS COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD /1/ /1/ st lien 600 N/A N/A CN USD ,000 5 SGX-ST XS POWERLONG REAL ESTATE 1238 HK 寶龍地產 PWRLNG /7/2020 N/A N/A 1st lien 300 B2 B CN USD N/A ,000 6 SGX-ST XS RONSHINE CHINA 3301 HK 融信中國 RONXIN /2/2021 N/A N/A 1st lien 425 N/A N/A CN USD N/A ,000 7 SGX-ST XS CHINA LOGISTICS PROPERTY 1589 HK 中國物流資產 CNLOGI 9 4/2/2019 N/A N/A Sr Unsecured 100 N/A N/A CN USD N/A ,000 6 HONG KONG XS CHINA SOUTH CITY HOLDING 1668 HK 華南城 CSCHCN /1/2021 N/A N/A 1st lien 250 N/A B- CN USD N/A ,000 7 SGX-ST XS CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI /11/2021 8/11/ st lien 200 B1 B+ CN USD ,000 7 SGX-ST XS CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.5 4/6/2018 9/5/ st lien 400 B1 B+ CN USD ,000 7 SGX-ST XS CENTRAL CHN REAL ESTATE 832 HK 建業地產 CENCHI 6.5 5/3/2021 N/A N/A 1st lien 300 B1 N/A CN USD N/A ,000 6 SGX-ST XS XINYUAN REAL ESTATE XIN US 鑫苑置業有限公司 XIN /3/2020 N/A N/A Secured 200 N/A B- CN USD N/A ,000 7 SGX-ST XS YANGO JUSTICE INTL CH 陽光城嘉世國際有限公司 SUNSHI /9/2019 N/A N/A Sr Unsecured 250 N/A B- CN USD N/A ,000 7 SGX-ST Page 2 of 22

3 USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 HK/CHINA NON-PROPERTY XS CHINA ENERGY FINANCE III N/A China Energy Reserve and Che CERCG /12/2018 N/A N/A Sr Unsecured 131 N/A N/A CN USD N/A ,000 6 NOT LISTED XS CAR INC 699 HK 神州租車 CARINC /2/2020 9/5/ Sr Unsecured 500 Ba3 BB CN USD ,000 7 HONG KONG XS CAR INC 699 HK 神州租車 CARINC 6 11/2/ /8/ Sr Unsecured 300 Ba3 BB CN USD ,000 7 HONG KONG XS CN ENERGY RSRVE CHMCALS N/A China Energy Reserve and Che CERCG /5/2018 N/A N/A Sr Unsecured 350 N/A N/A CN USD N/A ,000 7 HONG KONG XS CN ENERGY RSRVE CHMCALS N/A 中國國儲能源化工集團國際 CERCG /1/2019 N/A N/A Sr Unsecured 400 N/A N/A CN USD N/A ,000 5 SGX-ST XS CHINALCO CAPITAL HOLDING CHACLZ CH Chinalco Capital Holdings Lt CHALUM 4 25/8/2021 N/A N/A Sr Unsecured 800 N/A N/A CN USD N/A ,000 4 HONG KONG XS FORTUNE STAR BVI LTD 656 HK 財星有限公司 ( 英屬維京群島 ) FOSUNI /3/ /3/ Sr Unsecured 1400 N/A BB CN USD ,000 6 SGX-ST XS CHINA OIL AND GAS GROUP 603 HK 中油燃氣 CHIOIL 5 7/5/2020 7/5/ Sr Unsecured 300 Ba2 BB HK USD ,000 6 HONG KONG XS BOOM UP INVESTMENTS LTD D CH 茂昇投資有限公司 CHMINV 3.8 2/8/2019 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 6 SGX-ST XS CALC BOND 2 LTD 1848 HK 中飛租賃債券 2 有限公司 CHNAAR /8/2021 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 5 HONG KONG XS CITIC TELECOM INTL FIN 1883 HK CITIC Telecom International CITPAK 6.1 5/3/2025 N/A N/A Sr Unsecured 450 N/A N/A CN USD N/A ,000 4 HONG KONG XS COSCO PACIFIC FINANCE HK 中遠太平洋財務 2013 COSCCH /1/2023 N/A N/A Sr Unsecured 300 N/A N/A HK USD N/A ,000 4 HONG KONG XS DEGREES INTL LTD 1361 HK 361 度 DEGREE /6/2021 3/6/ Sr Unsecured 400 N/A BB CN USD ,000 6 HONG KONG USG2952LAA82 EHI CAR SERVICES LTD EHIC US 一嗨汽車租賃有限公司 EHICAR 7.5 8/12/2018 N/A N/A Sr Unsecured 200 N/A BB CN USD N/A ,000 6 HONG KONG XS EHI CAR SERVICES LTD EHIC US 一嗨汽車租賃有限公司 EHICAR /8/ /8/ Sr Unsecured 400 N/A BB CN USD ,000 6 SGX-ST XS FPT FINANCE LTD 142 HK FPT Finance Ltd FIRPAC /9/2020 N/A N/A Secured N/A N/A HK USD N/A ,000 2 SGX-ST XS SILVER SPARKLE LTD CH Silver Sparkle 有限公司 FNGHUI /8/2019 N/A N/A Sr Unsecured 150 B3 N/A CN USD N/A ,000 8 HONG KONG XS PANDA GREEN ENERGY GROUP 686 HK 熊貓綠能 GDPOLY /1/2020 N/A N/A Sr Unsecured 350 B2 B HK USD N/A ,000 7 SGX-ST USG3958RAB53 GOLDEN EAGLE RETAIL GRP 3308 HK 金鷹商貿集團 GERGHK /5/2023 N/A N/A Sr Unsecured 400 N/A B+ CN USD N/A ,000 7 STUTTGART XS GUANGHUI INVESTMENT GR XJGHUZ CH 新疆廣匯實業投資 ( 集團 ) 有限 GUANGH /3/2020 N/A N/A Sr Unsecured 300 B3 B- CN USD N/A ,000 7 SGX-ST XS HUACHEN ENERGY CO LTD CH 華晨電力股份公司 HCELEC /5/2020 N/A N/A Sr Unsecured 500 B2 N/A CN USD N/A ,000 7 SGX-ST XS BLUE SKY FLIERS CO LTD N/A Blue Sky Fliers Co Ltd HONAIR /1/2019 N/A N/A Sr Unsecured 550 N/A N/A HK USD N/A ,000 6 HONG KONG XS CHINA SINGYES SOLAR TECH 750 HK 興業太陽能 CSSXF /2/2019 N/A N/A Sr Unsecured 260 N/A N/A CN USD N/A ,000 7 HONG KONG XS HILONG HOLDING LTD 1623 HK 海隆控股 HILOHO /6/2020 N/A N/A Sr Unsecured 310 B1 N/A CN USD N/A ,000 7 HONG KONG XS CHINA HONGQIAO GROUP LTD 1378 HK 中國宏橋 HONGQI /5/2018 N/A N/A Sr Unsecured 300 N/A B- CN USD N/A ,000 7 SGX-ST USG4584RAA70 HONGHUA GROUP LTD 196 HK 宏華集團 HONHUA /9/2019 9/5/ Sr Unsecured 123 Caa1 N/A CN USD ,000 8 HONG KONG XS HSIN CHONG GROUP HOLDING 404 HK 新昌集團控股 HSINCG /5/2018 N/A N/A Sr Unsecured 300 N/A N/A HK USD N/A ,000 8 HONG KONG XS HSIN CHONG GROUP HOLDING 404 HK 新昌集團控股 HSINCG /1/2019 N/A N/A Sr Unsecured 150 N/A N/A HK USD N/A ,000 8 HONG KONG XS HUANENG HK CAPITAL LTD HNGZ CH Huaneng Hong Kong Capital Lt HUANEN /6/2018 N/A N/A Sr Unsecured 400 N/A N/A CN USD N/A ,000 3 HONG KONG XS CHINA WATER AFFAIRS GRP 855 HK 中國水務 CWAHK /2/2022 7/2/ Sr Unsecured 300 Ba1 BB+ HK USD ,000 6 SGX-ST USG61157AC01 MIE HOLDINGS CORP 1555 HK MI 能源 MIEHOL /4/2019 9/5/ Sr Unsecured N/A CC HK USD , SGX-ST USG6501MAA39 NEXTEER AUTO GROUP LTD 1316 HK 耐世特 NEXTHK /11/2021 9/5/ Sr Unsecured 250 Baa3 BBB- CN USD ,000 5 TRACE XS ZHIYUAN GROUP BVI CO LTD NEWHEZ CH 智源集團英屬維京群島有限公司 NHLHK /1/2019 N/A N/A Sr Unsecured 300 N/A BB- CN USD N/A ,000 6 HONG KONG XS HAINAN AIRLINE HK CH 海南航空 ( 香港 ) 有限公司 HAIAIR /6/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 6 SGX-ST XS DAWN VICTOR LTD N/A 旭勝有限公司 PKFOUN 5.5 5/6/2018 N/A N/A Sr Unsecured 685 N/A N/A CN USD N/A ,000 1 HONG KONG XS PARKSON RETAIL GROUP LTD 3368 HK 百盛集團 PRKSON 4.5 3/5/2018 N/A N/A Sr Unsecured B3 N/A CN USD N/A ,000 7 HONG KONG XS HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH /12/2018 N/A N/A Sr Unsecured 473 N/A N/A CN USD N/A ,000 7 SGX-ST XS HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH 6 18/8/2019 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 7 SGX-ST XS HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH /10/2021 N/A N/A Sr Unsecured 200 N/A N/A CN USD N/A ,000 7 SGX-ST XS CHINA SHANSHUI CEMENT 691 HK 山水水泥 SHASHU /3/2020 9/5/ Sr Unsecured N/A NR CN USD , HONG KONG XS TUSPARK FORWARD N/A 啟迪科華有限公司 THSCPA /11/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 4 HONG KONG XS TVB FINANCE LTD 511 HK 電視廣播金融有限公司 TVB /10/2021 N/A N/A Sr Unsecured 500 N/A N/A HK USD N/A ,000 3 HONG KONG XS UNIGROUP INTERNATIONAL N/A Unigroup International Holdi TSINGH /12/2018 N/A N/A Sr Unsecured 550 N/A N/A CN USD N/A ,000 3 HONG KONG XS UNIGROUP INTERNATIONAL N/A Unigroup International Holdi TSINGH 6 10/12/2020 N/A N/A Sr Unsecured 450 N/A N/A CN USD N/A ,000 4 HONG KONG XS WEST CHINA CEMENT LTD 2233 HK 西部水泥 WESCHI /9/2019 9/5/ Sr Unsecured 400 Ba3 B+ CN USD ,000 7 HONG KONG USG9844KAA72 YINGDE GASES INVSTMT LTD 2168 HK 盈德氣體投資有限公司 YINGDZ /4/2018 N/A N/A Sr Unsecured B2 B CN USD N/A ,000 7 HONG KONG USG9844KAB55 YINGDE GASES INVSTMT LTD 2168 HK 盈德氣體投資有限公司 YINGDZ /2/2020 9/5/ Sr Unsecured B2 B CN USD ,000 7 HONG KONG XS GRAND CHINA AIR HONG KON N/A 大新華航空有限公司 ( 香港 ) GRCHAR /3/2019 N/A N/A Sr Unsecured 450 N/A N/A CN USD N/A ,000 7 SGX-ST Page 3 of 22

4 USD HK/CHINA HIGH YIELD Outstandin Coupon Maturity Nxt Call Date Nxt Call Px g Amt Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange* 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 USY97279AB28 YANCOAL INTL RES DEV 1171 HK 兗煤國際資源開發有限公司 YZCOAL /5/2022 N/A N/A Sr Unsecured B1 BB- CN USD N/A ,000 7 HONG KONG XS ZHONGRONG INT BOND 2015 N/A 中融國際債券 2015 有限公司 ZHNBND 6 15/6/2018 N/A N/A Sr Unsecured 225 N/A BB- CN USD N/A ,000 6 SGX-ST XS ZHONGRONG INT BOND 2016 N/A 中融國際債券 2016 有限公司 ZHNBND /6/2019 N/A N/A Sr Unsecured 500 N/A BB- CN USD N/A ,000 6 SGX-ST USY9896RAB79 ZOOMLION HK SPV CO LTD 1157 HK 公眾股份有限公司 ZOOMLI /12/2022 N/A N/A Sr Unsecured 600 N/A B CN USD N/A ,000 7 SGX-ST XS CHINA MINSHENG BKG/HK CH China Minsheng Banking Corp CHIMIN /9/2020 N/A N/A Sr Unsecured 450 N/A BBB- CN USD N/A ,000 5 HONG KONG XS CHINA MINSHENG BKG/HK CH China Minsheng Banking Corp CHIMIN /9/2022 N/A N/A Sr Unsecured 350 N/A BBB- CN USD N/A ,000 5 HONG KONG XS CHINA LOGISTICS PROPERTY 1589 HK 中國物流資產 CNLOGI 8 8/8/2020 N/A N/A Sr Unsecured 300 B3 N/A CN USD N/A ,000 7 HONG KONG XS HNA GROUP INTL CO LTD HNAGRZ CH 海航集團國際有限公司 SANYPH /11/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 7 SGX-ST XS JIANGSU NANTONG SANJIAN Z CH 江蘇南通三建國際有限公司 JINANC /10/2020 N/A N/A Sr Unsecured 300 B2 N/A CN USD N/A ,000 7 SGX-ST XS DANGDAI INTL INVESTMENTS WDDTIZ CH Dangdai International Invest DANDAI /11/2020 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 7 HONG KONG XS ANTON OILFIELD SERV GRP/ 3337 HK 安東油田服務 ANTOIL /12/2020 N/A N/A Sr Unsecured 300 B3 N/A CN USD N/A ,000 7 HONG KONG USG9600GAA07 WTT INVESTMENT LTD N/A WTT Investment Ltd/Hong Kong WTTINV /11/ /11/ Sr Unsecured 670 B1 N/A HK USD ,000 7 SGX-ST XS CONCORD NEW ENERGY GRP 182 HK 協合新能源 CHIWIN /1/2021 N/A N/A Sr Unsecured 200 N/A BB- HK USD N/A ,000 6 HONG KONG USG9844KAC39 YINGDE GASES INVSTMT LTD 2168 HK 盈德氣體投資有限公司 YINGDZ /1/ /1/ Sr Unsecured 500 B2 B CN USD ,000 7 TRACE XS HAINAN AIRLINE HK CH 海南航空 ( 香港 ) 有限公司 HAIAIR /10/2018 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 6 SGX-ST XS WISE SOURCE INERNATIONAL D CH 威源國際有限公司 CEFCIG /11/2018 N/A N/A Sr Unsecured 250 N/A N/A CN USD N/A ,000 8 HONG KONG XS TSINGHUA UNIC LTD N/A 紫光芯盛有限公司 TSINGH /1/2021 N/A N/A Sr Unsecured 900 N/A N/A CN USD N/A ,000 4 HONG KONG XS CHINA ENERGY RESERVE N/A 中國國儲能源化工集團國際控股 CERCG /11/2019 N/A N/A Sr Unsecured 265 N/A N/A CN USD N/A ,000 6 SGX-ST XS CHINA HUIYUAN JUICE 1886 HK 匯源果汁 CHIHUI /8/2020 N/A N/A Sr Unsecured 200 B1 *- N/A CN USD N/A ,000 7 HONG KONG MACAU GAMING USG85381AA26 STUDIO CITY FINANCE LTD MLCO US Studio City Finance Ltd STCITY 8.5 1/12/2020 9/5/ Sr Unsecured 825 B3 B+ HK USD ,000 7 SGX-ST USG8539EAA31 STUDIO CITY CO LTD MLCO US Studio City Co Ltd STDCTY /11/2019 N/A N/A Secured 350 B1 BB- HK USD N/A ,000 6 SGX-ST USG8539EAB14 STUDIO CITY CO LTD MLCO US Studio City Co Ltd STDCTY /11/ /11/ Secured 850 B1 BB- HK USD ,000 7 SGX-ST USG98149AC46 WYNN MACAU LTD 1128 HK 永利澳門 WYNMAC /10/2024 1/10/ Sr Unsecured 600 B1 B+ MO USD ,000 7 HONG KONG USG98149AD29 WYNN MACAU LTD 1128 HK 永利澳門 WYNMAC 5.5 1/10/2027 1/10/ Sr Unsecured 750 B1 B+ MO USD ,000 7 HONG KONG * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: Page 4 of 22

5 DIM SUM BOND (CNH) Amt Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size (mn) Score Exchange 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 HK/CHINA PROPERTY HK ASIA STANDARD INTL GROUP 129 HK 泛海集團 ASIAST /4/2018 N/A N/A Sr Unsecured 255 N/A N/A HK CNY N/A ,000,000 1 HONG KONG HK CENTRAL PLAZA DEV LTD 2868 HK 中央廣場開發有限公司 BJCAPT /2/2019 N/A N/A Sr Unsecured 250 B1 N/A CN CNY N/A ,000,000 7 HONG KONG HK ASIA STANDARD INTL GROUP 129 HK 泛海集團 ASIAST /4/2018 N/A N/A Sr Unsecured 255 N/A N/A HK CNY N/A ,000,000 1 HONG KONG HK FANTASIA HOLDINGS GROUP 1777 HK 花樣年控股 FTHDGR 9.5 4/5/2019 N/A N/A Sr Unsecured 1,600 B3 B+ *- CN CNY N/A ,000,000 7 SGX-ST XS LAI FUNG HOLDINGS LTD 1125 HK 麗豐控股 LAIFNG /4/2018 N/A N/A Sr Unsecured 1,800 B1 B HK CNY N/A ,000,000 7 HONG KONG XS LAI SUN GARMENT INTL FIN 191 HK 麗新製衣國際金融 2014 有限公司 LAISUN /7/2018 N/A N/A Secured 650 N/A N/A HK CNY N/A ,000,000 2 HONG KONG XS LONGFOR PROPERTIES 960 HK 龍湖地產 LNGFOR /5/2018 N/A N/A Sr Unsecured 2,000 Baa3 BB+ CN CNY N/A ,000,000 6 SGX-ST XS SWIRE PACIFIC MTN FIN 19 HK 太古中期債券融資有限公司 SWIRE /7/2023 N/A N/A Sr Unsecured 300 NR N/A HK CNY N/A ,000,000 1 HONG KONG HK VANKE REAL ESTATE HK 2202 HK 萬科地產 ( 香港 ) 有限公司 VNKRLE 4.5 4/12/2018 N/A N/A Sr Unsecured 1,000 Baa2 BBB CN CNY N/A ,000,000 4 HONG KONG XS SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION /3/2021 2/3/ Sr Unsecured 1,600 N/A N/A CN CNY ,000,000 C 4 SGX-ST HK/CHINA NON PROPERTY XS BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI 4.2 5/11/2018 N/A N/A Sr Unsecured 1,500 N/A A- SG CNY N/A ,000,000 3 SGX-ST XS BP CAPITAL MARKETS PLC BP/ LN 英國石油資本市場公開有限公司 BPLN /10/2018 N/A N/A Sr Unsecured 1,200 A1 A- GB CNY N/A ,000,000 3 LONDON XS BP CAPITAL MARKETS PLC BP/ LN 英國石油資本市場公開有限公司 BPLN /2/2019 N/A N/A Sr Unsecured 1,000 A1 A- GB CNY N/A ,000,000 3 LONDON XS CATERPILLAR FINANCIAL SE CAT1 US 卡特彼勒融資服務公司 CAT /6/2018 N/A N/A Sr Unsecured 1,000 A3 A US CNY N/A ,000,000 3 BERLIN HK DORSETT HOSPITALITY INTL 35 HK 帝盛酒店集團 DORSET 6 3/4/2018 N/A N/A Sr Unsecured - N/A N/A HK CNY N/A N/A 1,000,000 1 HONG KONG XS FONTERRA COOPERATIVE GRP FSF NZ 恆天然合作社集團有限公司 FCGNZ /1/2019 N/A N/A Sr Unsecured 1,250 N/A A- NZ CNY N/A ,000,000 3 SIX XS FONTERRA COOPERATIVE GRP FSF NZ 恆天然合作社集團有限公司 FCGNZ 4 22/6/2020 N/A N/A Sr Unsecured 1,000 N/A A- NZ CNY N/A ,000,000 3 SGX-ST HK START PLUS INVESTMENTS CH 啟添投資有限公司 FINSTR /6/2018 N/A N/A Sr Unsecured 1,500 N/A N/A CN CNY N/A ,000,000 2 SGX-ST HK GLP PTE LTD GLP SP 普洛斯有限公司 GLPSP 4 11/5/2018 N/A N/A Sr Unsecured 43 Baa3 N/A SG CNY N/A ,000 5 SGX-ST XS I.T LTD 999 HK I.T IDOTHK /5/2018 N/A N/A Sr Unsecured 896 N/A N/A HK CNY N/A ,000,000 1 HONG KONG HK ITNL OFFSHORE TWO ILFT IN ITNL 境外二私人有限公司 ILFSIN 7.5 1/4/2018 N/A N/A Sr Unsecured - N/A N/A IN CNY N/A N/A N/A 1,000,000 1 SGX-ST XS LENOVO GROUP LTD 992 HK 聯想集團 LENOVO /6/2020 N/A N/A Sr Unsecured 4,000 N/A N/A CN CNY N/A ,000,000 2 HONG KONG XS HAIKOU MEILAN INT AIRPRT HMACLZ CH Haikou Meilan International MEILAN /6/2018 N/A N/A Sr Unsecured 1,425 N/A N/A CN CNY N/A ,000,000 6 SGX-ST XS MONGOLIA INTL BOND N/A 蒙古政府國際債券 MONGOL /6/2018 N/A N/A Sr Unsecured 905 B3 B- MN CNY N/A ,000,000 7 SGX-ST HK VALUE SUCCESS INTL LTD 2318 HK Value Success 國際有限公司 PINGIN /11/2018 N/A N/A Sr Unsecured 2,100 N/A N/A HK CNY N/A ,000,000 2 SGX-ST HK VALUE SUCCESS INTL LTD 2318 HK Value Success 國際有限公司 PINGIN /1/2019 N/A N/A Sr Unsecured 750 N/A N/A HK CNY N/A ,000,000 2 SGX-ST XS TINGYI (C.I.) HLDG CORP 322 HK 康師傅控股 TINGYI /8/2018 N/A N/A Sr Unsecured 1,000 N/A BBB+ CN CNY N/A ,000,000 3 SGX-ST XS TOTAL CAPITAL SA FP FP 道達爾資本有限責任公司 TOTAL /9/2018 N/A N/A Sr Unsecured 1,065 Aa3 A+ FR CNY N/A ,000,000 2 EURONEXT-PARIS XS VOLKSWAGEN INTL FIN NV 1401Z NA 大眾汽車國際金融公眾有限公司 VW /1/2019 N/A N/A Sr Unsecured 1,200 A3 BBB+ DE CNY N/A ,000,000 3 SIX BANK/FINANCIAL XS AUST & NZ BANKING GROUP ANZ AU 澳盛銀行集團 ANZ /1/ /1/ Subordinated 2,500 Baa1 BBB AU CNY ,000,000 B C G 5 AUSTRALIA XS BANK OF CHINA/SINGAPORE 3988 HK 中國銀行 / 新加坡 BCHINA 4 4/3/2019 N/A N/A Sr Unsecured 1,000 A1 N/A CN CNY N/A ,000,000 2 SGX-ST XS BANK OF CHINA/PARIS 3988 HK 中國銀行 / 巴黎 BCHINA /7/2019 N/A N/A Sr Unsecured 500 A1 N/A CN CNY N/A ,000,000 2 EURONEXT-PARIS XS BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI 4.2 5/11/2018 N/A N/A Sr Unsecured 1,500 N/A A- SG CNY N/A ,000,000 3 SGX-ST XS COMMONWEALTH BANK AUST CBA AU 澳洲聯邦銀行 CBAAU /3/ /3/ Subordinated 1,000 Baa1 BBB AU CNY ,000,000 B C G 5 AUSTRALIA HK CHINA CONSTRUCTION BANK 939 HK 建設銀行 CCB /11/ /11/ Subordinated 2,000 N/A BBB+ CN CNY ,000,000 B C G 5 HONG KONG XS CHINA NEW TOWN FINANCE I 1278 HK China New Town Finance I Ltd CNTDSP 5.5 7/5/2018 N/A N/A Sr Unsecured 1,300 N/A N/A CN CNY N/A ,000,000 1 HONG KONG XS EXPORT-IMPORT BANK KOREA EIBZ KS 韓國輸出入銀行 EIBKOR 4.1 6/8/2018 N/A N/A Sr Unsecured 1,000 Aa2 AA KR CNY N/A ,000,000 2 SGX-ST XS EXPORT-IMPORT BANK KOREA EIBZ KS 韓國輸出入銀行 EIBKOR /11/2019 N/A N/A Sr Unsecured 700 Aa2 N/A KR CNY N/A ,000,000 2 SGX-ST HK EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH /5/2024 N/A N/A Sr Unsecured 1,000 NR N/A CN CNY N/A ,000,000 2 HONG KONG HK UNICAN LTD CH Unican Ltd HAISEC /7/2018 N/A N/A Sr Unsecured 1,000 N/A N/A CN CNY N/A ,000,000 2 HONG KONG HK IND & COMM BK OF CHINA L CH 工商銀行 ICBCAS /4/2019 N/A N/A Sr Unsecured 500 N/A N/A CN CNY N/A ,000,000 2 FRANKFURT XS IND & COMM BK CHINA SYDN CH 雪梨中國工商銀行 ICBCAS /2/2024 N/A N/A Unsecured 550 A1 N/A CN CNY N/A ,000,000 2 HONG KONG XS IND & COMM BK OF CHINA CH 工商銀行 ICBCAS /11/2018 N/A N/A Sr Unsecured 700 N/A A CN CNY N/A ,000,000 3 FRANKFURT SG6SI INDU & COML BNK CHINA SG CH 中國工商銀行 / 新加坡 ICBCAS /9/2021 N/A N/A Sr Unsecured 1,300 A1 N/A CN CNY N/A ,000,000 2 SGX-ST XS ICBCIL FINANCE CO LTD CH 工銀國際租賃財務有限公司 ICBCIL /6/2018 N/A N/A Sr Unsecured 1,500 A2 N/A CN CNY N/A ,000,000 3 DUBLIN XS KOREA DEVELOPMENT BANK KDBZ KS 韓國產業銀行 KDB /6/2018 N/A N/A Sr Unsecured 1,000 Aa2 N/A KR CNY N/A ,000,000 2 SGX-ST

6 DIM SUM BOND (CNH) Amt Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size (mn) Score Exchange 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 XS KOREA DEVELOPMENT BANK KDBZ KS 韓國產業銀行 KDB /8/2018 N/A N/A Sr Unsecured 1,200 Aa2 N/A KR CNY N/A ,000,000 2 SGX-ST XS KOREA DEVELOPMENT BANK KDBZ KS 韓國產業銀行 KDB /12/2018 N/A N/A Sr Unsecured 1,300 Aa2 N/A KR CNY N/A ,000,000 2 SGX-ST HK CHINA DEVELOPMENT BANK SDBZ CH 國家開發銀行 SDBC /8/2024 N/A N/A Sr Unsecured 500 NR N/A CN CNY N/A ,000,000 2 HONG KONG HK CHINA DEVELOPMENT BANK SDBZ CH 國家開發銀行 SDBC /9/2019 N/A N/A Sr Unsecured 500 N/A N/A CN CNY N/A ,000,000 2 LONDON XS SHINHAN BANK 1558 KS 新韓銀行 SHNHAN 4.2 6/8/2018 N/A N/A Sr Unsecured 1,200 Aa3 A+ KR CNY N/A ,000,000 2 SGX-ST HK UA FINANCE BVI LTD 86 HK UA 金融 BVI SUNHKC 6.9 2/5/2018 N/A N/A Sr Unsecured 500 N/A N/A HK CNY N/A ,000,000 1 NOT LISTED HK SOUTHWEST SECURITIES INT 812 HK 西證國際證券 SWSECU /5/2018 N/A N/A Sr Unsecured 1,500 N/A N/A CN CNY N/A ,000,000 2 HONG KONG HK TJ ECO-CITY INV&DEVE TEIDCZ CH 天津生態城投資開發有限公司 TEIDEC /10/2018 N/A N/A Sr Unsecured 1,000 A1 N/A CN CNY N/A ,000,000 2 SGX-ST CONVERTIBLE BONDS XS CHINA SINGYES SOLAR TECH 750 HK 興業太陽能 CSSXF 5 8/8/2019 N/A N/A Sr Unsecured 96 N/A N/A CN CNY N/A ,000,000 F 2 HONG KONG XS KUNLUN ENERGY CO LTD 135 HK 昆侖能源 KUNLEG /7/2019 N/A N/A Sr Unsecured 3,350 N/A A CN CNY N/A ,000,000 F 3 HONG KONG * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

7 Coupon Nxt Call Date Nxt Call Px BANK AT1 CAPITAL*** Coco action Trigger Lvl Moody's S&P Crncy Offer Offer YTC Min. Size Score Exchange Listed High & Complex 發行商股票號碼票面息下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率入場費風險水平上市交易所高風險及複雜產品 DE000A1TNDK2 AAREAL BANK AG ARL GR 阿瑞爾銀行公司 AARB /4/ Jr Subordinated Temporary Write Down N/A N/A DE EUR ,000 A B C D G H 7 ALL GERMAN SE Y XS ABN AMRO BANK NV Z NA 荷蘭銀行 ABNANV /9/ Jr Subordinated Temporary Write Down ,000 Ba1 BB+ NL EUR ,000 A B C D G H 8 EURONEXT-AMSTER Y XS CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP /6/ Jr Subordinated Temporary Write Down NR N/A FR GBP ,000 B C D G H 7 STUTTGART Y XS CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP /6/ Jr Subordinated Temporary Write Down ,000 NR BB+ FR EUR ,000 A B C D G H 8 EURONEXT-PARIS Y USF22797YK86 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP /9/ Jr Subordinated Temporary Write Down ,250 Ba1 BB+ FR USD ,000 A B C D G H 8 EURONEXT-PARIS Y USF22797RT78 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP /1/ Jr Subordinated Temporary Write Down ,750 NR BB+ FR USD ,000 A B C D G H 8 EURONEXT-PARIS Y USF2R125CD54 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP /12/ Jr Subordinated Temporary Write Down ,250 Ba1 BB+ FR USD ,000 B C D G H 8 EURONEXT-PARIS Y XS ALLIED IRISH BANKS PLC AIBG ID 愛爾蘭聯合銀行 AIB /12/ Jr Subordinated Temporary Write Down B1 N/A IE EUR ,000 A B C D G H 9+ DUBLIN Y US060505EL47 BANK OF AMERICA CORP BAC US 美國銀行 BAC /10/ Jr Subordinated N/A N/A 1,400 Ba1 BBB- US USD ,000 B C D H 7 TRACE Y US060505EH35 BANK OF AMERICA CORP BAC US 美國銀行 BAC /9/ Jr Subordinated N/A N/A 2,000 Ba1 BBB- US USD ,000 B C D H 7 DUSSELDORF Y XS BARCLAYS PLC BARC LN 巴克萊集團 BACR 7 15/9/ Jr Subordinated Equity Conversion NR B+ GB GBP ,000 A B C D F G H 9+ SIX Y XS BARCLAYS PLC BARC LN 巴克萊集團 BACR 8 15/12/ Jr Subordinated Equity Conversion 7 1,000 NR B+ GB EUR ,000 A B C D F G H 9+ SIX Y XS BARCLAYS PLC BARC LN 巴克萊集團 BACR /9/ Jr Subordinated Equity Conversion 7 1,000 Ba3 B+ GB GBP ,000 A B C D F G H 9+ SIX Y US06738EAA38 BARCLAYS PLC BARC LN 巴克萊集團 BACR /12/ Jr Subordinated Equity Conversion 7 2,000 NR B+ GB USD ,000 B C D F G H 8 TRACE Y XS BARCLAYS PLC BARC LN 巴克萊集團 BACR /9/ Jr Subordinated Equity Conversion 7 1,077 NR B+ GB EUR ,000 A B C D F G H 9+ SIX Y US06738EAB11 BARCLAYS PLC BARC LN 巴克萊集團 BACR /9/ Jr Subordinated Equity Conversion 7 1,211 NR B+ GB USD ,000 A B C D F G H 9+ FRANKFURT Y XS JULIUS BAER GROUP LTD BAER SW 瑞士寶盛集團有限公司 BAERVX /11/ Jr Subordinated Permanent Write Down Baa3 N/A CH SGD ,000 A B C D G H 7 SGX-ST Y USP3772WAF97 BANCO DO BRASIL (CAYMAN) BBAS3 BZ Banco do Brasil SA/ 開曼 BANBRA 9 18/6/ Jr Subordinated Permanent Write Down ,170 B2 CCC+ BR USD ,000 A B C D G H 9+ TRACE Y XS BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM 9 9/5/ Jr Subordinated Equity Conversion ,500 NR N/A ES USD ,000 A B C D F G H 4 SGX-ST N XS BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM 7 19/2/ Jr Subordinated Equity Conversion ,500 NR N/A ES EUR ,000 B C D F G H 5 SGX-ST N XS BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM /2/ Jr Subordinated Equity Conversion ,500 Ba2 N/A ES EUR ,000 A B C D F G H 8 DUBLIN Y XS BANCO BILBAO VIZCAYA ARG BBVA SM 畢爾巴鄂比斯開銀行 BBVASM /4/ Jr Subordinated Equity Conversion ,000 Ba2 N/A ES EUR ,000 A B C D F G H 8 DUBLIN Y XS BANK OF CHINA 3988 HK 中國銀行 BCHINA /10/ Jr Subordinated Equity Conversion ,940 Ba2 BB CN CNY ,000,000 A B C D F G H 8 HONG KONG Y XS GOVERNOR & CO OF THE BAN BIRG ID 愛爾蘭銀行 BKIR /6/ Jr Subordinated Temporary Write Down Ba3 BB- IE EUR ,000 B C D G H 8 DUBLIN Y XS BANKINTER SA BKT SM 西班牙洲際銀行 BKTSM /5/ Jr Subordinated Equity Conversion Ba3 N/A ES EUR ,000 A B C D F G H 8 STUTTGART Y XS BANK OF EAST ASIA LTD 23 HK 東亞銀行 BNKEA 5.5 2/12/ Jr Subordinated Permanent Write Down N/A 650 Ba2 BB HK USD ,000 B C D G H 8 HONG KONG Y USF1R15XK367 BNP PARIBAS BNP FP 法國巴黎銀行 BNP /8/ Jr Subordinated Temporary Write Down ,500 Ba1 BBB- FR USD ,000 A B C D G H 8 EURONEXT-PARIS Y XS BNP PARIBAS BNP FP 法國巴黎銀行 BNP /6/ Jr Subordinated Temporary Write Down Ba1 BBB- FR EUR ,000 A B C D G H 8 EURONEXT-PARIS Y USF1R15XK441 BNP PARIBAS BNP FP 法國巴黎銀行 BNP /3/ Jr Subordinated Temporary Write Down ,500 Ba1 BBB- FR USD ,000 B C D G H 8 EURONEXT-PARIS Y XS BANK OF COMMUNICATIONS 3328 HK 交通銀行 BOCOM 5 29/7/ Jr Subordinated Equity Conversion ,450 B1 N/A CN USD ,000 A B C D F G H 9+ HONG KONG Y USP0779LAA37 BANCO BTG PACTUAL LUX BPAC11 BZ 巴西百達投資銀行 ( 盧森堡 ) BTGPBZ /9/ Jr Subordinated Permanent Write Down B2 N/A BR USD ,000 A B C D G H 9+ EUROMTF Y XS CHINA CONSTRUCTION BANK 939 HK 建設銀行 CCB /12/ Jr Subordinated Equity Conversion ,050 Ba2 BB- CN USD ,000 B C D F G H 8 HONG KONG Y XS CHONG HING BANK LTD 1111 HK 創興銀行 CHOHIN /9/ Jr Subordinated Permanent Write Down N/A 300 Ba2 N/A CN USD ,000 A B C D G H 8 HONG KONG Y XS CHINA CITIC BANK INTL LT HKBZ HK 中信銀行 ( 國際 ) 有限公司 CINDBK /4/ Jr Subordinated Permanent Write Down N/A 300 Ba2 N/A HK USD ,000 B C D G H 8 HONG KONG Y XS COVENTRY BLDG SOCIETY 4620Z LN 考文垂建築協會 COVBS /11/ Jr Subordinated Equity Conversion N/A N/A GB GBP ,000 A B C D F G H 6 SIX Y XS CREDIT SUISSE GROUP AG CSGN SW 瑞信集團 CS /12/ Jr Subordinated Permanent Write Down ,500 N/A BB CH USD ,000 A B C D G H 8 SIX Y XS CREDIT SUISSE GROUP AG CSGN SW 瑞信集團 CS /12/ Jr Subordinated Permanent Write Down ,250 N/A BB CH USD ,000 A B C D G H 8 SIX Y XS DANSKE BANK A/S DANSKE DC 丹斯克銀行 DANBNK /4/ Jr Subordinated Temporary Write Down NR BBB- DK EUR ,000 A B C D G H 7 DUBLIN Y XS DANSKE BANK A/S DANSKE DC 丹斯克銀行 DANBNK /4/ Jr Subordinated Temporary Write Down Baa3 BBB- DK EUR ,000 B C D G H 7 DUBLIN Y XS DEUTSCHE BANK AG DBK GR 德意志銀行 DB /4/ Jr Subordinated Temporary Write Down B1 B+ DE GBP ,000 B C D G H 8 STUTTGART Y DE000DB7XHP3 DEUTSCHE BANK AG DBK GR 德意志銀行 DB 6 30/4/ Jr Subordinated Temporary Write Down ,750 B1 B+ DE EUR ,000 A B C D G H 9+ ALL GERMAN SE Y XS DEUTSCHE BANK AG DBK GR 德意志銀行 DB /4/ Jr Subordinated Temporary Write Down ,250 B1 B+ DE USD ,000 A B C D G H 9+ TRACE Y US251525AN16 DEUTSCHE BANK AG DBK GR 德意志銀行 DB /4/ Jr Subordinated Temporary Write Down ,500 B1 B+ DE USD ,000 A B C D G H 9+ EUROMTF Y XS DNB BANK ASA SNOG NO DNB Bank ASA DNBNO /3/ Jr SubordinatedTemporary Write Down Baa3 BBB NO USD ,000 B C D G H 7 DUBLIN Y US404280AR04 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC /1/ Jr Subordinated Equity Conversion 7 1,500 Baa3 N/A GB USD ,000 A B C D F G H 7 DUBLIN Y XS HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC /9/ Jr Subordinated Equity Conversion 7 1,500 Baa3 N/A GB EUR ,000 A B C D F G H 7 DUBLIN Y XS HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC 6 29/9/ Jr Subordinated Equity Conversion 7 1,000 Baa3 N/A GB EUR ,000 B C D F G H 7 DUBLIN Y US404280AS86 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC /9/ Jr Subordinated Equity Conversion 7 2,250 Baa3 N/A GB USD ,000 A B C D F G H 7 DUBLIN Y US404280AT69 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC /3/ Jr Subordinated Equity Conversion 7 2,450 Baa3 N/A GB USD ,000 B C D F G H 7 TRACE Y USY39656AA40 IND & COMM BK OF CHINA CH 工商銀行 ICBCAS 6 10/12/ Jr Subordinated Equity Conversion ,940 Ba2 BB- CN USD ,000 A B C D F G H 8 HONG KONG Y XS IND & COMM BK OF CHINA CH 工商銀行 ICBCAS 6 10/12/ Jr Subordinated Equity Conversion Ba2 BB- CN EUR ,000 A B C D F G H 8 HONG KONG Y US456837AE31 ING GROEP NV INGA NA 荷蘭國際集團 INTNED 6 16/4/ Jr Subordinated Equity Conversion 7 1,000 Ba1 BB NL USD ,000 B C D F G H 8 DUBLIN Y US456837AF06 ING GROEP NV INGA NA 荷蘭國際集團 INTNED /4/ Jr Subordinated Equity Conversion 7 1,250 Ba1 BB NL USD ,000 B C D F G H 8 DUBLIN Y XS PERMANENT TSB PLC IL0A ID Permanent TSB PLC IPMID /4/ Jr Subordinated Equity Conversion NR N/A IE EUR ,000 A B C D F G H 9+ DUBLIN Y XS INTESA SANPAOLO SPA ISP IM 聯合聖保羅銀行 ISPIM 7 19/1/ Jr Subordinated Temporary Write Down ,250 Ba3 BB- IT EUR ,000 A B C D G H 8 FRANKFURT Y US48126HAC43 JPMORGAN CHASE & CO JPM US 摩根大通銀行 JPM 6.1 1/10/ Jr Subordinated N/A N/A 1,600 Baa3 BBB- US USD ,000 B C D H 7 TRACE Y BE KBC GROEP NV KBC BB 比利時聯合金融集團 KBCBB /3/ Jr Subordinated Temporary Write Down ,400 NR BB BE EUR ,000 A B C D G H 8 EURONEXT-BRUSS Y XS MUNICIPALITY FINANCE PLC 市政金融公開有限公司 KUNTA 4.5 1/4/ Jr Subordinated Temporary Write Down A3 BBB+ FI EUR ,000 B C D G H 5 DUBLIN N XS LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS /6/ Jr Subordinated Equity Conversion Baa3 BB- GB GBP ,000 A B C D F G H 8 DUBLIN Y XS LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS /6/ Jr Subordinated Equity Conversion 7 1,494 Baa3 BB- GB GBP ,000 A B C D F G H 8 DUBLIN Y

8 Coupon Nxt Call Date Nxt Call Px BANK AT1 CAPITAL*** Coco action Trigger Lvl Moody's S&P Crncy Offer Offer YTC Min. Size Score Exchange Listed High & Complex 發行商股票號碼票面息下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率入場費風險水平上市交易所高風險及複雜產品 XS LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS /6/ Jr Subordinated Equity Conversion Baa3 BB- GB EUR ,000 B C D F G H 8 DUBLIN Y XS LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 7 27/6/ Jr Subordinated Equity Conversion 7 1,481 Baa3 BB- GB GBP ,000 A B C D F G H 8 DUBLIN Y US539439AG42 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS /6/ Jr Subordinated Equity Conversion 7 1,675 Baa3 BB- GB USD ,000 A B C D F G H 8 DUBLIN Y XS CHINA MINSHENG BKG CORP CH 民生銀行 CHIMIN /12/ Jr Subordinated Equity Conversion ,439 N/A N/A CN USD ,000 B C D F G H 7 HONG KONG Y US65557DAL55 NORDEA BANK AB NDA SS 北歐聯合銀行股份公司 NDASS /9/ Jr Subordinated Temporary Write Down Ba1 BBB SE USD ,000 A B C D G H 8 TRACE Y US65557DAM39 NORDEA BANK AB NDA SS 北歐聯合銀行股份公司 NDASS /9/ Jr Subordinated Temporary Write Down ,000 Ba1 BBB SE USD ,000 A B C D G H 8 DUBLIN Y XS NORDEA BANK AB NDA SS 北歐聯合銀行股份公司 NDASS /9/ Jr Subordinated Temporary Write Down Ba1 BBB SE USD ,000 A B C D G H 8 DUBLIN Y XS NBK TIER 1 FNC LTD NBK KK 科威特國民銀行一級融資有限公 NTBKKK /4/ Jr Subordinated Permanent Write Down N/A 700 Baa3 N/A KW USD ,000 B C D G H 7 DUBLIN Y XS NATIONWIDE BLDG SOCIETY D LN 全英房屋抵押貸款協會 NWIDE /6/ Jr Subordinated Equity Conversion 7 1,000 N/A BB+ GB GBP ,000 A B C D F G H 8 SIX Y XS NYKREDIT REALKREDIT AS 1006Z DC Nykredit Realkredit 公司 NYKRE /10/ Jr Subordinated Temporary Write Down N/A BB+ DK EUR ,000 B C D G H 8 DUBLIN Y XS POSTAL SAVINGS BK CHINA 1658 HK 郵儲銀行 POSABK /9/ Jr Subordinated Equity Conversion ,250 Ba3 N/A CN USD ,000 A B C D F G H 8 HONG KONG Y XS BANK OF ZHENGZHOU CO LTD 6196 HK 鄭州銀行 CBZHZH /10/ Jr Subordinated Equity Conversion ,191 N/A N/A CN USD ,000 A B C D F G H 7 HONG KONG Y XS COOPERATIEVE RABOBANK UA RABO NA 荷蘭合作銀行 RABOBK /6/ Jr Subordinated Temporary Write Down ,500 Baa3 N/A NL EUR ,000 A B C D G H 7 EURONEXT-AMSTER Y XS COOPERATIEVE RABOBANK UA RABO NA 荷蘭合作銀行 RABOBK /6/ Jr Subordinated Temporary Write Down ,250 Baa3 N/A NL EUR ,000 A B C D G H 7 DUBLIN Y XS RABOBANK STICHTING AK Stichting AK 荷蘭合作銀行憑證 RABOBK 6.5 N/A N/A Jr Subordinated N/A N/A 7,449 N/A N/A NL EUR N/A 25 B D H 7 EURONEXT-AMSTER Y US780099CJ48 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS /8/ Jr Subordinated Equity Conversion 7 2,000 Ba3 B GB USD ,000 B C D F G H 8 TRACE Y US780099CK11 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 8 10/8/ Jr Subordinated Equity Conversion 7 1,150 Ba3 B GB USD ,000 B C D F G H 8 TRACE Y XS BANCO SANTANDER SA SAN SM 西班牙國際銀行 SANTAN /3/ Jr Subordinated Equity Conversion ,500 Ba1 N/A ES EUR ,000 A B C D F G H 8 DUBLIN Y XS BANCO SANTANDER SA SAN SM 西班牙國際銀行 SANTAN /9/ Jr Subordinated Equity Conversion ,500 Ba1 N/A ES EUR ,000 A B C D F G H 8 DUBLIN Y XS BANCO SANTANDER SA SAN SM 西班牙國際銀行 SANTAN /5/ Jr Subordinated Equity Conversion ,500 Ba1 N/A ES USD ,000 A B C D F G H 8 DUBLIN Y XS SANTANDER UK GROUP HLDGS D LN 桑坦德集團控股 ( 英國 ) SANUK /6/ Jr Subordinated Permanent Write Down Ba2 B+ GB GBP ,000 A B C D G H 9+ LONDON Y XS SKANDINAVISKA ENSKILDA SEBA SS 北歐斯安銀行 SEB /5/ Jr Subordinated Temporary Write Down ,100 Baa3 N/A SE USD ,000 B C D G H 7 DUBLIN Y XS SVENSKA HANDELSBANKEN A SHBA SS 瑞典商業銀行 SHBASS /3/ Jr Subordinated Temporary Write Down ,200 Baa2 BBB SE USD ,000 A B C D G H 6 DUBLIN Y XS SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN /11/ Jr Subordinated Temporary Write Down ,250 Ba2 BB+ FR USD ,000 A B C D G H 8 FRANKFURT Y USF8586CRW49 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN /12/ Jr Subordinated Temporary Write Down ,750 Ba2 BB+ FR USD ,000 A B C D G H 8 MUNICH Y USF8586CXG25 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 6 27/1/ Jr Subordinated Temporary Write Down ,500 Ba2 N/A FR USD ,000 A B C D G H 8 TRACE Y XS SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN /4/ Jr Subordinated Temporary Write Down ,000 Ba2 N/A FR EUR ,000 A B C D G H 8 STUTTGART Y USF43628B413 SOCIETE GENERALE GLE FP 法國興業銀行 SOCGEN 8 29/9/ Jr Subordinated Temporary Write Down ,250 Ba2 BB+ FR USD ,000 A B C G H 8 BERLIN Y USG84228CE61 STANDARD CHARTERED PLC STAN LN 渣打集團 STANLN 6.5 2/4/ Jr Subordinated Equity Conversion 7 2,000 Ba1 BB- GB USD ,000 B C D F G H 8 HONG KONG Y XS SWEDBANK AB SWEDA SS 瑞典銀行 SWEDA /3/ Jr Subordinated Equity Conversion Baa3 BBB SE USD ,000 A B C D F G H 7 DUBLIN Y CH UBS GROUP AG UBSG SW 瑞銀集團公司 UBS /2/ Jr Subordinated Permanent Write Down 7 1,250 N/A BB CH USD ,000 A B C D G H 8 SIX Y CH UBS GROUP AG UBSG SW 瑞銀集團公司 UBS /8/ Jr Subordinated Permanent Write Down 7 1,575 N/A BB CH USD ,000 B C D G H 8 SIX Y CH UBS GROUP AG UBSG SW 瑞銀集團公司 UBS 7 19/2/ Jr Subordinated Permanent Write Down ,250 N/A BB+ CH USD ,000 A B C D G H 8 SIX Y CH UBS GROUP AG UBSG SW 瑞銀集團公司 UBS /2/ Jr Subordinated Permanent Write Down ,000 N/A BB+ CH EUR ,000 A B C D G H 8 SIX Y CH UBS GROUP AG UBSG SW 瑞銀集團公司 UBS /3/ Jr Subordinated Permanent Write Down 7 1,500 Ba1 *+ BB CH USD ,000 A B C D G H 8 SIX Y XS UNICREDIT SPA UCG IM 裕信銀行 UCGIM /9/ Jr Subordinated Temporary Write Down ,000 N/A N/A IT EUR ,000 A B C D G H 8 FRANKFURT Y XS UNICREDIT SPA UCG IM 裕信銀行 UCGIM 8 3/6/ Jr Subordinated Temporary Write Down ,250 N/A N/A IT USD ,000 A B C D G H 8 TRACE Y XS VIRGIN MONEY HLGD VM/ LN 英國維珍金融控股公司 VIRGMN /7/ Jr Subordinated Equity Conversion N/A N/A GB GBP ,000 B C D F G H 8 BERLIN Y US780099CJ48 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS /8/ Jr Subordinated Equity Conversion 7 2,000 Ba3 B GB USD ,000 B C D F G H 8 TRACE Y US404280BC26 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC /6/ Jr Subordinated Equity Conversion 7 2,000 Baa3 N/A GB USD ,000 A B C D F G H 7 DUBLIN Y ***"BANK AT1 CAPITAL" are only for Professional Investors * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

9 Coupon Maturity Nxt Call Date Nxt Call Px BANK T2 CAPITAL*** Coco action Trigger Lvl Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange High & Complex 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所高風險及複雜產品 USF22797QT87 CREDIT AGRICOLE SA ACA FP 法國農業信貸銀行 ACAFP /9/ /9/ Subordinated Permanent Write Down 7 1,000 NR BBB FR USD ,000 B C G 6 EURONEXT-PARIS Y USQ0426RNB07 AUST & NZ BANKING GROUP ANZ AU 澳盛銀行集團 ANZ /3/2024 N/A N/A Subordinated Non Specified N/A 800 Baa1 BBB AU USD N/A ,000 B G 5 TRACE N XS AUST & NZ BANKING GROUP ANZ AU 澳盛銀行集團 ANZ /1/ /1/ Subordinated Non Specified N/A 2,500 Baa1 BBB AU CNY ,000,000 B C G 5 AUSTRALIA N US06740L8C27 BARCLAYS BANK PLC Z LN 巴克萊銀行公開有限公司 BACR /11/2022 N/A N/A Subordinated Permanent Write Down 7 3,000 NR BB+ GB USD N/A ,000 A B G 7 NEW YORK Y US06739FHK03 BARCLAYS BANK PLC Z LN 巴克萊銀行公開有限公司 BACR /4/ /4/ Subordinated Permanent Write Down 7 1,000 NR BB+ GB USD ,000 B C G 7 LONDON Y US06738EAC93 BARCLAYS PLC BARC LN 巴克萊集團 BACR /9/2024 N/A N/A Subordinated N/A N/A 1,250 Ba1 BB+ GB USD N/A ,000 B 7 NEW YORK N USP16259AL02 BBVA BANCOMER SA TEXAS 1470Z MM BBVA Bancomer SA/ 德州 BBVASM /11/ /11/ Subordinated Permanent Write Down Ba1 BB+ MX USD ,000 B C D G 7 DUBLIN Y US06120TAA60 BANK OF CHINA 3988 HK 中國銀行 BCHINA 5 13/11/2024 N/A N/A Subordinated Permanent Write Down N/A 3,000 Baa3 BBB+ CN USD N/A ,000 B G 6 HONG KONG Y USP16236AG98 BBVA BANCO CONTINENTAL CONTINC1 PE BBVA Banco Continental SA BCOCPE /9/ /9/ Subordinated N/A N/A 300 N/A BBB- PE USD ,000 B C 6 EUROMTF N US05579T5G71 BNP PARIBAS BNP FP 法國巴黎銀行 BNP /10/2024 N/A N/A Subordinated N/A N/A 1,000 Baa2 BBB+ FR USD N/A ,000 B 5 TRACE N XS BANK OF COMMUNICATIONS 3328 HK 交通銀行 BOCOM 4.5 3/10/2024 3/10/ Subordinated Permanent Write Down N/A 1,200 N/A N/A CN USD ,000 B C G 4 HONG KONG N US172967HA25 CITIGROUP INC C US 花旗集團 C /9/2043 N/A N/A Subordinated N/A N/A 1,000 Baa3 BBB US USD N/A ,000 B 6 NEW YORK N USP1932YAA75 CAIXA ECONOMICA FEDERAL CEFN3 BZ 巴西聯邦儲蓄銀行 CAIXBR /7/ /7/ Subordinated Permanent Write Down B2 N/A BR USD ,000 B C G 8 EUROMTF Y XS CHINA CONSTRUCT BK ASIA 1052Z HK 中國建設銀行亞洲股份有限公司 CCB /8/ /8/ Subordinated Permanent Write Down N/A 750 Baa2 N/A HK USD ,000 B C G 5 HONG KONG N XS CHINA CONSTRUCTION BANK 939 HK 建設銀行 CCB /5/ /5/ Subordinated Permanent Write Down N/A 2,000 N/A BBB+ CN USD ,000 B C G 5 HONG KONG N XS CHINA CITIC BANK INTL LT HKBZ HK 中信銀行 ( 國際 ) 有限公司 CINDBK 6 7/5/2024 7/5/ Subordinated Permanent Write Down N/A 300 N/A N/A HK USD ,000 B C G 5 HONG KONG N XS CREDIT SUISSE AG SVBZK SW 瑞士信貸有限公司 CS 6.5 8/8/2023 N/A N/A Subordinated Permanent Write Down 5 2,500 NR BBB CH USD N/A ,000 B G 5 SIX N XS DAH SING BANK LTD 1039Z HK 大新銀行 DAHSIN /1/ /1/ Subordinated Permanent Write Down N/A 225 Baa2 N/A HK USD ,000 B C G 5 HONG KONG N XS GAZPROMBK (GPB FINANCE) GZPR RU 俄羅斯天然氣工業銀行公司歐洲 GPBRU /7/2020 N/A N/A Subordinated N/A N/A 400 NR N/A RU USD N/A ,000 B 6 DUBLIN N XS HCFB LLC(EURASIA CAP SA) HCFB RU 房屋信貸及金融銀行有限責任公 HCFBRU /4/ /4/ Subordinated N/A N/A 229 WR N/A RU USD ,000 B C 2 LONDON N US404280AQ21 HSBC HOLDINGS PLC HSBA LN 匯豐控股 HSBC /3/2044 N/A N/A Subordinated N/A N/A 1,500 A3 BBB+ GB USD N/A ,000 B 4 NEW YORK N XS ICBC ASIA LTD CH 工銀亞洲 ICBCAS /10/ /10/ Subordinated Permanent Write Down N/A 500 NR BBB+ HK USD ,000 B C G 5 HONG KONG N XS KRUNG THAI BANK/CAYMAN KTB TB Krung Thai Bank PCL/Cayman I KTBTB /12/ /12/ Subordinated Permanent Write Down N/A 700 N/A B+ TH USD ,000 B C G 8 SGX-ST Y US53944YAA10 LLOYDS BANKING GROUP PLC LLOY LN 駿懋銀行集團 LLOYDS 4.5 4/11/2024 N/A N/A Subordinated N/A N/A 1,000 Baa1 BBB- GB USD N/A ,000 B 6 NEW YORK N USG6180BAB39 MIZUHO FIN GRP CAYMAN JP 瑞穗金融集團 3 有限公司 ( 開曼 ) MIZUHO /3/2024 N/A N/A Subordinated Permanent Write Down N/A 1,500 N/A BBB JP USD N/A ,000 B G 5 SGX-ST N US55608YAB11 MACQUARIE BANK LTD Z AU 麥格里銀行有限公司 MQGAU /6/2025 N/A N/A Subordinated Equity Conversion N/A 750 Baa3 BBB- AU USD N/A ,000 B F G 6 TRACE Y EK NEWBRIDGE BANCORP FNB US 新橋銀行 NBBC /3/ /3/ Subordinated N/A N/A 16 N/A N/A US USD ,000 B C 5 TRACE N XS NORDDEUTSCHE LANDESBAN 2531Z GR 北德意志州銀行 NDB /4/2024 N/A N/A Subordinated N/A N/A 500 B1 N/A DE USD N/A ,000 B 7 STUTTGART N US69033DAC11 OVERSEA-CHINESE BANKING OCBC SP 華僑銀行有限公司 OCBCSP /6/2024 N/A N/A Subordinated Permanent Write Down N/A 1,000 A3 *+ BBB+ SG USD N/A ,000 B G 4 SGX-ST N US780097AZ42 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS 6 19/12/2023 N/A N/A Subordinated N/A N/A 2,000 Ba1 BB GB USD N/A ,000 B 7 NEW YORK N US780097AY76 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS /6/2023 N/A N/A Subordinated N/A N/A 1,000 Ba1 BB GB USD N/A ,000 B 7 NEW YORK N US780099CH81 ROYAL BK SCOTLND GRP PLC RBS LN 蘇格蘭皇家銀行公開有限公司 RBS /5/2024 N/A N/A Subordinated N/A N/A 2,250 Ba1 BB GB USD N/A ,000 B 7 NEW YORK N XS SBERBANK (SB CAP SA) SBER RM 俄羅斯聯邦儲蓄銀行透過俄羅斯 SBERRU /2/ /2/ Subordinated Permanent Write Down 2 1,000 N/A N/A RU USD ,000 A B C G 3 DUBLIN N XS STANDARD CHARTERED PLC STAN LN 渣打集團 STANLN /1/2023 N/A N/A Subordinated N/A N/A 2,000 Baa1 BBB- GB USD N/A ,000 B 6 LONDON N CH UBS AG UBSN SW 瑞士銀行 UBS /5/2024 N/A N/A Subordinated Permanent Write Down 5 2,500 N/A BBB+ CH USD N/A ,000 B G 5 SIX N US98105HAC43 WOORI BANK KS 友利銀行 WOORIB /4/2024 N/A N/A Subordinated Permanent Write Down N/A 1,000 Ba1 *+ BBB KR USD N/A ,000 B G 5 SGX-ST N USY1391CAJ00 BANK OF CHINA HONG KONG 1055Z HK 中國銀行 ( 香港 ) 有限公司 BCHINA /2/2020 N/A N/A Subordinated N/A N/A 2,500 A3 A HK USD N/A ,000 B 4 TRACE N XS BANK OF EAST ASIA LTD 23 HK 東亞銀行 BNKEA /7/2020 N/A N/A Subordinated N/A N/A 600 Baa3 BBB HK USD N/A ,000 B 6 SGX-ST N XS WING LUNG BANK LTD Q HK 永隆銀行有限公司 CHINAM /11/2022 7/5/ Subordinated N/A N/A 200 Baa2 N/A HK USD ,000 B C 5 SGX-ST N ***BANK T2 CAPITAL are only for Professional Investors * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

10 ISIN Issuer Stock Code Chinese name Coupon Maturity Nxt Call Date USD PERPETUAL SECURITIES Coco action Trigger Lvl Moody's S&P Offer Offer YTC Offer YTM Min. Size Score Exchange High & Complex 發行商股票號碼票面息到期日下個贖回日流通額穆迪評級標普評級國家現價贖回息率買入息率入場費風險水平上市交易所高風險及複雜產品 XS AGILE GROUP HOLDINGS LTD 3383 HK 雅居樂集團 AGILE 8.25 N/A 18/7/2018 Jr Subordinated PERP/CALL N/A N/A 700 N/A N/A CN ,000 B C D H 6 HONG KONG Y USN08328AA95 BILT PAPER BV BILT IN Bilt Paper BV BILTIN 9.64 N/A 11/8/2021 Jr Subordinated PERP/CALL N/A N/A 200 N/A N/A IN ,000 B C D H 9+ SGX-ST Y XS CENTRAL PLAZA DEVT LTD 2868 HK 中央廣場開發有限公司 BJCAPT N/A 8/4/2018 Sr Unsecured PERP/CALL N/A N/A 400 N/A N/A CN ,000 C D H 2 HONG KONG N XS CENTRAL PLAZA DEVT LTD 2868 HK 中央廣場開發有限公司 BJCAPT N/A 2/12/2019 Sr Unsecured PERP/CALL N/A N/A 450 N/A N/A CN ,000 C D H 5 HONG KONG N XS CHALCO HK INVESTMENT 2600 HK 中鋁香港投資有限公司 CHALUM N/A 29/10/2018 Sr Unsecured PERP/CALL N/A N/A 350 N/A N/A CN ,000 C D H 3 HONG KONG N XS SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 6.4 N/A 20/6/2022 Sr Unsecured PERP/CALL N/A N/A 600 N/A N/A CN ,000 C D H 6 SGX-ST Y XS CCCI TREASURE LTD 1800 HK CCCI Treasure Ltd CHCOMU 3.5 N/A 21/4/2020 Sr Unsecured PERP/CALL N/A N/A 1,100 A3 N/A CN ,000 C D H 4 HONG KONG N XS CLP POWER HK FINANCE LTD 2 HK CLP Power HK Finance Ltd CHINLP 4.25 N/A 7/11/2019 Subordinated PERP/CALL N/A N/A 750 A3 A- HK ,000 B C D H 4 HONG KONG N XS DIANJIAN HAIXING LTD CH 電建海興有限公司 CHPWCN 4.05 N/A 21/10/2019 Sr Unsecured PERP/CALL N/A N/A 500 Baa1 N/A CN ,000 C D H 4 HONG KONG N XS CITIC LTD 267 HK 中信股份 CITLTD N/A 22/11/2018 Subordinated PERP/CALL N/A N/A 1,000 N/A N/A CN ,000 B C D H 4 HONG KONG N Xs OVPH LTD 1038 HK OVPH Ltd CKINF N/A 1/3/2021 Subordinated PERP/CALL N/A N/A 1,200 N/A BBB HK ,000 B C D H 6 HONG KONG Y XS BLUESTAR FIN HOLDINGS CBSZ CH 藍星金融控股有限公司 CNBG N/A 17/12/2018 Sr Unsecured PERP/CALL N/A N/A 500 Baa2 BBB- CN ,000 C D H 6 HONG KONG Y XS CHINA TAIPING INSURANCE 966 HK 中國太平 CTIH 5.45 N/A 10/9/2019 Subordinated PERP/CALL N/A N/A 600 N/A BBB- CN ,000 B C D H 6 HONG KONG Y XS MOON WISE GLOBAL 3900 HK 月慧環球有限公司 GRNCH 9 N/A 28/1/2019 Subordinated PERP/CALL N/A N/A 500 N/A N/A CN ,000 B C D H 6 HONG KONG Y XS TOWNGAS FINANCE LTD 3 HK 港華燃氣融資有限公司 HKCGAS 4.75 N/A 28/1/2019 Jr Subordinated PERP/CALL N/A N/A 300 A3 A- HK ,000 B C D H 5 HONG KONG N XS RH INTL FINANCE LTD 78 HK RH International Finance Ltd REGH 6.5 N/A 13/4/2022 Sr Unsecured PERP/CALL N/A N/A 225 N/A N/A HK ,000 C D H 7 HONG KONG Y XS ROYAL CAPITAL BV ICT PM Royal Capital BV ICTPM 5.5 N/A 5/5/2021 Sr Unsecured PERP/CALL N/A N/A 265 N/A N/A PH ,000 C D H 5 SGX-ST N XS ROYAL CAPITAL BV ICT PM Royal Capital BV ICTPM 6.25 N/A 5/5/2019 Sr Unsecured PERP/CALL N/A N/A 140 N/A N/A PH ,000 C D H 4 SGX-ST N XS LI & FUNG LTD 494 HK 利豐 LIFUNG 5.25 N/A 3/11/2021 Subordinated PERP/CALL N/A N/A 650 Baa3 BBB- HK ,000 B C D H 6 SGX-ST Y XS LI & FUNG LTD 494 HK 利豐 LIFUNG 6 N/A 25/5/2018 Subordinated PERP/CALL N/A N/A 500 Baa3 BBB- HK ,000 B C D H 6 SGX-ST Y XS NOBLE GROUP LTD NOBL SP 來寶集團有限公司 NOBLSP 6 N/A 24/6/2019 Jr Subordinated PERP/CALL N/A N/A 400 N/A N/A HK ,000 B C D H 9+ FRANKFURT Y XS PETRON CORP PCOR PM 佩特龍公司 PCORPM 7.5 N/A 6/8/2018 Subordinated PERP/CALL N/A N/A 348 N/A N/A PH ,000 B C D H 3 HONG KONG N USY7145PCN60 PTT EXPLOR & PRODUCT PCL PTTEP TB PTT Exploration & Production PTTEPT N/A 18/6/2019 Jr Subordinated PERP/CALL N/A N/A 145 Baa3 BB+ TH ,000 B C D H 7 SGX-ST Y XS CRCC YUPENG LTD 1186 HK 鐵建宇鵬有限公司 RLCONS 3.95 N/A 1/8/2019 Sr Unsecured PERP/CALL N/A N/A 800 A3 N/A CN ,000 C D H 4 HONG KONG N USG8188LAA10 SINOCHEM GLOBAL CAPITAL SINCHZ HK Sinochem Global Capital Co L SINOCH 5 N/A 2/11/2018 Subordinated PERP/CALL N/A N/A 600 Baa2 N/A CN ,000 B C D H 6 TRACE Y XS SMC GLOBAL POWER HLDGS SMC PM SMC Global Power Holdings Co SMCGL 6.75 N/A 26/2/2021 Subordinated PERP/CALL N/A N/A 300 N/A N/A PH ,000 B C D H 6 SGX-ST Y XS SMC GLOBAL POWER HLDGS SMC PM SMC Global Power Holdings Co SMCGL 7.5 N/A 7/11/2019 Subordinated PERP/CALL N/A N/A 300 N/A N/A PH ,000 B C D H 6 SGX-ST Y USY8T647AA09 SK E&S CO LTD SKECLZ KS SK E&S 有限公司 YUKONG N/A 26/11/2019 Subordinated PERP/CALL N/A N/A 300 Ba1 BB+ KR ,000 B C D H 7 SGX-ST Y XS LI & FUNG LTD 494 HK 利豐 LIFUNG 5.25 N/A 3/11/2021 Subordinated PERP/CALL N/A N/A 650 Baa3 BBB- HK ,000 B C D H 6 SGX-ST Y XS NWD FINANCE (BVI) LTD 17 HK NWD Finance BVI Ltd NWDEVL 5.75 N/A 5/10/2021 Sr Unsecured PERP/CALL N/A N/A 1,200 N/A N/A HK ,000 C D H 6 HONG KONG Y XS BAOXIN AUTO FINANCE I LT CH 廣匯寶信汽車金融 I 有限公司 CHGRAU 8.75 N/A 15/12/2019 Sr Unsecured PERP/CALL N/A N/A 400 N/A N/A CN ,000 C D H 7 SGX-ST Y XS BLUE SKYVIEW CO LTD N/A 藍色天景有限公司 HONAIR N/A 26/7/2020 Sr Unsecured PERP/CALL N/A N/A 683 N/A N/A HK ,000 C D H 8 HONG KONG Y XS ESTATE SKY LTD 497 HK 地產天空有限公司 CSIPTY 5.75 N/A 20/9/2022 Sr Unsecured PERP/CALL N/A N/A 200 N/A N/A HK ,000 C D H 6 SGX-ST Y XS SINO OCEAN LD TRS III 3377 HK Sino-Ocean Land Treasure III SINOCE 4.9 N/A 21/9/2022 Subordinated PERP/CALL N/A N/A 600 Ba2 N/A CN ,000 B C D H 7 HONG KONG Y XS CHALIECO HONG KONG CORP 2068 HK Chalieco Hong Kong Corp Ltd CHALUM 5.7 N/A 15/1/2020 Sr Unsecured PERP/CALL N/A N/A 350 N/A BB CN ,000 C D H 7 HONG KONG Y XS BAOXIN AUTO FINANCE I LT CH 廣匯寶信汽車金融 I 有限公司 CHGRAU N/A 30/10/2020 Sr Unsecured PERP/CALL N/A N/A 400 N/A N/A CN ,000 C D H 7 SGX-ST Y XS SOFTBANK GROUP CORP 9984 JP 軟銀 SOFTBK 6 N/A 19/7/2023 Subordinated PERP/CALL N/A N/A 2,750 Ba3 B+ JP ,000 B C D H 8 SGX-ST Y XS CLOVERIE PLC ZURICH INS ZURN SW Cloverie 公開有限公司針對蘇黎 ZURNVX 4.75 N/A 20/1/2022 Subordinated PERP/CALL N/A N/A 1,000 N/A A CH ,000 B C D H 6 DUBLIN Y XS DIANJIAN INT FIN LTD CH 電建國際金融有限公司 CHPWCN 4.6 N/A 13/3/2023 Sr Unsecured PERP/CALL N/A N/A 300 Baa1 N/A CN ,000 C D H 5 HONG KONG N XS TEWOO GROUP NO 5 LTD N/A Tewoo Group NO 5 Ltd TEWOOG 5.8 N/A 15/3/2021 Sr Unsecured PERP/CALL N/A N/A 450 N/A N/A CN ,000 C D H 6 SGX-ST Y * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

11 USD CHINA SOE Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 USG8669QAB61 TALENT YIELD INVESTMENTS 392 HK 傑益投資有限公司 BEIENT /4/2022 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 4 SGX-ST XS EASTERN CREATION II INVE BIICLZ CH 東創 II 投資控股有限公司 BEIJII /1/2020 N/A N/A Sr Unsecured 300 A2 A CN USD N/A ,000 3 HONG KONG XS EASTERN CREATION INVEST BIICLZ CH Eastern Creation Investment BEIJII /3/2019 N/A N/A Sr Unsecured 300 A2 A CN USD N/A ,000 3 HONG KONG XS BJ STATE-OWNED AST HK CO BJSOAZ CH 北京國資 ( 香港 ) 有限公司 BJSTAT 3 26/5/2020 N/A N/A Sr Unsecured 300 A3 A- CN USD N/A ,000 3 HONG KONG XS BJ STATE-OWNED AST HK CO BJSOAZ CH 北京國資 ( 香港 ) 有限公司 BJSTAT /5/2025 N/A N/A Sr Unsecured 700 A3 A- CN USD N/A ,000 4 HONG KONG XS AVIC INTL FINANCE INVEST CATIC CH AVIC International Finance & CATIC /9/2018 N/A N/A Sr Unsecured 300 Ba1 BBB- CN USD N/A ,000 6 HONG KONG XS AVIC INTL FINANCE INVEST CATIC CH AVIC International Finance & CATIC 6 12/9/2023 N/A N/A Sr Unsecured 200 Ba1 BBB- CN USD N/A ,000 6 HONG KONG USG2117CAB84 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL 4 14/5/2019 N/A N/A Sr Unsecured 1,000 Baa1 A- HK USD N/A ,000 3 HONG KONG USG21184AA79 CHINA CINDA FINANCE HK China Cinda Finance 2015 I L CCAMCL /4/2020 N/A N/A Sr Unsecured 1,300 Baa1 A- HK USD N/A ,000 3 HONG KONG USG2117CAC67 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL /5/2024 N/A N/A Sr Unsecured 500 Baa1 A- HK USD N/A ,000 4 HONG KONG XS CN ENERGY RSRVE CHMCALS N/A China Energy Reserve and Che CERCG /5/2018 N/A N/A Sr Unsecured 350 N/A N/A CN USD N/A ,000 7 HONG KONG XS CHINALCO FINANCE HLDGS CHACLZ CH Chinalco Finance Holdings Lt CHALUM /12/2019 N/A N/A Sr Unsecured 500 A1 N/A CN USD N/A ,000 3 HONG KONG USG8449WAB03 STATE GRID OVERSEAS INV CHSGCZ CH State Grid Overseas Investme CHGRID /5/2019 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD N/A ,000 3 HONG KONG USG8449WAC85 STATE GRID OVERSEAS INV CHSGCZ CH State Grid Overseas Investme CHGRID /5/2024 N/A N/A Sr Unsecured 1,600 A1 A+ CN USD N/A ,000 3 HONG KONG USG8449VAB20 STATE GRID OVERSEAS INV CHSGCZ CH State Grid Overseas Investme CHGRID /5/2023 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD N/A ,000 3 STUTTGART USY97279AB28 YANCOAL INTL RES DEV 1171 HK 兗煤國際資源開發有限公司 YZCOAL /5/2022 N/A N/A Sr Unsecured 228 B1 BB- CN USD N/A ,000 7 HONG KONG XS CSCEC FINANCE CAYMAN I CH 中國建築工程公司金融開曼 I CHCONS /11/2020 N/A N/A Sr Unsecured 500 A2 A CN USD N/A ,000 3 HONG KONG XS CHN CLEAN ENERGY DEVELOP CGNPCZ CH 中國清潔能源開發有限公司 CHGDNU 4 5/11/2025 N/A N/A Sr Unsecured 500 Baa1 N/A CN USD N/A ,000 4 HONG KONG XS CGNPC INTERNATIONAL LTD CGNPCZ CH 中廣核國際有限公司 CHGDNU 4 19/5/2025 N/A N/A Sr Unsecured 600 A3 BBB+ CN USD N/A ,000 4 HONG KONG XS AIRVESSEL FINANCE HLDG D CH Airvessel 金融控股有限公司 CHINAM /8/2019 N/A N/A Sr Unsecured 500 N/A BBB+ CN USD N/A ,000 3 HONG KONG XS CHINA OVERSEA FIN KY III 688 HK China Overseas Finance Cayma CHIOLI /10/2018 N/A N/A Sr Unsecured 500 A2 BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA OVERSEAS FIN KY V 688 HK 中國海外發展開曼 V 有限公司 CHIOLI /11/2022 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI /5/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI /5/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG USG2113BAA64 CHINA RESOURCES GAS GRP 1193 HK 華潤燃氣 CHIRES 4.5 5/4/2022 N/A N/A Sr Unsecured 750 A3 N/A CN USD N/A ,000 3 SGX-ST XS KING POWER CAPITAL LTD CHCOCZ CH King Power 資本公司有限公司 CHITRA /11/2019 N/A N/A Sr Unsecured 300 Baa1 BBB+ HK USD N/A ,000 3 HONG KONG XS KING POWER CAPITAL LTD CHCOCZ CH King Power 資本公司有限公司 CHITRA /11/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ HK USD N/A ,000 4 HONG KONG XS CHINA RAILWAY RESOURCES 390 HK 中國鐵路資源匯通有限公司 CHRAIL /2/2023 N/A N/A Sr Unsecured 500 N/A BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA STATE CONS FINANCE 3311 HK 中國建築金融 I 有限公司 ( 開曼 ) CHSCOI /4/2018 N/A N/A Sr Unsecured - Baa2 NR CN USD N/A N/A 200,000 5 HONG KONG XS CITIC SEC FINANCE CH CITIC Securities Finance 201 CITICS 2.5 3/5/2018 N/A N/A Sr Unsecured 800 N/A A CN USD N/A ,000 3 HONG KONG XS CITIC SECURITIES FIN MTN CH 中銀證券融資中期票據有限公司 CITICS /10/2019 N/A N/A Sr Unsecured 650 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /1/2024 N/A N/A Sr Unsecured 200 N/A N/A CN USD N/A ,000 4 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /4/2020 N/A N/A Sr Unsecured 500 A3 BBB+ CN USD N/A ,000 3 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /4/2021 N/A N/A Sr Unsecured 750 A3 BBB+ CN USD N/A ,000 4 TRACE XS CITIC LTD 267 HK 中信股份 CITLTD /1/2023 N/A N/A Sr Unsecured 1,400 A3 BBB+ CN USD N/A ,000 4 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /8/2022 N/A N/A Sr Unsecured 150 NR N/A CN USD N/A ,000 3 NOT LISTED XS CHINA MERCHANTS FINANCE 144 HK China Merchants Finance Co L CMHI /8/2025 N/A N/A Sr Unsecured 500 Baa1 BBB CN USD N/A ,000 5 HONG KONG US12625GAB05 CNOOC FINANCE 2013 LTD 883 HK 中海油財務 (2013) 有限公司 CNOOC /5/2018 N/A N/A Sr Unsecured 750 A1 A+ CN USD N/A ,000 3 HONG KONG USG2353WAA92 CNOOC FINANCE 2011 LTD 883 HK 中海油財務 (2011) 有限公司 CNOOC /1/2021 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG23530AA92 CNOOC FINANCE 2012 LTD 883 HK 中海油財務 (2012) 有限公司 CNOOC /5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 TRACE US12625GAC87 CNOOC FINANCE 2013 LTD 883 HK 中海油財務 (2013) 有限公司 CNOOC 3 9/5/2023 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD N/A ,000 3 STUTTGART USQ25738AA54 CNOOC CURTIS FUNDING NO1 CNOZ CH CNOOC Curtis Funding No 1 Pt CNOOC 4.5 3/10/2023 N/A N/A Sr Unsecured 1,300 A1 A+ CN USD N/A ,000 3 HONG KONG US12591DAC56 CNOOC FINANCE 2014 ULC 883 HK CNOOC Nexen Finance 2014 ULC CNOOC /4/2024 N/A N/A Sr Unsecured 2,250 A1 A+ CN USD N/A ,000 3 HONG KONG US12634MAB63 CNOOC FINANCE 2015 US 883 HK CNOOC Finance 2015 USA LLC CNOOC 3.5 5/5/2025 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD N/A ,000 3 HONG KONG US12591DAD30 CNOOC FINANCE 2014 ULC 883 HK CNOOC Nexen Finance 2014 ULC CNOOC /4/2044 N/A N/A Sr Unsecured 500 A1 A+ CN USD N/A ,000 3 HONG KONG USG22004AG38 CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /5/2019 N/A N/A Sr Unsecured 750 A2 A CN USD N/A ,000 3 HONG KONG XS CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /11/2019 N/A N/A Sr Unsecured 700 A1 A+ CN USD N/A ,000 3 HONG KONG USG22004AG38 CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /5/2019 N/A N/A Sr Unsecured 750 A2 A CN USD N/A ,000 3 HONG KONG USG21895AB60 CNPC HK OVERSEAS CAPITAL CH CNPC HK Overseas Capital Ltd CNPCCH /4/2021 N/A N/A Sr Unsecured 650 A2 A CN USD N/A ,000 3 HONG KONG USG22004AE89 CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /4/2023 N/A N/A Sr Unsecured 750 A2 A CN USD N/A ,000 3 TRACE USG22004AB41 CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /4/2022 N/A N/A Sr Unsecured 500 A2 A CN USD N/A ,000 3 HONG KONG XS PROSPEROUS RAY LTD 1070Z CH Prosperous Ray Ltd COFCO 3 12/11/2018 N/A N/A Sr Unsecured 500 A3 BBB+ HK USD N/A ,000 4 HONG KONG XS DOUBLE ROSY LTD 207 HK 倍隆有限公司 COFCOL /11/2019 N/A N/A Sr Unsecured 800 N/A N/A HK USD N/A ,000 3 HONG KONG XS CHINA OS GRAND OCEAN FIN 81 HK 中國海外宏洋金融 II 開曼 COGO /1/2019 N/A N/A Sr Unsecured 400 Baa2 BBB- CN USD N/A ,000 5 HONG KONG USG2444PAA50 COSL FINANCE BVI LTD 2883 HK COSL Finance BVI Ltd COSL /9/2022 N/A N/A Sr Unsecured 1,000 Baa1 BBB CN USD N/A ,000 4 TRACE XS CHINA RESOURCES LAND LTD 1109 HK 華潤置地 CRHZCH /2/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS AVI FUNDING CO LTD EIBCZ CH Avi 融資有限公司 EXIMCH /9/2025 N/A N/A Sr Unsecured 500 A1 A+ CN USD N/A ,000 3 SGX-ST XS AVI FUNDING CO LTD EIBCZ CH Avi 融資有限公司 EXIMCH /9/2020 N/A N/A Sr Unsecured 500 A1 A+ CN USD N/A ,000 3 SGX-ST USY23862AE81 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH /7/2019 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG XS EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH 2 26/4/2021 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD N/A ,000 3 SGX-ST

12 USD CHINA SOE Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 XS EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH /4/2026 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD N/A ,000 3 SGX-ST USY23862AF56 EXPORT-IMPORT BANK CHINA EIBCZ CH 中國進出口銀行 EXIMCH /7/2024 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG XS GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR /7/2019 N/A N/A Sr Unsecured 400 Ba2 BB- CN USD N/A ,000 6 HONG KONG XS GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR /7/2024 N/A N/A Sr Unsecured 600 Ba2 BB- CN USD N/A ,000 7 HONG KONG XS HUARONG FINANCE CO LTD 2799 HK 華融金融有限公司 HRAM 4 17/7/2019 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM /1/2020 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM /1/2025 N/A N/A Sr Unsecured 1,400 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS HAITONG INTL FIN HK 海通國際金融 2014 有限公司 HTISEC /9/2019 N/A N/A Sr Unsecured 600 N/A BBB HK USD N/A ,000 5 HONG KONG XS HAITONG INTL FIN HK 海通國際金融 2015 有限公司 HTISEC /7/2020 N/A N/A Sr Unsecured 700 N/A BBB HK USD N/A ,000 4 HONG KONG XS HUANENG HK CAPITAL LTD HNGZ CH Huaneng Hong Kong Capital Lt HUANEN /6/2018 N/A N/A Sr Unsecured 400 N/A N/A CN USD N/A ,000 3 HONG KONG XS HUAYI FINANCE I LTD DRUZ CH 華誼金融 I 有限公司 HUAYI 4 2/12/2019 N/A N/A Sr Unsecured 350 Ba2 BB+ CN USD N/A ,000 6 HONG KONG USG5320CAA65 KUNLUN ENERGY CO LTD 135 HK 昆侖能源 KUNLEG /5/2020 N/A N/A Sr Unsecured 500 A2 A CN USD N/A ,000 3 HONG KONG USG5320CAB49 KUNLUN ENERGY CO LTD 135 HK 昆侖能源 KUNLEG /5/2025 N/A N/A Sr Unsecured 500 A2 A CN USD N/A ,000 3 HONG KONG XS MINMETALS BOUNTEOUS FINA ZGWUKZ CH 五礦金融 ( 英屬維京群島 ) MINMET /7/2020 N/A N/A Sr Unsecured 500 Baa1 N/A CN USD N/A ,000 3 HONG KONG XS MINMETALS BOUNTEOUS FIN ZGWUKZ CH 五礦金融 ( 英屬維京群島 ) MINMET /7/2025 N/A N/A Sr Unsecured 500 Baa1 N/A CN USD N/A ,000 4 HONG KONG XS CENTURY MASTER INVESTMEN 1167Z CH Century Master Investment Co ORIEAS /9/2018 N/A N/A Sr Unsecured 600 N/A BBB+ CN USD N/A ,000 3 HONG KONG XS CHARMING LIGHT INVST LTD 1167Z CH 翠明萊特投資有限公司 ORIEAS /9/2019 N/A N/A Sr Unsecured 1,100 Baa1 N/A CN USD N/A ,000 3 HONG KONG XS CHARMING LIGHT INVST LTD 1167Z CH 翠明萊特投資有限公司 ORIEAS 5 3/9/2024 N/A N/A Sr Unsecured 400 Baa1 N/A CN USD N/A ,000 4 HONG KONG XS DAWN VICTOR LTD N/A 旭勝有限公司 PKFOUN 5.5 5/6/2018 N/A N/A Sr Unsecured 685 N/A N/A CN USD N/A ,000 1 HONG KONG XS POLY REAL ESTATE FINANCE CH 保利房地產金融有限公司 POLYRE 4.5 6/8/2018 N/A N/A Sr Unsecured 358 Baa3 BBB- CN USD N/A ,000 5 FRANKFURT XS POLY REAL ESTATE FINANCE CH 保利房地產金融有限公司 POLYRE /4/2019 N/A N/A Sr Unsecured 398 Baa3 BBB- CN USD N/A ,000 5 HONG KONG XS CRCC YUXIANG LTD 1186 HK 鐵建宇翔有限公司 RLCONS /5/2023 N/A N/A Sr Unsecured 800 A3 A- CN USD N/A ,000 3 HONG KONG XS BAOSTEEL FINANCING 2015 SBSA CH 寶鋼融資 2015 有限公司 BAORES /1/2020 N/A N/A Sr Unsecured 500 Baa2 BBB HK USD N/A ,000 4 HONG KONG XS BAO-TRANS ENTERPRISE CH 寶運企業有限公司 SBSG /12/2018 N/A N/A Sr Unsecured 500 Baa2 BBB+ CN USD N/A ,000 4 HONG KONG XS SHANGHAI ELECTRIC POWER CH 上海電力金融有限公司 SHELEC /8/2020 N/A N/A Sr Unsecured 500 Baa2 BBB CN USD N/A ,000 4 HONG KONG XS SHENHUA OVERSEAS CAPITAL 1088 HK China Shenhua Overseas Capit SHENGY /1/2020 N/A N/A Sr Unsecured 500 A2 A *- CN USD N/A ,000 3 HONG KONG XS SHENHUA OVERSEAS CAPITAL 1088 HK China Shenhua Overseas Capit SHENGY /1/2025 N/A N/A Sr Unsecured 500 A2 A *- CN USD N/A ,000 3 HONG KONG USG816AMAC61 SINOCHEM OFFSHORE CAPITA SINCHZ HK 中化資本離岸有限公司 SINOCH /4/2019 N/A N/A Sr Unsecured 500 A3 A- CN USD N/A ,000 3 HONG KONG USG8185TAA72 SINOCHEM OVERSEAS CAPITA SINCHZ HK Sinochem Overseas Capital Co SINOCH /11/2020 N/A N/A Sr Unsecured 1,500 A3 A- CN USD N/A ,000 3 STUTTGART USG81877AA34 SINOPEC CAPITAL 2013 LTD 386 HK Sinopec Capital 2013 Ltd SINOPC /4/2023 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD N/A ,000 3 HONG KONG USG82003AC11 SINOPEC GRP OVERSEA 2014 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2019 N/A N/A Sr Unsecured 750 A1 A+ CN USD N/A ,000 3 HONG KONG USG8200TAA81 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE /5/2019 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD N/A ,000 3 HONG KONG USG8200TAB64 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE /5/2021 N/A N/A Sr Unsecured 900 A1 A+ CN USD N/A ,000 3 HONG KONG USG8200QAB26 SINOPEC GRP OVERSEA 2013 SINZ CH Sinopec Group Overseas Devel SINOPE /10/2023 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG82003AE76 SINOPEC GRP OVERSEA 2014 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2024 N/A N/A Sr Unsecured 1,400 A1 A+ CN USD N/A ,000 3 TRACE USG8200TAD21 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE 3.5 3/5/2026 N/A N/A Sr Unsecured 700 A1 A+ CN USD N/A ,000 3 HONG KONG USG8201JAE13 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2045 N/A N/A Sr Unsecured 800 A1 A+ CN USD N/A ,000 3 HONG KONG USG8200TAE04 SINOPEC GRP OVERSEAS DEV SINZ CH 中國石油化工集團海外開發 2016 SINOPE /5/2046 N/A N/A Sr Unsecured 400 A1 A+ CN USD N/A ,000 3 HONG KONG USG8189YAB05 SINOPEC GRP OVERSEA 2012 SINZ CH Sinopec Group Overseas Devel SINOPE /5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG8201JAB73 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2020 N/A N/A Sr Unsecured 2,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG8201JAC56 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2025 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG8020EAB77 SEMICONDUCTOR MANUFACTU 981 HK 中芯國際 SMIZCH /10/2019 N/A N/A Sr Unsecured 500 N/A BBB- CN USD N/A ,000 5 SGX-ST USG8850LAA82 THREE GORGES FIN I CAYMA CJSXGZ CH Three Gorges Finance I Cayma YANTZE /6/2025 N/A N/A Sr Unsecured 700 A1 N/A CN USD N/A ,000 3 SGX-ST XS LEADING AFFLUENCE LTD 123 HK 泓景有限公司 YUEXIU /1/2023 N/A N/A Sr Unsecured 500 Baa3 N/A CN USD N/A ,000 5 HONG KONG XS YUNNAN ENERGY INST OVR D CH 雲南能投集團海外有限公司 YUNAEN /11/2020 N/A N/A Sr Unsecured 300 N/A N/A CN USD N/A ,000 4 HONG KONG XS QINGHAI INVEST GROUP QINIGZ CH 青海省投資集團有限公司 QHINVG /2/2020 N/A N/A Sr Unsecured 300 N/A BB- CN USD N/A ,000 6 HONG KONG * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

13 USD IG CHINA CORP Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 HK/CHINA PROPERTY XS CHINA STATE CONS FINANCE 3311 HK 中國建築金融 I 有限公司 ( 開曼 ) CHSCOI /4/2018 N/A N/A Sr Unsecured - Baa2 NR CN USD N/A N/A 200,000 5 HONG KONG XS CHINA STATE CON FIN II 3311 HK China State Construction Fin CHSCOI /11/2022 N/A N/A Sr Unsecured 550 Baa2 N/A CN USD N/A ,000 4 HONG KONG XS CHINA STATE CON FIN II 3311 HK China State Construction Fin CHSCOI /11/2027 N/A N/A Sr Unsecured 250 Baa2 N/A CN USD N/A ,000 5 HONG KONG XS CHINA OVERSEA FIN KY III 688 HK China Overseas Finance Cayma CHIOLI /10/2018 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS CHINA OVERSEA FIN KY III 688 HK China Overseas Finance Cayma CHIOLI /10/2023 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI /5/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS CHINA OVERSEAS FIN KY VI 688 HK China Overseas Finance Cayma CHIOLI /5/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA OVERSEAS FIN KY V 688 HK 中國海外發展開曼 V 有限公司 CHIOLI /11/2022 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA RESOURCES LAND LTD 1109 HK 華潤置地 CRHZCH /2/2019 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS CHINA RESOURCES LAND LTD 1109 HK 華潤置地 CRHZCH 6 27/2/2024 N/A N/A Sr Unsecured 700 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS WANDA PROPERTIES INTL D HK 萬達資產國際有限公司 DALWAN /1/2024 N/A N/A Sr Unsecured 600 Ba3 B+ CN USD N/A ,000 7 HONG KONG XS WANDA PROPERTIES OVERSEA D HK 萬達房地產海外有限公司 DALWAN /11/2018 N/A N/A Sr Unsecured 600 Ba3 B+ CN USD N/A ,000 7 HONG KONG XS FRANSHION BRILLIANT LTD D HK 方興光耀有限公司 CHJMAO /10/2018 N/A N/A Sr Unsecured 131 Baa3 BBB- CN USD N/A ,000 5 HONG KONG XS FRANSHION BRILLIANT LTD D HK 方興光耀有限公司 CHJMAO /3/2019 N/A N/A Sr Unsecured 500 Baa3 BBB- CN USD N/A ,000 5 HONG KONG USG3709DAA03 FRANSHION DEVELOPMENT 817 HK 方興發展有限公司 CHJMAO /4/2021 N/A N/A Sr Unsecured 500 Baa3 BBB- CN USD N/A ,000 5 SGX-ST XS FAR EAST CONSORTIUM INTL 35 HK 遠東發展 FAEACO /5/2023 N/A N/A Sr Unsecured 150 N/A N/A HK USD N/A ,000 4 HONG KONG XS GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR /7/2019 N/A N/A Sr Unsecured 400 Ba2 BB- CN USD N/A ,000 6 HONG KONG XS GREENLAND GLB INVST GGPZ CH 綠地全球投資有限公司 GRNLGR /7/2024 N/A N/A Sr Unsecured 600 Ba2 BB- CN USD N/A ,000 6 HONG KONG XS HONGKONG LAND FINANCE HKL SP 香港置地金融開曼群島有限公司 HKLSP 4.5 1/6/2022 N/A N/A Sr Unsecured 500 A2 A HK USD N/A ,000 3 SGX-ST XS HONGKONG LAND FINANCE HKL SP 香港置地金融開曼群島有限公司 HKLSP /1/2024 N/A N/A Sr Unsecured 400 A2 A HK USD N/A ,000 3 SGX-ST XS HONGKONG LAND FINANCE HKL SP 香港置地金融開曼群島有限公司 HKLSP 4.5 7/10/2025 N/A N/A Sr Unsecured 600 A2 A HK USD N/A ,000 3 STUTTGART XS HYSAN (MTN) LIMITED 14 HK 希慎 MTN 有限公司 HYSAN /1/2023 N/A N/A Sr Unsecured 300 A3 BBB+ HK USD N/A ,000 4 HONG KONG XS NEW WORLD CHINA LAND LTD 17 HK 新世界中國 NEWWOR /11/2019 N/A N/A Sr Unsecured 575 N/A N/A HK USD N/A ,000 3 HONG KONG XS NWD MTN LTD 17 HK NWD MTN Ltd NWDEVL /11/2022 N/A N/A Sr Unsecured 950 N/A N/A HK USD N/A ,000 3 HONG KONG XS POLY REAL ESTATE FINANCE CH 保利房地產金融有限公司 POLYRE 4.5 6/8/2018 N/A N/A Sr Unsecured 358 Baa3 BBB- CN USD N/A ,000 5 FRANKFURT XS POLY REAL ESTATE FINANCE CH 保利房地產金融有限公司 POLYRE /4/2019 N/A N/A Sr Unsecured 398 Baa3 BBB- CN USD N/A ,000 5 HONG KONG XS SINO OCEAN LD TRS FIN II 3377 HK 遠洋地產寶財 II 有限公司 SINOCE /2/2020 N/A N/A Sr Unsecured 700 Baa3 NR CN USD N/A ,000 5 HONG KONG XS SUN HUNG KAI PROP (CAP) 16 HK 新鴻基地產資本市場有限公司 SUNHUN 4 2/11/2020 N/A N/A Sr Unsecured 300 A1 A+ HK USD N/A ,000 3 HONG KONG XS SUN HUNG KAI PROP (CAP) 16 HK 新鴻基地產資本市場有限公司 SUNHUN /2/2022 N/A N/A Sr Unsecured 900 A1 A+ HK USD N/A ,000 3 HONG KONG XS SUN HUNG KAI PROP (CAP) 16 HK 新鴻基地產資本市場有限公司 SUNHUN /1/2023 N/A N/A Sr Unsecured 500 A1 A+ HK USD N/A ,000 3 HONG KONG XS SWIRE PROPERT MTN FIN 1972 HK Swire Properties MTN Financi SWIPRO /6/2022 N/A N/A Sr Unsecured 500 A2 NR HK USD N/A ,000 3 HONG KONG XS SWIRE PACIFIC MTN FIN 19 HK 太古中期債券融資有限公司 SWIRE /2/2022 N/A N/A Sr Unsecured 500 A3 A- HK USD N/A ,000 3 FRANKFURT XS SWIRE PACIFIC MTN FIN 19 HK 太古中期債券融資有限公司 SWIRE 4.5 9/10/2023 N/A N/A Sr Unsecured 700 A3 A- HK USD N/A ,000 3 HONG KONG XS CHINA MERCHANTS LAND LTD 978 HK 招商局置地 TONICI /12/2018 N/A N/A Sr Unsecured 500 A1 N/A CN USD N/A ,000 3 HONG KONG XS LEADING AFFLUENCE LTD 123 HK 泓景有限公司 YUEXIU /1/2023 N/A N/A Sr Unsecured 500 Baa3 N/A CN USD N/A ,000 5 HONG KONG XS YUEXIU REIT MTN CO 405 HK Yuexiu REIT MTN Co Ltd YXREIT /5/2018 N/A N/A Sr Unsecured 350 Baa3 NR HK USD N/A ,000 5 HONG KONG XS COUNTRY GARDEN HLDGS 2007 HK 碧桂園 COGARD /1/ /1/ st lien 250 N/A N/A CN USD ,000 C 4 SGX-ST NON-PROPERTY XS AMBER CIRCLE FUNDING LTD Amber Circle Funding Ltd ACIRC /12/2022 N/A N/A Sr Unsecured 1,000 A1 A+ CN USD N/A ,000 3 HONG KONG XS FTL CAPITAL LTD FTL 資本有限公司 AGEASI /4/2023 N/A N/A Sr Unsecured 250 Baa2 N/A HK USD N/A ,000 4 FRANKFURT USG8669QAB61 TALENT YIELD INVESTMENTS 392 HK 傑益投資有限公司 BEIENT /4/2022 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 4 SGX-ST USG59606AB29 MEGA ADVANCE INVESTMENTS 392 HK 宏展投資有限公司 BEIENT /5/2041 N/A N/A Sr Unsecured 400 Baa1 BBB+ CN USD N/A ,000 4 SGX-ST US056752AB41 BAIDU INC BIDU US 百度股份有限公司 BIDU /11/2022 N/A N/A Sr Unsecured 750 A3 N/A CN USD N/A ,000 3 TRACE XS BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI /5/2019 N/A N/A Sr Unsecured 300 N/A A- SG USD N/A ,000 3 SGX-ST XS BOC AVIATION LTD 2588 HK 中銀航空租賃 BOCAVI /5/2023 N/A N/A Sr Unsecured 500 N/A A- SG USD N/A ,000 3 STUTTGART XS AZURE ORBIT INTL FINANCE 3328 HK Azure Orbit International Fi BOCOM /3/2023 N/A N/A Sr Unsecured 500 A3 A- CN USD N/A ,000 3 HONG KONG XS AVIC INTL FINANCE INVEST CATIC CH AVIC International Finance & CATIC /9/2018 N/A N/A Sr Unsecured 300 Ba1 BBB- CN USD N/A ,000 6 HONG KONG USG2117CAB84 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL 4 14/5/2019 N/A N/A Sr Unsecured 1,000 Baa1 A- HK USD N/A ,000 3 HONG KONG USG21184AA79 CHINA CINDA FINANCE HK China Cinda Finance 2015 I L CCAMCL /4/2020 N/A N/A Sr Unsecured 1,300 Baa1 A- HK USD N/A ,000 3 HONG KONG USG2117CAC67 CHINA CINDA FINANCE 1359 HK China Cinda Finance 2014 Ltd CCAMCL /5/2024 N/A N/A Sr Unsecured 500 Baa1 A- HK USD N/A ,000 4 HONG KONG USG21184AB52 CHINA CINDA FINANCE HK China Cinda Finance 2015 I L CCAMCL /4/2025 N/A N/A Sr Unsecured 1,700 Baa1 A- HK USD N/A ,000 4 HONG KONG USG11259AB79 HEALTH AND HAPPINESS H&H 1112 HK H&H 國際控股 BTSDF /6/ /6/ nd lien 600 Ba3 BB CN USD ,000 C 6 SGX-ST XS CCCI TREASURE LTD 1800 HK CCCI Treasure Ltd CHCOMU 3.5 N/A 21/4/ Sr Unsecured 1,100 A3 N/A CN USD ,000 C D H 4 HONG KONG XS WING LUNG BANK LTD Q HK 永隆銀行有限公司 CHINAM /11/2022 7/5/ Subordinated 200 Baa2 N/A HK USD ,000 B C 5 SGX-ST XS CLP POWER HK FINANCING 2 HK 中華電力香港融資有限公司 CHINLP /10/2027 N/A N/A Sr Unsecured 300 A1 A+ HK USD N/A ,000 3 HONG KONG XS CHINA OVRSEA FIN KY II 688 HK 中國海外金融開曼 II 有限公司 CHIOLI /11/2020 N/A N/A Sr Unsecured 1,000 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG

14 USD IG CHINA CORP Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商股票號碼票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家貨幣現價贖回息率買入息率入場費風險水平上市交易所 USG2113BAA64 CHINA RESOURCES GAS GRP 1193 HK 華潤燃氣 CHIRES 4.5 5/4/2022 N/A N/A Sr Unsecured 750 A3 N/A CN USD N/A ,000 3 SGX-ST XS CHONG HING BANK LTD 1111 HK 創興銀行 CHOHIN 6 4/11/2020 N/A N/A Subordinated 204 Baa3 N/A CN USD N/A ,000 B 6 HONG KONG XS CHINA RAILWAY RESOURCES 390 HK 中國鐵路資源匯通有限公司 CHRAIL /2/2023 N/A N/A Sr Unsecured 500 N/A BBB+ CN USD N/A ,000 4 HONG KONG XS CICC HK FINANCE 2016 MTN 3908 HK 中金金融 2016 有限公司 ( 香港 ) CICCHK /5/2019 N/A N/A Sr Unsecured 500 N/A BBB CN USD N/A ,000 4 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /4/2020 N/A N/A Sr Unsecured 500 A3 BBB+ CN USD N/A ,000 3 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /4/2021 N/A N/A Sr Unsecured 750 A3 BBB+ CN USD N/A ,000 4 TRACE XS CITIC LTD 267 HK 中信股份 CITLTD /1/2023 N/A N/A Sr Unsecured 1,400 A3 BBB+ CN USD N/A ,000 4 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD N/A 22/11/ Subordinated 1,000 N/A N/A CN USD ,000 B C D H 4 HONG KONG XS CHINA MERCHANTS FINANCE 144 HK China Merchants Finance Co L CMHI 5 4/5/2022 N/A N/A Sr Unsecured 500 Baa1 BBB CN USD N/A ,000 4 HONG KONG US12634GAA13 CNOOC FINANCE 2015 AU 883 HK 中海油金融 (2015)( 澳洲 ) 私人 CNOOC /5/2020 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG23530AA92 CNOOC FINANCE 2012 LTD 883 HK 中海油財務 (2012) 有限公司 CNOOC /5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 TRACE USQ25738AA54 CNOOC CURTIS FUNDING NO1 CNOZ CH CNOOC Curtis Funding No 1 Pt CNOOC 4.5 3/10/2023 N/A N/A Sr Unsecured 1,300 A1 A+ CN USD N/A ,000 3 HONG KONG US12625GAC87 CNOOC FINANCE 2013 LTD 883 HK 中海油財務 (2013) 有限公司 CNOOC 3 9/5/2023 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD N/A ,000 3 STUTTGART US12591DAC56 CNOOC FINANCE 2014 ULC 883 HK CNOOC Nexen Finance 2014 ULC CNOOC /4/2024 N/A N/A Sr Unsecured 2,250 A1 A+ CN USD N/A ,000 3 HONG KONG US12634MAB63 CNOOC FINANCE 2015 US 883 HK CNOOC Finance 2015 USA LLC CNOOC 3.5 5/5/2025 N/A N/A Sr Unsecured 2,000 A1 A+ CN USD N/A ,000 3 HONG KONG USG22004AB41 CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /4/2022 N/A N/A Sr Unsecured 500 A2 A CN USD N/A ,000 3 HONG KONG USG22004AE89 CNPC GENERAL CAPITAL LTD CH 中國石油天然氣集團資本 CNPCCH /4/2023 N/A N/A Sr Unsecured 750 A2 A CN USD N/A ,000 3 TRACE XS PROSPEROUS RAY LTD 1070Z CH Prosperous Ray Ltd COFCO /11/2023 N/A N/A Sr Unsecured 500 A3 BBB+ HK USD N/A ,000 4 HONG KONG XS CHINA OS GRAND OCEAN FIN 81 HK 中國海外宏洋金融 II 開曼 COGO /1/2019 N/A N/A Sr Unsecured 400 Baa2 BBB- CN USD N/A ,000 5 HONG KONG XS COSCO FINANCE 2011 LTD 1919 HK COSCO Finance 2011 Ltd COSHOL 4 3/12/2022 N/A N/A Sr Unsecured 1,000 A1 N/A CN USD N/A ,000 3 HONG KONG USG2444PAA50 COSL FINANCE BVI LTD 2883 HK COSL Finance BVI Ltd COSL /9/2022 N/A N/A Sr Unsecured 1,000 Baa1 BBB CN USD N/A ,000 4 TRACE XS CHINA TAIPING CAPITAL 966 HK 中國太平資本有限公司 CTIH /11/2022 N/A N/A Sr Unsecured 300 N/A BBB+ CN USD N/A ,000 4 HONG KONG XS CHINA TAIPING NEW HORIZO N/A China Taiping New Horizon Lt CTIH 6 18/10/2023 N/A N/A Sr Unsecured 400 N/A BBB+ HK USD N/A ,000 4 HONG KONG XS GUOTAI JUNAN FINL BVI CH 國泰君安金融控股 BVI 有限公司 GJSZCH /5/2019 N/A N/A Sr Unsecured 500 A1 N/A CN USD N/A ,000 3 HONG KONG XS GOODMAN HK FINANCE N/A Goodman HK Finance GOOMAN /6/2024 N/A N/A Sr Unsecured 400 N/A BBB+ HK USD N/A ,000 4 HONG KONG XS HAINAN AIRLINE HK CH 海南航空 ( 香港 ) 有限公司 HAIAIR /2/2020 N/A N/A Sr Unsecured 500 A1 A CN USD N/A ,000 3 SGX-ST XS HAITONG INTL FINANCE CH Haitong International Financ HAISEC /10/2018 N/A N/A Sr Unsecured 900 A1 N/A CN USD N/A ,000 3 HONG KONG XS HAITONG INTL FIN HLDG CH 海通國際金融控股 2015 有限公司 HAISEC /4/2020 N/A N/A Sr Unsecured 670 N/A BBB CN USD N/A ,000 4 HONG KONG XS TOWNGAS FINANCE LTD 3 HK 港華燃氣融資有限公司 HKCGAS 4.75 N/A 28/1/ Jr Subordinated 300 A3 A- HK USD ,000 B C D H 5 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM /11/2018 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS HUARONG FINANCE CO LTD 2799 HK 華融金融有限公司 HRAM 4 17/7/2019 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM /1/2020 N/A N/A Sr Unsecured 1,200 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM /11/2020 N/A N/A Sr Unsecured 500 Baa1 BBB+ CN USD N/A ,000 3 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM /1/2025 N/A N/A Sr Unsecured 1,400 Baa1 BBB+ CN USD N/A ,000 4 HONG KONG XS HUARONG FINANCE II 2799 HK 華融金融 II 有限公司 HRAM 5 19/11/2025 N/A N/A Sr Unsecured 800 Baa1 BBB+ CN USD N/A ,000 5 HONG KONG XS HUATAI INTERNATIONAL FIN CH 華泰國際財務 I 有限公司 HTSC /10/2019 N/A N/A Sr Unsecured 400 A1 N/A CN USD N/A ,000 3 HONG KONG XS PROVEN HONOUR CAPITAL KMCACZ CH Proven Honour Capital Ltd HUAWEI /5/2026 N/A N/A Sr Unsecured 2,000 N/A N/A CN USD N/A ,000 4 HONG KONG XS CHINA LIFE INSU OVERS/HK N/A China Life Insurance Oversea CHILOV /7/ /7/ Subordinated 250 N/A A- HK USD ,000 B C 4 HONG KONG XS WISEYEAR HOLDINGS LTD 683 HK Wiseyear 控股有限公司 KERPRO /4/2021 N/A N/A Sr Unsecured 300 N/A NR HK USD N/A ,000 3 SGX-ST XS LS FINANCE 2022 LTD 1212 HK LS Finance 2022 Ltd LIHHK /10/2022 N/A N/A Sr Unsecured 300 Ba2 N/A HK USD N/A ,000 6 HONG KONG XS NAN FUNG TREASURY LTD N/A Nan Fung Treasury Ltd NANFUN /9/2022 N/A N/A Sr Unsecured 300 Baa3 BBB- HK USD N/A ,000 5 SGX-ST XS NAN FUNG TREASURY LTD N/A Nan Fung Treasury Ltd NANFUN /5/2024 N/A N/A Sr Unsecured 200 Baa3 BBB- HK USD N/A ,000 5 SGX-ST XS CENTURY MASTER INVESTMEN 1167Z CH Century Master Investment Co ORIEAS /9/2018 N/A N/A Sr Unsecured 600 N/A BBB+ CN USD N/A ,000 3 HONG KONG XS PCCW-HKT CAPITAL NO5 LTD 6823 HK PCCW-HKT Capital No 5 Ltd PCCW /3/2023 N/A N/A Sr Unsecured 500 Baa2 BBB HK USD N/A ,000 4 SGX-ST XS PRUDENTIAL PLC PRU LN 保誠 PRUFIN 5.25 N/A 20/7/ Subordinated 1,000 A3 BBB+ GB USD ,000 B C D H 6 LONDON XS CRCC YUXIANG LTD 1186 HK 鐵建宇翔有限公司 RLCONS /5/2023 N/A N/A Sr Unsecured 800 A3 A- CN USD N/A ,000 3 HONG KONG XS BAO-TRANS ENTERPRISE CH 寶運企業有限公司 SBSG /12/2018 N/A N/A Sr Unsecured 500 Baa2 BBB+ CN USD N/A ,000 4 HONG KONG USG8185TAA72 SINOCHEM OVERSEAS CAPITA SINCHZ HK Sinochem Overseas Capital Co SINOCH /11/2020 N/A N/A Sr Unsecured 1,500 A3 A- CN USD N/A ,000 3 STUTTGART USG81877AA34 SINOPEC CAPITAL 2013 LTD 386 HK Sinopec Capital 2013 Ltd SINOPC /4/2023 N/A N/A Sr Unsecured 1,250 A1 A+ CN USD N/A ,000 3 HONG KONG USG8201JAB73 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2020 N/A N/A Sr Unsecured 2,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG8189YAB05 SINOPEC GRP OVERSEA 2012 SINZ CH Sinopec Group Overseas Devel SINOPE /5/2022 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG82003AE76 SINOPEC GRP OVERSEA 2014 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2024 N/A N/A Sr Unsecured 1,400 A1 A+ CN USD N/A ,000 3 TRACE USG8201JAC56 SINOPEC GRP OVERSEA 2015 SINZ CH Sinopec Group Overseas Devel SINOPE /4/2025 N/A N/A Sr Unsecured 1,500 A1 A+ CN USD N/A ,000 3 HONG KONG USG3066LAA91 ENN ENERGY HOLDINGS LTD 2688 HK 新奧能源 XINAOG 6 13/5/2021 N/A N/A Sr Unsecured 366 Baa2 BBB CN USD N/A ,000 4 TRACE XS CHINA MINSHENG BKG/HK CH China Minsheng Banking Corp CHIMIN /9/2020 N/A N/A Sr Unsecured 450 N/A BBB- CN USD N/A ,000 5 HONG KONG XS CITIC LTD 267 HK 中信股份 CITLTD /6/2026 N/A N/A Sr Unsecured 750 A3 BBB+ CN USD N/A ,000 4 HONG KONG US01609WAQ50 ALIBABA GROUP HOLDING BABA US 阿里巴巴集團控股有限公司 BABA /11/ /8/ Sr Unsecured 2,233 A1 A+ CN USD ,000 C 3 NEW YORK * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

15 USD ASIA EX CHINA ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家現價贖回息率買入息率入場費風險水平上市交易所 INDONESIA USY00371AA53 ALAM SYNERGY PTE LTD ASRIIJ /3/2020 7/5/ Sr Unsecured 235 B2 B ID ,000 C 7 SGX-ST XS GARUDA ID GLOBAL SUKUK GARUDA /6/2020 N/A N/A Sr Unsecured 500 N/A N/A ID N/A ,000 4 SGX-ST USN44525AA67 INDO ENERGY FINANCE II INDYIJ /1/2023 7/5/ st lien 500 Ba3 N/A ID ,000 C 6 TRACE XS THETA CAPITAL PTE LTD LPKRIJ 7 11/4/ /4/ Sr Unsecured 410 B1 B ID ,000 C 7 SGX-ST USY58527AA39 MARQUEE LAND PTE MDLNIJ /8/2019 7/5/ st lien 57 WR B ID ,000 C 7 SGX-ST XS TBLA INTERNATIONAL PTE L TBLAIJ 7 24/1/ /1/ Sr Unsecured 200 Ba3 N/A ID ,000 C 7 SGX-ST USY59505AA82 MEDCO PLATINUM ROAD PTE MEDCIJ /1/ /1/ st lien 500 B2 B ID ,000 C 7 SGX-ST INDIA XS DELHI INTERNATIONAL AIRP DIALIN /2/2022 N/A N/A 1st lien 289 Ba2 BB IN N/A ,000 6 SGX-ST USG37767AA13 GCX LTD GCX 7 1/8/2019 7/5/ Secured 350 B3 N/A IN ,000 C 8 SGX-ST XS CENTURY LTD IBREL /11/ /4/ Sr Unsecured 122 WR NR IN ,000 C 1 SGX-ST XS JSW STEEL LTD JSTLIN /11/2019 N/A N/A Sr Unsecured 500 Ba2 N/A IN N/A ,000 6 SGX-ST XS RELIANCE COMMUNICATION RCOMIN 6.5 6/11/2020 N/A N/A 1st lien 300 WR N/A IN N/A ,000 8 SGX-ST USU77583AA79 ROLTA AMERICAS LLC RLTAIN /7/2019 7/5/ Sr Unsecured 372 N/A NR IN ,000 C 9+ SGX-ST USU77587AA83 ROLTA LLC RLTAIN /5/2018 7/5/ Sr Unsecured 127 N/A NR IN ,000 C 9+ SGX-ST XS ABJA INVESTMENT CO TATAIN /7/2024 N/A N/A Sr Unsecured 1,000 N/A BB- IN N/A ,000 6 FRANKFURT XS ABJA INVESTMENT CO TATAIN /1/2020 N/A N/A Sr Unsecured 500 N/A BB- IN N/A ,000 6 FRANKFURT XS TATA MOTORS LTD TTMTIN /4/2020 N/A N/A Sr Unsecured 500 Ba1 BB+ IN N/A ,000 6 SGX-ST XS TATA MOTORS LTD TTMTIN /10/2024 N/A N/A Sr Unsecured 250 Ba1 BB+ IN N/A ,000 6 SGX-ST USG5002FAC08 JAGUAR LAND ROVER AUTOMO TTMTIN /11/2019 N/A N/A Sr Unsecured 500 Ba1 BB+ GB N/A ,000 6 TRACE USG5002FAA42 JAGUAR LAND ROVER AUTOMO TTMTIN /12/2018 N/A N/A Sr Unsecured 700 Ba1 BB+ GB N/A ,000 6 EUROMTF USG50027AE42 JAGUAR LAND ROVER AUTOMO TTMTIN /2/2023 7/5/ Sr Unsecured 500 Ba1 BB+ GB ,000 C 6 TRACE XS TML HOLDINGS PTE LTD TTMTIN /5/2021 N/A N/A Sr Unsecured 300 N/A N/A IN N/A ,000 4 SGX-ST USG9328DAH38 VEDANTA RESOURCES PLC VEDLN 6 31/1/2019 N/A N/A Sr Unsecured 252 B2 B+ IN N/A ,000 7 SGX-ST USG9328DAG54 VEDANTA RESOURCES PLC VEDLN /6/2021 N/A N/A Sr Unsecured 670 B2 B+ IN N/A ,000 7 SGX-ST USG9328DAJ93 VEDANTA RESOURCES PLC VEDLN /5/2023 N/A N/A Sr Unsecured 500 B2 B+ IN N/A ,000 7 SGX-ST PHILIPPINES XS DEV BANK PHILIPPINES DEVPHI /3/2021 N/A N/A Sr Unsecured 300 N/A BBB PH N/A ,000 4 SGX-ST XS ENERGY DEVELOPMENT CORP EDCPM /1/2021 N/A N/A Sr Unsecured 233 N/A N/A PH N/A ,000 2 SGX-ST XS FILINVST DVP CAY ISLANDS FDCPM /4/2020 N/A N/A Sr Unsecured 300 N/A N/A PH N/A ,000 3 SGX-ST XS FIRST GEN CORPORATION FGENPM 6.5 9/10/2023 9/10/ Sr Unsecured 92 N/A N/A PH ,000 C 5 SGX-ST XS FPT FINANCE LTD FIRPAC /9/2020 N/A N/A Secured 312 N/A N/A HK N/A ,000 2 SGX-ST XS FPC TREASURY LTD FIRPAC /4/2023 N/A N/A Sr Unsecured 384 N/A N/A HK N/A ,000 4 HONG KONG XS FPC FINANCE LTD FIRPAC 6 28/6/2019 N/A N/A Sr Unsecured 378 N/A N/A HK N/A ,000 3 SGX-ST XS ROYAL CAPITAL BV ICTPM 6.25 N/A 5/5/ Sr Unsecured 140 N/A N/A PH ,000 C D H 4 SGX-ST XS ICTSI TREASURY BV ICTPM /9/2025 N/A N/A Sr Unsecured 400 N/A N/A PH N/A ,000 4 SGX-ST XS ICTSI TREASURY BV ICTPM /1/2023 N/A N/A Sr Unsecured 400 N/A N/A PH N/A ,000 4 SGX-ST XS INTERNATIONAL CONTAINER ICTPM /3/2020 N/A N/A Sr Unsecured 179 N/A N/A PH N/A ,000 2 SGX-ST XS JGSH PHILIPPINES LTD JGSPM /1/2023 N/A N/A Sr Unsecured 750 N/A N/A PH N/A ,000 4 SGX-ST

16 USD ASIA EX CHINA ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級國家現價贖回息率買入息率入場費風險水平上市交易所 XS MEGAWORLD CORP MEGPM /4/2018 N/A N/A Sr Unsecured 200 N/A N/A PH N/A ,000 1 SGX-ST XS MEGAWORLD CORP MEGPM /4/2023 N/A N/A Sr Unsecured 250 N/A N/A PH N/A ,000 4 SGX-ST XS PETRON CORP PCORPM 7.5 N/A 6/8/ Subordinated 348 N/A N/A PH ,000 C D H 3 HONG KONG XS RIZAL COMMERCIAL BANKING RCBPM /1/2020 N/A N/A Sr Unsecured 243 Baa2 N/A PH N/A ,000 4 SGX-ST XS SECURITY BANK CORP SECBPM /2/2020 N/A N/A Sr Unsecured 300 N/A BB+ PH N/A ,000 6 SGX-ST XS SAN MIGUEL CORP SMCPM /4/2023 7/5/ Sr Unsecured 516 N/A N/A PH ,000 C 5 SGX-ST XS SM INVESTMENTS CORP SMPM /10/2019 N/A N/A Sr Unsecured 500 N/A N/A PH N/A ,000 2 SGX-ST XS SM INVESTMENTS CORP SMPM /6/2024 N/A N/A Sr Unsecured 350 N/A N/A PH N/A ,000 4 SGX-ST MONGOLIA US60937GAD88 MONGOLIA INTL BOND MONGOL /4/2021 N/A N/A Sr Unsecured 500 B3 B- MN N/A ,000 7 SGX-ST US60937GAB23 MONGOLIA INTL BOND MONGOL /12/2022 N/A N/A Sr Unsecured 1,000 B3 B- MN N/A ,000 7 STUTTGART USY6142NAA64 MONGOLIA INTL BOND MONGOL /3/2024 N/A N/A Sr Unsecured 600 B3 B- MN N/A ,000 7 SGX-ST US89253YAA01 TRAD & DEV BANK MONGOLIA TDBM /5/2020 N/A N/A Sr Unsecured 500 Caa1 *+ B- MN N/A ,000 7 SGX-ST XS ENERGY RESOURCES LLC MONMIN N/A N/A 1/10/ Jr Subordinated 195 N/A N/A MN N/A N/A 1 C D H 3 SGX-ST SINGAPORE XS NOBLE GROUP LTD NOBLSP /3/2018 N/A N/A Sr Unsecured 379 WR D HK N/A ,000 #N/A SGX-ST USG6542TAE13 NOBLE GROUP LTD NOBLSP /1/2020 N/A N/A Sr Unsecured 1,177 Ca D HK N/A , SGX-ST XS NOBLE GROUP LTD NOBLSP /3/2022 9/3/ Sr Unsecured 750 Ca D HK ,000 C 9+ SGX-ST USY8162BAH88 STATS CHIPPAC LTD STATSP /11/ /11/ st lien 425 B3 B+ SG ,000 C 7 SGX-ST USY2700AAB53 GEO COAL INTERNATIONAL GERLSP 8 4/10/2022 4/10/ Sr Unsecured 300 B2 B SG ,000 C 7 SGX-ST AFRICA XS HTA GROUP LTD HLSTWR /3/2022 8/3/ Sr Unsecured 600 B2 B CD C 7 DUBLIN * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

17 RUSSIAN NAMES ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級貨幣現價贖回息率買入息率入場費風險水平上市交易所 RUSSIAN BANKING XS TINKOFF CREDI (TCS FINAN AKBHC 14 6/6/2018 N/A N/A Subordinated 96 B2 N/A USD N/A ,000 B 7 DUBLIN XS ALFA BANK (ALFA BOND) ALFARU /9/2019 N/A N/A Subordinated 414 Ba3 B USD N/A ,000 B 7 DUBLIN XS ALFA BANK (ALFA BOND) ALFARU /4/2021 N/A N/A Sr Unsecured 1,000 Ba1 BB+ USD N/A ,000 6 LONDON XS GAZPROMBK (GPB FINANCE) GPBRU 4 1/7/2019 N/A N/A Sr Unsecured 1,000 Ba2 BB+ EUR N/A ,000 6 DUBLIN XS GAZPROMBK (GPB FINANCE) GPBRU /9/2019 N/A N/A Sr Unsecured 750 N/A BB+ USD N/A ,000 6 DUBLIN XS GAZPROMBK (GPB FINANCE) GPBRU /5/2019 N/A N/A Subordinated 500 B2 B- USD N/A ,000 B 8 DUBLIN XS GAZPROMBK (GPB FINANCE) GPBRU /10/2018 N/A N/A Sr Unsecured 1,000 Ba2 BB+ EUR N/A ,000 6 DUBLIN XS HCFB LLC(EURASIA CAP SA) HCFBRU /4/ /4/ Subordinated 229 WR N/A USD ,000 B C 2 LONDON XS BANK OTKRITIE (OFCB CAP) NMOSRM /4/2018 N/A N/A Sr Unsecured 500 B2 *+ N/A USD N/A ,000 1 DUBLIN XS PROMSVYAZBK(PSB FINANCE) PROMBK /11/2019 N/A N/A Subordinated 284 C N/A USD N/A ,000 B 9+ DUBLIN XS OJSC RUSS AGRIC BK(RSHB) RSHB /7/2018 N/A N/A Sr Unsecured 1,300 Ba2 N/A USD N/A ,000 6 STUTTGART XS OJSC RUSS AGRIC BK(RSHB) RSHB /5/2018 N/A N/A Sr Unsecured 980 Ba2 N/A USD N/A ,000 6 STUTTGART XS SBERBANK (SB CAP SA) SBERRU /10/2022 N/A N/A Subordinated 2,000 Ba2 N/A USD N/A ,000 B 6 DUBLIN XS SBERBANK (SB CAP SA) SBERRU /6/2021 N/A N/A Sr Unsecured 1,000 Ba1 N/A USD N/A ,000 6 LONDON XS SBERBANK (SB CAP SA) SBERRU /2/2022 N/A N/A Sr Unsecured 1,500 Ba1 N/A USD N/A ,000 6 LONDON XS SBERBANK (SB CAP SA) SBERRU /11/2019 N/A N/A Sr Unsecured 1,000 Ba1 N/A EUR N/A ,000 6 DUBLIN XS VNESHECONOMBANK(VEB FIN VEBBNK /2/2023 N/A N/A Sr Unsecured 500 N/A BBB- EUR N/A ,000 5 STUTTGART XS VNESHECONOMBANK(VEB FIN VEBBNK /11/2023 N/A N/A Sr Unsecured 1,150 N/A BBB- USD N/A ,000 5 FRANKFURT XS VNESHECONOMBANK(VEB FIN VEBBNK /11/2025 N/A N/A Sr Unsecured 1,000 N/A BBB- USD N/A ,000 5 DUBLIN XS VNESHECONOMBANK(VEB FIN VEBBNK /7/2022 N/A N/A Sr Unsecured 1,000 N/A BBB- USD N/A ,000 5 DUBLIN XS VNESHECONOMBANK(VEB FIN VEBBNK /11/2018 N/A N/A Sr Unsecured 850 N/A BBB- USD N/A ,000 5 STUTTGART XS VNESHECONOMBANK(VEB FIN VEBBNK /7/2020 N/A N/A Sr Unsecured 1,600 N/A BBB- USD N/A ,000 5 DUBLIN XS VTB BANK (VTB CAPITAL SA VTB /10/2022 N/A N/A Subordinated 1,412 Ba3 B- USD N/A ,000 B 8 DUBLIN XS VTB BANK (VTB CAPITAL SA VTB /10/2020 N/A N/A Sr Unsecured 827 Ba1 BBB- USD N/A ,000 6 DUBLIN XS VTB BANK (VTB CAPITAL SA VTB /5/2018 N/A N/A Sr Unsecured 1,220 Ba1 BBB- USD N/A ,000 6 DUBLIN XS RUSSIAN STANDARD LTD RUSB 13 27/10/2022 N/A N/A Secured 545 N/A N/A USD N/A , FRANKFURT RUSSIAN CORPORATE XS SISTEMA JSFC (SISTEMA IN AFKSRU /5/2019 N/A N/A Sr Unsecured 500 N/A B+ USD N/A ,000 7 DUBLIN XS ALROSA FINANCE SA ALRSRU /11/2020 N/A N/A Sr Unsecured 1,000 Baa3 BB+ USD N/A ,000 6 DUBLIN XS SEVERSTAL (STEEL CAP) CHMFRU /10/2022 N/A N/A Sr Unsecured 634 Baa3 BBB- USD N/A ,000 5 TRACE XS HACIENDA (DME AIRPORT) HCDNDA 6 26/11/2018 N/A N/A Sr Unsecured 221 N/A BB+ USD N/A ,000 6 STUTTGART XS EDC FINANCE DAC EDCLLI /4/2020 N/A N/A Sr Unsecured 600 N/A BB *+ USD N/A ,000 3 DUBLIN XS EVRAZ GROUP SA EVRAZ /4/2020 N/A N/A Sr Unsecured 700 N/A BB USD N/A ,000 6 DUBLIN XS GAZPROM (GAZ CAPITAL SA) GAZPRU /4/2018 N/A N/A Sr Unsecured 1,100 Baa3 BBB- USD N/A ,000 5 DUBLIN XS GAZPROM (GAZ CAPITAL SA) GAZPRU /4/2019 N/A N/A Sr Unsecured 2,250 Baa3 BBB- USD N/A ,000 5 DUBLIN XS GAZPROM (GAZ CAPITAL SA) GAZPRU /2/2020 N/A N/A Sr Unsecured 800 Baa3 BBB- USD N/A ,000 5 DUBLIN XS GAZPROM (GAZ CAPITAL SA) GAZPRU /1/2021 N/A N/A Sr Unsecured 600 Baa3 BBB- USD N/A ,000 5 DUBLIN XS GAZPROM (GAZ CAPITAL SA) GAZPRU /3/2022 N/A N/A Sr Unsecured 1,300 Baa3 BBB- USD N/A ,000 5 DUBLIN XS MMC NORILSK (MMC FIN) GMKNRM /4/2018 N/A N/A Sr Unsecured 750 Baa3 BBB- USD N/A ,000 5 FRANKFURT XS MMC NORILSK (MMC FIN) GMKNRM /10/2020 N/A N/A Sr Unsecured 1,000 Baa3 BBB- USD N/A ,000 5 BERLIN XS LUKOIL INTL FINANCE BV LUKOIL /4/2018 N/A N/A Sr Unsecured 1,500 Baa3 BBB USD N/A ,000 5 LONDON XS LUKOIL INTL FINANCE BV LUKOIL /11/2019 N/A N/A Sr Unsecured 600 Baa3 BBB USD N/A ,000 5 LONDON XS METALLOINVEST FINANCE METINR /4/2020 N/A N/A Sr Unsecured 333 Ba2 BB USD N/A ,000 6 DUBLIN XS MOBILE TELESYS (MTS INT) MOBTEL /6/2020 N/A N/A Sr Unsecured 307 Ba1 BB *- USD N/A ,000 6 DUBLIN

18 RUSSIAN NAMES ISIN Issuer Coupon Maturity Nxt Call Date Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Score Exchange 發行商票面息到期日下個贖回日贖回價流通額穆迪評級標普評級貨幣現價贖回息率買入息率入場費風險水平上市交易所 XS MOBILE TELESYS (MTS INT) MOBTEL 5 30/5/2023 N/A N/A Sr Unsecured 500 Ba1 BB *- USD N/A ,000 6 DUBLIN XS OJSC NOVO(STEEL FUNDING) NLMKRU /9/2019 N/A N/A Sr Unsecured 146 Baa3 BBB- USD N/A ,000 5 DUBLIN XS NORD GOLD SE NORDLI /5/2018 N/A N/A Sr Unsecured 450 Ba2 N/A USD N/A ,000 6 TRACE XS NOVATEK(NOVATEK FIN LTD) NVTKRM /2/2021 N/A N/A Sr Unsecured 650 Baa3 BBB- USD N/A ,000 5 FRANKFURT XS NOVATEK(NOVATEK FIN LTD) NVTKRM /12/2022 N/A N/A Sr Unsecured 1,000 Baa3 BBB- USD N/A ,000 5 DUBLIN XS POLYUS FINANCE PLC PGILLN /4/2020 N/A N/A Sr Unsecured 750 N/A BB- USD N/A ,000 6 STUTTGART XS ROSNEFT(ROSNEFT INT FIN) ROSNRM /3/2022 N/A N/A Sr Unsecured 2,000 Baa3 BB+ USD N/A ,000 6 DUBLIN XS RUSSIAN RAIL(RZD CAP) RURAIL /5/2021 N/A N/A Sr Unsecured 901 Baa3 BBB- EUR N/A ,000 5 DUBLIN XS RUSSIAN RAIL(RZD CAP) RURAIL 5.7 5/4/2022 N/A N/A Sr Unsecured 1,400 Baa3 BBB- USD N/A ,000 5 STUTTGART XS ROSNEFT FINANCE SA TMENRU /3/2018 N/A N/A Sr Unsecured - WR NR USD N/A N/A N/A 100,000 1 FRANKFURT XS ROSNEFT FINANCE SA TMENRU /2/2020 N/A N/A Sr Unsecured 500 Baa3 BB+ USD N/A ,000 6 FRANKFURT XS TRANSNEFT(TRANS CAP INV) TNEFT 8.7 7/8/2018 N/A N/A Sr Unsecured 1,050 Baa3 BBB- USD N/A ,000 5 DUBLIN XS OAO TMK (TMK CAPITAL) TRUBRU /4/2020 N/A N/A Sr Unsecured 500 B1 B+ USD N/A ,000 7 DUBLIN XS URALKALI (URALKALI FINAN URKARM /4/2018 N/A N/A Sr Unsecured 582 Ba2 N/A USD N/A ,000 6 STUTTGART XS VIMPEL COM (VIP FIN IRL) VIP /4/2018 N/A N/A Sr Unsecured 164 Ba2 BB USD N/A ,000 6 DUBLIN XS VIMPEL COM (VIP FIN IRL) VIP /2/2021 N/A N/A Sr Unsecured 377 Ba2 BB USD N/A ,000 6 DUBLIN XS VEON HOLDINGS BV VIP /2/2019 N/A N/A Sr Unsecured 571 Ba2 NR USD N/A ,000 6 DUBLIN XS VEON HOLDINGS BV VIP /3/2022 N/A N/A Sr Unsecured 601 Ba2 BB USD N/A ,000 6 DUBLIN XS VEON HOLDINGS BV VIP /2/2023 N/A N/A Sr Unsecured 983 Ba2 BB USD N/A ,000 6 DUBLIN XS ALLIANCE OIL CO LTD VOSTOK 7 4/5/2020 N/A N/A Sr Unsecured 500 N/A NR USD N/A ,000 8 DUBLIN BRAZILIAN CORPORATE US71645WAH43 PETROBRAS GLOBAL FINANCE PETBRA /12/2018 N/A N/A Sr Unsecured 278 Ba3 BB- USD N/A ,000 6 NEW YORK US71645WAP68 PETROBRAS GLOBAL FINANCE PETBRA /1/2020 N/A N/A Sr Unsecured 939 Ba3 BB- USD N/A ,000 6 NEW YORK US71645WAR25 PETROBRAS GLOBAL FINANCE PETBRA /1/2021 N/A N/A Sr Unsecured 1,217 Ba3 BB- USD N/A ,000 6 NEW YORK US71647NAF69 PETROBRAS GLOBAL FINANCE PETBRA /5/2023 N/A N/A Sr Unsecured 3,500 Ba3 BB- USD N/A ,000 6 NEW YORK US71647NAM11 PETROBRAS GLOBAL FINANCE PETBRA /3/2024 N/A N/A Sr Unsecured 2,500 Ba3 BB- USD N/A ,000 6 NEW YORK USL48008AA19 HIDROVIAS INT FIN SARL HIDRVS /1/ /1/ Sr Unsecured 600 Ba3 N/A USD ,000 C 7 TRACE OTHER COUNTRIES US893830BB42 TRANSOCEAN INC RIG /12/2021 N/A N/A Sr Unsecured 332 Caa1 B USD N/A ,000 8 NEW YORK USG7945EAN51 SEADRILL LTD SDRLNO /9/2020 N/A N/A Sr Unsecured 479 N/A N/A USD N/A , TRACE XS IHS NETHERLANDS HOLDCO IHSHLD /10/ /10/ Sr Unsecured 800 B1 B+ USD ,000 C 7 DUBLIN USX0027KAG32 AGROKOR D.D AGROK /2/2020 7/5/ Sr Unsecured 300 C NR USD ,000 C 9+ TRACE US37247DAG16 GENWORTH HOLDINGS INC GNW /11/ /4/ Jr Subordinated 600 B3 B- *- USD ,000 B C D 9+ TRACE XS AMTD GROUP CO LTD AMTDGC N/A 15/6/ Sr Unsecured 200 N/A N/A USD ,000 C D H 9+ HONG KONG US37247DAK28 GENWORTH HOLDINGS INC GNW /5/2018 N/A N/A Sr Unsecured 597 B2 B *- USD N/A ,000 7 NEW YORK US786514BR92 SAFEWAY INC SWY 5 15/8/2019 N/A N/A Sr Unsecured 269 B3 CCC+ USD N/A ,000 8 TRACE USU3002EAA65 EXELA INTERMED/EXELA FIN EXLINT 10 15/7/ /7/ st lien 1,000 B3 B USD ,000 C 7 TRACE USU2481AAD01 DENBURY RESOURCES INC DNR 9 15/5/ /12/ nd lien 615 Caa1 B USD ,000 C 8 TRACE XS ENQUEST PLC ENQLN 7 15/4/ /4/ Sr Unsecured 746 N/A B- USD ,000 C E 8 EUROMTF * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong:

19 CONVERTIBLE BONDS Nxt Call Coupon Maturity Nxt Call Px Moody's S&P Crncy Offer Offer YTC Offer YTM Min. Size Date Score Exchange 發行商 股票號碼 票面息 到期日 下個贖回日 贖回價 流通額 穆迪評級 標普評級 國家 貨幣 現價 贖回息率 買入息率 入場費 風險水平 上市交易所 USD CONVERTIBLE BONDS XS BAOSTEEL HONG KONG INVES SBSA CH 寶鋼香港投資有限公司 SBSG 0 1/12/2018 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 F 1 HONG KONG XS CHINA OVRES FIN KY CH 中國海外財務投資開曼 V CHCONS 0 5/1/2023 N/A N/A Sr Unsecured 1,500 N/A N/A HK USD N/A ,000 F 2 HONG KONG XS CHINA RAILWAY CONSTRUCT 1186 HK 中國鐵建 RLCONS 0 29/1/2021 N/A N/A Sr Unsecured 500 N/A N/A CN USD N/A ,000 F 1 HONG KONG XS CRRC CORP LTD CH 中國中車 CSLOCO 0 5/2/2021 N/A N/A Sr Unsecured 600 N/A N/A CN USD N/A ,000 F 1 HONG KONG XS JOHNSON ELECTRIC HOLDING 179 HK 德昌電機控股 JOHNEL 1 2/4/2021 N/A N/A Sr Unsecured 200 N/A N/A HK USD N/A ,000 F 1 HONG KONG XS SHUI ON DEVELOPMENT HLDG 272 HK 瑞安建業控股有限公司 SHUION 7.5 N/A 4/6/ Sr Unsecured 225 N/A N/A CN USD ,000 C D F H 5 SGX-ST XS SEMICONDUCTOR MANUFACT 981 HK 中芯國際 SMIZCH 0 7/7/2022 N/A N/A Sr Unsecured 443 N/A N/A CN USD N/A ,000 F 1 SGX-ST * - "NOT LISTED" bonds are only offered to professional investors in Hong Kong * - For "HONG KONG" Exchange, debt securities listed under Chapter 37 of the Listing Rules are only offered to professional investors in Hong Kong: