2017 ESG

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1 2017

2 2017 ESG

3 (CPA) (CPA) Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman, KY Cayman Islands SMP Partners (Cayman) Limited Royal Bank House 3rd Floor 24 Shedden Road P.O. Box 1586 Grand Cayman, KY Cayman Islands

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5 % % ,047,

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7 , ACC 4 ACC TCC TPU TPU 6, TPU TPU COCC COCC APP AFC AFC ,

8 AFC , AFC G 54G G G G G

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10 , % , , % , , % % , , ,000 4,800

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15 T2 PPP PPP AFC 70%

16 APP APP , % , , % , % %

17 G 5G 5.8G

18

19 (EMBA) Innovation Holding Co., Ltd More Legend LimitedMore Legend More Legend 100%More Legend 11.62%

20

21 GEM

22 (CPA) (PCLL)

23 (VTRC) (KCS Green) TCC TCC ERG GroupVix-ERG

24

25 ESG

26 23(a) (a) , , (1) 9.5% 38.9% (2) 19.7% 48.9%

27 5% (CPA)

28 (i)(ii) (iii)

29 (a) (b) % 12 1%(i) (ii) 1%(iii) 130,724, % ,900, ** * ,300,000 1,300, ,000 (800,000) , , ,000 (812,000) (68,000) ,020,000 (2,020,000) 13,000, ,350,000 (1,250,000) 14,100,000 33,850,000 (3,632,000) (1,318,000) 28,900,

30 ,000, ,200, % 70% 100% ,000, % 70% 100% ,000, % 70% 100% * ** 26(i) (ii) (iii)

31 XV (a)xv78 (b)352 (c) 1 244,657, % 800, , % 11.69% 1. More Legend More Legend 100%More Legend 244,657,815 More Legend ,000800, ,000800, ,000500, % 70% 100%

32 (a)xv78 (b) 352(c) XV23336 More Legend 1 244,657, % 2 245,457, , % 3 1,157,634,900 1,300, % 3 1,157,634,900 1,300, % 4 148,585, % 4 191,193, % 4 191,193, %

33 1. More Legend244,657,815More Legend ,457,815500, ,157,634,9001,300, ,585,53442,608, % 148,585,534 42,608, XV ,000,000 2,168, ,574 2,832, ,274 5,000,000 5,

34 ,300 36,9342, % 1,157,634, % 14A 30% 14A

35 %14A.07 14A (i) (ii) (i)(ii)(iii)

36 % 93%14A.07 14A.07 14A (i) (ii) (i)(ii) (iii)

37 ,666, ,216, ,157,634, % 14A.07 14A ,666, ,506,

38 1,157,634,90055% 14A.07 14A A.56 14A.56 14A.55 14A 2614A 28 25%

39 ESG

40 (CPA)

41

42

43 2017 4/4 7/7 4/4 7/7 1 / 1/1 4/4 7/7 4/4 7/7 2 4/4 5/5 3 1/1 2/2 4 / 2/2 4/4 7/7 (CPA) 4/4 7/7 4/4 7/7 (1) (2) (3) (4) C.3.3C.3.7 (i)(ii) (iii)(iv)

44 2017 CPA 2/2 2/2 2/ B /3 3/3 3/

45 A.5.1A * 2/2 3/3 3/3 * 1/1 *

46 D.3.1 (i) (ii) (iii) (iv)

47

48

49 , ,

50 ( /1 1/1 1/1 0/1 1 / / 1/1 1/1 1/1 1/1 1/1 1/1 2 / / 3 / / 1/1 1/1 0/1 0/1 0/1 1/1 (1) (2) (3)

51 (852) (852)

52 (852) (852) (852)

53 2017年ESG報告 本報告為本公司第二次發佈的年度環境 社會 及管治 ESG 報告 報告 本報告主要介 紹公司在環境 社會及管治以及其他方面的工 作 旨在加強與各利益相關人士的聯繫及理 解 52 京投軌道交通科技控股有限公司 2017年年報

54 2017年ESG報告 續 0. 報告概述 本報告是本公司對外公開發布的第二份環境 社會及管治報告 旨在回應利益相關方期望 展示本公司在環 境 社會 管治及可持續發展方面的理念 行動及成效 報告主體範圍 本公司及其境內 外分支機構和全資子公司 報告時間範圍 2017年1月1日至2017年12月31日 報告編製依據 本報告是依據香港聯合交易所有限公司 環境 社會及管治報告指引 的要求編製而成 京投軌道交通科技控股有限公司 2017年年報 53

55 2017 ESG IC

56 2017 ESG GB T GB T GB-T GB GB GB50174 GB/T 2588 GB/T 2589 GB/T 3484 GB/T 6422 GB/T

57 2017 ESG GB/T GB/T GB/T GB/T GB/T GB/T25329 DGJ32/TJ132 [2011]

58 2017 ESG DB/T S1 70dB2 70dB 1.2 OA LED2017 ISO

59 2017 ESG 0.24 Kwh LEDEnergy Star ,641 Kwh ACC MLC AFC TCC PIS (TPU) TPU AFC AFC AFC TPU TPU RSA

60 2017 ESG 2017 ACC +(CCS)(CMS) ACC ACC ACC Hadoop 2017NOCC PIS CMMI-L

61 2017 ESG

62 2017 ESG ISO9000ISO14000/ISO18000ITSS CMMIISO/IEC GB/T ISO/IEC

63 2017 ESG QA % ISO20000ISO ISO20000 ISOIT ISO

64 2017 ESG ,

65 2017 ESG

66 2017 ESG 29252%11539%84 29% 93% 3311%4616% 22677%6623% % % % 6093% 2810% 26490%

67 2017 ESG

68 2017 ESG

69 2017 ESG

70 2017 ESG

71 2017 ESG

72 2017 ESG 7 38 OA

73 2017 ESG 4. AFCACCPIS %10% A B C D A B 85% C 70% D40% A5648%, B5345%, C8 7%, D A27 22%, B4940%, C4638%D3 AC

74 2017 ESG ACC 2017 ACC ACCACC

75 2017 ESG 5.2 ACC2017 ACC ACCACC ACC S17AFC ACC/TCC2017 TCC(Traffic Control Centre) ACC TCC ACC TCC ACC TCC 2017 ACC TCC S1 MLC MLC AFC ACC TCC

76 2017 ESG

77 2017 ESG 5.5 S S1 7 S

78 2017 ESG 6. A1 A A A2 A A A3 A A B. B1 B B

79 2017 ESG B2 B B B3 B B4 B B B5 B B B

80 2017 ESG B6 B B6.1 B B B B B7 B B B8 B B

81

82 42(t)(i)

83 42(t)(i)

84 182(k)(i) ,010, %

85 12 132(k)(ii) ,397, ,375,

86 12 132(k)(ii)

87 152(e) 49% ,147, ,036, % %

88

89

90

91 , ,309 (451,301) (375,324) 4(b) 113, , ,308 3,563 (85,500) (77,751) 40,094 29, , ,576 29,925 7 (6,336) (1,531) 45,240 28,394 38,554 25,728 6,686 2,666 45,240 28,394 10(a) (b)

92 ,240 28,394 54,388 (50,326) 99,628 (21,932) 91,423 (23,358) 8,205 1,426 99,628 (21,932)

93 , , , , ,397 61, , ,570 22(b) 25,411 20, , , , , ,581 69, , , ,128,780 1,118,431 1,981,904 1,840, , ,908 22(a) 37,230 36, , ,113 1,507,094 1,486,513 2,238,217 2,140,784 22(b) 24,108 24,257 2,214,109 2,116, ,048 21,062 2,173,028 2,083,637 2,194,076 2,104,699 20,033 11,828 2,214,109 2,116,

94 (c) 23(d)(i) 23(d)(ii)23(d)(iii)23(d)(iv) , ,819 29,411 12,710 (32,151) 236,078 1,211,100 10,402 1,221, ,728 25,728 2,666 28,394 (49,086) (49,086) (1,240) (50,326) (49,086) 25,728 (23,358) 1,426 (21,932) 6, , , ,723 23(c)(ii) ,616 (2,451) 10,303 10, ,931 3,931 3,931 6,752 (6,752) 6, ,648 1,480 6,752 (6,752) 916, , ,062 1,859,467 30,891 19,462 (81,237) 255,054 2,104,699 11,828 2,116,

95 (c) 23(d)(i) 23(d)(ii) 23(d)(iii) 23(d)(iv) ,062 1,859,467 30,891 19,462 (81,237) 255,054 2,104,699 11,828 2,116, ,554 38,554 6,686 45,240 52,869 52,869 1,519 54,388 52,869 38,554 91,423 8,205 99,628 23(c)(ii) 36 3,897 (694) 3,239 3, ,716 (5,716) 23(c)(iii) (5,848) (5,848) (5,848) 23(c)(iii) (50) (5,798) 5,848 (14) (1,901) (131) 5,716 (5,716) (2,046) (2,046) ,048 1,857,566 30,760 25,178 (28,368) 287,892 2,194,076 20,033 2,214,

96 ,576 29,925 6(b) 42,263 36,095 5 (3,055) (4,238) 5 (4,116) (1,304) 15 (11,482) (128) 6(a) 563 3, (9,560) (18,202) (131,799) 10, ,527 39,428 70,925 97,189 3,055 4,238 22(a) (10,910) (21,367) 63,070 80,060 (9,096) (3,413) 2 15 (72,256) (312,442) (66,178) (818,035) (306,849) 842, ,480 (57,121) (497,400) 902,723 23(c)(ii) 3,239 10,303 23(c)(iii) (5,848) (2,609) 913,026 3, , ,118, ,837 7,009 (4,092) ,128,780 1,118,

97 GEMGEM GEM (a) 2(c) (b) (i)

98 2 (b) 3 (c) (d)

99 2 (d) 2(k)(ii) (e) 2(k) 2(k)(ii)

100 2 (f) (i) (ii) (ii)(i) 2(k)(ii) 2(k)(ii) (g) 2(k)(ii)

101 2 (h) 2(k)(ii) (i) 2(t)(iv) 2(k)(i)

102 2 (j) (I) (II) (k) (I)

103 2 (k) (I) 2(e) 2(k)(ii)2(k)(ii)

104 2 (k) (II)

105 2 (k) (III) 34 2(k) (l) (m) 2(t)(i) (n) 2(k)(i) 2(k)(i)

106 2 (o) (p) (q) (I) (II) (III)

107 2 (r)

108 2 (r) (s) (t) (I)

109 2 (t) (II) (III) (IV) (V) (u)

110 2 (v) (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) (viii) (w)

111 (a) 2(m) 2(t)(i) 18 (b) (c) 2(k) (ii) (d)

112 4 (a) , ,252 56,524 52, , , , , , , % ,442, ,381,

113 4 (b)

114 4 (b) (I) , , ,587 83,882 29, ,286 11,482 11, , , ,309 57,598 46, ,

115 4 (b) (II) , ,113 12,308 3,563 (85,500) (77,751) 51,576 29,925 (III) , ,157 34,843 48, , , ,055 4,238 4,116 1,304 2,786 (2,267) 2, (8) (702) 12,308 3,

116 6 (a) ,016 70,223 9,394 6, , ,973 80,775 20% 5% 30,000 (b) (b) 230, ,256 3,237 2, ,263 36,095 8,426 8,

117 7 (a) (a) 1, ,431 12,045 11,935 12,852 22(b) (5,599) (11,321) 6,336 1,531 (b) ,576 29,925 (i) (ii) (iii) 13,872 8,852 1,913 1,734 (1,633) (21) (iv) (7,816) (9,034) 6,336 1,531 (i) % % (ii) (iii) % % (iv) % 50%

118 8 383(1) , , ,454 1, ,794 1, , , ,

119 , , , , ,276 1, , , , , ,

120 ,711 2,634 1, ,197 3, ,000,0011,500,

121 10 (a) ,554, ,728,0002,106,540, ,540,269, ,106,155 1,423, ,853 23(c)(ii) 2,904 9,095 23(c)(iii) (2,519) ,106,540 1,540,269 (b) ,554, ,728,000 2,107,444, ,547,780, ,106,540 1,540, , ,107,444 1,547,

122 ,514 5, , ,040 (265) (324) (12,533) (13,122) ,892 6,558 54,965 54,965 (48) (48) ,326 5, , , ,910 3,277 77,820 83,714 (140) (220) (5,702) (6,062) ,427 20,256 (44) (44) ,644 3,960 90,545 97, ,682 1, , , ,326 5, , , , , ,469 2,711 (545) (1,189) (3,000) (4,734) ,845 3, ,254 1, , ,644 3,960 90,545 97, ,181 7, ,903 25,724 (545) (1,186) (2,995) (4,726) ,501 2, , , ,344 1, ,625 1, ,

123 , , ,615 (6,334) (22) (6,668) (13,024) ,979 10,979 (700) (700) , , , ,576 8,305 44,881 (2,485) (891) (3,376) 7,121 8,718 15, ,212 16,132 57, ,483 89, , , , ,115 6,793 7,390 14,183 6,385 6, , , , ,212 16,132 57,344 2,971 1,454 4,425 7,249 9,290 16, ,432 26,876 78, ,441 85, ,

124 ,265 (4,152) ,113 4, , , , (i) 54,670 51,089 (ii) 10,727 10,024 65,397 61,113 (i) 3% 20163% 16% % (ii) 3% 20163% 16.5% %

125 14 ** 50,000,000 12,550, % 100% 1, % 100% 80,000,000 90% 90% *** ** 300,000, % 100% 10 70% 70% ** ***

126 % 10% 30% 30% 366, ,199 47,741 23,780 6, ,774 2,378 1, ,981 23,761 23,719 18, , ,181 1,474 3,930 (517,433) (344,226) (17,861) (21,650) (2,811) (3,321) 178, ,395 7, ,833 11,540 2, , ,442 11, (1,374) (106) 394, ,

127 15 (i) 30,000,000 49% 49% (ii) 500,000,000 49% 49% (iii) 2,000,000 20% 20% (iii) 201,000, % 24.88% (iv) 313,000, % 7.99%

128 15 (i) (ii) (iii) 20% 24.88% (iv) % ,994 53, , ,293 2,834 2,797 1,695, (191,422) (18,520) (1,533,782) (496) 48,406 38, , ,773 46,901 20, , , , ,074 84, , ,087 1,989 16,627 (1,727) 494 (121) 32,014 (40) (252) 168 (5,721) 3,480 48,406 38, , ,773 23,719 18, , ,

129 , ,445 1,196 97,437 (1,365) (180) 2, , ,119 3, (56) (12,327) 100 (7) (79) 2, , , ,000,000 11,963, , ,

130 17 (a) ,558 62,707 11,023 6,314 78,581 69,021 (b) , , (a) (b) (d) 252, , ,383 86,326 21,893 20,605 6, , ,704 18(c) 186, ,178 57,439 14,606 11,168 4, , ,269 18(e) , , ,222 29, , ,

131 18 130, (a) , , ,972 10, ,776 7, , , , ,704 25(a) (b) ,751 25, , , ,972 10, ,776 7, , , , ,704 (c) ,330, ,237,

132 18 (d) ,420, ,567,000 (e) ,128,780 1,118, , ,939 23,816 21,354 20(a) 341, ,293 20(b) ,400 5,400 6,123 5,635 29,631 15, , ,203 26,916 17,487 23,743 37,276 9,569 8, , ,

133 20 (a) , , ,844 19, , ,293 (b) ,400, ,400, (i) (ii) (iii)(iv) (v)(vi) % 50%30%

134 21 (a) , ,200, , , , , , , , ,360, ,400, ,040, ,000, ,000, ,000, ,640, ,100, ,460, ,200,

135 21 (b) , , (3,632) (13,780) (1,318) (4,170) , , , , (a) ,205 44,720 7(a) 11,935 12,852 (10,910) (21,367) ,230 36,

136 22 (b) ,536 1,437 2,914 8,887 (25,081) (16,194) (212) (629) (66) (907) 1, (a) (476) 12,829 (2,848) 9,505 1,816 11,321 2,803 2,803 (2,653) ,651 13,637 20,288 (24,257) (3,969) 327 1,102 1,429 (1,756) (327) 7(a) (509) 4,203 3,694 1,905 5, ,469 18,942 25,411 (24,108) 1,303 (c) ,632, ,681,

137 23 (a) 23(c) 23(d)(i) 23(d)(ii)23(d)(iii) , ,819 52,802 (61,526) 956, (13,065) (13,065) 6, , ,723 23(c)(ii) ,616 (2,451) 10, ,931 3,931 6, ,648 1,480 (13,065) 903, ,062 1,859,467 54,282 (74,591) 1,860, ,062 1,859,467 54,282 (74,591) 1,860, (5,412) (5,412) 23(c)(ii) 36 3,897 (694) 3, (c)(iii) (5,848) (5,848) 23(c)(iii) (50) (5,798) 5,848 (14) (1,901) (131) (5,412) (7,458) ,048 1,857,566 54,151 (80,003) 1,852,

138 23 (b) (I) ,048 (II) (c) (I) ,000,000,000 50,000 5,000,000,000 50, ,106,154,727 21,062 1,423,321,203 14, ,053,524 6,691 23(c)(ii) 3,632, ,780, (c)(iii) (5,000,000) (50) ,104,786,727 21,048 2,106,154,727 21,062 (II) ,239,0003,632,000 36,0003,203,000694,000 2(q)(ii)

139 23 (c) (III) ,168, , ,832, ,274 5, (IV) , , , , , ,770 28, (d) (I) (II) (i)2011 (ii)2(q)(ii)

140 23 (d) (III) (IV) 2(u) (e) , ,908 2,214,109 2,116, % 15.0%

141 24 (a) ,074 56,121 8,972 24,046 56,121 (b) (i) ,961 7,574 5, ,104 7, (ii) , , ,418 56, , ,

142 25 (a) % %61% %

143 25 (b) , , , ,690 (c) (d) (I) ,741 44,

144 25 (d) (II) % 4,774 10% 4,461 (10%) (4,774) (10%) (4,461)

145 25 (e) (I) , ,564 (II) (f)

146 26 (a) ,206 29,673 43,910 43, ,859 5,514 (502) (b) ,808 3,819 2,377 1,584 8,942 (c) ,400 (d) , ,442 1,

147 26 (e) ,890 11, ,471 12,082 6(a) (f) 26(a) (g) A 14A

148 , , , , , ,867 57,637 62, , ,337 1,034,582 1,043,989 3,464 4,636 1,031,118 1,039,353 1,852,762 1,860, ,048 21,062 1,831,714 1,839,158 1,852,762 1,860,

149 28 23(b) (b)

150

151 (A) 9(1)(2) (3)

152 (B) (A) 2(t) (i) (ii) (iii)

153 (A) (B)

154

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